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HomeMy WebLinkAboutRural Hydro Elecric Assessment Phase II Report 1-9-1998RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY: PHASE II REPORT Prepared for Alaska Department of Community and Regional Affairs Division of Energy by Locher Interests LTD. Anchorage, Alaska with Harza Northwest, Inc. University of Alaska Anchorage, Institute of Social and Economic Research January 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II TABLE OF CONTENTS SECTION 1: SUMMARY OF FINDINGS 1.1 Old Harbor..............................................................................................................................1.1 1.2 Unalaska.................................................................................................................................1.2 SECTION 2: INTRODUCTION 2.1 Background.............................................................................................................................2.1 2.2 Scope of the Assignment........................................................................................................2.1 2.3 Sources of Information and Methods......................................................................................2.2 2.4 Acknowledgments...................................................................................................................2.6 SECTION 3: OLD HARBOR 3.1 Location..................................................................................................................................3.1 3.2 General Description of the Area.............................................................................................3.1 3.3 Existing Power System...........................................................................................................3.2 3.4 Hydroelectric Development Alternatives.................................................................................3.5 3.5 Selected Alternative................................................................................................................3.6 SECTION 4: UNALASKA 4.1 Location..................................................................................................................................4.1 4.2 General Description of the Area.............................................................................................4.1 4.3 Existing Power System........................................................................................................4.2 4.4 Hydroelectric Development Alternatives.................................................................................4.6 4.5 Selected Alternative................................................................................................................4.8 SECTION5: REFERENCES.....................................................................................................................5.1 SECTION6: EXHIBITS.............................................................................................................................6.1 SECTION7: PHOTOGRAPHS.................................................................................................................7.1 SECTION 8: APPENDICES......................................................................................................................8.1 LOCHER INTERESTS, LTD. PAGE I JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 1. SUMMARY OF FINDINGS 1.1 OLD HARBOR PROJECT 1.1.1 Technical Evaluation The selected development is essentially the same as that proposed by Polarconsult. It is a run -of stream, transbasin diversion that diverts water from East Fork Barling Creek via a penstock to a powerhouse located at elevation 80 on Lagoon Creek. The project utilizes 3,293 lineal feet (If) of new 16-inch (in) i diameter HDPE pipe and 6,966 If of new 16-in diameter steel pipe to provide water at a net head of 695 feet to a Pelton turbine unit with a nominal output of 500 kW and efficiency of 0.88. The nominal rated discharge is 12.4 cfs, with minimum and maximum discharges of 1.3 and 12.4 cfs. Stream discharge would be available for power generation every day of the year. Average annual energy output from this project is estimated at 3,425,000 kWh per year, and would partially replace current diesel energy production operations. This project is large for the existing system toad. However, a smaller installation would have minimum associated cost savings, and from a long-term planning perspective appropriate for development of hydroelectric developments, it is reasonable to develop the potential of the proposed site with maximum efficiency. 1.1.2 Environmental/Regulatory Evaluation The proposed Old Harbor Hydroelectric Project is currently in the Federal Energy Regulatory Commission (FERC) licensing process. An Applicant Prepared Environmental Assessment (APEA) process is being pursued and preliminary agency consultation has been completed, along with some initial field work on fisheries, birds, and cultural resources. To date, no environmental issues have been identified which would preclude or seriously impact the applicants ability to develop this project. It is likely that the project will have some impacts on anadromous fish habitat in lower Barling Creek, although these effects should be offset by increased flows in Lagoon Creek. Further, there is significant intervening drainage between the point of diversion and the downstream fish habitat in Barling Creek so that impacts will be substantially reduced. The project is to be mainly located on Kodiak National Wildlife Refuge lands, including some lands originally patented to the Old Harbor Native Corporation and later purchased in fee for the refuge. These lands have certain restrictive covenants attached which, unless altered, would preclude development of this project However, it appears that the Federal and State agencies involved are both able and willing to take the necessary steps to modify these covenants, so as to allow project development. Should either the State of Alaska or the Department of the Interior not wish to cooperate in addressing this issue, however, land status could become a fatal flaw for the project. 1.1.3 Economic/Financial Evaluation For purposes of our analysis we have developed two cost estimates for each project. One, designated herein as the force account process estimate, is based on the assumption of use of local labor, as appropriate, to reduce construction costs, combined with other cost reducing measures such as purchase of the turbine and generator from a small recognized manufacturer who is unable to provide equipment warranties but offer significantly lower prices. The second estimate, denoted as the standard construction process estimate, assumes a standard contractor construction process, along with purchase of generation equipment from a major manufacturer, able to provide complete warranties at higher costs. These two estimates reflect different levels of risk for cost overrun during construction, construction delay, and post 11 LOGHER INTERESTS, LTD. PAGE 1.1 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II I construction or operational problems. Our construction cost estimates for the Old Harbor Project are $2,767,800 for a force account process and $3,425,200 for a standard construction process. The economic viability of the Old Harbor Project is sensitive to these costs, as well as to two critical parameters: (1) system load growth, and (2) future fuel prices. Using the force account process cost estimate, the project has positive net economic benefits under all combinations of assumptions concerning load and fuel prices. Using the standard construction process cost estimate, it has a net positive economic benefit only if high annual load growth (3.0%) and fuel price increases (1.5%) are assumed. Using a mid -range estimate for future growth in load and fuel prices (2.0% and 0.5%, respectively) the project has a net positive benefit of $775,000 for the force account process cost and a net negative benefit of-$260,000 for the standard construction process cost. Financial analysis, based upon use of the force account process cost indicates that AVEC's system -wide cost of service would be slightly higher with the hydroelectric project through the year 2012, after which it would fall slightly. However, the effects on revenue requirements are minor (ca 1.0% increase until 2012; ca 0.5% decrease thereafter). Assuming the standard construction process cost, system -wide cost of service would increase by a maximum of 1.7% initially, but would drop below 1.0% by year 2010. j 1.1.4 Recommendations J The Old Harbor Projects economic/financial viability is sensitive to cost. The cost estimates developed for this analysis differ substantially from that provided by Polarconsult, the consultant currently pursuing development of this project on behalf of the Alaska Village Electric Cooperative (AVEC). Our force account process estimate is higher than the $1,442,403 estimate (as adjusted to 1997 dollars) developed by Polarconsult. While our analysis indicates that the project still would be economically viable for our more conservative force account cost estimate, the difference between our estimate and the Polarconsult cost is striking. Based upon our current understanding of the project, it is felt that the substantially lower cost estimate currently being used by AVEC includes assumptions that substantially increase the risk of j cost overruns and potentially costly delays in construction and/or operational problems. These discrepancies in costs, and the assumptions concerning the approach to completion of the project which underlie them, should be thoroughly explored by AVEC and DOE before making a final commitment to this project In addition to its sensitivity to cost, the discrepancy between the size of this project and Old Harbors existing load make it sensitive to load growth. Any developments in Old Harbor which might significantly increase system load would likely improve project economic viability. The Village of Old Harbor should explore increased use of electric heat as well as installation of fish processing facilities with future development plans. Prior to final design of the project, it will be prudent to gather as much recently gaged stream data as possible from Polarconsult for the active gage on Barling Creek. These additional data would refine the hydrologic analyses used for this report. 1.2 UNALASKA PROJECT 1.2.1 Technical Evaluation Five alternatives for developing the hydropower potential of Pyramid Creek were evaluated. The selected project taps into the existing City water supply line at the treatment building and conveys excess water to a powerplant at tidewater. The project would utilize 6,000 If of the existing 24-in diameter ductile iron pipe and some 2,500 If of additional 24-in diameter steel pipe to provide water, at a net head of 451 feet, to a LOCHER INTERESTS, LTD. PAGE 1.2 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Francis turbine unit with a nominal output of 600 kW and efficiency of 0.88. The nominal rated discharge is 17.8 cfs, with minimum and maximum discharges of 8 and 22 cfs. Stream discharge would be available for power generation 61% of the time. Average annual output from this project is estimated at 2,570,000 kWh per year, and will supplement current diesel energy production operations. 1.2.2 Environmental/Regulatory Evaluation The proposed Unalaska Hydroelectric Project is not currently being formally pursued. Thus, licensing and permitting programs will have to be initiated by the City of Unalaska before official resource agency positions on the project can be determined. However, informal conversations with resource specialists indicate that concerns for pink and coho salmon habitat in lower Pyramid Creek and resident dolly varden habitat below Icy Creek Reservoir will require resolution. Fisheries mitigation measures, including instream habitat modifications and/or provision of fish flow releases at Icy Creek Reservoir, are likely to be required. Our analysis has included an evaluation of the feasibility of both types of mitigation and indicate that either or both could be implemented without loss of project economic viability (although benefits would be reduced). Previous investigators attempted to obtain a ruling from FERC that no federal license would be required for a hydroelectric development on Pyramid Creek. It is not known if this attempt was successful. Because anadromous fish and Native Corporation lands would be effected by project development, federal involvement in the project is required, and it is unlikely that a FERC exemption would be advisable. In fact, it is likely the FERC process would be beneficial in that it would provide a known regulatory compliance framework for the resource agency participation required for project development. The project, as proposed, would be located on Ounalaska Native Corporation (ONC) lands (the penstock), Crowley Marine Services land (the powerhouse), and a private parcel owned by a local resident (an access road). There should be no restrictions to development of the project on these lands, although individual land owners may or may not be amenable to the proposed development. Finally, the area where the project access road, powerhouse, and tailrace are to be located has been intensively used for industrial purposes in the past. Thus, there is some potential for contamination of the soils by materials classified as hazardous or toxic, which would require remediation as a condition for project development. The probability of such conditions cannot be determined at this time. Should such contamination be found, project costs could increase substantially. 1 1.2.3 Economic/Financial Evaluation 1 Our cost estimates for the Pyramid Creek Project are $1,557,900 for the force account process and $2,177,800 for a standard construction process. Project economics for this project are sensitive only to future fuel prices. It has net positive economic benefits under all cases analyzed. Assuming force account process cost and high fuel price growth (1.5%), net benefits of the project are $2,326,000. Using the standard construction process cost and the low fuel price growth, the net benefits are still positive at $848,000. Assuming a mid -range increase in fuel price and the force account process cost, the net benefits are $1,673,000. The Pyramid Creek project would play only a small role in the City of Unalaska's overall utility operation. The Project's financial impact is also limited. Financial analysis shows that with hydropower, very minor (1.0%) increases in system cost of service occur, assuming standard construction process costs, until about year 2010. However, using the force account process cost estimate, the cost of service with the hydropower is slightly lower (0.1%) than without hydropower costs, almost immediately. Cost of service LOCHER INTERESTS, LTD. PAGE 1.3 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II I reductions reach levels of about 1.5% by year 2020, after which differences between the with and without hydropower costs essentially disappear. 1.2.4 Recommendations Impacts of the selected project development on the small population of anadromous fish which reside in Pyramid Creek below the canyon is likely the most critical issue to be resolved. While it appears that fisheries mitigation or even enhancement is possible, both through provision of minimum flow reservations and by instream habitat enhancement, agency willingness to work towards a solution is not guaranteed. Formal consultation on this project, to be completed once a decision to proceed has been made, should immediately focus on resolution of this issue. Additionally, prior to final design of each project, it may be prudent to gather as much recently gaged stream data as possible from DNR for the active gages on Pyramid Creek. These additional data would refine the hydrologic analyses used for this report. LOCHER INTERESTS, LTD. PAGE 1.4 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 2. INTRODUCTION 2.1 BACKGROUND This report presents the results of the Phase II portion of contract DOE 96-R-004, Rural Hydroelectric Assessment and Development Study. Phase I of this contract, completed in August of 1997, included: 1. The development of a Microsoft AccessTM database, containing information on existing and potential hydroelectric projects in Alaska. 2. Ranking and screening of 1,100 potential sites by their technical, environmental, and economic suitability for development as power sources for rural communities currently participating in the Power Cost Equalization (PCE) program. 1 3. Selection of a smaller subset of projects for more detailed evaluation. I A Phase I report written by Locher Interests, LTD. (Locher) was provided to the Alaska Department of Community and Regional Affairs, Division of Energy (DOE) on August 18, 1997. The Phase I report recommended that two potential rural Alaska hydroelectric developments be carried forward to a more detailed Phase II evaluation: • the Old Harbor Project on Island, and • the Pyramid Creek Projec Unalaska. 2.2 SCOPE OF THE ASSIGNMENT The scope of Phase it includes examination of the environmental, engineering, and economic viability of the above two potential hydroelectric projects in greater detail and production of a reconnaissance level evaluation with recommendations for DOE concerning the provision of financial support for their development. The work tasks defined for Phase it analysis include: 1. Obtain additional data for project evaluation. 2. Conduct site visits to evaluate technical project viability. 3. Confirm project energy/capacity capabilities. 4. Confirm proposed project design concepts. 5. Refine project cost estimates. 6. Perform economic and financial analyses of both projects. 7. Prepare a written Phase II report. LOCHER INTERESTS, LTD. PAGE 2.1 �lt�14\i'�Ti�T•�7 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 2.3 SOURCES OF INFORMATION AND METHODS 2.3.1 Existing Systems Assessment of the hydroelectric developments schemes presented herein is based in large part on review of: • studies of the hydroelectric potential in the two communities done by others, • information on existing generation systems, energy demand, and power production statistics provided by the DOE and the utilities serving the two communities, j information on utility operations and maintenance costs as provided by the two J communities or their utilities, and • general data concerning the project area land use, ownership, and environmental and socioeconomic conditions, as available, from the literature and/or resource agency files. These data sources were supplemented by additional information obtained during a three-day field reconnaissance of each site, conducted by a team consisting of a civil engineer/power planner, a hydrologist, and an environmental scientist. j Information on the existing generation systems was obtained from the utilities (the Alaska Village Electric Cooperative for Old Harbor and the City of Unalaska, Department of Public Utilities). Data on energy generation (annual and monthly power generated, purchased, sold, and monthly peak demand) from these two systems were obtained from DCRA/DOE Power Cost Equalization (PCE) program monthly statistics. Specific methods of evaluation applied to these projects is detailed below. 2.3.2 Engineering/Technical Evaluation f Project Configurations: As indicated herein, several studies have been performed for each of the localities, each with several potential configurations. Each configuration was briefly examined and the 1 selection narrowed down to what was believed to be the most likely layout(s) for further study. Subjective criteria were applied including: consideration of available head and flow at each location, construction and operations access to project features, potential project costs, and constructability. Upon narrowing the alternatives to a reasonable number, each was examined in more detail and considered energy output, project layouts, and construction costs. Energy: A computer -modeled energy study was performed for each alternative. The energy model used the following input values: i • average daily flows • reservoir elevation 1 • powerhouse elevation (tailwater or centerline runner) J • penstock diameter and material properties (friction coefficient) • number of bends from 22.5° to 90` 1 • turbine size (rated output) • turbine efficiency curve • generator efficiency • transformer efficiency LOCHER INTERESTS, LTD. PAGE 2.2 JANUARY 09,1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II The model used the Energy Equation: E=QxHxex24 11.81 1 where, E = average daily energy output in kilowatt hours (kWh), Q = flow passing through the turbine in cubic feet per second (cfs), H = net head sensed by the turbine in feet (gross head minus pipe system head losses), and e = combined efficiency (et x e, x e,) of the turbine (et), generator (e9), and transformer (e,). �( Stream flows were generated as indicated below. The elevation difference from the point of diversion to f the powerhouse (gross head) was taken from USGS maps, project drawings, or previous reports. The estimated penstock alignment was based on the available mapping and limited field observations. The size of the penstock was estimated based on model output, no attempt was made at this phase of study to optimize the pipe diameter. Contributing pipe system head losses input into the model included estimated pipe friction losses (using Manning's Equation and roughness coefficients), entrance losses, bend losses, and valve losses. Representative unit turbine efficiency curves were input into the model together with l minimum and maximum unit flows for the turbine technology employed and unit flow vs. efficiency. 1 Generator and transformer losses were taken as constants. "l The proposed projects lack any measurable storage and were considered as run -of -stream type J installations. Therefore, the gross head was considered constant for each site. In such installations, the reservoir level is continually monitored and the turbine gate or nozzle position is controlled to maintain a constant reservoir level. The model examined each average daily flow value to see if it fell within the range of operation of the turbine selected. If the flow was less than required to operate the turbine at minimum output, then no energy was generated for the day. If the flow exceeded the maximum flow allowable to be used by the turbine, then the turbine flow was limited to its maximum amount and the j remainder was considered as spill past the diversion. Based on the comparison of the average daily flow # with the unit turbine efficiency curve, a daily efficiency was computed. Head losses are a function of flow and, therefore, each daily turbine flow was used to compute total estimated head loss in the penstock. The net head was computed by subtracting the daily penstock head loss from the constant gross head. Once turbine flow, net head, and efficiency were known, the energy equation (above) was applied and a daily energy output computed. Each daily energy output was summed by month and by year. By varying the penstock diameter and turbine size, various average annual energy outputs were computed. This led to a preliminary optimization of the hydroelectric plant. Results of the energy model studies are presented in detail in Appendix A. 1 Costs: A preliminary layout of each plant alternative was performed in order to estimate quantities of materials used. The various components considered included diversion structure, intake structure, penstock, access road(s), powerhouse, electro-mechanical equipment, tailrace, substation, and transmission line. Once quantities were estimated, cost estimates were prepared based on regional material and labor rates, and current equipment and shipping costs. Initial cost estimates were developed utilizing traditional engineering and construction approaches to the projects, although an attempt was made to apply design standards and construction approaches appropriate to a small run -of -stream development to be constructed in Alaskan communities, avoiding the inclusion of unnecessary or expensive ancillary equipment while providing for shipping expenses to rural areas. A spreadsheet, used to compute project costs, was used to compute labor, material, and equipment costs based on the quantities and components identified for the preliminary layouts. This spreadsheet was LOCHER INTERESTS, LTD. PAGE 2.3 JANUARY 09, 1998 1 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II developed to allow variation in the assumptions utilized concerning labor costs and labor efficiency to test the feasibility of a local labor approach to project construction, as well as variations in the factors applied for contractor profit with overheads and contingencies. As a part of the final evaluation of the selected projects, a series of runs of the cost spreadsheet were conducted, with associated discussions of the perceived level of risk associated with each. This information was utilized in developing final recommendations concerning project feasibility. Results of the cost estimates are detailed in Appendix B. 2.3.3 Hydrology Data available for hydrologic analysis was obtained from various sources. DNR provided a final stream gaging report for Old Harbor (DNR, October 1996) and a preliminary gaging report for Unalaska (DNR, August 1996). Polarconsult provided a spreadsheet of reservoir elevations and spill over the weir, as available, for Icy Creek from 1991 to 1994. The City of Unalaska, Department of Public Works, provided water production logs from January of 1991 through September of 1997 of reservoir withdrawal required to meet water demand. AEA provided the Dowl Engineers' supplemental data reports of gaged stream data for Midway Creek near the Old Harbor project site from their library. Via the internet, the U. S. Geological t Services (USGS) and National Weather Service (NWS) provided long-term stream discharge and climate ! data for miscellaneous stations near the sites. Predicted stream flows and water resource availabilities were calculated for each project based upon local stream gaging records and long-term precipitation data recorded nearest to the watershed(s) of interest, with local corrections for topography (elevation) and drainage areas. The Department of Natural Resources (DNR) contracted in 1993 with the DCRA/DOE for the village of Old Harbor, and in 1994 with the City of Unalaska, to provide streamflow characteristics for small hydroelectric power development near each community. At the Old Harbor site, two stage gages were installed by DNR as located in Exhibit Al. The lower gage site, receiving runoff from 4.6 sq mi, located 150 feet (ft) downstream of the confluence of the east and north forks at elevation 490, was in operation from 1993 through 1996, but has since been abandoned. The upper gage, installed in October of 1995, located on the east fork at elevation 800, is near the proposed diversion. Still operable, the station is recording average daily flows and being maintained by Polarconsult, Inc. Unfortunately, current data have not recently been downloaded and were not available for this study. As installed, the upper gage site captures runoff from 38% of the same drainage area as measured at the lower gage. At Unalaska, DNR installed five stage gages along the Icy Creek drainage at the locations shown in Exhibit 61: two in the upper basin of Icy Creek, one just above its confluence with the East Fork, one on the East Fork just above the confluence, and one near tidewater on Pyramid Creek. Four of these five gages remain in operation today, though data used for Phase II calculations were from the period of record of March 30, 1994 through April 30, 1996. More recent data, including high flows for a February 1997 flood event, are not yet available, but will be as DNR completes their 1997 report. Precipitation records are currently being measured and recorded by the NWS for meteorological stations located near both project sites. For Barling Creek (Old Harbor), previous reports have used precipitation data recorded near the City of Kodiak, 70 mi northeast of Old Harbor, to characterize Baring Creek discharges. Climate Vends across Kodiak Island indicate a marked increase in precipitation received from the northwest to the southeast regions of the island. Thus, additional precipitation or meteorological stations on the island were examined for proximity to Old Harbor. Of these stations, Shearwater Bay, located 15 mi northeast of the site, likely receives the most similar frequency, duration, and intensity of storms as do the hills directly north of Old Harbor due to its location on the island, proximity to Sitkalidak Bay, and similar inland terrain. For Pyramid Creek (Unalaska), average daily precipitation records have been recorded at the Dutch Harbor airport from 1922-1954 and 1982 until present, accumulating into a 38- LOCHER INTERESTS, LTD. PAGE 2.4 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II year historical record and long-term daily average. The station is approximately 4 mi northeast of the Pyramid Creek basin, and most likely defines the character of precipitation in the study basin. Precipitation measurements recorded for the gaging period -of -record were compared with the much longer local historical precipitation record available to characterize current climate trends with long-term averages. The measured discharge data were adjusted in proportion to the variance of the associated daily precipitation from the long-term historical daily precipitation average. Then, the mean and standard deviation for each adjusted average daily flow measured during the period of record were used to augment the historical record by providing synthesized data with similar population statistics. Using this method, a Pearson Type III distribution was assumed, and a 10-year gaged record was stochastically created from the shorter term (4 years for Old Harbor, 3 years for Unalaska) stream records. A 10-year simulated record is within standard acceptable limits of 3X to 4X the number of years of record. These 1 daily average streamflow, data were then corrected for various points of interest along the watercourse, 11 based upon elevation and contributing drainage area(s). For Pyramid Creek, an elevation adjustment factor was calculated as 0.0036 cfsm using in -line gages, 1.2 mi apart. For Barling Creek, an elevation adjustment factor was assumed as 0.003 cfsm per foot increase in elevation. Areal adjustments for basin size were calculated as a percent of total. Drainage areas for each basin and associated subbasins were measured from USGS 1:63 360 (1" = 1 mi) topographic quadrangles, with contour intervals of 100 ft. Elevations and stream channel gradients were also measured from these maps. 2.3.4 Environmental/Regulatory Evaluation With the exception of preliminary field studies done for the Old Harbor project as a part of their ongoing FERC license process, few project -specific data are available regarding the environmental resources of the areas to be potentially impacted by these project developments. Accordingly, the environmental and regulatory feasibility of the two projects was evaluated based on information obtained from: • The general environmental resource literature available through the Alaska Resources Library and Information Services (ARLIS), • Environmental reports on the proposed projects prepared by earlier investigators or project developers, • Information obtained from interviews with resource agency staff members responsible for the permitting of these developments including the Alaska Department of Natural Resources (ADNR), Alaska Department of Fish and Game (ADF&G), U. S. Fish and Wildlife Service (USFWS) and the National Marine Fisheries Service (NMFS), j Land ownership and land status information obtained from U. S. Bureau of Land Management (BLM), ADNR records, and City/Village officials, • Interviews with local officials and knowledgeable residents in both communities, and • Field observations of environmental resource conditions of the general project areas during the Phase II field reconnaissance. Using the information obtained from the above, project environmental viability was assessed by first identifying conditions which might be considered environmental "fatal flaws" and attempts to determine the likelihood that such conditions might exist in the project development areas. Potential presence of threatened or endangered species and/or critical habitat areas (including extensive anadromous fish LOCHER INTERESTS, LTD. PAGE 2.5 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II spawning and rearing habitat) or existence of significant cultural resources within areas where project development would obviously have impacts, as well as existence of restrictive land use/ownership status, were used as possible fatal flaw conditions. Where such conditions were found to potentially occur, the proposed development was evaluated to determine if it was likely to impact these conditions. 2.3.5 Financial/Economic Evaluation The project economist collected additional data from AVEC, the City of Unalaska, and previous analyses in order to refine the assumptions about the diesel systems, staffing levels with and without hydropower, and financing parameters. The economic evaluation model used in the Phase I evaluation has been employed in this (Phase II) -� evaluation. Because there is reasonable certainty about construction cost, hydropower maintenance cost, and interest rates, the number of critical assumptions with probabilities attached has been reduced to two (load growth and fuel price) for Old Harbor and one (fuel price) for Unalaska. 1 The Phase I model has also been extended to perform a utility financial analysis that determines projected lJ changes in actual nominal dollar revenue requirements through time for the utility system with and without the hydropower projects. The basic assumption is that the projects would be 100% debt financed. For Old Harbor the financial analysis considers the entire AVEC system, since the costs and benefits of such projects would be spread over all AVEC members. y Changes to Modeling Strategy. The treatment of nonfuel operations and maintenance (O&M) for both It diesel and hydropower has changed since the Phase I analysis. On the diesel side, the most important change is the treatment of diesel overhaul costs. In Phase I, these costs were calculated based on the number of hours that the diesel units are on. For this (Phase II) analysis, we assume that essentially all overhaul costs are avoided by the hydropower project in Old Harbor, and essentially none are avoided in Unalaska. The reason for the change of method in Old Harbor is that using a reasonable per -hour overhaul cost calculated from engineering estimates seems to greatly understate the actual documented total amount of nonfuel O&M. Since the diesels would be effectively turned off in Old Harbor, it makes sense to use the actual data on the total cost of nonfuel O&M to come up with a fixed amount that is simply avoided by hydroelectric development. In Unalaska, however, it is unlikely that the small amount of hydroelectric energy (relative to total diesel output) will result in any reduction in diesel overhaul costs. On the hydroelectric development side, the project team refined our maintenance cost estimates for the hydropower system into specific line items. This allowed an ability to isolate the portion of hydropower O&M expense that is additional to the routine maintenance that could be assigned (at zero incremental cost) to the existing operator. The result of this exercise is an estimate that for Old Harbor, the total nonfuel power production expense is about $13,000 lower with hydropower than without. In Unalaska, no overhauls are avoided, but more skilled labor would reduce the need for imported skilled labor to maintain the hydropower. Considering both of these factors and applying them to the Old Harbor case, I arrive at an assumed value of zero for the net O&M due to hydropower in Unalaska. 2.4 ACKNOWLEDGMENTS The Locher team has received valuable input from many agencies and private individuals. From the City of Unalaska, information was provided by Mike Golat, Director of Public Utilities, and Karen Blue, Environmental Coordinator. Additional information on City water supply and electrical distribution of the existing systems was provided by Clint Huiling and Bryan Amber. LOCHER INTERESTS, LTD. PAGE 2.6 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II From the village of Old Harbor, Mayor Rick Berns and Vice -Mayor Jim Nestic, along with Sven Haakinson, AVEC Board of Directors, and Emil Christiansen, President of Old Harbor Village Corporation, met with the Locher team to provide additional information on existing facilities as well as background and input regarding previous hydroelectric power studies. Earle Ausman and Dan Hertrich of Polarconsult provided copies of existing reports and preliminary survey work done on the Old Harbor Project, along with valuable insight into local conditions as they affect the design concept as originally conceived by Polarconsult. Power Cost Equalization statistics for both Old Harbor and Unalaska were provided by Irene Tomory, DCRA. Existing hydrologic data and personal field observations were provided by Stan Carrick and Roy Ireland, DNR Hydrologists, as they have visited both project watersheds frequently over the past few years. LOCHER INTERESTS, LTD. PAGE 2.7 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 3.0 OLD HARBOR 3.1 LOCATION The Old Harbor Project is located outside of the community of Old Harbor, on the southeastern coast of Kodiak Island, approximately 70 mi southwest of the City of Kodiak and 320 mi southwest of Anchorage. As planned, the project includes a diversion from the upper portion of an unnamed stream (denoted herein as Balling Creek), draining into Barling Bay southwest of town, with a penstock diverting water to a powerhouse located on a separate stream (denoted herein as Lagoon Creek) which empties into Sitkalidak Straight within the borders of the community of Old Harbor (Exhibit Al). 3.2 GENERAL DESCRIPTION OF THE AREA Exhibit A2 provides the location of the proposed Old Harbor Hydroelectric Projects near the village of Old Harbor on Kodiak Island. 3.2.1 Kodiak Island Kodiak Island, along with Afognak, Shuyak, Marmot, Sitkalidak, Raspberry, Sitkinak and Tugidak Islands, form the Kodiak Archipelago, an extension of the mountainous Kenai Peninsula to the northeast. A product of tectonic action along the Aleutian Megathrust, Kodiak Island is characterized by inland peaks rising to as much as 4,470 ft above sea level, with an extensive system of deep bays and fjords, produced by past glaciation, along the coastal zone. With a total area of approximately 3,600 sq mi, approximately 75% of the Island, including much of the area surrounding Old Harbor, is part of the Kodiak National Wildlife Refuge (KNWR), world renown for its population of the massive Kodiak brown bear. Kodiak Island is dominated by a marine climate, with cool summers and relatively warm winters. Temperatures range from 24 to 60 degrees Fahrenheit (OF) and average annual precipitation is 60 in. Figure 3.1 - Kodiak temperature. Annualmeann mun(red)mree ean(gn)ardmean min. Mn (Clue) Wrperalvea far Kodiak, AMdtt m 50 �40 g 30 1900 1920 199D 186D 1980 2000 Year Figure 3.2 - Kodiak precipitation. Average Monthly Precipitation for Kodiak 1922-1996 N iVe+limr l oMmNbAwn9. r _ FMdbn elAnm,M Mm.yAvera9e (soa M) e + e + z e Jw Much M" J* Seplemaer NowmDn F&„ AO Ju,a Auauai Odeaer OeemMer Mw,p With an average annual monthly precipitation of 5.06 in, maximum precipitation is received in the fall (October, 136% of annual average) and minimum precipitation is received in the spring (March, 78% of annual average) at the northeast region of the Island with fairly constant precipitation year-round. NWS records indicate that precipitation tends to increase further south along the Island, toward the project site. 3.2.2 Village of Old Harbor Old Harbor, a federally recognized native community, is located about 70 mi southwest of the City of Kodiak at 57e15' North latitude, 153e15' West longitude. One of six native communities located on the LOCHER INTERESTS, LTD. PAGE 3.1 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II I Kodiak Archipelago, it lies on the inner shore of Sitkalidak Straight, separated by less than one mile from Sitkalidak Island. 3.2.2.1 Population The site of the first Russian colony in Alaska, the current population of Old Harbor is about 315. Approximately 89% of the residents are Native, many working as commercial fishers and/or practicing a traditional Sugpiaq Eskimo culture and subsistence lifestyle. The population of Old Harbor has remained essentially flat over the last 15 years. A 1982 feasibility report for hydroelectric development in Old Harbor (Dowl Engineers, 1982) reported a population of about 350, slightly above what it is today. Table 3.1 below provides population data for the period 1990 through 1996. As shown, growth has been slow since 1990. Table 3.1 - Alaska Department of Labor Population Data for Old Harbor, Alaska. 3.2.2.2 Economic Base Fishing provides the major source of income in the community, but like many other small rural Alaskan communities, unemployment is high (39.1 % at the time of the 1990 U.S. Census). At the time of the 1990 census, the median household income was $16,875 and approximately 32% of the residents were living below the poverty level. In 1997, 35 commercial fishing licenses were issued, indicating the efficacy of the local fishing industry. In addition to commercial fishing, tourism is of increasing importance to the local economy. The Sitkalidak Lodge, located in Old Harbor, provides modern accommodations and guide services for visitors to the area interested in fishing and ecotourism. Likewise, a bed and breakfast facility is now under construction near the airport. Old Harbor is accessible by air and water. A new 2,000-ft runway was completed by the State in 1993. Currently, two carriers both provide regular (twice daily) air service from Kodiak City, Monday through Saturday with one flight each on Sunday. Both Seattle -based and local barge services are available, although trips are not scheduled on a fixed basis but rather made as operators accumulate sufficient loads for Old Harbor and other communities in the area. Generally, about two Seattle -based barges arrive per year. The harbor provides docking facilities for 55 boats. Old Harbor completed construction of a new school (K-12) in 1988 which is currently attended by approximately 90 students. Old Harbor Health Clinic and the Old Harbor Village Response Team provide health care and emergency services to the community. 3.3 EXISTING POWER SYSTEM Electric power is provided by the Alaska Village Electric Cooperative, Inc. (AVEC), an organization currently providing electric power to 50+ rural communities throughout Alaska. LOCHER INTERESTS, LTD. PAGE 3.2 JANUARY 09, 1998 I ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 3.3.1 Installed Capacity Old Harbor has a total installed capacity of 200 kW. The present system consists of two 75 kW Caterpillar l and one 50 kW Cummins diesel generators. The 50 kW unit is the newest of the three and is preferentially used. 3.3.2 System Loads The Old Harbor utility currently serves 121 customers, including 98 residential, 12 commercial, 10 ! community, and 1 government consumer. Residential users comprise the bulk of the system load, 1 accounting for 55% of the power sold in fiscal year 1997. Of the remaining sales, 27% were to commercial users, 18% to community facilities, and 1 % to State and Federal facilities. I i 3.3.2.1 Annual Generation Statistical reports for fiscal years 1992 through 1997 (July, 1991 through June, 1997) indicate an average annual generation of 727,372 kilowatt hours (kWh). Table 3.2 - Old Harbor Annual Generation and Power Sold for Fiscal Years 1992 -1997. Generated (kWh) 683,000 1 734,000 724,000 747,000 1 743,000 733,000 Percent Change n/a + 7.5 - 1.4 + 3.2 - 0.5 - 1.3 Sold (kWh) 602,000 646,000 645,000 669,000 671,000 660,000 Percent Change n/a + 7.3 - 0.1 + 3.7 k + 0.3 -1.6 As shown, annual loads and power sold have remained essentially flat over the past five years. PCE filings for fiscal year 1996 indicate that station service consumes approximately 4.8% of the power produced while line losses equal about 5.1%. 3.3.2.2 Average Monthly Generation As shown in Figure 3.3 below, Old Harbor exhibits a winter peak in average monthly energy use, with monthly averages over the past five years ranging from a high of 70,166 kWh in January to a low of 46,498 kWh in June. LOCHER INTERESTS, LTD. PAGE 3.3 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Figure 3.3 - Average monthly power generation for Old Harbor. Old Harbor, Average monthly generation in kWh; Fiscal years 1992-1997 70000 ea000 ; i 50000 a0000 3 i Y 30DOO1 10000 of jan feb mar apr may Jun jul au9 sep act n0V dw Month 3.3.3.3 Peak Loads For the period of July 1992 through June of 1997, monthly peak demands on the Old Harbor system, as reported to the DOE in monthly Power Cost Equalization (PCE) program filings, have ranged from a low of 95 kW in July (1992 and 1997) to a high of 195 kW in September (1997). Table 3.3 - Old Harbor system peak demand (kW) by month for 1992 -1997. January n/a 155 164 164 155 155 February n/a 155 146 146 146 138 March n/a 155 146 146 138 138 April n/a 147 146 138 146 138 May n/a 138 138 138 129 138 June n/a 112 103 129 120 146 July 95 121 112 104 112 95 August 112 130 120 138 129 103 September 138 38 146 138 195 October 147 138 146 n/a November 155 q147146 72 146 146 n/a December 147 64 164 155 n/a LOCHER INTERESTS, LTD. PAGE 3.4 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 3.4 HYDROELECTRIC DEVELOPMENT ALTERNATIVES There have been a number of investigations into the feasibility of developing the hydroelectric potential in and around Old Harbor over the past twenty years. These include a study prepared for the Alaska Power Administration (AVEC, 1979), a study done for the U.S. Army Corps of Engineers (Ebasco Services, 1980) and one completed for the Alaska Power Authority (CH2M-Hill, 1981). A fourth study, also funded by the Alaska Power Authority (Dowl Engineers, 1982), reviewed and updated the conclusions of the three earlier investigations and is the main source for the discussion presented below. As shown in Table 3.4 below, six potential developments were evaluated in the 1982 Dowl report. These included most of sites evaluated by the three earlier investigations, as well as new developments not previously identified. This table summarizes the characteristics of the various sites evaluated. The location of each is shown in Exhibit A2. Table 3.4 - Alternative Old Harbor Hydroelectric Developments (Dowl, 1982). Ohiouzuk Creek 1 1.7 8.1 250 3900 0.9 125 Ohiouzuk Creek 2 1.8 8.6 155 3000 0.9 80 Midway Creek. 2.2 10.5 295 2200 3.0 340 Barling Bay Tributary 4.6 26.0 340 5200 1.6 490 Upper Big Creek 5.4 54.0 410 4500 6.2 1400 Big Creek Tributary 0.4 2.4 820 2400 3.3 130 As detailed in the Methods section of this report (Section 2), the Locher team has reviewed the contents of the above cited reports. During the field reconnaissance of the selected Old Harbor development, the team completed a helicopter flyover of each of the alternative sites listed above to confirm, first hand, the conditions cited by Dowl (1982) as reasons for rejecting or selecting each site for potential development. 3.4.1 Ohlouzuk Creek Ohiouzuk Creek, located less than one mile southwest of Old Harbor was the first drainage recommended for hydroelectric power development (Ebasco Services, 1980; CH2M-Hill, 1981). Although located close to town, the small drainage area and attendant reduction in flow reliability, along with geotechnical concerns which could negatively affect construction costs in this deep canyon (cut through weathered siltstone), were cited by Dowl (1982) as reasons for rejecting both Ohiouzuk sites. During Locher's reconnaissance, it was confirmed that the problems cited by Dow[ appear significant. In addition, it was noted that, while the stream itself is close to the older section of Old Harbor, access to the site could require full -bench road construction into a steep hillside. 3.4.2 Midway Creek This site, located near the head of Midway Bay across from the newer section of Old Harbor, was the site selected by Dowl (1981) for development. Ease of construction of the penstock and a diversion dam site that would lend itself to future expansion to allow storage, thus providing additional energy when needed, were reasons cited by Dowl for favoring development of the Midway Creek site. Only the length of the transmission line and access road (3.0 mi) were identified as possible constraints to development of this site. LOCHER INTERESTS, LTD. PAGE 3.5 JANUARY 09, 1993 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Locher concurs with the finding that the access road and transmission line would be more costly than for most of the other projects. Additionally, while this site has a slightly larger drainage basin (2.2 sq mi), it has a much lower gross head (295 ft) than does the Barling Creek site selected by Polarconsult (1.7 sq mi and 747 ft respectively, see details below). 3.4.3 Barling Bay Tributary/Barling Creek This site includes a diversion below the confluence of the East and West Forks of Barling Creek. This arrangement allows capture of flows from the entire 4.5 sq mi of the upper Barling Creek Basin with diversion to a powerhouse on Lagoon Creek. In the Dowl report (1982), development of this transbasin diversion was eliminated from consideration due to the construction requirement of a trench 50+ ft in depth through the divide between Barling and Lagoon creeks, in order to reach the powerhouse. I Locher's field reconnaissance confirmed that the cost of excavating to place the penstock through the bench between the Barling and Lagoon creek drainages would be expensive, and given the location of this site within the KNWR, its development could be more difficult from a regulatory/environmental permitting perspective as it would entail extensive excavation on refuge land. 3.4.4 Big Creek This site, located in upper Big Creek about seven miles north of Old Harbor, would support development of a project with approximately 1,400 kW of installed capacity, far in excess of Old Harbor's requirements. Excess size, combined with the long distance required for an access road and transmission line were cited by Dowi (1982) as reasons for rejecting this site. Based on Locher's reconnaissance, it is clear that based on size and cost considerations, this site is inappropriate for development, at least in the foreseeable future. Moreover, given its location in the KNWR, a project of this size is not likely to be easily developed. 3.4.5 Big Creek Tributary This site, located two miles northwest of the Midway Creek site, is located on a short, very steep drainage with two small perched lakes in the upper portion of the basin. Potential problems with water availability from this very small basin (0.4 sq mi), distance from Old Harbor, and possible construction difficulty were cited by Dowl as reasons to eliminate this site. During Locher's flyover of this site, significant portions of the stream were dry, lending credence to the concerns for reliability of the water supply, given the small size and extremely steep slope of this drainage. 3.5 SELECTED ALTERNATIVE AVEC commissioned a feasibility study of hydroelectric power development for Old Harbor (Polarconsult, 1995) which resulted in the selection of a variation on the Barling Bay Tributary development first evaluated by Dowl (1982). Polarconsult's selected alternative proposes a diversion located on the East Fork of Barling Creek above its confluence with the West Fork, at an elevation of about 830 ft. As in the case of the Barling Bay Tributary alternative considered by Dow], the diversion is intended to provide j water to a powerhouse located on Lagoon Creek, at an elevation of about 80 ft. Water would be j conveyed to the powerhouse via approximately 3,300 ft of 16-in diameter High Density Polyethylene Pipe (HOPE) in the upper section and about 7,000 ft of 16-in steel pipe in a lower, high pressure penstock section. Exhibit A3 provides the location of the proposed project. LOCHER INTERESTS, LTD. PAGE 3.6 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II The Polarconsult concept differs from the original Barling Creek project evaluated by Dowl (see subsection 3.4.3 above) in that it proposes that the diversion structure be located at a higher elevation, thus avoiding the necessity of extensive excavation across the drainage divide for the penstock (although the total length of penstock is greater). Voxland (1995) evaluated a similar concept but proposed installation of a larger unit (600 kW) than that recommended by Polarconsult (see below). Based on the site characteristics as summarized in Table 3.5 below, Polarconsult proposes installation of a single 330 kW impulse unit capable of producing approximately 2,665,000 kWh of energy per year (about 3.7 times Old Harbor's current use). Table 3.5 - Project Data for Polarconsult Barling Creek Project (Polarconsult, 1995). Diversion Height e 9 A 4 ft j Intake Elevation 830 ft msl Powerhouse Elevation 80 ft msl Installed Capacity 330 kW Number of Units 1 Type of Turbine Impulse Basin Area 1.8 sq mi Average Annual energy 2,665,000 kWh Design Flow 7.5 cfs Gross Head 747 ft Design Head 678 ft HDPE Inside Diameter 13.9 in Steel Penstock Inside Diameter 15.7 in HDPE Pipe Length 3,293 ft Steel Penstock Length 6,966 ft Transmission Line to Pumphouse Length 4,375 ft 3.5.1 Project Location As shown in Exhibit A3, the proposed project intake and diversion site would be located on the East Fork of Barling Creek, 3.3 mi north-northwest of Old Harbor. Water would be conveyed to a powerhouse located on Lagoon Creek, upstream of the existing pumphouse, via a penstock 10,300 ft in length. As currently planned, the penstock would be routed from the diversion towards the east-southeast for approximately 7,500 ft before heading in a more southerly direction along the left bank of Lagoon Creek. The powerhouse is planned to be located on the left bank of Lagoon Creek, about 20 ft above the creek bed and near the point where the creek emerges from the gorge onto an alluvial fan. Presently, the transmission line, planned to tie into the existing transmission system at the city pumphouse located 4,375 ft downstream, is to be routed along the right bank of Lagoon Creek. Locher generally concurs with Polarconsult's selection of this site as the most appropriate for Old Harbor, and it is this development which is evaluated in more detail below. 3.5.2 Current Project Development Status Following completion of the feasibility report identifying the East Fork Barling Creek development as the preferred alternative (Polarconsult, 1995), AVEC filed an application for a preliminary permit with the Federal Energy Regulatory Commission (FERC). This application, filed in October of 1995, resulted in the issuance of a preliminary permit on March 11, 1996. The preliminary permit was issued for a period of 36 LUL;Ht_R INTERESTS, LTD. PAGE 3.7 JANUARY 09, 1998 I ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II months (through March, 1999) or until a development application is submitted by the applicant. AVEC has elected to pursue the relatively recent Applicant Prepared Environmental Assessment (APEA) procedure and is currently conducting initial studies and completing the agency consultation process to define the details of the procedures to be followed in their preparation of a Draft Environmental Assessment (DEA), for submittal to FERC in support of their license application. The schedule developed for this process calls for submittal of the DEA in the last quarter of 1998, with a FERC licensing decision estimated to follow in mid-1999. As required by the preliminary permit, AVEC has filed progress reports with the FERC, including two recent reports which include the results of preliminary field studies of the terrestrial, aquatic. and cultural resources in the area (AVEC, 1997a, 1997b) Assuming their schedule for completion of the APEA is realistic, and that no environmental/regulatory issues are identified which might result in delay with FERC action, project construction could begin in 1999 and the project could be on-line in year 2000. '_' 3.5.3 Topography/Drainage Basins Old Harbor lies on the inner shore of Sitkadilak Straight, backed by the rugged, steeply rising slopes of the Kodiak Range. The mountains immediately inland of Old Harbor exceed 3,000 ft in elevation within 3 mi, and the only remaining glacier on Kodiak Island is visible to the northeast of the town at elevation 4080. Due to rugged topography, streams tend to have steep gradients throughout much of their lengths, and rapids and waterfalls often isolate fish populations from significant portions of the upper basins, even in shorter streams draining directly into the ocean. Salmonid habitat is commonly restricted to lower portions of the streams, and, in general the coastal and nearshore marine environment comprises the most productive and biologically diverse habitat available. j Two short, small streams drain the area immediately surrounding the town, Ohiouzuk Creek to the J southwest and Lagoon Creek to the northeast. Larger drainages include Big Creek which drains into Midway Bay and a complex of streams draining into Barling Bay, including the stream designated herein I as Barling Creek (Exhibit A2). As shown in Exhibit Al, Barling Creek has a total drainage area of approximately 7.75 sq mi. The East i Fork of Bading Creek, site of the proposed diversion for the hydroelectric project, drains an area of approximately 2.1 sq mi, with the area above the proposed diversion site encompassing about 1.7 sq mi. The creek heads near elevation 1900 and joins North Fork Barling Creek at confluence elevation 480 ft. 3.5.4 Geology/Soils Geologically, Kodiak Island is an extension of the Kenai Peninsula, from which it is separated by nearly 40 mi of salt water. Like the Kenai Peninsula, Kodiak Island consists mainly of accreted materials: mainly marine sedimentary lithology (shales and graywackes), deformed and metamorphosed to varying degrees. Soils are virtually all formed from or over volcanic ash (USFWS, 1987). Bedrock is not evident at the location of the proposed diversion site, along the penstock route, or at the powerhouse site. It is assumed that rock is at such a depth as to not affect construction. The creek bed is comprised of gravel and small to medium sized stones. The proposed penstock will require shallow trenching, probably encountering fine grained soils and occasional large stones. The same condition can be expected at the bench on which the powerhouse is proposed to be constructed. LOCHER INTERESTS, LTD. PAGE 3.8 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 3.5.5 Hydrology As proposed, the project will utilize runoff from a 1.73 sq mi drainage area supplying the upper East Fork Barling Creek drainage. The basin is approximately 1 mi wide and dissected by the south -flowing creek flanked by basin -divide elevations of approximately 3200 ft on the west, 1600 ft on the east, and 2800 ft to the north with side slope gradients ranging from 30-50%. The area's rugged terrain causes considerable temporal and geographical variations in precipitation and temperature. The East Fork descends 440 feet per mile (ft/mi) in a trapezoidal channel, with medium to large rock substrate present and encroaching vegetation. The basin is free of lakes and glaciers. Approximately 3 mi downstream of the gage site, I Barling Creek flows into Barling Bay two mi southwest of Old Harbor. The climate of the project area is largely maritime with occasional movements of continental air masses controlled by the Japan Current that sweeps through the Gulf of Alaska. Therefore, the climate is mild and generally uniform, with cool summers, mild winters, and moderate to heavy precipitation well distributed throughout the year. Though the watershed is rain dominated, snow does accumulate on north -facing slopes at higher elevations (>800 ft) throughout the winter. Snowpack persists through early summer, with melt -augmented flows. 3.5.6.1 Existing Data Limited precipitation records have been measured near the basin. From November 1968 to June 1971, precipitation was recorded, intermittently, in Old Harbor by the NWS; nearly complete monthly average precipitation records exist for only the years 1969 and 1970. The closest precipitation gage to the site with a longer period of record is that of Shearwater Bay, 20 mi to the northeast on Sitkalidak Strait at Kiliuda Bay, with data from January 1952 through February 1964. At Kodiak City, precipitation data has been collected on a monthly basis since 1922 providing nearly a 75-year period -of -record. For the two nearly complete years of data measured at Old Harbor, the reported precipitation was 26.6 inches in 1969 and 58.0 inches in 1970. The reported precipitation in Kodiak for these two years was 69.7 and 55.6 in, respectively. However, the long-term (1922-present) average annual precipitation at Kodiak is 60.7 in, indicating that 1969 and 1970 received nearly average precipitation. The mean annual precipitation for Old Harbor has previously been reported near 80 in, which indicates the years of record were below average and possibly suspect. Due to the lack of precipitation information obtained at the Old Harbor site, the measured data and its correlation with longer local records is inconclusive. Figure 3.4 - Average monthly precipitation measured at Kodiak and Old Harbor gaging sites. Average Monthly Precipitation i 20 16 i6 .. 14 .. �Okl Wrbor 12 _ —Kodiak 9 /0- - .. 0.Y. average On Wreor a _ .0.Year average Kadbk n 6. z 0 w - - - g - - w - _ g - - - a - -. Month of Record LOCHER INTERESTS, LTD. PAGE 3.9 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II The project site should receive greater precipitation than that measured near Kodiak. A 2000 to 4000 ft mountain range extends southwest across Kodiak Island, 8 mi inland from Old Harbor, which has a predominant effect on precipitation patterns across the island as moist air on the windward side is uplifted. The windward side of the orographic barrier should receive more precipitation. It has been reported that precipitation tends to decrease across Kodiak Island from the southeast (near Old Harbor) to the northwest. A comparison of precipitation data measured at Shearwater Bay indicates this effect (Figure 3.5). For overlapping periods (1952-1964) for these two stations, precipitation data is highly correlated (r = 0.80) across the east island coast. For this 13-yr record, the Kodiak precipitation gage recorded an average annual measurement of 52.8 in precipitation, or 87% of the 75-yr mean. For complete data years during the same period of record, the average annual precipitation measured at Shearwater Bay was 106.4 in. If this was also assumed to be 87% of normal for a similar 75-yr historical record, the long-term precipitation received at Shearwater Bay could be assumed even greater. Figure 3.6 -Average monthly precipitation measured at Shearwater Bay and Kodiak gaging sites. Average Monthly Precipitation 1952-1964 Shearw ater Bay 35 r _ - - - Kodiak W 30 j —13-year average at Shearw ater --�. 25 - .-13-yearaverageat Kodak k 1 20 15- I n 5 s f �, i 1— n• 'y� I r• 1 f �� J �1 1 1 I, ✓� •.. :" d- . •IV N N . N N N N YI b ,Oq 0 0 � 1` N n Itl 0 O, O) .O � O N y, N N N N dl � m 0.. b (7 <` fp N ip T O d d b A t� q O/ L 7 df A W C' O 6' m Z Q ' l .' N LL ❑❑ a! a l D16 Z Q N LL ❑ i; ❑ ..JJ Q N LL ❑ Month of Pacord I Using linear regression, precipitation at Shearwater Bay ("y") can be loosely described in terms of precipitation at Kodiak ("x") by the equation y = 0.34x + 80.25 (R2 = 0.49). Due to the low R2 predictive ...� value, historical precipitation records measured over the longer period of time at Kodiak were used in hydrology calculations herein. That is, percent deviation from normal precipitation measured at Kodiak 1 was applied to gaged streamflow to approximate deviation from normal water yield at Old Harbor. { The closest long-term stream gage near the project area was operated by USGS on the Upper Thumb i River, 24 mi northwest of Old Harbor, from 1974-1982. During the period of record, the 18.8 sq mi basin experienced an average annual discharge of 92 cfs, for a unit discharge of 4.9 cfsm. This basin is on the leeward side of the orographic barrier, and as expected receives less precipitation than the project area. Additionally, 5 years of gaged data have been recorded for nearby Midway Creek from 1982 through 1986. This gage was managed by Dowl Engineers at a stream 3.5 mi northeast of the village of Old Harbor. The drainage area to the gage site was 2.28 sq mi. As reported, unit discharge during the period of record for this basin was 7.29 cfsm, with a mean annual discharge of approximately 16 cfs. Daily streamflow data were recorded at the Barling Creek confluence from 1993 to 1996 by DNR. More recently, a second gage was installed near the diversion site. This second gaging station has recorded stage, with minimal velocity readings to correlate with various water surface heights. Thus, few discharge measurements have been calculated to develop an accurate or usable rating curve. This second gage is still in operation and is currently being maintained by Polarconsult, but few trips have been made to the field to download data. I LOCHER INTERESTS, LTD. PAGE 3.10 JANUARY 09, 1998 t I ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Based upon limited stream discharge and local precipitation data available, average daily discharges for the proposed project were obtained by adjusting the gaged streamflow data. The discharge data were adjusted for long-term climatological effects using precipitation data as measured at Kodiak with the multipliers in Table 3.6 below. Multipliers below 1 indicate an average annual precipitation above normal; for the year 1996, the multiplier is above 1, indicating a drought year. After adjusting water yields based upon long-term climate trends, the streamflow data collected at the confluence gage were adjusted for the project area by both drainage size and elevation to obtain average daily discharge values at the diversion site for input into the energy model. Table 3.6 - Multipliers used to adjust gaged stream data for Barling Creek. Average Annual Precipitation at Kodiak (in) 60.7 78.9 83.9 95.3 56.4 Percent of 75-year mean 1.00 1.30 1.38 1.57 0.93 Factor used to adjust daily stream discharge 1 0.77 0.72 0.64 1.07 Using the 4 years of adjusted gaged data, the daily means and standard deviations were calculated and used to stochastically generate a 10-year simulated dataset of 365 synthetic daily averages at the project site. 3.5.5.2 Assumptions An elevation adjustment factor of 0.003 cfs per square mile (cfsm) for each foot of additional basin elevation was used to account for the effect of height above sea level on increased precipitation. Runoff calculations account for basin size and elevation, but do not consider temporal or topographic effects of exposure and location. Average daily streamflow also assumes runoff as a direct function of monthly precipitation averages and their deviation from a mean, and do not consider local or seasonal effects (frozen soil, antecedent moisture, senescence, etc.) that may alter water yield following a given storm event. 3.5.5.3 Predicted Runoff A hydrograph representing the daily average discharges at the diversion is shown in Figure 3.6; average monthly inflow is shown in Table 3.7 below. LOCHER INTERESTS, LTD. PAGE 3.11 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Figure 3.6 - Annual hydrograph showing average daily flows for East Fork Barling Creek. Old Harbor East Fork Barling Creek 250 200 . N 150 - m 100 r U 0 50 0 M M M W t0 0a a m m m>> °i n W 0 OU U o o a0i a0i -� -� IL 2 Q Q o Q Q C? C? OZ Z 0 0 .- (D L6 N ! ." (D (O M V N N N .N- N r N Date Table 3.7 - Average monthly flows for East Fork Barling Creek. tnf low Interval about+ ef January 15.9 5.8 Design a - 3.8 31 February 12.9 6.3 3.4 27 March 6.2 1.4 2.2 17 April 11.5 2.6 3.5 28 May 42.7 6.8 13.8 100 June 38.0 3.7 23.5 100 July 47.5 8.8 17.4 100 August 21.4 3.9 9.8 79 September 49.7 14.8 15.3 100 October 34.6 7.5 9.4 100 November 12.2 1.6 5.6 45 December 10.7 2.8 4.0 32 Average Annual 25.3 - -- - LOCHER INTERESTS, LTD. PAGE 3.12 JANUARY 09, 199tS ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 11 Given an average annual discharge of 25.3 cfs, the unit discharge expected from the project basin is 12.0 cfsm. The quantity of water withdrawn is contingent upon demand and would be limited by turbine capacity. Excess runoff from the basin would pass over the diversion into the natural channel below. The flow regime is seasonal, with higher flows occurring in May through mid -July from spring snowmelt and in September and October from rainfall. The stream is perennial, though decreased flows will occur from December through March. The minimum and maximum recorded daily discharges at the confluence for the period of record are 0.28 cfs on February 28, 1994 and 895.39 cfs on September 21, 1995, though DNR hydrologists suspect flows outside the range of 10-150 cfs due to lack of measured data at extreme ends of the rating curve developed for the stream cross-section at the gage site. Adjusted to the diversion site, these extremes would represent 0.11 cfs and 358.16 cfs, respectively. 3.5.5.4 Flow Duration Curves Flow duration computations were calculated for exceedence probabilities for various percentages of the total days in the record, irrespective of season of occurrence of such flows. The flow duration curve is shown below (Figure 3.7). As proposed, the project has a nominal rated and maximum discharge of 12.4 cfs. An inflow of 12.4 cfs has a probability of exceedence value of 61.6%. The minimum discharge required for power generation is 1.3 cfs. Table 3.8 - Average daily discharge associated with a given probability of exceedence value. 1 rc raF ili3y t f Aveget ilt' flflsct ve 95 3.29 90 4.22 85 5.09 80 6.08 75 7.66 70 9.13 65 10.64 60 13.23 55 15.59 50 17.71 45 20.02 40 24.11 35 26.04 30 30.70 25 34.43 20 38.11 15 42.08 10 54.90 5 78.49 INTERESTS, LTD. PAGE 3.13 JANUARY 09, 1998 I ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II would be installed to allow material to be sluiced back to the creek. The sluice gate would be manually operated and would be a regular maintenance item, especially after large storm events. The desanding structure would contain a level control transducer, sending signals to the powerhouse for control of turbine nozzle openings. As the penstock leaves the desander, it would have adequate submergence to prevent formation of vortices which would entrain air into the penstock, leading to turbine nozzle damage. 3.5.6.2 Penstock The penstock is approximately 10,300 ft long, extending from the desanding structure to the powerhouse located on the left bank of Lagoon Creek. The penstock would be buried along its length. Based on the geology observed during our. site visit, it would not be expected that much bedrock would be encountered while trenching for the penstock. However, the true nature of the soil below ground level is unknown. It is assumed that fine grained materials will be present because the ground surface was noticeably wet in areas, indicating that the upper soils were not free draining. It is possible that small rocks to larger boulders may be encountered during excavation. We have assumed that the majority of the material excavated from the trench may be used for backfill with very little imported fill being required, except for 6- in of bedding below the pipe. It is expected that the entire penstock could be excavated with a back hoe with a 2 cubic yard bucket. We examined penstock diameters for a range of turbine sizes from 300 to 500 kW. Typically, penstock sizes are optimized taking into account penstock procurement and construction costs, pipe friction headlosses, and the variation in energy with the subsequent varying net head. Our initial studies, though not detailed for this phase, indicated that there is not a substantial difference in energy produced for penstock sizes ranging in diameter from 16 to 24 inches. Therefore, we concur with Polarconsulfs selection of a 16-in inside diameter penstock. Penstock diameters less than 16-inches did not appear to be practical. Several materials may be appropriate to be considered for the penstock pipe, depending on internal pressure. They include high density polyethylene (HDPE), ductile iron, and steel. The Polarconsult report indicated that the upper 3,300 ft of penstock would be HDPE and the lower 7,000 ft would be steel. These materials and overall configuration were used in our studies. The lower portions of the penstock would be designed for an operating pressure of 325 psi -plus a minor pressure rise, considering a gross head of 750 ft. For the purposes of this report, we assumed that the upper HDPE pipe would be provided in three different wall thicknesses, varying with increasing pressure, and that 10 gauge steel pipe would be used for the lower portion. The upper sections of the steel pipe would have bell and spigot, rubber gasketed joints to a pressure of 300 psi, an epoxy coating on the inside, and tape wrap on the outside. The lowest portion of the steel pipe, nearer the powerhouse, would have field welded joints, requiring repair of the internal coating. The penstock would leave the East Fork Barling Creek drainage from the left bank of the creek and head southeasterly, crossing the boundary of the drainage into the Lagoon Creek drainage. Polarconsult performed a survey to verify that the drainage boundary elevation, where the penstock leaves the drainage, is lower than the point of diversion. The general direction of the penstock is southeasterly along its entire route to the powerhouse. The penstock would be located on the left bank of Lagoon Creek and situated on a bench above the creek. The bench is generally sloped toward the creek and downhill toward the powerhouse. Along its route, the penstock will cross several ravines where side drainages enter Lagoon Creek. The ravines become deeper and wider the closer they are to the creek. The ravines will need to be crossed by spanning the pipe and adding crossing structures or, alternately, some ravines may be avoided by situating the penstock higher up the bench, which would increase the penstock length. The penstock route has several high and low points along its length. It would be expected that at these points, air -vacuum valves and blow -off valves would be located for protection and draining of the penstock, respectively. LOCHER INTERESTS, LTD. PAGE 3.15 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 3.5.6.3 Powerhouse The powerhouse would be situated on the left bank of Lagoon Creek at about elevation 80 ft msl, on a bench approximately 20 ft above the creek. The powerhouse would house the turbine, generator, controls, switchgear, and station service equipment. The powerhouse should be constructed so as to be vandal resistant, of the pre-engineered steel type, with heavy steel doors and no windows. The powerhouse would obtain its power from that generated by the equipment or from the grid, if the plant is down for service or low flows. The powerhouse would be heated to prevent freezing or condensation, and ventilated to prevent overheating of the equipment. If desirable, propane space heaters could be provided in the event of a transmission line outage over an extended period of cold weather. —� The floor of the powerhouse would be of reinforced concrete, with embedded parts for the turbine and generator. Below the floor slab, the turbine will exhaust its flow into a flume which conveys water away from the powerhouse. The flume would transition to a corrugated metal pipe to convey water down to the creek. Where water enters the creek, about 20 ft below the powerhouse, the energy in the falling water will be dissipated by allowing it to flow onto boulders or riprap. The powerhouse will be unmanned, meaning that the generating equipment will have adequate controls to allow it to operate and adjust itself without the attendance of an operator. Daily visits to the plant are prudent to check security and provide routine maintenance. It is possible and prudent to allow remote control and monitoring of the plant via telephone and modem to the operator's house. Remote monitoring and control functions will involve the capability for remote starting and stopping of the unit. " 3.5.6.4 Turbine and Generator j A 500 kW Pelton, impulse -type turbine would be used for this project. This is substantially larger than that proposed by Polarconsuit and large for the existing system load. However, this size turbine is reasonable for the site (see paragraph 3.5.7.1 for a further discussion of turbine sizing). The turbine would have a steel housing, two jets, and a stainless steel runner about 22-in in diameter. The needles would be motor actuated by DC power. Depending on supplier, the turbine/generator shaft will be horizontal or vertically oriented. The generator will be a 480 volt AC synchronous type with brushless exciter, 0.9 power factor, and an allowable temperature rise of 800C over 400C ambient_ The controls would allow local manual or automatic operation of the generating unit. 3.5.6.5 Switchyard and Transmission Line The substation would consist of a pad mounted transformer, cable connections to the generator circuit breaker and the overhead transmission line, and a grounding grid. The oil filled, pad -mount type transformer would be rated for 750 kVA and include internal primary fuses and switch. The transformer would step up the 480 volt, 3-phase generator output to the required 12,470 volt, 3-phase transmission line voltage (assumed). The generator circuit breaker would be cable connected to the low side of the transformer_ The high side of the transformer would be connected to the overhead transmission line with an underground routed cable. The transmission line termination would be through a gang operated disconnect switch. Surge arresters would also be furnished at the transmission line termination for protection of the cable connection and transformer. A copper ground grid would be installed around the transformer pad and tied into the powerhouse grounding system. The overhead transmission line (T-line) would connect the power plant substation to the existing distribution line located near the pumphouse. The T-line would be 3-phase #4 ACSR with solidly LOCHER INTERESTS, LTD. PAGE 3.16 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II grounded neutral on 30-foot wood poles with standard wood cross -arm construction. The new T-line would be connected to the existing line through a gang operated isolating switch. Polarconsult shows the T-line crossing Lagoon Creek at the powerhouse and extending along the right bank toward the community's potable water well pumphouse. This side of the creek is overgrown with dense scrub trees and bushes. To construct the line on the right bank would require clearing and heavy brushing, as well as constructing a construction access road. Our preferred alternative T-line alignment would extend along the left bank, near or along the access road. Though the total length of the T-line may be slightly longer and involve several guyed line bends, construction access is already provided and little or no clearing would be involved. Typically, for environmental reasons, buried T-lines are desirable to the resource agencies. Above ground T-lines are prone to impact by raptors and deemed unsightly. However, conversations with community officials indicated that they have had extremely poor success with underground T-lines and have been installing overhead lines since_ For this reason, we have included an above ground T-line in this report. 3.5.6.6 Access Currently, there is no access to the diversion site. A four -wheeler trail extends from the pumphouse to about halfway up the mountain toward the intake. The remainder of the distance to the diversion site is unblazed. Access will be required regularly through the operational life of the project. During construction, it is recommended that a four -wheeler trail be constructed along the upper penstock route so that vehicle access is possible throughout the year. During the winter, when snow makes four -wheeler access impractical, snowmobiles can be used. It would be prudent to mark the trail so that it is visible during heavy snowfall. Access to the powerhouse during construction would require that the existing four -wheeler trail be upgraded for about 4,150 ft from the pumphouse. Essentially, this would require widening of the road to allow pickups and flatbeds to access the powerhouse. Since construction will be performed during the summer, it is not expected that the road would be graveled, except in areas which require improved bedding. We assume that beach gravel could be excavated and used in these limited areas. For permanent access, the construction access road would not be maintained, but four -wheeler or snow mobile access would be sufficient for personnel, small tools, and consumables. 3.5.7 Energy and Capacity As explained in paragraph 2.4.1, a computer model was developed to compute average monthly and annual energy produced by a theoretical project installation. The specific input values used to compute energy include average daily flows (365 data points), gross head, penstock size, estimated water system conveyance loss coefficients, selected turbine capacity, estimated turbine operating range(s) and efficiency curves, and estimated generator and transformer efficiencies. Results of the model output follow. 3.5.7.1 Installed Capacity In sizing the unit, turbine sizes from 200 to 6,000 kW were examined, with an increasing annual energy output computed as the size increased, with the total installed capacity being limited by the penstock size (see Figure 3.8 below). The Polarconsult (1995) report sized the unit at 330 kW. Another report and cost estimate by Voxland (1996) indicated that up to 800 kW is possible. By increasing the penstock size, we found that a unit up to 3,500 kW is optimal with a 36-in penstock, generating 270% more energy than a 500 kW unit. LOCHER INTERESTS, LTD. PAGE 3.17 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II The peak demand during the past five years was 195 kW as indicated in Table 3.3, so even Polarconsult's 330 kW is capable of supplying nearly twice the requirements of the community, when generating at full capacity. We selected a 500 kW unit for consideration in this study to allow for future growth and industry and to maximize the energy potential from the selected 16-in diameter penstock. There is an incremental cost of about $80,000 (less than 3% of the estimated total cost for development) associated with the larger generating equipment. In our opinion, this is a reasonable and justifiable cost to provide for substantial future load growth. Figure 3.8 - Annual energy output vs. installed unit size (single unit installations). 10,000,000 9,000,000 8,000,000 7,000,000 6,000,000 5,000,000 n 4,000,000 3,000,000 2,000, 000 1,000,000 Turbine Size vs. Annual Energy Output ---------------- ----ram. -__ . _---- - - - - -"- - - - - - - - - - - 42" Penstock 36" Penstock _ _ _ _ _ _ _ f _ _ _ _ _ _ 7,_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ I_ _ _ _ _ _ _ _ _ _ _ _ _ -- _ _ _ _ _ _ _ _ _ _ _ _ _ _ 1 �- 30" Penstock ----------------------------------- ------------------- ---- ----- ------------------------------------ 24" Penstock ---- ----------- ------------------------------------- ---F--- - - - - --- - - - - -- ------------------------- --___-_.�__-__ -; -- -- 16",18",20" Penstocks i ___- -___. _------____-- ------------7 -- - - - - ----- - - - - -. ---------------- 1000 2000 3000 4000 5000 6000 Turbine Size in kW 3.5.7.2 Firm Capacity In reevaluating the installed capacity and the annual energy produced, mathematically averaged daily flows were used to synthesize daily flows, which were then used to size generating equipment. This has the effect of producing an estimate of average annual output that is reasonable for this stage of study, but ` does not account for extreme high and low events seen over a day. To determine firm capacity, monthly low events (and power produced from the low instantaneous events) need to be compared to monthly instantaneous requirements. This is beyond the scope of this study. Using average daily flows, we computed that energy would be generated every day of the year, and a minimum output capacity of 110 kW occurs in March. As an estimate of firm capacity, it has been determined that instantaneous low flows are approximately 20% less than the recorded average daily flows for nearby streams gaged on Kodiak Island of similar discharge and drainage area (R. Rickman, personal communication). Based upon the 10-year synthetic flow analysis assumptions used herein, the minimum average daily flow for the site is 2.25 cfs (in February), Eighty percent of this minimum daily average flaw, or 1.8 cfs, provides the best available estimate of the instantaneous low flow for the project. With a minimum rated capacity of 1.3 cfs, the project would be capable of producing approximately 85 kW at 1.8 cfs. LOCHER INTERESTS, LTD. PAGE 3.18 JANUARY 09, 1998 0 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 1 1 3.5.7.3 Average Annual Output Polarconsult computed an average annual output of 2,664,530 kWh with a 330 kW machine. Our annual energy computation for a 330 kW plant with the same project features is 2,466,410 kWh, a 7.4% decrease, even though we used a sfightly higher net head (695 ft vs. 678 ft). The computation of this report includes estimated efficiencies of not only the turbine, but of the generator and transformer, assumed constant at 93% and 98%, respectively_ Therefore, the efficiencies and/or the flow hydrograph Polarconsult used are less conservative than used in this study. By installing a 500 kW unit, we compute that 3.426,990 kWh of electricity at the line can be generated annually (net capacity of 456 kW). These computations assumed that energy is generated every day that there is flow capable of operating the turbine. In reality, the equipment will experience some unplanned outages and will also have routine planned outages when it is taken off line for annual maintenance. Therefore, it is prudent to reduce the theoretical annual energy computation by 3 to 5%. The computer model is capable of reducing the flow used for generation due to requirements for instream flows. The licensing process is not far enough along to determine if an instream flow will be required from the diversion. For our studies, we assumed that an instream flow would not be required as there is not yet evidence of an anadromous or resident fishery in the bypass reach, and there is substantial contributing inflows downstream of the diversion to maintain fish habitat in the lower section of Barling Creek where salmon spawning does occur. However, instream flow reservations of 1 and 2 cfs would result in decreased annual energy outputs by 4.2% and 8.7%, respectively. 3.5.7.4 Average Monthly Output Based on a 500 kW unit, the following monthly average energies were computed without reduction for downtime and are indicated in Table 3.9 and Figure 3.9 below: Table 3.9 - Old Harbor monthly total average generation for a 500 kW installation. January 241,706 71.3 February 191,482 62.5 March 191,489 56.5 April 249,667 76.1 May 339,046 100.0 June 328,109 100.0 July 339,046 100.0 August 336,510 99.3 September 328,109 100.0 October 336,494 99.2 November 298,560 91.0 December 246,774 72.8 LOCHER INTERESTS, LTD. PAGE 3.19 JANUARY 09, 1998 1 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE It Figure 3.9 - Old Harbor monthly total average generation for a 500 kW installation. Old Harbor; Average Monthly Generation in kWh 12,000 10,000 x 8,000 _ -'a 6,000 - a IL a a' 4,000 d c W 2,000 0 LL Q co O Z 0 Month 3.5.8 Quantity Estimates for Development Project -specific topographic mapping was not available for this site_ Therefore, USGS topographic maps with 100-foot contour intervals were used. Elevations of the intake and powerhouse sites were taken from the Polarconsult report and were reviewed and found to be consistent with USGS topographic maps. A review of the Polarconsult project feature layouts was made, and independent layouts performed, for the purpose of developing feasibility level quantity estimates. Activity durations were estimated based on conversations with contractors and using reference materials. 3.5.9 Project Cost Estimate Cost estimates were prepared estimating costs of labor, materials, equipment, and shipping for each work item. The intent of this approach was to account for the various labor and productivity rates and to ensure that shipping costs were adequately accounted for. This makes the appearance of perhaps greater detail than would normally be warranted for a feasibility level cost estimate. The costs and productivity rates were based on those found in Mean's estimating guides, adjusted by conversations with contractors accustomed to working in rural Alaska, and conversations with various suppliers. Lump sum estimated installed costs were divided into labor, materials, equipment, and shipping based on a reasonable split of work. Polarconsult, in their 1995 report, assumed a "Force Account" method of construction with local labor used to the maximum extent possible, to reduce project costs. They assumed laborers at a cost of $20 per hour which includes wages and taxes, except for a minimum amount of skilled labor to install and test the LOCHER INTERESTS, LTD. PAGE 3.20 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE1I generating unit. We feel that application of such an approach is reasonable, to a degree. However, experience indicates that it is inevitable that more skilled outside labor will be required for construction of a hydroelectric power project, and will require the inclusion of transportation costs, per diem, and payment of prevailing wages for all specialists required. For this study, two cost estimates were prepared: (1) the first based upon a conventional contractor constructed project, and (2) the second based upon the judicial use of the force account method. For the estimate based on conventional contractor construction, prevailing wages, based on State of Alaska's 1111197 Laborers' & Mechanics' Minimum Rates of Pay, were used with multipliers for Workers Compensation, Social Security taxes, etc., and $70 per day for per diem. For the force account method, lower wages were used without including benefits and per diem for the local, unskilled laborer positions, and a skilled worker was placed with each unskilled crew. However, production was assumed to be less using local unskilled labor than for skilled labor, which is typical for standard contracting methods. For skilled labor, prevailing wages plus benefits and per diem were used. Labor costs for both skill levels were factored upwards for Worker's Compensation, Social Security taxes, etc. Costs for materials were based on that required to purchase them in a competitive market, and $0.08 per pound was used for barge shipping to the site. For materials such as fabricated steel items, the material price per pound is the away -from -site fabricated price plus the labor quantity required to install it in the field. Generating equipment is available from a variety of sources, many of which are foreign. World money market rates are constantly changing and the level of quality vary, making pricing subject to constant fluctuation_ In addition, some vendors are not willing or are financially incapable of guaranteeing their equipment, as do the major equipment manufacturers. At the time of this report, only two quotations had been received from what we consider to be fully bonafide manufacturers and one from a small vendor. Equipment rental was assumed to be 30% higher, due to the added cost for maintenance, and additional wear and tear in the rugged environment of the project area. Shipping costs were added to equipment rental costs. It was assumed that two track hoes would be used for the majority of the work, as they can be used for earthwork required at the dam site, powerhouse, and penstock trenching. A small dozer was assumed to be used for construction of the access road to the powerhouse. It was assumed that three separate crews would be required for construction. One crew of four people were assumed to be required for construction of the penstock. This includes a hoe operator, two laborers in the trench and one spotter. It was assumed that production would be around 500 If of penstock per day. The other two crews were assumed to be constructing the intake, powerhouse, and gully crossings. We believe it would be possible to construct the project in a single construction season of six months. For the standard contracting method we included costs for contractor overhead, profit, insurance, and bonding and have increased the construction cost by 25%, which is appropriate for this stage of development, as preliminary designs and detailed surveys have not been performed. We have included reasonable costs for project administration, FERC licensing and permitting, engineering, and construction management. For the force account method, we assume that the community is not trying to make a profit and bonding will not be required, therefore, those costs have been eliminated. Polarconsult's 1995 report indicated a total development cost of $1,341,889. If escalated to 1997 dollars using the Handy -Whitman index, their costs rise to $1,422,403. Voxland's estimate for an 800 kW project was $3,876,035 in 1995; this escalates to $4,112,086 for 1997 costs for a similar project. Our cost analysis results in estimated total development costs of $2,580,800 for a force account process and $3,656,200 for a standard construction process. These estimates are 1.8 times and 2.6 times greater LOCHER INTERESTS, LTD. PAGE 3.21 JANUARY 09, 1998 1 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE li than the Polarconsult estimate, escalated to 1997, and reflect different levels of risk reduction. Detailed cost breakdowns are contained in Appendix All, A comparison of the cost estimate assumptions utilized herein and those used by Polarconsult is presented below. Table 3.10 - Comparisons of cost estimates for the Old Harbor hydroelectric development. Mobilization 62,800 62,800 Site Camp and Equipment = 52,600 52,600 Turbine, Generator, Controls 79,928 423,600 198,600 Pipe, Appurtenances, 564,902 778,870 693,615 Trenching Intake, Diversion 96,127 120,031 106,625 Substation 48,039 49,400 49,400 Transmission Line 52,232 38,819 38,819 Powerhouse 51,737 156,436 148,494 Tailrace --- 30,487 28,646 Access Road 48,389 63,910 63,910 .� FERC License 84,800 150,000 150,000 Overhead, Profit --- 533,100 (30%) 144,400 (10%) Insurance, Bonding - 115,500 (5%) 15,900 (1%) Administration 89,297 (10%) 151,600 (5%) 125,000 (5%) Construction 37,100 80,000 96,000 ManagemenIII nspections Engineering 89,297 (10%) 242,600 (8%) 205,000 (8%) Contingency 133,945 (15%) 606,400 (25%) 401,000 (25%) TOTAL $1,422,403 $3,656,200 $2,580,800 As shown in Table 3.10 above, the Polarconsult cost estimate does not include line items for mobilization or equipment, tailrace construction, project overhead, or insurance/bonding. Our costs for electro- mechanical equipment are more than double the cost provided by Polarconsult, and include current price quotes from appropriate manufacturers. Our force account method provides for a turbine purchased from a smaller local (northwestern) vendor who supplies equipment without warranty, whereas the conventional cost estimate includes fully warranted electro-mechanical equipment purchased from a larger and major manufacturer. The costs shown for powerhouse construction vary considerably: Polarconsulfs estimate provided line items for powerhouse slab and walls, roof, piping, and appurtenances whereas our cost estimate includes earthwork, valves, concrete, reinforcement bars, a metal building, miscellaneous metals, monorail hoist, electrical requirements, and installation of an HVAC system. The difference in allowable contingencies (15% for Polarconsult vs. 25% for this study) also substantially alter the total costs. 3.5.9.1 Capital Replacement Costs t For the purpose of establishing an annual budget, a fund should be established to allow for future unplanned, unscheduled replacement costs. Most routine costs will be paid for under the operations and maintenance (O&M) budget. Additional unscheduled costs may involve work such as a major turbine overhaul or a generator rewind. Costs for each could be in the order of $100,000 to $150,000. If it were assumed that 1.5 events occurred every 25 years, then a simple straight-line replacement cost fund would require that $9,000 per year be placed in a separate account. LOCHER INTERESTS, LTD. PAGE 3.22 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 3.5.9.2 Operations and Maintenance Costs Typically at this stage of planning, O&M costs are based on a factor related to the installed capacity. This does not always provide accurate costs for small plants. In 1994, HydroVision performed a survey of plant operators to quantify annual O&M costs. For small, single -unit projects, respondents indicated an average O&M costs of about $38,000; $41,500 escalated at 3% per year to 1997. If a factor for a remote location in Alaska is used (estimated at 10 to 20% higher), then a planned O&M expense may be about $48,000 per year. 3.5.10 Economic and Financial Analysis F l The economic assessment of the Old Harbor project has been updated using refined assumptions (as discussed in subsection 2.3.4 above). In addition, a utility financial analysis has been used to determine the implications under debt financing of the project for the AVEC systemwide cost of service and revenue requirements. The economic analysis is conducted in real 1997 dollars. The financial analysis is conducted in nominal or current dollars, assuming 3% inflation. 3.5.10.1 Economic Assumptions The number of critical assumptions with probabilities attached has been reduced to two because firm estimates for construction cost, maintenance cost, and cost of capital now exist. This leaves load growth and fuel prices as the two critical assumptions with probabilities attached to them. Load growth is important in Old Harbor because the hydropower output greatly exceeds current load during all months of the year. Table 3.11 below shows the critical economic assumptions used for the Old Harbor economic analysis. Table 3.11 - Old Harbor critical economic assumptions. loin W#T.rW=1 C2: Fuel Price Growth � - �1;�►•Ly 1 1 1 ► . --- C3: ReaWis=cou nt -Rate - �-•� li� - -�- ' • • • • '• it 111 • • 111 - 11 RUM 11 In. 001 _ • • M�11 /1M1 M 3.5.10.2 Financial Assumptions This analysis assumes that the Alaska Village Electric Cooperative (AVEC) is the project owner. Although AVEC has substantial customer equity in its capital structure and substantial cash in its asset pool, this LOCHER INTERESTS, LTD. PAGE 3.23 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II analysis assumes that the Old Harbor project will be financed by debt at 5% (nominal) interest. This assumption of 100% debt financing is not too critical; if AVEC were to use internal finance the foregone earnings on its liquid assets would probably also be about 5% under a prudent conservative investment strategy_ The financial analysis considers AVEC as a single utility. The effects of the Old Harbor hydropower project are computed for the entire pool of AVEC members and for the financial status of the utility. AVEC makes no attempt to allocate any expenses other than fuel to particular villages. Revenue requirements are determined as the cost of service plus an appropriate cushion of net income, or "margin," sufficient to ensure that a target ratio of (interest expense + margin) divided by (interest expense) is maintained. This ratio is called the 'Times Interest Earned Ratio" or TIER. For AVEC a target TIER of 2.0 is assumed. Assumptions about Timing. For purposes of financial and rate impact modeling, the Old Harbor Project is assumed to have the following timetable: July, 1998: Obtain funding commitments and begin procurement. December, 1998: Obtain FERC License. May, 1999: Commence construction. January 1, 2000: Commence operation. The time horizon for the Old Harbor hydropower operation is 2000-2034 (35 years of operation analyzed). The analysis runs from 1997-2034. To simplify the analysis, I assume that ail debt is issued on January 1, 1999. This implies one full year of interest during construction. To put it another way, the capital outlay is made on 111199 while the benefits from reduced fuel expenses begin accruing on 111/2000. The economic analysis is unaffected by the calendar date of the start of the project and the results are expressed in 1997 dollars. Table 3.12 below summarizes the financial assumptions used for Old Harbor. Table 3.12 - Old Harbor financial assumptions. Financial Parameters —Rate INominal Debt Interest o 5.0% New Debt Issuance Cost o of face va u . o Inflation Rate 4 0 Target TIER Ratio Plant Additions: Book Life Yodebt o quay ew iese o 0 New Hydro a a All other New Plant 100%1 0% 3.5.10.3 Economic Analysis } Under mid -range assumptions with force account construction cost the project has net economic benefits of +$775,000. With the same assumptions and contractor construction, the project has negative net benefits of-$260,000. The most optimistic assumptions (3% load growth, 1.5% real fuel price growth, force account costs) produce $+2.1 million in net benefits; the most pessimistic (0% load, 0% fuel, contractor cost) produce-$948,000. Probability Distribution of Net Benefits. Since we still have two cost estimates (contractor and force account basis) the results are best summarized by two sets of probability distributions, one for each LOCHER INTERESTS, LTD. PAGE 3.24 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE li construction cost basis. The difference between these two distributions is simply the addition of the differential capital cost to the "bottom -line" net benefits. Figures 3.10 and 3.11 show the distribution of net benefits for the contractor and force account construction costs, respectively. j Figure 3.10 - Probability Distribution of Net Benefits: Contractor Cost. 0.35 0.3 0.25 0.2 0 0.15 a 0.1 0.05 0 Probability Distribution of Net Benefits: Old Harbor ------------------------------------- ------------ El O7 CD V: N O N fD a0 O Q O b O O O O O O r Net Benefits (million 1997$) Figure 3.11 - Probability Distribution of Net Benefits: Force Account Cost. 0.35 0.3 0.25 0.2 :a 0 0.15 0 a 0.1 0.05 0 Probability Distribution of Net Benefits: Old Harbor cat QD CR O N CD o0 O O O O r r r r r ('%i Net Benefits (million 1997$) LOCHER INTERESTS, LTD. PAGE 3.25 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 3.5.10.4 Financial and Utility Rate Impact Analysis Under mid -range assumptions and contractor costs, AVEC system revenue requirements would increase by about $385,000 during the first years of hydropower operation. This represents a 1.7% increase, or about 0.8 cents per kWh. Revenue requirements with hydropower would not be lower than without until the year 2021. About half of the increase in revenue requirements is due to increased margins; the cost of service, which excludes margins, would only increase by about 1 %, or about 0.4 cents per kWh in 2002. Table 3.13 below shows these results for other sets of assumptions. Table 3.13 - Old Harbor financial results summary. Old Harbor Financial ResultsSummary: Increase ecrease in Average Revenue Requirement due to Hydro (includes margins Load ue Current Dollars % Change from Diesel-onl rowt row# 2002 1 2005 2010 1 2020 2030 2002, 2005 12010 2020 2030 Contractor cost mid low ,3 360,1'76, a o7 1.3% D 0.0% - , d mid o ._7TGf . o 0.0% --UTTo h l 9 h . o . 3 o n- o-, o Force account cost mid low , I o, o o - , o - . o mid 241,602 2 15,6:) o, 0. o o -V207o - . o high o . o . a- o . o Most Optimistic (uses Force Acct Cost) high high , , a o a- o-U 7PTO Most essimist_c uses ontrac or cost low low of 777o - 1.0%1 0.1%,_-V6V.1 3.5.10.5 Break-even Analysis and Discussion of Economic/Financial Viability Breakeven Analysis. In this analysis the major uncertainties are load growth and real fuel price growth. Figure 3.12 shows the combinations of these two variables that lead to net benefits of zero, under both the high and low construction cost assumptions. To fix the interpretation of this figure, consider the lower line, which shows breakeven combinations for the low (force account) construction cost. This line crosses the horizontal axis where load growth equals about 1.0%. This means that the combination of 1.0% load growth and flat (real) fuel prices is sufficient to produce zero net benefits with hydropower. All combinations above each line yield positive net benefits; all combinations below each line yield negative net benefits. LOCHER INTERESTS, LTD. PAGE 3.26 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Figure 3.12 - Combinations of load growth and fuel price growth for Old Harbor, Breakeven Combinations of Load Growth and Real Fuel Price Growth 4 0% Construction Cost 3.7 million 3.0% -------------------- Construction Cost 2.6 m5lion 2.0%----------- ` --------------- '' 1.4% o.a°io .---- ------------------ ---------------- LL-2.0%------------------------------------ -3.4% 0.0% 1.0% 2.0% 3.0% Load Growth Discussion. Under the assumption of a low construction cost, the project is economic under a wide range of load growth and fuel price growth rates. If contractor labor is used and the construction cost is consequently high, there are not very many plausible combinations yielding positive net benefits. However, since the project has substantial excess energy production at zero marginal cost, any immediate and substantial increase in loads, such as off-peak heating or fish processing, would dramatically improve the economics. t 3.5.11 Regulatory and Permitting Issues l Most of the Old Harbor project land would fall within KNWR boundaries, on lands owned in fee by the United States (Table 3.14 below). This includes land that was patented to the Old Harbor Native = Corporation (OHNC) and then later purchased in fee from OHNC. This land is subject to certain restrictive covenants contained in the Warranty Deed from OHNC and the United States, as well as in the Conservation Easement from OHNC and the State of Alaska. Specifically, activities such as the construction of buildings or fences and the manipulation or alteration of natural water courses are prohibited. The United States Department of the Interior, Office of the Solicitor, has indicated that the three parties (OHNC, United States, and State of Alaska) should have the discretion to act jointly to modify these restrictive covenants for a particular project, in as much as it is compatible with the restoration and conservation purposes of the deed and easement. Unofficial discussions with representatives of the USFWS and ADF&G have not revealed any opposition towards such a resolution, at least on the part of the resource specialists who are evaluating the project. Thus, assuming no policy or other reason exists for one of the three entities to oppose a joint modification to the Warranty Deed and Conservation Easement, it would appear that the project should be a viable development. Resource specialists have some concerns which will need to be addressed as a part of the Applicant Prepared EA and FERC licensing process, and at present, AVEC is continuing to develop and implement the required study programs. Based on the information available to date, and given the nature and size of the proposed development, it appears reasonable to assume that the land issue, although potentially serious, can be resolved. LOCHER INTERESTS, LTD. PAGE 3.27 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE it 3.5.11.1 Land Table 3.14 below lists the land selected under the interim withdrawal for this project (U.S. Department of the Interior, Bureau of Land Management, Case Number AKA 077922). As discussed above, most of the land (400 acres of the current 555 acre withdrawal) on which the project will be located is owned by the United States. The remainder of lands on which project facilities may be located are OHNC lands (120 acres) or lands of the City of Old Harbor (35 acres). It is assumed that these latter lands pose no problem in terms of project development as both the City and OHNC support the project. Actual land area occupied by project features will depend upon final penstock and transmission line routing as well as the amount and type of new access road required, but (assuming 60 ft rights -of -way) should be well under 20 acres. Much of this area would be only temporarily disturbed. Table 3.14 - Lands withdrawn under Preliminary Permit Number 11561-000 for Old Harbor. +34 S 25 W 118 E1/2 SE 80 1 OHNC 34 S 25 W 18 NW NW 40 KNWR 134 S 25 W 18 NW SE 40 I KNWR j 34 S 25 W 18 S1/2 NW 80 KNWR 34 S 25 W 18 SW NE 40 KNWR 34 S 25 W 19 NE NE 40 ! OHNC 34 S 25 W 20 W1/2 NW 35 I COW 34 S 26 W 12 E1/2 SE 80 KNWR ' 34 S 26 W 12 S1/2 NE 80 I KNWR 34 S 26 W 13 NE NE 40 !KNWR Total 555 acres 'Old Harbor Native Corporation, Kodiak National Wildlife Refuge, 3City of Old Harbor. 3.5.12 Environmental Conditions Lands surrounding the community of Old Harbor, including almost all the land on which the proposed project is to be located lie within the boundaries of the KNWR (see subsection 3.5.11.1) and are essentially undeveloped. Aside from an existing off road vehicle trail originating near the pumphouse and extending to the north along Lagoon Creek and beyond, there is little evidence of human use or occupation in the area. Much of the project area vegetation is sub -alpine tundra, interspersed with dense stands of willows, alders, birch, and occasional large, solitary cottonwoods in and along the creek channels. 3.5.12.1 Terrestrial Flora/Fauna No extensive surveys of the fauna of the project area have been completed at this time. The USFWS has indicated in their comments on the preliminary permit application (USFWS, 1995) that the area can be assumed to provide habitat for brown bear, Sitka black -tailed deer, beaver, and mountain goat. Nesting bird species may include bald and golden eagles, marbled and Kittitz's murrelet, harlequin duck, and surfbird. The two murrelets and harlequin duck are considered to be "species of concern" by USFWS (species which appear to be declining, but for which information sufficient to justify proposal as threatened or endangered is lacking). LOCHER INTERESTS, LTD. PAGE 3.28 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE If Additional information on wildlife use of area habitat and potential sensitivity to project development was provided in a recent AVEC preliminary permit progress report (AVEC, 1997b) and is summarized below. Mammals: No surveys have been completed of the terrestrial mammals in the project area. However, Kodiak brown bear, Sitka black -tailed deer, mountain goat, red fox, land otter, beaver, weasel, snowshoe hare, tundra vole, and little brown bat are assumed to be present. Aerial surveys of brown bears in an adjoining area found a relatively high density of 270 bears11,000 kM2 (Barnes and Smith, 1997). Bear dens are present at elevations of around 1,000 ft and Barling Creek, Big Creek, and Lagoon Creek all provide salmon feeding habitat for bears. Bears are reported to regularly frequent the landfill. to the east of the pumphouse, as well as the lower stretches of Lagoon Creek (R. Berns, personal communication). The midslope habitat along the proposed penstock route reportedly is used as summer habitat for female deer and their fawns, by rutting males in the fall, and provides winter habitat for both sexes. Land ofter are present in both Barling and Lagoon creeks, and beaver are common in Barling Creek. Red fox, mountain goat, weasel, snowshoe hare, tundra vole, and little brown bat all almost certainly are found within the general project area. Project impacts to the above species would likely include limited, short-term disturbance during construction and possible periodic minor disturbance over the life of the project associated with occasional maintenance activities. Impacts of significance only would occur if post -operational stream flows in Barling or Lagoon creeks were adversely affected and resultant fisheries habitat impacts reduced salmonid use of these streams, thus affecting bear feeding opportunities. As discussed below (subsection 3.5.12.2), the potential for significant fisheries habitat effects in these streams does not appear to be great. Birds: As indicated above, the USFWS has indicated that the harlequin duck and the Kittitz's and marbled murrelets are species of potential concern and would require special measures to protect them should they occur in the project area. AVEC (1997a) provided a report of a bird survey completed in August, 1996. Total number of birds observed, by species, were recorded for the following five zones in the project area: I. Alpine ridge above diversion site, IL Shrub thicket near diversion site, III. Slope below diversion site to valley floor, IV. Valley floor along creek bed below powerhouse, and, V. Lagoon between pumphouse and Old Harbor boat harbor. Table 3.15 below summarizes the results of the August survey. As shown, the most frequently recorded species (gulls, ducks, yellowlegs, and sandpipers) are those associated with the biologically productive coastal/aquatic system (Zone V). In general, the higher in elevation and further from the coast, the fewer the number of species and individuals seen. This is in keeping with a common pattern in Alaska where marine and coastal zone habitats (including anadromous fish streams) often are biologically more productive and support more diverse populations than do many inland, high elevation habitats. LOCHER INTERESTS, LTD. PAGE 3.29 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Table 3.15 - Birds observed in the Old Harbor proposed project area on 819l96 (AVEC, 1997). j Glaucous winged gull j 111 1 110 Fox sparrow i 42 2 19 21 I Mallard 40 40 Western sandpiper 30 I j 30 Wandering tattler 1 29 I 29 Mew gull I 20 1 20 i Wilson's warbler I 14 1 ! 2 [ 11 { Savannah sparrow 11 1 1 4 I 1 4 f Least sandpiper 11 Green winged teal 10 j I 10 Hermit thrush 10 1 I 9 Common redpoll 8 6 2 Winter wren 7 I Semiplamated plover 6 I 6 Greater yellowlegs i 1 6 I 6 I Black -capped chickadee 6 i i 6 Lesser yellowlegs I 5 5 Golden -crowned sparrow 5 2 1 2 Arctic tern 4 4 Pine grosbeak I 3 j 3 Bald eagle 3 3 Orange crowned warbler 2 I 2 Common raven 2 1 1 Black -billed magpie 2 2 Yellow warbler 2 2 Brown creeper 1 I 1 Rosey finch 1 1 Merlin 1 1 j Totals 392 3 5 42 63 279 Project impacts to the bird fauna of the area likely will be minimal. Little land will be physically impacted by project construction (see 3.5.11.1 above) and much of the area that will be disturbed is in the less productive zones 1-111. No eagle or other raptor nests have been identified in areas that might be affected by the project. Assuming little or no fishery impact, effects on local avifauna should be limited to minor short term disturbances associated with project construction and infrequent disturbance related to maintenance activities over the life of the project. None of the three USFWS species of concern were reported from the August survey. Additional and more detailed studies will be necessary to completely address USFWS concerns for these species, however. 3.5.12.2 Fisheries ADF&G records indicate that coho, chum, and pink salmon, as well as dolly varden, spawn in the lower reaches of Barling Creek and in the lower and middle reaches of Lagoon Creek (Exhibit A5). AVEC (1997a) reported on the results of 1996 fish surveys, conducted in these two drainages. In August 1996, field sampling was conducted at six sites in Barling Creek and one site in Lagoon Creek, using a LOCHER INTERESTS, LTD. PAGE 3.30 JANUARY 09, 1998 1 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II backpack electroshocker and minnow traps (Exhibit A5). At the time of this survey, the lower 0.75 mi of Barling Creek and the lower 1 mile of Lagoon Creek were dry at the surface. Results of this sampling are summarized in Table 3.16 below. Table 3.16 - Results of August 9, 1996 fish sampling in Barling and Lagoon Creeks. Barling Creek 1 0 0 Barling Creek 2 0 Not Sampled Barling Creek 3 0 0 I Barling Creek 4 0 Not Sampled Barling Creek 5 0 Not Sampled Barling Creek 6 0 dv = 1; co = 8 Lagoon Creek 7 0 dv = 26; co = 9; ss = 2 dolly varden, 2Coho salmon, 3slimy sculpin. No fish were taken by electroshocking at any of the sampling sites on either creek. On Barling Creek, two species were reportedly observed at site 6, the most downstream station: 8 coho, and 1 juvenile dolly = varden were sampled by minnow trap. On Lagoon Creek, 26 dolly varden, 9 coho salmon, and two slimy sculpin were taken by minnow trap at site 7, located upstream of the proposed location for the powerhouse. Adult salmon surveys of the Barling and Lagoon creek drainages were conducted once in August (helicopter) and twice in September (on foot) during 1996. Results were characterized as inconclusive due to low water conditions in portions of both stream systems. No fish were reported in the upper section of Barling Creek. Ten thousand pink salmon were reported in the lower section of Barling Creek during August, with 1,000 sighted in early September and 200 in late September. Eighty (80) coho salmon were also reported for the late September survey. The August survey reported 80 chum salmon for Lagoon Creek. September foot surveys recorded 30 chum salmon early and 18 chum and 2 pink salmon during the later survey. J Estimates of the potential spawning habitat in these two streams, including both the wet and dry sections as reported by AVEC (1997a) are 119,000 sq ft in the East Fork of Barling Creek (equivalent to suitable habitat for the equivalent of 11,120 females or 22,240 pairs) and 92,000 sq ft in Lagoon Creek (8,750 females; 17,500 pairs). At present, it appears that the intake site is well upstream from any spawning habitat and the section of East Fork Barling Creek above the diversion is of limited or no value for fish. There will be no blockage of fish movements in Lagoon Creek. As a transbasin diversion project, the Old Harbor project will have the effect of reducing the total annual discharge in Barling Creek and will increase annual discharge in Lagoon Creek. Reduction of discharge in Barling Creek could have some impact on the spawning habitat in the lower watershed. However, this effect will likely be ameliorated to some degree due to the significant amount of intervening drainage in the Barling Creek Basin between the proposed diversion and the upper limits of the spawning areas. Water will be diverted out of the basin from only about 1.7 sq mi of the upper basin (22% of the total basin). The remaining 6 sq mi (78%) of the drainage will be unaffected. Factoring the effect of elevation on LOCHER INTERESTS, LTD. PAGE 3.31 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II precipitation (approximately 0.003 cubic feet per square meter per foot of elevation gain), the area above the diversion site probably produces about 26% of the total discharge for the entire basin. However, the Old Harbor Project has no storage component, and at discharges above the hydraulic capacity of the turbine, excess water from the diversion area will flow to lower Barling Creek. High flow events in Barling Creek will be largely unaffected by the project, as all flows above the hydraulic capacity of the turbine will continue to flow through the Barling Creek system. Low flow periods will be more likely to be affected, but again, about 74% of the total system discharge will remain in Barling Creek and be available in the lower sections of the stream which support salmon spawning. Spawning habitat in Lagoon Creek should be improved due to the higher flows available below the powerhouse. Particularly, if project operation stabilizes winter flows in lower Lagoon Creek, the project could benefit the saimonids rearing in this drainage. Experience at both the Terror Lake and the Bradley Lake hydroelectric projects indicates that elimination of extreme low flow events in winter is beneficial to salmonid survival (Blackett of al., 1992; Northern Ecological Services, 1996). Additional fisheries studies, currently being developed by the applicant in coordination with the resource agencies, will be necessary to more precisely define the degree of impact that the project might have on Barling and Lagoon creek fisheries. However, at this time it would appear that fisheries impacts will be within acceptable limits and should not preclude project licensing. Because of the substantial intervening flows available below the diversion site on Barling Creek, no minimum flow releases from the project have been assumed. However, given that the project, as planned, will be capable of producing substantially more energy than the existing system can absorb, it is considered highly likely that a minimum flow requirement would have little or no effect on the economic viability of the project, at least in it's initial years. 3.5.12.3 Cultural Resources AVEC (1997b) has provided results of a cultural resources evaluation for the project area. A cultural resource team performed a field evaluation of the site in 1996, including visual inspection of the transmission line corridor, powerhouse site, and penstock alignment. This visual examination was supplemented by examination of subsurface sediments for cultural materials using a 1.5 in soil probe, wlth occasional shovel tests where soil probes were unable to penetrate frozen sails. Along the transmission line alignment, paired soil probe samples, spaced approximately 30 meters apart, were taken at 25 meter intervals, with spacing and intervals modified as necessary to accommodate specific ground conditions. Along the proposed Polarconsult penstock alignment, subsurface samples were taken only in areas considered probable locations for archaeological deposits (level, well drained areas on ridgetops, knobs, or terraces). No prehistoric cultural deposits were located during this survey, nor were recent cultural sites of scientific significance reported. Further, it is considered unlikely that any prehistoric or historic remains exist in the project area as surveyed. J One significant site is known to exist in the general area (ca 200 m south-southeast of the water treatment facility) and project planning must take the location of this site into account so as to avoid any direct or indirect impacts thereto. It does not appear that this will pose any problem for the development of the proposed project. LOCHER INTERESTS, LTD. PAGE 3.32 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE It 4. UNALASKA 4.1 LOCATION The Pyramid Creek watershed, location of the potential hydroelectric projects discussed herein, is located to the southwest of the most developed portion of the City of Unalaska, on Unalaska Island, in the Aleutian Archipelago near 53050' North latitude, 166°30' West longitude. As analyzed herein, the development of the hydroelectric potential of the Pyramid Creek basin would involve tapping the existing water supply pipeline near the chlorination building and running a penstock to a powerhouse at tidewater near elevation 20. Exhibits B1 and B2 provide details on the watershed features and stream locations. Exhibit B3 shows the location of the potential hydroelectric sites within the Pyramid Creek basin evaluated for development, including the selected development. 4.2 GENERAL DESCRIPTION OF THE AREA Bound by the Pacific Ocean to the south and the Bering Sea to the north, the Aleutian Archipelago is comprised of a chain of over 200 named islands, stretching along an 1,100 mile arc from Attu Island in the east to Unimak Island in the west. The Aleutians are generally topographically rugged, treeless islands dominated by a maritime climate, with mean annual temperatures on the order of 40OF and annual precipitation in excess of 50 in. Unalaska and Amaknak Islands are part of the Fox island group, located in the central portion of the Aleutian chain. 4.2.1 Unalaska and Amaknak Islands A part of the geologically young, tectonically active Aleutian Archipelago, Unalaska Island and its smaller neighbor, Amaknak Island, are characterized by mountainous terrain, with peaks in the immediate vicinity of the City rising abruptly from sea level to elevations in excess of 2,000 ft. The Makushin Volcano (reaching to elevation 6,680 ft) is one of several active volcanoes in the Aleutians, and is located on Unalaska Island 14 mi northwest of the City of Unalaska. Mt. Makushin has been investigated repeatedly as a potential source for geothermal power development. Area topography on Unalaska Island is a product of the interaction of past glaciation and past and ongoing tectonic and alluvial action, and as a result, area streams tend to be relatively short and steep with rapids and waterfalls commonly isolating the upper drainages from tidewater areas. As is the case for most of the Aleutian Islands, Unalaska and Amaknak islands are virtually treeless. Vegetative communities in the project area are mainly upland tundra, dominated by crowberry, willow, lichens, mosses, and sedges. The climate is dominated by maritime influences with January temperatures ranging from 25 to 35 °F and summer temperatures from 43 to 53 OF. Average annual precipitation is 50 in with snow persisting at higher elevations over most of the winter but with repeated thaws at or near sea level. 4.2.2 Unalaska/Dutch Harbor The City of Unalaska is located on Unalaska and Amaknak Islands, in the eastern Aleutian Islands, approximately 800 air miles southwest of Anchorage. Overlooking lliuliuk Bay and Dutch Harbor, the City is connected by a bridge constructed across the Bay in 1980, unifying the Unalaska and Amaknak island populations into a single community. That portion of the City located on Amaknak Island is often referred to as Dutch Harbor. LOCHER INTERESTS, LTD, PAGE 4.1 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II As discussed below, Unalaska is dependent upon fishing, seafood processing, and fleet services for its economic base. During peak periods of the pollock fishery, there is an influx of up to 3,000 temporary workers, of various backgrounds and nationalities, filling various positions with the land based seafood processing or fleet support services. At the time of the 1990 census, the unemployment rate was only 1 %, median income was $56,215 and approximately 15% of the population was living below the poverty line. There are two schools (K-12), attended by 415 students, and a local health clinic. A full complement of City services including water, power, sewage treatment, and refuse collection and disposal are provided by the municipality. 4.2.2.1 Population In the mid-1700s, when Russia first established a trading port for the fur seal industry, there were an estimated 1,000 Aleuts, living in about 24 settlements on Unalaska and Amaknak islands. By the early 1800s, only about 200-300 Aleuts remained, and during World War 11, almost all the Aleuts were interned to Southeast Alaska. Today, only 8.5% of the population is Native. The current resident population of Unalaska is approximately 4,100. As shown in Table 4.1 below, this population has increased steadily over the past seven years, although the rate of increase has slowed somewhat, possibly partially due to shifts in the fishing industry towards increased offshore processing. This is in contrast to the period from 1980 to 1990 when population growth in Unalaska averaged 9%, as compared to 3% for the rest of the State (HDR, 1995). Table 4.1 - Alaska Department of Labor population data for Unalaska. Population 1 3089 3370 3656 3780 3916 396 1 4087 Percent Change I n/a +9.1 +8.5 +3.4 +3.6 +1.3 1 +3.0 4.2.2.2 Economic Base Seafood dominates Unalaska's economy. Commercial fishing, fish processing, and fleet support services provide the majority of the employment opportunities in the area. There are six major, and several smaller, seafood processors and over 250 marine support businesses in Unalaska, employing more than 3,000 people and accounting for 90% of the economic activity. Over 90 residents hold commercial fishing permits. The harbor accounts for over 50% of Alaska's commercial fisheries value and regularly ranks as the number one port in the Nation for seafood production, both in terms of total volume and value. Beginning in the early 1980s (with the growth of a crab fishery) and again in the late- 1980s/early-1990s (as the groundfish industry grew), Unalaska underwent rapid growth. More recently, growth has slowed as the work force has been reduced in response to reduction in pollock harvests as well as a trend towards offshore processing of the catch by factory trawlers. Concurrently, tourism has begun to develop as a more significant economic activity, with over 6,000 cruise ship visitors during 1996. However, this increased tourism industry has not reached a stage where it rivals the importance of fisheries related economic activity. 4.3 EXISTING POWER SYSTEM The City of Unalaska Electric Utility is the only supplier of public power in Unalaska. The system consists of nine diesel generators, eight of which are located at the City owned power plant on Amaknak Island, with one generator located south of the City center on Unalaska Island to provide secure power in the case of a disruption between the Islands. In addition, seven private companies (e.g. seafood processors) LOCHER INTERESTS, LTD. PAGE 4.2 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II have their own diesel generators with a capacity of one megawatt (MW) or more. Currently, all diesel generators, including the City's, face potential problems related to allowable emissions limits. 4.3.1 Installed Capacity The City Utility currently has a total installed capacity of about 7.5 MW, as shown below in Table 4.2. Table 4.2 - Capacity of existing City Utility diesel units. 11 11 .Ii 1 . 1 • � 1 111 1 I� • 11 'Located at City Power Plant on Arnaknak Island, 2 Located on Unalaska Island. In addition, there is 36.3 MW of additional installed capacity available in Unalaska at seafood processors and associated industries, as follows: Table 4.3 - Additional installed capacity available from independent providers. M AMMMIM Unisea 16.5 MW Westward Seafoods 6.9 MW Alyeska Seafoods 6.4 MW Icicle Seafoods 2.1 MW American Presidents Line 1.7 MW Sealand 1.4 MW Offshore Systems, Inc. 1.3 MW 4.3.2 System Loads Commercial users (i.e. fish processors and support industries) consume the bulk of the power produced by the City. In fiscal year 1997, Unalaska Utilities power sales were 76% commercial, 16% residential, 7% community facilities, and 2% State and Federal facilities. 4.3.2.1. Annual As shown below (Table 4.4), total annual generation has risen consistently over the past five years, while energy sales, which rose sharply in the early 1990s, have declined over the past two years, probably in response to a downturn in the seafood processing industry. The City regularly purchases additional power from one of the seafood processors listed in Table 4.3 above in order to meet peak loads. LOCHER INTERESTS, LTD. PAGE 4.3 JANUARY 09, 1998 1 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Table 4.4 - Unalaska annual generation, purchases, and sales (kWh) for Fiscal Years 1992 -1997. kWh Generated 20,771,000 21,910,000 25,183,000 26,566,000 27,185,000 29,926,000 Percent Change Generation n1a + 5.5 + 15 + 5.5 + 2.3 + 11.0 kWh Sold 18,348,000 j 20,868,000 24,354,000 28,580,000 27,280,00D 26,760,000 Percent Change Sales nla I + 13.7 I + 16.7 + 17.4 - 4.5 -2.0 kWh purchased 0 I 546,000 998,280 4,477,200 1 2,426,000 369,000 Unalaska power purchases, by month, for the period from July 1992 through September 1997 are shown in Figure 4.1 below. Figure 4.1 - Power purchased by the City of Unalaska. Unalaska : Purchase of Power from Others : 711191-9130/97. 900000 - i 600000 700000 600000 m II 500000 i r IL I 400000 x jI 300000 I 200000 k I 100000 m N m n 0 m m m m m o�i ou'i 0 m m W rn m in m rn O 4 O W Q O Q O ¢ O 6 '-' Month According to PCE filings for fiscal year 1996, station service was about 3.7% of the total power generated while line losses equaled 8.0%. 4.3.2.2 Average Monthly Power Sales Monthly energy sales by Unalaska Electric Utility, averaged for the past six fiscal years are shown in Figure 4.2 below, The pattern shown reflects the effects of the early (January through March) and fall (October and November) pollock seasons, as well as an increased winter residential demand. LOCHER INTER ESTS, LTD. PAGE 4.4 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE 11 Figure 4.2 - Monthly energy sold by the City of Unalaska. Unalaska: Average Monthly kWh Sold for Fiscal Years 1992 -1997 3000000 2500000 k 2000000 1500000 j Y I I 1000000 i 500000 0 jan fob mar apr may jun jui pug Sep Oct nov dec� Month 4.3.2.3 Peak Load Peak generation by month, based on the last six years of PCE program filings with the DOE, is summarized below. A February 1995 peak of 5,730 kW (5.7 MW) is the highest value reported, and February and March appear to be the peak demand months over most of this time. Actual system peak demand is substantially higher than the values shown in Table 4.5, as these data are for power generated by the utility only and do not reflect additional power purchased from the seafood processing industry which supplements City generation_ The City reports a total peak demand of about 6.5 MW in 1994, significantly higher than the 5,125 kW peak recorded below for February of that year (HDR, 1995). Peak demands coincide with the pollock seasons early in the year and in the fall_ LOCHER INTERESTS, LTD. PAGE 4.5 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE 11 Table 4.5 - Unalaska system peak demand (kW) by month for 1992 through 1997. 'January i February March n/a n/a n/a 4160 4435 4170 3845 4850 5125 5430 5730 ; 5195 4160 4120 5510 5505 5295 5265 April n/2 3705 3960 52 00 4545 4500 May nla 3280 3830 4010 4740 3950 ;June n/a 3155 4130 3690 3915 3400 July 2565 3600 4260 1 4230 4090 3500 j August 2530 3260 453p 4575 4460 3615 ! September 2900 3760 4920 4930 4690 n/2 October 3270 3705 4560 4045 4750 n/a November 3475 3840 4865 4230 4535 1 n/a December 3855 448fl 4760 4200 4240 n/a 4.4 HYDROELECTRIC DEVELOPMENT ALTERNATIVES Several investigations of hydroelectric power developments for Unalaska have been completed in the past. These include a feasibility report prepared by the U. S. Army Corps of Engineers (USACOE, 1984) which looked at potential developments in the Pyramid Creek Basin as well as a larger development on the Shaishnikof River, and preliminary evaluations of several development schemes in Pyramid Creek by consultants and developers (Energy Stream, Inc., 1985; Polarconsult, 1993 and 1994). As detailed below, these evaluations covered four basic development options for the Pyramid Creek Basin. These are: • Addition of a small (ca 100 kW) turbine/generator to the existing water supply system, to replace the pressure reduction valve, and capture the energy available from the City water supply. • Diversion of additional water into Icy Reservoir and addition of a turbine and generator at the low point of the existing water supply pipeline to generate additional power (ca 350 kW). • Creation of an additional diversion structure in the basin to supply water to a small turbine/generator, but returning the water directly to the stream (ca 350 kW). • Creation of an additional diversion and installation of additional pipeline to supply water to a powerhouse located near tidewater (ca 1,350 kW). Virtually all the earlier investigations included utilization, to some extent, of the City of Unalaska's existing water supply system to supply some or all of the flows. In most cases, use of the existing water supply pipeline was also a part of the proposed development scheme. Since the completion of the above cited investigations, the City has undertaken a substantial modernization of their water supply system. This includes a 1994 replacement of the original Icy Creek Reservoir diversion structure and its 16-in diameter woodstave pipeline, referred to in previous reports, with a newly constructed diversion at the same site and a newly placed 24-in diameter cast-iron conduit to pipe water from behind the diversion to the water quality treatment plant. Also, a second diversion structure was constructed at the outlet of Icy Lake, near the top of the Pyramid Creek drainage. This new diversion, located on an existing lake, was completed in 1996 and provides the City with a backup water supply. Icy Lake provides a storage capacity of 60 million gallons (mg). A siphon outlet, controlled by a LOCHER INTERESTS, LTD. PAGE 4.6 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II manually operated outlet valve, returns regulated water to the creek approximately 1/4 mi below the diversion. Exhibit B2 provides the location of these upgraded facilities in the basin. Because the system as it exists today is considerably different than that which existed when previous investigators completed their work, we have re-evaluated the hydroelectric power potential of the basin taking existing conditions into account. As detailed below, the same basic options evaluated by the previous investigators still apply, although the specific developments differ in certain aspects. Alternative hydroelectric developments proposed within the Pyramid Creek watershed are shown in Exhibit B3. 4.4.1 Energy Recovery from Existing Water Supply Pipeline (Alternative 1) The Energy Stream Inc. (ESI), Polarconsult, and U.S. Army Corps of Engineers (COE) reports all considered an alternative where energy was recovered from flowing water in the City's existing potable water main. ES1 and Polarconsult sized the unit at 90 and 100 kW, respectively. The COE sized the unit at 260 kW, but used water demand plus surplus water to run the turbine. Currently, at or near the existing chlorination building, the water pressure is reduced with a pressure reducing valve (PRV). Drinking water supply is then chlorinated and stored in a 2.6 mg water tank. At the PRV, or immediately upstream of the PRV, a pipe loop would be installed around the PRV, and a 50 kW turbine installed in the line utilizing the City's water demand flow. The head on the plant consists of the Icy Creek reservoir level less the level of the water in the storage tank (188 ft assumed). Extending the existing chlorination building, or a separate small pre -fabricated metal building would serve as the powerhouse. A transmission line would be installed in the existing buried PVC conduit to Captains Bay Road or tied into the existing 15 kV single-phase power supply line to the chlorination building. This alternative can be constructed in conjunction with each of the following alternatives indicated in paragraphs 4.4.2 through 4.4.5 below. 4.4.2 Blow -off Location on Existing Water Supply Pipeline (Alternative 2) As the existing water supply pipeline traverses from Icy Creek Dam to the chlorination building, there is a low point at approximately elevation 262 where a blow -off (drain) valve is located_ At the blow -off valve, the pipeline would be tapped to intercept water with an additional pipe provided to direct water to a turbine. A similar alternative to this was considered by Polarconsult, although they wanted to locate the powerhouse in the Pyramid Creek gorge, which would make construction and maintenance access difficult and costly. The alternative of this report is essentially a combination of Polarconsult Options 1 and 2 (the water pipeline has been replaced since their study and, therefore, the distances and locations do not match). Alternative 2 herein would consist of replacing the blow -off valve with a bifurcation (wye) and short pipeline (< 50 ft) to a pre -fabricated metal building powerhouse founded on bedrock at about elevation 255. A 300 kW turbine would use water surplus to the water supply system at a gross head of ` about 263 ft. Water exiting the turbine would be conveyed in a pipe or open channel and run over the rock gorge wall, dropping about 30 ft into Pyramid Creek. A buried transmission line would be installed in a new PVC conduit to the chlorination building and in the existing spare PVC conduit to Captains Bay Road. 4.4.3 New Diversion Below Confluence with a Powerhouse at Tidewater (Alternative 3) Alternative 3 is mentioned in ESI's report and involves constructing a diversion below the confluence of the East Fork of Pyramid Creek and Icy Creek. Water unused by the water supply system, spilling over Icy Creek Dam, and the flow from the East Fork would be impounded by a low height dam and conveyed in a penstock to a powerhouse near tidewater at about elevation 20. The gross head on the plant would LOCHER INTERESTS, LTD. PAGE 4.7 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II be 295 ft, enabling a 600 kW turbine to be installed as compared to 350 kW estimated by ESI. The powerhouse would be a pre -fabricated metal building. Water exiting the turbine would be conveyed in a pipe or open channel to Pyramid Creek. A buried transmission line would be installed in a new PVC conduit to the existing 15 kV 3-phase line paralleling Captains Bay Road. 4.4.4 Tap Existing Water Supply Pipeline with a Powerhouse at Tidewater (Alternative 4) This scenario involves tapping the existing water supply pipeline near the chlorination building and running a penstock to a powerhouse at tidewater near elevation 20. ESI estimated that a 1,000 kW plant could be installed using surplus water from Icy Creek Dam. At a gross head of 498 ft, we estimate that a 600 kW unit can be installed. The powerhouse would be a pre -fabricated metal building. Water exiting the turbine would be conveyed in a pipe or open channel to Pyramid Creek. A buried transmission line would be installed in a new PVC conduit to the existing 15 kV 3-phase line paralleling Captains Bay Road, 4.4.5 Diversion of East Fork Pyramid Creek Flows to Icy Creek Reservoir (Alternative 5) This scenario involves constructing a small diversion dam about 2,5D0 ft up the East Fork Pyramid creek from its confluence with Icy Creek_ Water would be diverted from the East Fork through a pipeline to Icy Creek Reservoir. A new penstock would run from Icy Creek Dam, paralleling the waterline to the chlorination building, to a powerhouse at tidewater. At a gross head of 498 ft, we estimate that a 1,000 kW unit can be installed. The powerhouse would be a pre -fabricated metal building. Water exiting the turbine would be conveyed in a pipe or open channel to Pyramid Creek. A buried transmission line would be installed in a new PVC conduit to the existing 15 kV 3-phase line paralleling Captains Bay Road. By inspection, we have ruled out this alternative out -of -hand as being too costly for the hydroelectric benefit received. However, this alternative would provide a side benefit, in that additional water would be diverted to the City's water supply reservoir, therefore, enhancing reliability. 4.5 SELECTED ALTERNATIVE Of the five alternatives subjected to preliminary evaluation, four were taken to the next level of study (Alternatives 1 through 4). Feasibility level energy computations and cost analyses were performed for each of these four. Table 4.6 below compares energy output with estimated project development costs. Table 4.6 - Energy vs, cost comparison of Pyramid Creek hydroelectric project alternatives. Based on the above analysis, Alternative 4 is the lowest cost per installed kW. Alternative 4 has twice the energy output as Alternative 2 (with slightly lower dollars per kW costs) and has nearly the same output as Alternative 3 (with about 35% less cost). Alternative 4 will be the basis of further analysis and the preferred alternative selected for this report. For each alternative, water is taken directly from the water supply system. As the demand for City water is increased, only Alternative 1 will have increased energy output. The energy benefits of the other alternatives would be eroded as the demand for water increases. However, Alternatives 3 and 5 may be LOCHER INTERESTS, LTD. PAGE 4.8 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II less affected by future demand because part of the water used to generate electricity comes from East Fork Pyramid Creek. For a more detailed explanation of the effect of water withdrawal for City supply on Alternative 4, see subsection 4.6 below. 4.5.1 Project Location The location of the selected alternative within the Pyramid Creek watershed and proposed locations of the powerhouse, penstock, tailrace, access road and transmission line are shown in Exhibit B4. As shown, the project utilizes the existing water supply pipeline near the chlorination tank and routes water through a penstock to a powerhouse located at tidewater near elevation 20. Water exiting the turbine -would be conveyed in a pipe or open channel and returned to Pyramid Creek. 4.5.2 Current Project Development Status At present, there are no hydroelectric power feasibility studies or FERC permitting activities underway for the Pyramid Creek Basin. The City of Unalaska recently issued a Plan for Improvements to their utilities (HDR, 1995). This document addresses both the Makushin Geothermal Project, planned to make 12 MW of power available to the City, as well as the development of the Pyramid Creek Basin hydroelectric power potential, possibly providing an additional 1,500 kW of power. At the time of preparation of the Utilities' improvements plan, emphasis was on the geothermal project, and hydroelectric power was given second priority status. Since the report was issued, support for development of the Makushin Project has faltered due to lack of funding; consequently, interest in the hydroelectric power potential of the Pyramid Creek area has increased. However, no active program is underway at this time. The City is highly interested in pursuing a hydroelectric power development, particularly if a source of funding can be identified. The City is currently seeking a consultant to assist them in completing a comprehensive power planning program. 4.5.3 Topography/Drainage Basins The mountains forming the Pyramid Creek drainage area rise abruptly from the sea to elevations of around 2,500 ft. As typical of many streams in the mountainous Aleutian Islands, Pyramid Creek is a relatively short, steep stream. With the tributary streams East Fork Pyramid Creek and Icy Creek (Exhibits 61 and 132), the entire Pyramid Creek Basin covers an area of approximately 5.1 sq mi. From Icy Lake Reservoir, at elevation 720 ft, the stream drops to sea level over a distance of approximately 3.75 mi, for an average slope of 192 ft/mi. Icy Lake Reservoir, constructed in 1994, near the top of the watershed has a surface area of approximately 18 acres with a maximum depth of 25 ft and storage capacity of 50 mg. Runoff from the surrounding mountain peaks drains into Icy Lake, and accounts for only 0.2 sq mi or 4% of the total drainage area. Correct nomenclature for the name of the stream draining the reservoir is Icy Creek. A water supply reservoir is located approximately 1.5 miles downstream from Icy Lake outlet. This diversion, reconstructed in 1994, allows water withdrawal for City treatment and supply. The contributing drainage area to the diversion outfall is 2.7 sq mi, or 57.7% of the total drainage area. This reservoir, with storage capacity of 9 mg, has a significant influence on the magnitude and timing of stream runoff. In the lower portions of the stream, bedrock outcroppings have created two large falls, located approximately 1,800 and 6,600 ft from the mouth and approximately 60 and 180 ft in height, respectively. Additionally, smaller falls and rapids are present throughout the remainder of the drainage. Only at the LOCHER INTERESTS, LTD. PAGE 4.9 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE 11 mouth, just above tidewater, and in a short stretch of stream immediately upstream of the Icy Creek Reservoir, does the drainage traverse any relatively flat areas. The main stem has three tributaries. East Fork Pyramid Creek heads at elevation 1200 to the east of the main channel and has a drainage area of 1.3 sq mi, or 28.2% of the total drainage as seen at tidewater. The other two unnamed tributaries contribute flow between Icy Lake and the water supply reservoir. One flows west to its confluence midway between the two reservoirs and drains an area of 0.5 sq mi. The other heads in a glacial cirque, known locally as Snow Basin, and flows west to its confluence with icy Creek approximately 500 ft below Icy Lake, draining an area of 0.6 sq mi. As is true for almost all the Aleutian Islands, the basin is virtuaily treeless. It is well vegetated, however, by the tundra communities typical of the Aleutians. All of the drainage basin is readily accessible. The Locher design team was able to walk nearly the full length of both the upper and lower watersheds, from the divide to tidewater. 4.5.4 Geology/Soils The Aleutian Islands, geologically the youngest region in Alaska, are the crests of an arc of submarine volcanos. The region is generally underlain by Cenozoic basalt and andesite lava flows. The cliffs along the lower section of Pyramid Creek indicate that local bedrock consists principally of a calcareous mixed fine- to medium -grained conglomerate (USACOE, 1984). Other rocks in the area include a siliceous, cherty, fine-grained sandstone and cobbles of quarzitic graywacke. Soils are generally well drained volcanic ash with a loamy texture. In many areas, the stratigraphy soil includes large quantities of peaty materials produced by the extensive growth of sphagnum moss and associated tundra vegetation common in the area. As expected for a volcanically active area, potential mineral resources occur in the general project area. An auriferous quartz vein is known on Pyramid Peak, although it is reported to be of insufficient grade or quantity to be economic (USACOE, 1984). The Icy Creek/Pyramid Creek basin is underlain with andesitic bedrock, probably with little or medium depth cover (0 to 10 ft). Excavations and penstock trenching will probably encounter silty sand, gravel, bedrock, and/or medium to large cobble. The creek bed is comprised of bedrock outcrops, gravel, and small to medium sized stones. It is assumed that any diversion structures required would be founded on competent bedrock with minimal excavations. The powerhouse would be founded on bedrock or native granular material. 4.5.5 Hydrology The Pyramid Creek basin (Exhibit B1) is located approximately 3 mi south of town, with a total drainage area of 4.9 sq mi from the watershed divide to tidewater. The drainage basin is dissected by Icy Creek from where it heads into Icy Lake near the divide, and flows north and northwest to its mouth at Captain's Bay near Obemoi Point. The major contributing stream received by Icy Creek, East Fork of Pyramid Creek, heads south of Pyramid Peak and flows west to its confluence. The City's water supply reservoir is located just upstream from the confluence, along Icy Creek. Due to the proximity of Icy Creek to Pyramid Peak, the nomenclature for the stream system changes to Pyramid Creek below the confluence. The basin is free of glaciers, and has one natural lake and one reservoir. Icy Lake is located at the headwaters of Icy Creek, at elevation 722 ft. LOCHER INTERESTS, LTD. PAGE 4.10 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II The climate in Unalaska is influenced by marine conditions, including cool temperatures, cloud cover, moderate rainfall, and nearly constant wind. Summer temperatures range from 43-53°F; winter temperatures range from 25-35°F. Mean annual precipitation is 50.1 in and includes water equivalency of 72 in of snow. Winds average 11 mph from the southeast. Snow accumulates at higher elevations through winter along the mountain sides and in the glacial cirque, though peaks are frequently blown free of snow cover. 4.5.5.1 Existing Data From March of 1994 through the present, DNR has gaged 5 points within the watershed to characterize basin streamflow, located as shown in Exhibit 131. At the lower three sites (one each directly upstream of the confluence and one near tidewater), recorded stage height has been correlated with cross -sectional area and point velocities to determine daily average discharge in cubic feet per second. At the upper- most gaging sites, above icy Creek Reservoir, only stage has been recorded and has not been coupled with velocity measurements to determine discharge. Thus, preliminary information released by DNR from the lower three sites has been used to characterize Icy Creek and Pyramid Creek contributions. A final stream gaging report authored by DNR hydrologists is expected to be available in 1998, Following a spring flood event, the uppermost stream gage at Icy Lake outlet has been replaced by a precipitation gage. That information will also be provided with the DNR final report upon completion of their gaging contract. Precipitation has been recorded at the Dutch Harbor airport from 1922-1954, and from 1982-present. A hydrograph using monthly average precipitation for the 46 year period -of -record is shown in Figure 4.3. Average precipitation by month is shown in Figure 4.4. The 46-year average annual precipitation recorded at the gage site is 60.1 in; the average monthly precipitation recorded is 5.0 in. Figure 4.3 - Long-term average precipitation. I 20 18 a 16 ;a 14 .2- 12 i 10 6 N 6 u 4 C 2_ 0, N I N G Average Monthly Precipitation (in) M L 0 +- n � r- M 0 N r u7 r CV N N C�3 C7 C? C? C? '7 V = c4 U ' C], tC6 U tl n O Q -7 O Q O Month Q, r N N o f L n n O " "r " 9 4? Ca C9 w m M o3 M M LOCHER INTERESTS, LTD. PAGE 4.11 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Figure 4.4 - Average precipitation by month. 8.00 7.00 6.00 5.00 L O 4.00 .m 3.00 Q 2.00 1.00 0.00 Unalaska Averane Mnnthiv Prorinifnfinn 4019_D�---4. January klarch Way July Septerrber November Month IFigure 4.5 - Yearly difference from average annual precipitation. a Unalaska Yearly Difference from Average Annual Precipitation (50.1 in) 4n nn Precipitation trends during the gaging period of record indicate that 146% higher than average precipitation was received in 1994, 121% higher in 1995, and 115% higher in 1996. Correlation between the overlapping periods of gaged precipitation and stream discharge allow an adjustment of measured discharge to better predict expected long-term runoff. Deviation of precipitation from the long-term average for each year of record with associated multipliers used to adjust the discharge data is shown in Table 4.7 below. All multipliers used were less than 1, indicating that years 1994 through 1996 were above normal years, and associated gaged data is adjusted downward to reflect expected runoff trends. After adjusting water yields based upon long-term climate trends, the streamflow data collected at the confluence gage were adjusted for the project area by both drainage size and elevation. LOCHER INTERESTS, LTD. PAGE 4.12 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASEI1 Table 4.7 - Multipliers used to adjust gaged stream data for Pyramid Creek. Average Annual Precipitation at 50.1 73,1 60.8 57.8 Unalaska (in) Percent of 75-year mean 1.00 1.46 1.21 1.15 Factor used to adjust daily 1 0.68 0.83 0.87 stream discharge Using the 4 years of adjusted gaged data, the daily means and standard deviations were calculated and used to stochastically generate a 10-year simulated dataset of 365 synthetic daily averages at the project site. 4.5.5.2 Assumptions Runoff calculations account for basin size and elevation, but do not consider temporal or local effects of exposure and location. Average daily streamflow also assumes runoff as a direct function of monthly precipitation averages and their deviation from long-term means, and do not consider local or seasonal effects (frozen soil, antecedent moisture, vegetative cover) that may alter water yield, magnitude, or timing following a given precipitation event. 4.5.5.3 Predicted Runoff Based upon DNR stream gaging efforts, corrections for contributing drainage areas and elevation, and correlation with long --term local precipitation records, the following hydrographs have been developed for the three lower gaging sites (Figure 4.6). The gaged data was adjusted to the Alternative 4 diversion site to provide 365 estimated average daily flows used in the energy model computations. The average monthly flows corresponding to the data are shown below in Table 4.8. Figure 4.6 - Hydrographs showing average daily flows at the three lower gage sites. Pyramid Creek ------- EFPyrairidCreek just above confluence ley Creek below reservoir 400.00 FyrarridGreek atTiidewater 350.00 ' 300.00 1 1II 250.00 1 i m 200.00 i m } f I}I I � 150.00 t1 100.00 50.00 0.00 c 5 rn rn n a U r; a L) c) c) @ @ tG 97 al Q a A @ @ 7 7 r N M N f; d N T 0 5 76 o6 N !aO c7 ui r 4 O. N �f7 .- N N N NM N r4 N Date LOCHER INTERESTS, LTD. PAGE 4.13 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Table 4.8 - Average monthly inflow to the Alternative 4 diversion site. Given an average annual discharge of 13.6 cfs, the unit discharge expected from the project drainage basin (5.1 sq mi) is 2.67 cfsm. 4.5.5.4 Flow Duration Curves Flow duration computations were calculated for exceedence probabilities for various percentages of the total days in the record, irrespective of season of occurrence of such flows. The flow duration curve is shown below (Table 4.9). As proposed, the project has a nominal rated discharge of 17.8 cfs. This flow has the probability of exceedence of 36%. The minimum discharge to generate power (8 cfs) and the maximum allowable discharge (22 cfs) have a probabilities of exceedence of 63% and 28% respectively. LOCHER INTERESTS, LTD. PAGE 4.14 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE 11 I Table 4.9 - Average daily discharge associated with a given probability of exceedence. ! 95 0.0 90 0.0 85 1.2 80 2.7 75 4.5 70 5.9 65 7.6 60 8.9 55 10.6 50 12.2 45 13.3 ' 40 15.3 ' 35 18.2 30 21.1 25 23.7 20 26.7 15 27.9 10 28.4 5 28.7 Figure 4.7 - Flow duration curve for the selected alternative for hydroelectric power development. Unalaska Pyramid Creek Discharge (cfs) CO o 0 O M O O c@ n M N M "*: r' M m SD CA N N (R n7 C'J W "r Ln r L0 O ;r coo Cn co W r- co m ao ui m r o u� co cD c� o a 1 N N N N N N N r r r aj ti ff7 �' c'7 r p Q p t' R 0.01 ,Q L 0.001 _. } 4.5.6 Description of Alternatives and Proposed Project Features In total, five different alternatives for project development were considered. Four alternatives were carried to completion; a fifth alternative was deemed unfeasible out -of -hand because its perceived incremental power benefits above the other alternatives appeared to be low compared with the additional scope of LOCHER INTERESTS, LTD. PAGE 4.15 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE Il construction required. A further description of each of the alternatives is covered under paragraph 4.4 above and in Appendix B3. The selected alternative (Alternative 4) is described in more detail below. 4.5.6.1 Diversion Structure A new diversion is not required for this development, as the existing Icy Creek Dam serves to divert water into an existing water supply pipeline. 4.5.6.2 Penstock The first 6,000 ft of 'penstock" would be the existing 24-in ductile iron, water supply pipeline. The pipeline has installed capacity to convey additional water to the chlorination building where a new penstock would -� tap into the existing pipeline. The new penstock would be buried along its length from the chlorination building and continue northerly for about 1,200 ft and then approximately westerly for another 1,300 ft. The last 1,100 ft of the penstock would drop about 320 ft to the powerhouse situated on the right bank of Pyramid Creek near tidewater. 1 Test pit logs were made available which indicate that silty sands and gravels are evident, generally, to depths of 0 to 10 ft below grade before competent bedrock is found. Therefore, bedrock may be encountered while trenching for the penstock which may require blasting. It is also possible that small rocks to larger boulders may be encountered during excavation. We have assumed that all of the material excavated from the trench may be used for backfill, supplemented with locally available stockpiled materials. It is expected that the entire penstock could be excavated with a track hoe with a 2 cubic yard bucket. We examined penstock diameters for a range of turbine sizes from 100 to 800 kW. Typically, penstock sizes are optimized taking into account penstock procurement and construction costs, pipe friction headlosses, and the variation in energy with a subsequent varying net head. Our initial studies, though not detailed for this phase, indicated that there is a substantial difference in energy produced for penstock sizes ranging from 18 to 30 in (see Figure 4.8), with a 24-in diameter penstock being optimal for a 600 kW plant. Several materials may be appropriate to be considered for the penstock pipe, depending on internal pressure, including high density polyethylene (HDPE), ductile iron, and steel. We have assumed that steel pipe would be used. The penstock would be designed for an operating pressure of 220 psi plus a minor pressure rise, considering a gross head of 195 ft. The steel pipe would have bell and spigot, rubber gasketed joints, an epoxy coating on the inside, and tape wrap on the outside. The penstock route has one high and one low point along its length. It would be expected that at these points, air -vacuum valves and blow -off valves would be located for protection and draining of the penstock, respectively. 4.5.6.3 Powerhouse The powerhouse would be situated on the right bank of Pyramid Creek near its mouth at tidewater, at about elevation 20. A powerhouse would house the turbine, generator, controls, switchgear, and station service equipment. The powerhouse should be constructed so as to be vandal resistant, of the pre- engineered steel type, with heavy steel doors and no windows. The powerhouse would obtain its power T from that generated by the equipment or from the grid, if the plant is down for service or low flows. The 11 powerhouse would be heated to prevent freezing or condensation, and ventilated to prevent overheating of the equipment. LOCHER INTERESTS, LTD. PAGE 4.16 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II The floor of the powerhouse would be of reinforced concrete, with embedded parts for the turbine and generator. Below the floor slab, the turbine will exhaust its flow into a flume which conveys water away from the powerhouse. The flume would transition to a corrugated metal pipe or open channel to convey water back to the creek. The powerhouse will be unmanned, meaning that the generating equipment would have adequate controls to allow it to operate and adjust itself without the attendance of an operator_ Daily visits to the plant are prudent to check security and provide routine maintenance. It is possible and prudent to allow remote control and monitoring of the plant via telephone and modem to City offices. Remote monitoring and control functions would include the capability for remotely starting and stopping the unit. 4.5.6.4 Turbine and Generator Turbines which can be used for this site include both Pelton or Turgo impulse types and Francis types. For our analysis, we have assumed use of a 600 kW Pelton turbine (see Section 4.5.7.1 for additional discussion of turbine size selection). The selected unit would have a steel housing, three jets, and a stainless steel runner approximately 26 inches in diameter. The needles would be motor actuated by DC power. Depending on supplier, the turbine generator shaft may be either horizontal or vertically oriented. The generator will be a 480 volt induction type, relying on the C4's electrical grid for excitation. The controls will allow local manual or automatic operation of the generating unit. 4.5.6.5 Switchyards and Transmission Lines The substation would consist of a pad mounted transformer, cable connections to the generator circuit breaker and the overhead transmission line, and a grounding grid. The oil filled, 750 kVA pad -mount type transformer would include internal primary fuses and switch. The transformer would step up the 480 volt 3-phase generator output to the required 12,470 volt 3-phase transmission line voltage (assumed). The generator circuit breaker would be cable connected to the low side of the transformer. The high side of the transformer would be connected to the buried transmission line. The transmission line termination would be through a gang operated disconnect switch. Surge arresters would also be furnished at the transmission line termination for protection of the cable connection and transformer. A copper ground grid would be installed around the transformer pad and tied into the powerhouse grounding system. The buried transmission line (T-line) would extend about 700 ft and connect the power plant substation to the existing distribution line located adjacent to Captains Bay Road. The T-line would be 15 kV, 3 conductor copper cable in a 4-in PVC conduit. The new T-line would be connected to the existing line through a vault -mounted isolating switch. 4.5.6.6 Access Roads Based on the findings of recent project in the area, sands and gravels lie below the ground surface. We have assumed that such material would make suitable road beds and surfacing. For the minor road work necessary to gain access to the power plants, they could be constructed without great expense. We have assumed that access to the powerhouse site, near the mouth of Pyramid Creek, is partially established because there is an existing abandoned building nearby. We have assumed that any abandoned drives or roads will be improved to the powerhouse location. LOCHER INTERESTS, LTD, PAGE 4.17 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE Il 4.5.7 Energy and Capacity As explained in paragraph 2.4.1, a computer model was developed to compute average monthly and annual energy produced by a theoretical project installation. The specific input values used to compute energy include average daily flows (365 data points), gross head, penstock size, water system conveyance loss coefficients, selected turbine capacity, estimated turbine efficiency curve, and generator and transformer efficiencies. Results of the model output are attached as Appendix A2. 4.5.7.1 Installed Capacity In sizing the unit, turbine sizes from 100 to 800 kW were examined. The optimum installation with a new 24-in penstock appears to be 600 kW (see Figure 4.8 below). With this installation, the City's installed capacity would be increased by 8% from 7,500 kW to 8,100 kW. The peak demand during the past five years was 5,730 kW as indicated in Table 4.5. Figure 4.8 - Annual energy output vs. installed unit size (single unit installations). 3,000,000 2,500,000 s _a 2,000,000 3 0 `m C w 1,500,000 1,000.000 500,000 Turbine Size vs. Annual Energy Output 30"'Penstock I I , - _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ - _ _ _ _ _ _ J _ _ _ _ _ _ Penstock Zot l 18" Penstock + I I I I I f I 100 200 300 400 500 600 700 800 Turbine S", kW 4.5.7.2 Firm Capacity In re-evaluating the installed capacity and the annual energy produced, averaged daily flows were used. This has the effect of producing an average annual output that is reasonable for this stage of study, but, due to averaging ranges of flows, loses the effects of extreme high and low instantaneous events on energy production over the period of study. To determine firm capacity, monthly low events (and power produced from the low events) need to be compared to monthly instantaneous requirements. This is beyond the scope of this study. However, even using average daily flows, every month except for June, July, and November had days of no output or energy production. During those months, the minimum output was 632 kW (June), 344 kW (July), and 276 kW (November). LOCHER INTERESTS, LTD. PAGE 4.18 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE It 4.5.7.3 Average Annual Output The average annual energy computation for a 600 kW plant is 2,570,033 kWh. The model computations performed for this report include estimated efficiencies of the turbine (variable), and assumed fixed efficiencies for the generator (93%) and transformer (98%). These computations assumed that energy is generated every day that there is flow capable of operating the turbine. During this study, using average annual flows, the plant generated electricity 61% of the time. In reality, it is likely that the equipment may experience outages and may be taken off line for annual maintenance. Therefore, we think it prudent to reduce any theoretical annual energy computation by 3%. The computer model is capable of reducing the flow used for generation due to requirements for instream flows, though the licensing process is not far along enough to enable determining whether an instream flow reservation would be required from the diversion. For use in our studies, we assumed that an instream flow would not be required because there is a substantial drainage basin below the diversion point at Icy Creek Dam. Further, outfall from the powerhouse could likely be located so as to return virtually all of the water to the section of stream which provides salmon spawning habitat. However, if a required instream flow is mandated, power production would be reduced. In that case, the powerplant outfall could likely be located so that most, if not all, the spawning habitat in the tidewater portion of Pyramid Creek remains essentially unaffected. 4.5.7.4 Average Monthly Output Based on a 600 kW unit, the following monthly average energies were computed without reduction for down time and are indicated in Table 4.10 and Figure 4.9 below: Table 4.10 Icy Creels monthly total average generation for a 600 kW installation. 0. January 156,399 34.9 52 February 100,077 24.7 36 March 168,570 37.6 48 April 157,443 36.3 47 May 273,069 61.0 74 June 386,303 88.9 100 July 405,513 90.5 100 August 145,503 32.5 42 September 54,856 12.7 17 October 274,131 61.2 90 November 359,068 82.8 100 December 90,100 20.1 29 LOCHER INTERESTS, LTD. PAGE 4.19 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Figure 4.10 - Icy Creek monthly total average generation for a 600 kW installation. Average Monthly Energy Output 450,000 _ 400,000 - 350,000 — 300,000 - 250,000 _ " 200,000 _ 150,000 100,000 - 50,000 0 c L a c rn a > U Q a� O o aD LL-Q cn z ❑ Month 4.5.8 Quantity Estimates for Development Project specific topographic mapping with 10-foot contour intervals was made available for this site. Elevations of the intake, penstock alignment, and powerhouse sites were taken from the supplied topographic map. A review of the ESl and Polarconsult project feature layouts were made and independent layouts performed for the purpose of developing feasibility level quantity estimates. Activity durations were estimated based on conversations with contractors and reference materials. 4.5.9 Project Cost Estimate Cost estimates were prepared estimating costs of labor, materials, equipment, and shipping for each work item. The intent was to account for the various labor and productivity rates and to ensure that shipping costs were adequately accounted for each item. This makes the appearance of perhaps greater detail than would normally be warranted for a feasibility level cost estimate. The costs and productivity rates were based on those found in Mean's estimating guides, adjusted by conversations with contractors accustomed to working in Alaska, and conversations with various suppliers. Lump sum estimated installed costs were divided into labor, materials, equipment, and shipping based on a reasonable split of work. LOCHER INTERESTS, LTD. PAGE 4.20 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Polarconsult explained in their 1995 report for Old Harbor, and referenced in their 1994 report for Icy Creek, that they used a "Force Account" method of construction where local labor was used to the extent possible to reduce costs. They used laborers with a cost of $20 per hour which includes wages and taxes, except for a minimum amount of skilled labor to install and test the generating unit. We feel such an approach is reasonable. However, it is inevitable that more skilled outside labor will be required for construction of a hydroelectric power project, and this will require transportation costs, per diem, and likely, prevailing wages. For this study, two cost estimates were prepared, one based on a conventional contractor constructed project and one based on the force account method. For the estimate based on contractor construction, prevailing wages, based on State of Alaska's 11/1/97 Laborers' & Mechanics' Minimum Rates of Pay, were used with multipliers for Worker's Compensation, Social Security taxes, etc., and $70 per day for per diem. On the force account method lower wages without benefits and per diem for the local, unskilled laborer positions were used, and a skilled worker was placed with each unskilled crew. However, production was assumed to be less using IOcal unskilled labor than for skilled labor, which is typical for standard contracting methods. For skilled labor, prevailing wages plus benefits and per diem were used. Labor costs for both skill levels were factored upwards for Worker's Compensation, Social Security taxes, etc. Costs for materials were based on that required to purchase them in a competitive market, and $0.08 per pound was used for barge shipping to the Unalaska site. For materials such as fabricated steel items, the material price per pound would be the away -from -site fabricated price, and the labor quantity would be that required to install it in the field. Generating equipment is available from a variety of sources, many of which are foreign. World money market rates are constantly changing and the level of quality vary, making pricing subject to much fluctuation. In addition, some vendors are not willing or capable of guaranteeing their equipment as are the major equipment manufacturers. At the time of this report, only two quotations had been received from what we consider to be a fully bonafide manufacturer and one from a small vendor. The cost associated with the electro-mechanical equipment in the Force Account cost estimate included turbine equipment provided by a small local (northwestern) vendor who supplies equipment without warranty, whereas the conventional cost estimate includes fully warranted equipment purchased from a larger and major manufacturer. Equipment rental were based on Blue Book rates adjusted for various Alaskan regions. Shipping costs were added to equipment rental costs_ It was assumed that one track hoe would be used for the majority of the work, as it can be used for earthwork required at the powerhouse, penstock and conduit trenching, and for the access road to the powerhouse. JIt was assumed that two separate crews would be required for construction. One crew of four people was assumed to be required for construction of the penstock. This assumed a hoe operator, two laborers in the trench, and one spotter. It was assumed that production would be around 500 If of penstock per day. The other crew was assumed to be constructing the powerhouse, access road, and T-line. We believe j that it would be possible to construct the project in a single construction season of six months. Our cost analysis for a standard construction process is $2,177,800 and $1,557,900 for a force account process. Detailed cost breakdowns are contained in Appendix B2. For the standard contracting method, we included costs for contractor overhead, profit, insurance, and bonding and have increased the estimated total construction cost by a 25% contingency allowance, which is appropriate for this stage of development, as preliminary designs and detailed surveys have not been LOCHER INTERESTS, LTD. PAGE 4.21 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE 11 performed. We have included reasonable costs for project administration, FERC licensing and permitting, engineering, and construction management. For the force account method, we assume that the City is not trying to make a profit and bonding will not be required, therefore, those costs have been eliminated. 4.5.9.1 Capital Replacement Costs For the purpose of establishing an annual budget, a fund should be established to allow for future unplanned, unscheduled replacement costs_ Most routine costs will be paid for under the operations and maintenance (O&M) budget_ Additional unscheduled costs may involve work such as a major turbine overhaul or a generator rewind. Costs for each could be in the order of $100,000 to $150,000. If it were assumed that 1.5 events occurred every 25 years, then a simple straight-line replacement cost fund would require that $9,000 per year be placed in a separate account. 4.5.9.2 Operations and Maintenance Costs Typically, at this stage of planning, 0&M costs are based on a factor related to the installed capacity. This does not always provide accurate costs for small plants. In 1994, HydroVision performed a survey of plant operators to quantify annual O&M costs_ For small single -unit projects, respondents indicated an average O&M cost of about $38,000; $41,600 escalated at 3% per year to 1997. If a factor for a remote location in Alaska is used (10 to 20% higher), then a planned O&M expense may be about $48,000 per year. 4.5.10 Economic and Financial Analysis The economic assessment of the project has been updated using refined assumptions. In addition, a utility financial analysis has been used to determine the implications under debt financing of the project for the Unalaska Electric Utility's cost of service and revenue requirements. The economic analysis is conducted in real 1997 dollars. The financial analysis is conducted in nominal or current dollars, assuming 3% inflation. Economic and financial analyses were performed for both proposed Alternatives 1 and 4 4.5.10.1 Economic Assumptions 3 For Unalaska, real fuel price growth is the only critical economic assumption. With possible low (force account) or high (contractor) construction costs, there are only six possible cases to consider. The three real fuel price growth rates are 0.0%, 0.6%, and 1.5%. The force account construction cost is $1,557,900. The contractor cost is $2,177,800. The real discount rate of 2.91% is derived from the assumed nominal interest rate of 6% and the assumed inflation rate of 3%. {Note: The exact calculation is ! 0.0291 = (1.0611.03) - 11. The results present dollars discounted back to 1997. 4.5.10.2 Financial Assumptions 1 The project is assumed to be financed by tax-exempt debt at a nominal interest rate of 6.0%. A debt j issuance cost of 2% of face value is added to the amount of debt issued. The project is assumed to be constructed in 2001 and to go online on January 1, 2002. All construction outlays are modeled as if they were made on January 1, 2001. This is a good approximation of the actual procurement pattern, which might involve procurement and outlays from about July, 2000 through December 2001 in order to achieve the online date of January 1, 2002. Two measures of possible financial impact are used. The "accrual basis cost of service" is based on projected accounting costs. It uses depreciation as an expense and does not consider a need for net LOCHER INTERESTS, LTD. PAGE 4.22 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II income or "margins" in determining rates. The "cash basis revenue requirement' may be a more accurate reflection of what a lender would want to see recovered in revenue. It uses debt principal payments instead of depreciation and includes an allowance for margins equal to 50% of interest, so as to meet an assumed target for the ratio of (interest + margins)/(interest), or TIER, of 1.5. Table 4.11 below summarizes the financial assumptions used for Unalaska. Table 4.11 - Financial assumptions for Unalaska. Financial arame ers Nominal Debt Interest Rate % 6.0% New e t ssuance Cost o of face va u 0 Inflaflon Rate % 0 Target TIER Ratio antAdditions: Book Life 0 e t 0 ui New Diesel 15 100% 0 New Hydro 0 0 other New lant o 0 4.5.10.3 Economic Analysis Pyramid Creek Alternative 4: The Pyramid Creek Alternative 4 project has significant positive net benefits under all plausible assumptions. Under mid -range assumptions about fuel price growth, the project has a present value of net benefits of about +$1.6 million using the low capital cost, and net benefits of +$1.0 million using contractor costs. Under the most pessimistic set of assumptions (zero fuel price growth and high construction cost), the net benefits are still +$0.7 million. Under the most optimistic assumptions (1.5% fuel price growth and low construction cost), the project has positive net benefits of about $2.2 million. Since there are only six possible cases, no probability analysis is needed. Table 4.12 below shows the net benefits for all six sets of assumptions. Table 4.12 - Pyramid Creek Alternative 4 net benefits. mmary as a Function Net Benefits of Hydro High (Contractor) Construction Cost: Low Fuel Price Growth 0.0% 847,761 Mid 0.5% 1,120,661 High 1.5% 1,773,415 Low (Force Account) Construction Cost: Low Fuel Price Growth 0.0% 1,400,407 Mid 0.5% 1,673,307 High 1.5% 2,326,061 These results assume no restrictions on minimum streamflow. The effects of these restrictions are discussed elsewhere in the text. LOCHER INTERESTS, LTD. PAGE 4.23 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Pyramid Creek Alternative 1: This project only produces net benefits under the low construction cost assumption and positive fuel price escalation. Table 4.13 below summarizes the results. Table 4.13 - Pyramid Creek Alternative 1 net benefits. Summary of NeiBenefits as a Function ot Fuelrice Growth (Unalaska erns rve owerRecovery) Wet Benefits ot Hydro High (Contractor) Construction ost: ow Fuel Price Growth 0.0% (107,424) a High . o i7,57 LOW(ForceAccount) ConstructionCost: Low Fuel Price Growth 0.0% , Mid o i9 , 4.5.10.4 Financial and Utility Rate Impact Analysis Pyramid Creek Alternative 4: Under mid -range assumptions and contractor costs, the City of Unalaska's cost of service (accrual basis) would increase by about $59,000 during the first years of hydropower operation. This represents a 1.1% increase, or about 0.2 cents per kWh. The cost of service with hydropower would be lower than without hydropower beginning in 2009. Cash basis revenue requirements would increase by slightly more (about 1.5%, or 0.3 cents per kWh) in 2002, and become lower than those without hydropower in the year 2013. Table 4.14 below shows the difference in cost of service for all six combinations of construction cost and fuel price escalation. The main conclusion to note is that with the low (force account basis) construction cost, the cost of service drops immediately under all fuel price scenarios, because the first year fuel savings exceed the first year sum of hydropower depreciation plus interest. Table 4.14 - Summary of accrual basis cost of service impacts of hydropower. Pyramid inancia esu s ummary: Increase (Decrease) in Accrual Basis Cost of Service due to Hydro (based on depreciation plus interest and excludes margins) Current Dollars % Chancie from Diesel -only 2002 2005 2010 2020 2030 2002 2005 2010 2020 2030 Contractor cost Fuel growth: low 63,162 41,306 (1,203) (116,062) (289,307) 1.1% 0.6% 0.00,1, -0.9% 0.0% mid 59,101 34,152 (14,849) (149,340) (355,133) 1.1% 0.5% -0.2% -1.1% 0.0% high 50,734 19,078 (44,707) (227,866) (522,752) 0.9% 0.3% -0.5% -1.5% 0.0% Force account cost Fuel growth: low (2,254) (22,288) (60,953) (163,784) (315,490) 0.09/6 -0.3% -0.7% -1.2% 0.0% mid (6,315) (29,441) (74,599) (197,062) (381,316) -0.1% -0.5% -0.9% -1.4% 0.0% high (14,682) (44,516) (104,456) (275,598) (548,935) -0.3% -0.7% -1.2% -1.8% 0.0% LOCHER INTERESTS, LTD. PAGE 4.24 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE Il Combined Alternatives 4 and 1: Alternative 1 adds an additional one half of one percentage point to the initial increase; under midrange assumptions the cost of service rises by 1.6% (viz. 1.1 % for Alternative 4 alone) and the cash basis revenue requirement rises by 2.2% (viz. 1.5% for Alternative 4 alone). 4.5.10.5 Break-even Analysis and Discussion of Economic]Financial Viability No specific breakeven analysis seems useful for Alternative 4 because the net benefits are substantial and positive for all plausible sets of assumptions. In summary, Pyramid Creek Alternative 4 appears to be a very solid project. It does not depend for economic feasibility on load growth or fuel price increases or any presumed capacity deferral benefits. Air quality benefits are additional to those considered here. Pyramid Creek Alternative 1 is only marginally economic. The projecfs output is much lower than the amount assumed for the Phase I analysis. It is this drop in output with no corresponding decline in construction cost that accounts for the difference between this analysis and the generally positive economics found during Phase I. 4.5.11 Regulatory and Permitting Issues Major environmental issues to be addressed for this project include fisheries impacts associated with reductions in flow below the Icy Reservoir diversion structure and potential environmental waste problems encountered in the lower floodplain area which has been used as an industrial storagellaydown area and an unauthorized dumping ground for some time. Crowley Marine currently has several large fuel storage tanks located along the left bank of the stream. Whether past use of this area has resulted in contamination of the soils or groundwater is an issue which will require immediate attention in the feasibility level investigation phase for this development. Past investigators have suggested that a power development on Pyramid Creek could be developed without a FERC license (Energy Stream, 1985b). However, Ounalaska Native Corporation (ONC) land ownership, the presence of anadramous fish stocks, and possible waste issues are such that little could be gained by attempting to develop this project outside of the FERC process. In fact, Federal coordination of the process within the regulations of the FERC process will very likely be beneficial to the process. 4.5.11.1 Land The City of Unalaska owns all of Section 34, Township 73 South, Range 118 West, as well as a 200 ft wide corridor along Icy Creek downstream to the water treatment plant. This land is designated as the City of Unalaska watershed. The remaining lands in the basin above the water treatment plant are owned by the ONG (Exhibit 155). ONG also owns lands along Pyramid Creek in the lower canyon and along the flood plain, in Sections 16 and 21, where it drops to tidewater. In the lower tidewater portion of the stream, in Section 16, the stream flows primarily through two privately owned parcels of land, including the ` Crowley Marine Services industrial site and a 4.87 acre lot owned by a local Unalaska resident who reportedly plans to construct a workshop and family housing on this land. Development of the proposed project will require use of portions of the lands held by all three of these owners. The majority of the penstock alignment falls on ONG land; the powerhouse and tailrace would be located primarily on Crowley Marine Services lands; and access to the powerhouse would be mainly across the private local resident's parcel. LOCHER INTERESTS, LTD. PAGE 4.25 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 4.5.12 Environmental Conditions Much of the Pyramid Creek Basin is a part of the City of Unalaska's protected watershed, and has controlled access and use restrictions. Thus, aside from developments associated with the water supply system itself (access road, reservoirs, pipeline and water treatment plant/water tank) the middle and upper basins are in essentially pristine conditions. The area below the water treatment plant has the remnants (foundation slabs and walls) of military hospital facilities present along the road and the extreme lower section of the stream, near tidewater, is heavily used as a part of a laydown area/junk-yard associated with the Crowley Marine Services property on the left bank. The lower stream has been bermed off along the left bank near the Crowley Marine Services property. In addition, portions of the canyon just below the first major fails apparently have been used as an uncontrolled dump area in the past and abandoned automobiles and other materials are strewn along this section of stream. 4.5.12.1 Terrestrial Flora/Fauna Flora: Most of the Pyramid Creek Basin is tundra, comprised of areas of low tundra marsh (dominated by sedges, reedgrass, bog blueberry, horsetail and rushes) and extensive areas of the drier, more common upland tundra habitat (dominated by crowberry, willow, lichens, mosses, and sedges). Dwarf willows and alder are common in the upland areas, especially along the stream courses. ' Except for the road corridor and areas around the two diversion structures and water treatment plant, very little of the basin vegetation has been disturbed. The recently constructed road between Icy Creek Diversion and Icy Lake Diversion has been reseeded along much of its length. These reseeded areas are still only partially vegetated. In other areas, however, the original vegetative mat was retained and replaced over disturbed areas after recent construction projects were completed. These latter areas show an advanced stage of recovery, compared to the areas which were reseeded. Fauna: Neither the earlier hydroelectric power evaluations nor the studies done for the Icy Lake Diversion Project or Icy Creek Diversion upgrade included detailed biological resource studies. The USACOE (1984) feasibility study did include a limited environmental assessment of both the Pyramid Creek and Shaishnikof River developments, however. This assessment relied primarily on secondary sources, with supplemental observations provided by a field reconnaissance conducted by Fish and Wildlife Service and USACOE biologists. The discussion provided below is based on that report, supplemented by observations made during Locher's October 1997 field reconnaissance. - Mammals: As is true of the Aleutians in general, the terrestrial fauna of Unalaska is limited to a few, generally small species. The red fox is the largest mammal of the area, and one of the principal predators. Arctic ground squirrels, an introduced species, appear to be abundant throughout the basin. The European hare, also an introduced species, is known to be present on Unalaska. These three species, along with shrews, collared lemmings, voles, and the introduced Norwegian rat, probably comprise the bulk of the mammalian fauna of the area. Birds: Avifauna on Unalaska, with the exception of the very large variety of coastal and marine species, which do not commonly frequent the project area, is limited. The USACOE (1984) reported that 14 species of birds were sighted in the nearby Shaishnikof Valley and it is likely that the same assemblage occurs in Pyramid Creek Basin. Bald eagles, ravens, and dippers were observed to be common during the October 1997 field reconnaissance. Lapland longspur, common merganser, common snipe, belted kingfisher, common redpoll and rack ptarmigan are also likely residents of the basin. A few other species of birds, mostly small species such as song sparrow, winter wren, and snow bunting also likely exist in the area. LOCHER INTERESTS, LTD. PAGE 4.26 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II The steep canyon area below the water treatment plant may provide nesting habitat for raptors. The short -eared owl, rough -legged hawk, bald eagle, marsh hawk, gyrfalcon and Peale's peregrine falcon are all reported to be residents of Unalaska. Except for bald eagles, no other raptors were sighted during the 1997 field reconnaissance. A cursory examination did not reveal any evidence of their use of the canyon cliff walls. Project construction will require the disturbance of slightly over one acre of land for the installation of the penstock. A corridor of variable width (ca 20 feet wide at a maximum) will be disturbed along the approximately 3,500 foot long penstock alignment, between the existing chlorination plant and the site of the powerhouse, near elevation 20, on the right bank of Pyramid Creek. The vegetative mat along a portion of this corridor will be removed and, using a backhoe, a trench will be dug to bury the penstock. Additional areas of vegetation along this alignment will be disturbed by movement of equipment along the corridor, stockpiling and removal of sections of penstock, and movement and placement of backfill material in the trench. The surface vegetation to be removed can be set aside and replaced after construction is completed, as was done along portions of the recently constructed access road to the Icy Lake Diversion. This should hasten the revegetation of the area disturbed for penstock placement, as observed along the access road. Some areas will require reseeding with an appropriate seed mix to establish ground cover as quickly as possible and protect against erosion. In addition, some sort of permanent access trail along the penstock alignment likely will be required, to allow future monitoring and maintenance. This trail would be narrower than the 20 ft wide (maximum) zone of initial disturbance, perhaps on the order of a 10 ft wide prism. Thus, approximately one acre of terrestrial vegetation will be disturbed along the penstock alignment during project construction, of which approximately 50% will be revegetated, using as much of the original vegetative mat as possible, and 50% will remain permanently disturbed as part of the project penstock access trail. An additional area, probably less than one acre, will be permanently disturbed in the lower Pyramid Creek flood plain for construction of the access road, power house, and tailrace channel. Much of this land is already significantly disturbed by past use as industrial area and as a storagellaydown area and unapproved dump site. 4.5.12.2 Fisheries J Previous investigations (USACOE, 1984) reported that the presence of culverts at the mouth of Pyramid Creek, combined with installation of the water treatment plant had nearly terminated a run of pink salmon in lower Pyramid Creek. This run has apparently partially recovered, however, and according to the ADF&G Catalog of Waters Important for Spawning, Rearing, or Migration of Anadromous Fish (1994) as well as information supplied by ADF&G (W. Dozelal, personal communication) the lower section of Pyramid Creek, from tidewater upstream about 2,300 feet to the first falls, provides habitat for coho and pink salmon, as well as sea run dolly varden. Resident populations of dolly varden exist above the canyon and falls as far upstream as the falls upstream of Icy Creek Reservoir, as well as in the East Fork of Pyramid Creek, but apparently do not reach the Icy Lake Reservoir area (W. Dozelal, personal communication). The proposed development would impact both resident dolly varden populations in Pyramid Creek below icy Creek Reservoir and anadromous populations of pink salmon, coho salmon and dolly varden which utilize the lower 2,300 feet of Pyramid Creek, from tidewater outfall up to the first falls in the canyon. Pyramid Creek between the Icy Creek Reservoir and the outfall of the power house will have substantially reduced flows due to diversion of water into the penstock for power production. This reduction in flow will be mitigated to some degree by the intervening flows entering the creek below the reservoir, including contributions from the East Fork of Pyramid Creek. However, significant reductions will occur in all areas of habitat for resident dolly varden from the Icy Creek reservoir downstream, and (depending on final LOCHER INTERESTS, LTD, PAGE 4.27 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II location of the powerhouse outfall) in approximately 50% of the 2,300 foot section of lower Pyramid Creek (from the first falls downstream to the powerhouse tailrace outfall near elevation 20). A requirement for maintaining some minimum flow release at the Icy Creek Reservoir would reduce the level of impact, as shown in Table 4.15 below. However, this would impact the economic viability of the project. Table 4.15 - Predicted Reduction in Average Monthly Discharge in Pyramid Creek, From Icy Creek Reservoir to Powerhouse Tailrace Outfall, With and Without 3 cfs Minimum Release. F Jan BefowMt Fork confluencelmpa�sole withoutWfth 27 39 Fit 35 -rs t wit 51 Feb 9 I 11 42 53 Mar 14 18 23 35 Apr 26 41 25 37 May 27 38 26 35 Jun f 1 1 22 25 Jul 27 32 52 59 Aug 17 ; 25 39 52 Sep 7 18 10 21 I Oct 39 j 51 48 63 Nov j 42 1 52 73 88 i Dec f 19 1 44 26 49 The above percentages are based on average flows and do not completely represent the range of flow reductions which would occur. An analysis of instantaneous flows, which is beyond the scope of this study, likely would result in periods when the project's effects on flow are both higher than and lower than the percent reductions shown above. To determine the actual effect of flow reductions on fish populations, detailed instream flow studies will be required as a part of licensing and permitting studies for this development. However, given the extent of the reduction without a minimum flow release requirement, it is likely that impacts will be considered significant and some type of fisheries mitigation program will be required. This could include a requirement for seasonally variable minimum flow releases from Icy Reservoir, physical enhancement of critical areas of the stream, off -site mitigation, or some combination of one or more of these measures. Without detailed fisheries and instream flow analyses it is impossible to predict which measures would be judged sufficient. Preliminary analysis indicates that a requirement of 3 cfs minimum flow reservation at Icy Reservoir could be met without seriously effecting the projects economic viability (see subsection 4.5.13 for a discussion of reduced flow available for hydropower development). For project evaluation purposes, we have also included money for physical stream enhancement of Pyramid Creek, as well as money for design and installation of fish protection features into the powerhouse outlet within total project cost estimates. Possible stream enhancement activities to be implemented as a part of a fisheries mitigation plan could include placement of spawning gravels, both in the existing stream and in the tailrace channel, cleaning of existing gravels in areas where sediment deposition has occurred, improvement of access into the stream (at the culverts), and/or creation or improvement of side channel habitat for coho rearing. 4.5.12.3 Cultural Resources The Army Corps report (USACOE, 1984) included results of a cultural resources reconnaissance for the Pyramid Creek Project. Results of this survey indicated that it was highly unlikely that a development in LOCHER INTERESTS, LTD. PAGE 4.28 JANUARY 09, 1998 1 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II the middle and upper basin would have an impact on prehistoric sites, as Native populations concentrated their activities along the biologically productive coastal habitat. However, early reports of prehistoric sites near the mouth of Pyramid Creek are known. Determination of the exact location and condition of these sites was not possible at the time of the cultural resource evaluation, due to the use of this area for industrial purposes and for general storage_ It was recommended, however, that a cultural survey be done in the area if a powerhouse or other facility is to be developed along the lower, tidewater section of the creek. At the time of Locher's 1997 field reconnaissance, this area was found as current use for storage and has been extensively altered by the construction of large fuel storage tanks, with associated spill containment features, as well as by construction of a small section of rock berm along the right bank of the stream and use of the lower floodplain as a storage yardllaydown area. There also are noticeable remnants of old structures in the lower floodplain which may or may not have cultural significance. The existence of the remnants of the World War II hospital buildings, located along the road to the water treatment plant, was also noted in the reconnaissance report (USACOE, 1984) with a recommendation that care be taken to avoid damage to these remains. The proposed development will require disturbance of the lower flood plain area of Pyramid Creek, for construction of the powerhouse, as well as disturbance of a corridor approximately 2,500 feet in length from the existing chlorination plant down through the lower canyon to the floodplain for the new penstock. A site specific cultural resource survey will be required as a part of the feasibility level investigations for this development. It is unlikely that any cultural or historic resources exist along the penstock alignment, as most use of the area was concentrated at or near sea level. Further, any sites encountered likely could + be avoided relatively simply by realignment of the penstock. Cultural resources are more likely to exist in areas planned for access to the powerhouse, at the powerhouse proper, and in the tailrace area. Should cultural resource material or sites of potential significance be discovered in these areas, recovery by excavation, protection by burial, or avoidance by re -siting of project features are all possible means to mitigate or avoid impacts_ 4.5.13 Effect of Competing Water Use Withdrawals on Pyramid Creek Alternative 4 Existing data for daily average water withdrawal for City supply from Icy Creek has been determined from seven years of water production logs recorded at the reservoir (1991-1997). Maximum daily demand peaks at about 7 mgd, except during one instance in June of 1992 which required 8.5 mgd to meet City requirements. LOCHER INTERESTS, LTD, PAGE 4,29 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Figure 4.10 -Water supply withdrawal measured through treatment plant for City of Unalaska. Water Production through Pyramid Plant (mgd) 1991-1997 AVERAGE DAILY DB/ANDI 9.0 (MGD) I -. MAXIMUM DAILY DEMAND 8 0 I I (MGD) 7.0 , � r 6.01 2,0 i I 1.0 0.0 .a).(a = �i Q Q ? ? ? 07 Q CIJ fn O a Z Z r c0 V N r� N N N N 5y a5 T N - N M o N — In general, for the period 1991-1997, maximum daily demand corresponds with maximum power demands during pollock processing seasons- Monthly water supply demands in February and September are 90% and 55% greater than the annual average demand of 2.14 mgd (3.3 cfs). In 1996, the annual average demand was 1.7 mgd. For a population of 4,087 recorded the same year, the 1996 per capita use was 418 gallcapiday. Figure 4.11 - Average monthly water demand for the City of Unalaska. AVERAGE MONTHLY D;3MND (MGD) 4.50 4.97 4.00 . 3.50 3.33 3.00 2.74 2-5D 1.95 1,86 2.00 1.74 1.55 1.33 1-42 1.50 1.00 0,50 0.00 (2�10 R U .� N C N N N SU o > > m Q E E E n. O 7o L) a)ID Z O LOCHER INTERESTS, LTD. PAGE 4.30 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Our power output and economic analyses of the Pyramid Creek Project assume that the City's water use from the Icy Creek Reservoir is on the order of 1.7 mg per day based upon recent (1996) production data. This represents current water use levels. However, it is also recognized that the water use requirements could increase substantially in the future, thus impacting the hydroelectric project's ability to produce power. Further, as discussed in the environmental evaluation section, it is possible that a condition of permitting for the project could require provision of a minimum flow release at the Icy Creek Reservoir, to protect resident dolly varden populations in the creek below the diversion dam, as well as pink and coho salmon spawning habitat in the lower section of the creek below the falls, but above the powerhouse tailrace outfall. Such a fisheries release requirement would also effect the power output potential of the project. To evaluate the potential impacts of either or both of the above competing water use requirements on the project, an analysis has been done on the power output from the project under a combination of minimum flow requirement scenarios, assuming that water use by the City had doubled. Concurrently, an analysis was done of the effect of the resulting reduced power output on the project's net present value. Figure 4.12 below summarizes the results of these analyses. Figure 4.12 - Effect of reduced power output on net present value (NPV) for Pyramid Creek Project Pyramid Creek Project: Effect of Reduced Power output on NPV 3.00 2.50 j 2.00 d x 3 Y 1.50 _a O 1.00 0.50 0.00 0 0.25 0.5 0.75 1 1.25 1.5 1.75 2 Net Present Value As shown, combinations of increased City water use and minimum flow requirements which reduce power j output to about 1,115,000 kWh/year are required to reduce the project's Net Present Value (NPV) to zero. However, hydroelectric power output analysis indicates that a doubling of the City's water supply demand (to about 32 mg per day) combined with a minimum flow requirement for fisheries of 5 cfs, year round, a only reduces power output to 1,470,000 kWh/year. At that output, the project would still have a positive LOCHER INTERESTS, LTD. PAGE 4,31 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE1I NPV of approximately $360,000. Assuming that the City continues to grow at the same rate as has been the case since 1990, and assuming that water demand per capita remains the same, water use requirements for Unalaska will not double until the year 2025. Further, this probably represents a conservatively high estimate of future water use as the per capita water consumption in Unalaska currently is skewed towards the high range when compared to most other cities, due to the very nigh water use requirements of the fish processing industry. Therefore, a doubling of population with concurrent doubling of water use assumes that all future growth is related to an expansion of the fish processing industry (with no attempts to improve water use practices by the processors). Given the past history of fish stock responses to intensive fisheries, along with probable industry response to increased costs of water, which likely would occur should demand grow at this rate, this is not a likely scenario. Furthermore, a minimum flow release requirement of 5 cfs, year round, is considered to be in excess of what might reasonably be required to provide mitigation for the existing fisheries resources of the Pyramid Creek. LOCHER INTERESTS, LTD. PAGE 4.32 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE it ' 5. REFERENCES Alaska Department of Fish & Game. 1994. Catalog of Waters Important for Spawning, Rearing, or Migration of Anadromous Fish. Alaska Department of Labor. 1997. Laborers' and Mechanics' Minimum Rates of Pay. Alaska Department of Natural Resources, August, 1996. Streamflow Data Report, Pyramid Creek Drainage Basin; Unalaska, AK (Draft). Alaska Department of Natural Resources, October, 1996. Old Harbor Stream Gaging Project: Final Report. AVEC, 1997a. Old Harbor Project, FERC Project #11561-000, Apd] 10, 1997 Progress Report. Alaska Village Electric Cooperative, Inc. and Polarconsult. AVEC. 1997b. Old Harbor Project, FERC Project #11561-000, September 19, 1997 Progress Report, Alaska Village Electric Cooperative, Inc. and Polarconsult. Barnes, V_G. and Smith, R.B. 1997. Brown bear population assessment on the Shearwater Peninsula and Kiliuda Bay Areas, Kodiak Island, Alaska. Final Report, USFWS_ Berns, Rick. 1997. Village of Old Harbor. Personal Communication. Blackett, R.B. 1992. Salmon Returns, Spawner Distribution, and Pre -emergent Fry Survival in the Terror and Kizhuyak Rivers, 1982-1990. RFB Aquatech, Inc. CHZM-Hill. 1981. Reconnaissance Study of Energy Requirements and Alternatives for Akhiok, King Cove, Larson Bay, Old Harbor, Ouzinkie, and Sand Point. Alaska Power Authority. Dowl Engineers, Tudor Engineering Company and Dryden and LaRue. 1982. Feasibility Study for Old Harbor Hydroelectric Project. Volume C; Final Report. Alaska Power Authority. Dozelal, Wayne. 1997. Alaska Department of Fish and Game_ Personal Communication. Ebasco Services. 1980. Regional Inventory and Reconnaissance Study for Small Hydropower Projects: Aleutian islands, Alaska Peninsula, Kodiak Island, Alaska. Vols_ 1 and 2. Alaska Power Authority. Energy Steam Inc. 1985a. Overview; Pyramid Creek Hydroelectric Project. Energy Steam Inc. 1985b. Petition to the Federal Energy Regulatory Commission for a Declaratory Order that the Commission Lacks Jurisdiction over the Pyramid Creek Hydroelectric Project, Unalaska, Alaska, HDR Engineering, Inc. 1995. Unalaska Utilities Improvement Program. Prepared for City of Unalaska, Department of Public Utilities. Anchorage, AK HydroVision94, August 1994. Operations and Maintenance Benchmarking Industry Survey Results. Means, R.S. 1995. Means Buildings Construction Cost Data, 53rd Annual Edition. Northern Ecological Services. 1996. Annual Report, Bradley River Salmon Study Program, Alaska Energy Authority. LOCHER INTERESTS, LTD. PAGE 5.1 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II Polarconsult Alaska. 1993. Hydropower Study, North Fork Pyramid Creek. Prepared for the City of Unalaska. Polarconsult Alaska, 1994. Icy Creek Power Recovery Study. Prepared for the City of Unalaska. Polarconsult Alaska. 1995. Old Harbor Hydroelectric Feasibility Study, Final Report. Prepared for Alaska Village Electric Corporation. Anchorage, AK. Rickman, Ron. 1997. United States Geological Survey. Personal Communication. U. S. Army Corps of Engineers. 1984. Unalaska, Alaska; Final Small Hydropower Interim Feasibility = Report and Environmental Impact statement. Alaska District. Anchorage, AK. U. S. D. A., Soil Conservation Service. 1979. Exploratory Soil Survey of Alaska. U. S. Fish and Wildlife Service. 1987. Kodiak National Wildlife Refuge Final Comprehensive Conservation Plan, Wilderness Review and Environmental Impact Study. Anchorage, AK. U. S. Fish and Wildlife Service, 1988. Alaska Maritime National Wildlife Refuge Draft Comprehensive Conservation Plan, Wilderness Review and Environmental Impact Statement. Vol I. Anchorage, AK, Voxland, Orville. 1995. Letter Report to Ms. Connie Lausten, Alternative Energy Development. (June 30, 1995). Re: Hydropower Development of Barling Creek; Old Harbor, Alaska. LOCHER INTERESTS, LTD. PAGE 5.2 JANUARY 09, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE 11 I 3 l 6. EXHIBITS EXHIBITS A: OLD HARBOR J Al - Drainage Basin A2 - Alternative Developments A3 - Selected Project Layout A4 - Land Ownership A5 - Fisheries Resources EXHIBITS B: UNALASKA B1 - Drainage Basin B2 - Icy Creek/Pyramid Creek Features B3 - Alternative Developments B4 - Selected project Layout B5 - Land Ownership B6 - Fisheries Resources LOCHER INTERESTS, LTD. PAGE 6.1 JANUARY 09, 1998 J LOCHER INTERESTS, LTD. EXHIBIT Al RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY OLD HARBOR PHASE 11 DRAINAGE BASINS Stream Gages Streams mmw� Basin Boundary East Fork OUpper Barling Creek (1.73 sq mi) East Fork Diversion to Gage (0.38 sq mi) �j North Fork �1 Barling Creek (2.42 sq mi) ®Lower Barling Ck (3.22 sq mi) ®Lagoon Creek (2.71 sq mi) 4 ° 7d1 _\ ,`•—``/I 1111��1! YrX/F%/%i >'� 0 F Z Jr . OR!J, ` 2 7 \ s 0. /l `rsoo�/.1� z J 500 CH P 00 --- —:. - Mid '644 Hill / S � 't. P• VABM �J � / 20 /({ L ✓ 0 x Lf/1/115sp�gn6 28 J o t. 00 rtn ZO/ _- �� 00 t`1,I t�: `�1'I 9 sr /i :. r'� ✓"!� .....- ----------- KEY: Streams 1 - 7 = ites Sampled by AVEC in 1996 Extent of Anadromous Habitat CO = Coho Salmon .,:. CH = Chum LOCHER INTERESTS, LTD. EXHIBIT A5 P = Pink Salmon RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY OLD HARBOR DV = Dolly Varden PHASE II FISHERIES RESOURCES \T/ ram,} 4� 11 i 11 ,l\ ji 1 1 r �Si f r' -1�//dam f11 0 ul• 0 LOCHER INTERESTS, LTD. EXHIBIT A3 RURAL HYDROELECTRIC ASSESSMENT A14D DEVELOPMENT STUDY OLD HARBOR PHASE 11 SELECTED PROJECT LAYOUT ".\UIIIKA�IIIII`.� .14 ti\l\�1K 2 ti N R4`�� ,> �__y )� Q`.•a��, \ lI ` `' �'�� o 12 -r`,, 11 �.J 8 J', %l,. 20 (,•`X`li� f� _ _ / _ 5/00 1� ! '� .. • U ,e\ 690 .846 '�P,Iao - f "' l \/'1(16 j1 �V� 3 1 i�,L i'i.l_ U 1 - 6 OJ O\ I18 a i Midi a Bay C1116 i\ 1 \ l 1� Lv / B1l/6 r/o'J / ' I - 1 ''r ) \)�) +,`\�• 1 \ o �� n V140 Tpi •• 0 aeP 1 20 /l/2 'f 't'1��,• I,�T ./i�/'i/ l\ f O�� - or �T/ii'.YIda U0'OId H�Dyr.��/� l 810 i 1. • ri Chet �'•1. .1: i ',I'•Seeplane) 91 U me 28Or L tQ i rlh (S 1 /665 / q �� �3a; `I;� Ali (� �� f, • `000 LOCHER INTERESTS, LTD. RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE 11 EXHIBIT A2 OLD HARBOR ALTERNATIVE DEVELOPMENTS KEY: r Diversion Penstock • Power House Water Course 1 = Upper Big Creek 2 = Big Creek Tributary 3 = East Fork Barling Creek 4 = Midway Creek 5 = Ohiouzuk Creek V, Al ` qH n + 0 1 A VA1\ VvV 1 Devilfish Point C fF f _ / I e@ 2 B L\1Ut�ia � iT�F& ILI 0 2 e C/] <I 5 0 n i�1 i, KEY: ' Diversion -Access-Read-- a er Treatment • Plant p( Creeks 1 = Icy Lake 2 = Icy Creek 3 = E. Fork Pyramid Creek 4 = Icy Creek Reservoir 5 = Pyramid Creek LOCHER INTERESTS, LTD. EXHIBIT B2 RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY UNALASKA PHASE II ICY CREEKIPYRAMID CREEK FEATURES \ 1 t Hog 33 ON, 44 bit ��. T wvlv'•vvvv\v A, 'Point ,, �\�, _i ,l'• // ,old I n = , \ ...,�t 1d� _E\.' � 1i1H(�.`�ac 0 y, � I Neck 2 Sou t�i )ro Amaknek J7osk5 ;'. t3aJtey Lodge 1' Ober 2 __" •r' Tanks Lost 2 ' Bluff 2 o r p 3 LOCHER INTERESTS, LTD. RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE 11 p�W) W EXHIBIT B3 UNALASKA ALTERNATIVE DEVELOPMENTS 0 0 UNALASKA ALTERNATIVES • Powerhouse Penstock 1, 2 = Diversion Sites 3 = Icy Creek Reservoir (Existing) 4 =1cy Lake Diversion (Existing) C U 119.0 ° �Jle.e -1• elo.>� Rule ell /ny ma.o 1r,0 I1 7 a¢1.e.a T eo*.a /J/ lens.° Ee6.6 P.05 4 `\ enae + 1 'li/e.e nJn.J -I- ES.—SPP.P eve./ `•�'t. / aro•mA 910 nuln F ,, ell., eva.v •PEl -I� nne./1 L 33p -1peo.1 eea.o� 1 eJ>.e / 3Go eee.e • Jel.o -I- S6Q eel., • ale.e , 1 _1pe/.l Qalo./ -1Ree.l anl.eE i �E•wPE., �Uy V 1 1:ne.e. EXHIBIT B4 UNALASKA SELECTED PROJECT LAYOUT ele.n eeJ� ''pVVpry�0 Eeve /le6.0 � ea, , -I- h \ eei.e j E04.e i =i mo.e a1e.1 e.aO eee.> eil eu eoe.> � -Joe.l 'I Doe.e i enn.e 6e 1 -1= n 42.0 KEY: 1 = Access Road 2 = Power House 3 = Lower Pyramid Creek 4 = New Penstock 5 = Existing Water Tank 6 = Existing Chlorination Building 7 = Existing Water Supply Pipeline WE LOCHER INTERESTS, LTD. RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE It l �- L—N t Ru1n� Pu1P�. -Fe1a \ In1 '119 fe7D III's 300 .Ind I 40.2 -I.x i \ LOCHER INTERESTS, LTD. RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II jraee.e •I sees 01a.0// e40.1 +ale.a � G 30 2;J.—LOP.e Feoe.1 �+`♦ �- IAw v✓ " Co � 310 Auln� 1 e0e.0 J�•r0 eH.1F -I' •1at4 •1- aeelaea.a -I- a1e.11 3 30 i 110.1 aae.o f _I eaT.e 1 �i 340� 960 'eels 11• 1 +111.1 Qb10.e eoe.e F aaiA •� ene.e•• EXHIBIT B5 UNALASKA LAND OWNERSHIP 61, 74.1 . ♦: •rye°• C9 Lake 1a.eO eee.r y. 31 100., +a01.I . _I a01.e ene.e ' I PYRAMID CREEK Penstock • Power House ® Access Road ® Lot 1 Lot 2 Boundaries as shown are approximate. laJ/anV qH L�Y 000., SlllA;►��\�� Cw/��i�r\l�\y�`\�\Y \\���\\�\�\�(,r �. �t Devilfish Point i �. l Ja h jj��S14rf1�1{A�_/:SFG `Air ;`\, I 5 : ol�i.l ' ' • v.,. ' Vn1Jltl'NTt W.�11� 11 ` \ 0 0 KEY: Streams �Anadromous Habitat for Coho Salmon and Pink Salmon LOCHER INTERESTS, LTD. EXHIBIT B6 RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY UNALASKA PHASE II FISHERIES RESOURCES ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 7. PHOTOGRAPHS 7.1 OLD HARBOR 7.1.1 View from proposed powerhouse location looking upstream along penstock alignment. East Fork Barling Creek in upper right corner, Lagoon Creek across picture to lower left corner. 7.1.2 East Fork Barling Creek watershed. Stream gage located at lone tree in foreground; proposed intake approximately 300 ft. upstream of gage. LOCHER INTERESTS, LTD. PAGE 7.1 JANUARY 9, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II M LOCHER INTERESTS, LTD. PAGE 7.2 JANUARY 9, 1998 .rPr�r.r t 1 e c,+ � .. I +nt •¢Lys � t yt -� ��'3 `C -r. . •\4 +q Y \4 M , �. •'j+� Ili � ..:.. u,-.- ' .. � .. j jl 1 I i( rl J �(�� i u I•IIA 1 I�" I Y. I it v Kvy ' \ I�•�� AT � II`� v I �Iv�� n I tt, 7• 'f t•�ti �P r ^'• y I 4 ��� _FOP �I i � •`� ��F �' S r '. p S� %li it � �� �X I ♦ i I � \ /- - . e i ;m : • r9 �s� � /��th i � � .. rm � _ + f1� .\,�`,�s-a as+'.1dY*WS��',�.;J•4^MY.G.�y b -'•- Ks�1kn j ¢ , �" '' Air y * �`a•�. . _ y Y '$ y •ua' l �. �s f pax `�,� r rrpz�. ION, i '3r y�fy... t�' s � �'ss '�A1w, 4'.�1 \ L . ��• r •1•' �.Jt.. r r' r 'iw'L �"!f f� (�. — F Fri. }', a� ..� ''aleL�, m_i ' �Y + ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 7.1.11 Looking down proposed penstock alignment toward proposed powerhouse location near green tree at center of picture. Existing ATV trail along left bank of Lagoon Creek; proposed road on right bank. 7.1.12 Proposed powerhouse location near tree on right bank of Lagoon Creek; proposed load and transmission line along right bank toward town at top of picture. LOCHER INTERESTS, LTD. PAGE 7.7 JANUARY 9, 1998 -•"' �-.c'� '� E�J>. �j�.:. I ���. n'^r-.o"� '+tee: ItLi .1V ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 7.1.17 Existing fuel farm and containment. 7.1.18 Abandoned freezer/chiller unit. LOCHER INTERESTS, LTD. PAGE 7.10 JANUARY 9, 1998 .�-�re+m•F. ^�"�.'3`.�JAF^_,:-.ar ice^ - _ lux l Y if ,J diyy("-�(.�'��i: �L r .� ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 7.2.5 Upper basin, Icy Creek. 7.2.6 Icy Creek upper falls. LOCHER INTERESTS, LTD. PAGE 7.13 JANUARY 9, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II LOCHER INTERESTS, LTD. PAGE 7.14 JANUARY 9, 1998 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 7.2.8 Water supply reservoir. 7.2.9 Water supply diversion. LOCHER INTERESTS, LTD. PAGE 7.15 JANUARY 9, 1998 Yr'F fir- .,� ^—` •ti.� F.4 � T:";�_ � m•.—« :M"�^°r - , - t IWMB AL'-3SO N � ''�!? _!'_�r '♦ I ! r ,+t""' � a zq '~fit .. t .-.��- �� nt-n.�o"T� „Ri�A'?�,• � ,toy � i .' 1 n e!•?Y.r Fes H A a s ). L , ll / J 1 ✓i� j�iGk l�F, Am y I : I p `• t \ ,� , ?•' yam, f.. y "�n'� �'9� * Y�`�r f �j ���( �� s ;5 i n �V <WJ t'/u / I I a•.I p f r � /:1'`'1/ r �. / �� `t T �"• h ��)�ry;41 %l�j,��' rP ,s3i7) o.. r� �t J/y 7.2.14 East Fork Pyramid Creek. (Icy Creek drainage in upper righ photo t 2 _ 4 f Y 1 _ mppw_ :777 A ry � RAW 1 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 7.2.20 Beginning of canyon reach and lower falls. 7.2.21 Canyon reach below water tank. LOCHER INTERESTS, LTD. PAGE 7.21 JANUARY 9, 1998 APPENDIX A: ENERGY MODEL OUTPUT Old Harbor I I F Imu Project Data PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.H CLIENT: Locher Interests, Ud. Site Location: Old Harbor Pelton - Generated Efficiency Data: Penstock: upper lower Input: Material: HDPE Steel Nominal Output, P (kW): 500 Penstock Diameter, ID (in) = 16 18 Nominal Efficiency, e: 0.88 Penstock Area, A M-2) = 1.40 1.40 Penstock Length, L (it)- Penstock Manning's"n"= 3293 0.01 6966 0.012 Manning's "n" Method Assumed: Minor Losses: H_losso (it): 210.2 Qnitiai assumption) Loss Coefficients -. Coeff..k No. _•k Initial Output: H_neto(it)= 539.8(HWEL-TWEL-H_I Entrance 90-deg band 1 0 0.5 0.5 0.13 0 Qo (cis) = 12.4 (=11.81-P / (H_net-e) 45deg bend 10 0.0975 0.976 Check: H_lossi (it) = 210.2 22.5-deg bend 20 0.065 1.3 H_netr(it)= 639.8(HWEL-TWEL-HI m= ksu2.775 Q1(cfs)= 12A (=11.81-P1(HYe) ne Head Water Elevaton, HWEL (it) = 830 Nominal Rated Discharge, Q,eu6 (cfs) = 1 ; Tail Water Elevation, TWEL (it) = 80 Net Head, H nK (it) _ $35Ii:6 Generator Efficiency = 93% Minimum Discharge, Qm0 (cfs) = 1.3 Transformer Efficiency= 98% Maximum Discharge, Qm.x (cfs) = 12.4 Required Instream Flow, Q_insU (cfs) = 0 (Instresm flow requirments, otherflow demands, etc) Peiton ")^Turbine Performance Curve 90% w% 60% 75% L W 70% 0% 60% 0.00 2.00 4.00 6.00 4'00 ion 12.00 ohwy., o hnl 0wov,ns+au7eir u. � rm,a Q avail PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.H CLIENT: Locher Interests, Ltd. Site Location: Old Harbor Available Flow flow available for power generation Q_avail = Q_gross - Q_byp 1 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Year 13.09 97.45 4.08 3.49 16.68 25.67 40.30 17.65 29.61 58.62 30.97 7.85 2 21.49 56.81 3.60 3.45 18.00 24.81 39.80 17AO 19.85 121.73 20.63 6.67 3 53.43 24.18 4.09 3.53 14.94 23.48 42.05 20.48 15.34 52.99 18.71 6.17 -j 4 74.62 16.03 8.68 3.83 13.83 25.77 36.02 33.45 20.04 36.74 14.02 5.49 5 34.51 31.60 25.29 4.68 15.28 29.76 3737 24.76 43.80 34.2 11.65 6.70 iJ 6 20.05 18.69 9.56 5.77 35.83 34.40 34.36 20.78 83.15 29.7 10.48 5.97 7 13.45 14.08 8.74 5.90 54.84 37.89 33.31 17.60 48.82 75.4 10.19 5.39 8 10.29 10.89 4.78 7.99 41.28 44.15 30.32 16.33 32.53 37.3 10.11 5.03 9 7.74 8.35 4.85 9.50 52.74 39.39 34.49 16.71 25.59 93.9 18.71 4.25 10 6.07 7.79 9.66 5.99 82.42 49.08 47.99 1520 26.07 43.4 17.98 4.35 11 5.57 6.98 6.44 4.93 56.00 70.72 80.12 13.79 25.62 302 17.01 4.03 12 5.12 6.94 4.41 4.33 51.49 74.82 80.52 13.89 24.63 232 14.68 7.56 13 4.77 8A0 5.29 4.13 51.97 60.41 57.97 12.43 18.91 21.10 13A5 6.18 14 4.52 6.29 7.85 4.06 39.49 46.93 42.43 15.14 1751 17.71 11.39 5.35 15 4.04 4.20 7.93 5.70 31.92 42.41 4332 13.49 15.88 15.7 10.01 4.81 16 5.05 3.57 5.73 1224 28.83 40.72 41.67 10.63 2035 19.7 8.26 4.84 17 4.94 3AO 8.63 12.64 25.44 40.10 70.68 9.76 9826 18.5 10.91 5.09 18 4.18 3.29 11.24 9.43 22.67 39.15 63.77 21.14 113.54 17.4 10.71 6.98 19 4.35 2.87 8.24 9.30 35.01 34.47 40.36 79.83 85.85 31.55 9.25 6.67 20 3.89 2.77 12.85 12.35 9138 32.99 3227 25.15 193.44 27.85 8.31 8.20 21 3.78 2.45 2.54 14.27 109.87 31.01 118.71 18.02 212.82 26.60 7.76 7.40 22 23 3.87 6.08 2.40 2.42 2.59 2.50 14.23 31.66 67.04. 67.82 29.87 34.25 85.55 149.35 13.68 11.30 70.32 40.36 41.45 25.52 14.51 7.36 24 7.59 2.40 2.27 38AO 54.71 30.64 36.74 10.27 57.63 19.95 10.83 10.98 10.64 1024 25 6.11 8.49 2.25 21.81 44.92 27.39 28.87 38.17 33.62 15.86 8.88 11.44 26 5.74 322 226 17.51 41.32 26.74 25.84 24.70 24.02 12.44 7.99 22.15 27 SA1 3.15 227 17.85 35.08 34.97 23.05 1925 18.48 9.79 7.15 35.31 28 7.57 4.54 2.65 19.49 34.53 37.49 20.78 15.18 25.74 9.43 6.03 28.68 29 29.96 - 2.71 17.14 31.86 35.15 19.81 25.51 20.20 11.05 5.86 41.55 30 57.38 - 3.30 20.01 28.75 34.52 17.81 38.18 29.91 41.20 9.20 24.20 31 60.22 - 4.41 - 27.72 - 17.41 32.79 - 55.00 - 15.92 TOTAL 494.88 361.33 191.69 345.61 1324.68 1139.13 1473.16 662.69 1491.88 1075.19 366.61 332.48 9259.34 MEAN MAX 15.96 12.90 6.18 11.52 42.73 37.97 47.52 21.38 49.73 34.68 12.22 10.73 25.37 MIN 74.62 97AS 25.29 38.40 109.87 74.82 149.35 79.83 212.82 121.73 30.97 41.55 212.82 3.78 2.40 2.25 3.45 13.83 23.48 17.41 9.76 15.34 9.43 5.86 4.03 2.25 OHPOWIALS 12rbS7 9:07 AM HA 7304 H Output 1 C 1 2 3 4 6 6 9 9 10 11 12 13 14 15 16 17 19 19 20 21 M 23 u 26 29 2] 23 29 30 PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.11 CLIENT: Locher Interests, Ltd. Site Location: Old Harbor Nominal Output P (k14): SM.0 Nominal Rated Discharge, G.er (ors) = 12.4 Net Head, N„e,(n)= 539.E Energy Output, Jan 10938 Fab lame Mar 4825 Apr May Jun Jul Aug Sop pot Nov Dec Annual IM36 lame 4265 4143 Q98 1006 10936 IM36 ions INN INN 109M 10936 8566 10936 lame 4934 4186 10936 INN 10936 INN 10936 10936 IM36 10936 lame 7499 INN INN 9225 4535 10936 10935 10936 INN 40936 109M INN 10936.4 10936.4 INN M93 10936 INN INN INN 5502 1a936 INN 10936 10938 10936 10936.4 INN 107V 632D 7530 10935 10935 10936 9816 6591 10936 INN 10938 109W 10936 1WNA 10314 6790 10224 10504 9267 5610 6721 10936 lame lame 10936 10936 10936.4 10174 U13 8472 Was 56]3 8685 9781 10936 10936 lame INN 10936 INN 10936.4 10133 saw Sam W18 9880 6811 10936 1o836 INN INN 10836 INN 10936 10936A INN 6D14 Mae 77a0 7262 5758 10936 10936 lows 10936 INN 109H 10936.4 INN 5140 Soo 77S0 5207 5119 ID938 1006 1a936 lame low INN IM36 IM36 IW36 4765 5a96 870 6116 48" 109H 10936 10936 INN 10936 10936.4 10936 10936 S315 WIN 5334 4770 7118 am 4800 10936 10936 10936 10936 10936 10936.4 10689 6175 5880 4958 4231 801 6559 027 10936 10936 lame INN INN 10936.4 1D081 W37 5774 4036 9190 INN 10936 10936 10936 INN 10394 IW36 10936.4 89M 566r 49M 3908 10640 9737 lama; 10936 10936 10936 10936 am 10936 loam 10514 S27 Spas 34M Sam 9655 1a936 10936 IM36 10936 10936 109M 109M 10430 7790 4608 3293 IM36 10924 lo936 10936 1=6 INN lame 10936 IM36 10936 1035 96/9 7498 4477 2901 =8 10936 10936 109M INN IM36 lame lows M38 U94 Bate 8166 4582 6897 2829 2852 was loan lame INN IM36 INN 1006 INN 10936 9131 K43 2837 2961 2672 109M 1093E 10936 IM36 10936 10936 10661 10936 10936 10482 10397 6936 7319 26M 10935 1a936 loan 10936 10936 10936 10219 109M 10935 10543 10203 6569 3830 209 1005 INN lame 10938 10936 10936 INN 10936 930 10708 6233 3741 2670 10936 low IM36 10936 tow INN 10936 Saw 10936 8323 5350 3141 INN 10936 10936 INN '10936 IM36 9955 7939 10936 109W 3222 10938 1083E 10936 INN IM36 10936 10936 9734 10570 M53 INN 10936 10936 - - 3918 awr 10936 _ 10936 .,,,..� 10936 low .____ 10936 lows 10936 U84 9584 INN 10936 MAX MIN 10,836 10,938 10 .935 10,936 lo,936 10,936 10,936 10.me 10.936 10,936 MFAN(My) 4417 325 am 2638 4098 10936 10936 10936 9939 10936 9734 10,936 6684 10,Ia."10,936 4785 638 MAX (I[V/f 456 285 456 257 4% 347 456 I56 .1 456 452 441 452 401 332 391 MIN W 187 lie 11n 171 456 Bee 456 — 456 .._ 456 ... 456 .__ 46S 466 456 456 100.0% Percent Daily Generator Availability, 12p00-.—.... Mean 0 ito00 E1.--4-7- 0 € Momh DNGOWIXlS1Y1/d]8:0]gN INBU )I91H I APPENDIX A: ENERGY MODEL OUTPUT 2. Unalaska Wu Proiect Data 1 PROJECT NAME: Alaska Rum] Hydroelectric Project PROJECT NUMBER: 7204.1-1 CLIENT: Locher Interests, Ltd. Site Location: Unalaska-Alternative#1 1 Energy recovery plant at treatment building Francis Unit- Generated Efficiency Date - Penstock: Input. Material: DI Nominal Output, P (kW): Penstock Diameter, ID (in) = 24 Nominal Efficiency, e: 0.88 Penstock Area, A (iM2) = 3.14 Penstock Length L (it)- 6000 Manning's "n" Method Penstock Manning's "n" = 0.012 l Assumed: 11 H_lossp (ft): 1.36 Initial assumption) Minor Losses: Initial Output: Loss Coefficients No. Coen.. No. H neto(it)= 186.45 (HWEL - TWEL -H_loss) Entrance 1 0.5 0.5 Qo (cfs) = 3.60 (=11.81 •P I (H net-e)) 90-deg bend 0 0.13 0 Check: 45-deg bend 10 0.0975 0975 H loss, (M = 1.35 225-deg bend 20 0.065 1.3 H_net, (it) = 186.45 (HWEL - TWEL • H_ioss) k sum= 2.775 QI (cfs) = 3.60 (=11.81•P I (H_net e)) Head Water Eievaton, HWEL (ft) = 517.8 Nominal Rated Discharge, Om (cfs) = 3:G Tail Water Elevation, TWEL (ft) = 330 Net Head, HM , (ft) _ 'fS5 Generator Efficiency= 93% Minimum Discharge, O� (cis) = 1.7 Transformer Efficiency= 98% Maximum Discharge, Q� (cfs)= 4.6 7 Francis Turbine Perronnance Curve 90% 88% I 1 I 1 I I --------I--------I *-------- ----- ----- ------- I 1 I I I I 86% I________}______ -____y________f_ y T 64% __IZT_- -J _L _____ 1I U I 1 I y W w �% _______1______I________i______-_7________'________ I 78% 1 1 I I I I _1-_______I____-___I____-___1-_______-__-____-_ 76% I I I I 1 1 1S0 2.00 2.50 3.00 3.50 4.00 4.50 5.00 Discharge, Q (crs) C vrxwn xis,van r».w M. O avail PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.1-1 CLIENT: Locher Interests, Ltd. ISite Location: Unalaska - Alternative #1 Available Flow - flow available for power generation Q_avail = Q_gross = Q dem Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Year 1 2.45 5.52 5.50 2.85 2.59 1.92 1.56 2.68 4.56 3.55 3.07 3.43 2 224 6.14 5.78 3.99 3.36 1.88 1.58 2.61 4.14 3.77 2.46 2.74 3 2.44 8.03 5.09 2.87 2.48 3.34 2.29 2.56 4.51 4.57 2.55 2.32 4 2.49 6.37 5.14 3A9 2.73 3.10 2.56 2.61 4.66 4.14 2.13 3.18 5 2AO 5.83 4.93 3.50 2.42 2.00 2.61 2.61 4.81 325 2.22 1.97 6 2.41 7.07 5.16 3.21 2.33 4.64 2.22 2.33 4.69 4.04 2.30 1.90 7 2.08 6.42 424 3.01 2.68 2.17 2.14 2.29 4.69 2.68 2.63 2.97 8 223 5.78 3.99 3.45 2.56 2.93 2.20 2.34 4.89 2.54 3.22 2.58 9 226 6.62 4.16 3.37 2.36 2.74 1.87 123 5.90 3.23 3.18 2.18 10 2.12 5.84 4.19 3A5 2.50 2.41 1.79 2.79 5.42 3.23 3.71 2.23 11 2.12 5.25 4.51 3.21 2.97 2.55 1.81 2.37 5.58 2.87 3.31 1.75 12 1.94 5.51 3.93 2.91 2.75 2A1 1.80 2.54 5.09 2.30 2.73 1.10 13 2.12 5.54 3.82 2.84 2.91 2.67 1.78 2.59 5.52 2.77 2.60 2.25 14 2.44 6.23 3.43 2.64 2.94 2.73 2.04 2.81 5.44 2.84 2.40 2.09 15 2.69 6.02 3.02 2.82 2.36 2.60 1.95 2.71 5.37 3.56 2.14 2.34 16 2.02 5.75 2.98 2.80 2.60 1.93 1.81 3.15 5.20 3.58 2.33 2.46 17 2.36 4.80 3.78 2.91 2.41 1.75 1.90 3.89 5.31 3.61 2.74 226 18 2.92 5.11 4.09 2.77 2.25 2.04 2.20 3.81 5.48 2.71 2.73 2.08 19 2.99 6.68 4.49 2.71 1.88 1.75 2.46 3.96 420 3.48 2.33 2.39 ` 20 3.20 7.28 3.95 2.73 2.22 1A4 2.40 3.94 5.13 2.75 1.95 2.39 21 3.91 7.87 4A5 2.60 2.18 1.68 2AS 3.59 5.82 2.27 2.12 2.31 22 3.92 7.31 3.86 2.92 2.27 1.36 2.29 3.83 5.95 1.89 2.07 2.14 23 4.97 7.43 4.36 2.97 2.02 1.47 2.35 4.17 6.04 1.83 3.11 2.53 24 5.40 7.20 3.82 3.13 2.48 128 2.64 4.09 6.19 1.86 2.51 2.24 26 5.16 6.84 3.83 2.83 2.32 1.50 1.67 3.97 5.61 1.81 3.30 1.93 26 5.20 6.68 3.79 3.36 2.17 1.07 1.73 4.19 5.19 220 2.72 2.03 27 6.04 6.17 429 3.03 2.13 121 2.83 3.93 5.17 2.25 2.86 2.09 28 5.46 5.73 4.36 2.72 2.01 1.08 2.55 3.93 5.00 2.42 3.36 2.22 29 5.09 - 3.73 2.84 1.82 1.05 2.72 3.95 4.83 2.07 2.84 2.05 30 5.35 4.62 2.73 1.91 1.10 2.84 3.79 4.10 2.53 3.22 2.07 31 5.35 - 4.21 1.86 2.94 413 219 2.05 TOTAL 103.77 176.83 131.52 90.67 74.48 61.77 68.01 99.39 154.48 89.10 80.83 70.27 1201.12 MEAN MAX 3.35 6.04 6.32 8.03 4.24 5.78 3.02 3.99 2.40 3.36 2.06 4.64 2.19 2.94 3.21 4.19 5.15 6.19 2.87 4.57 2.69 3.71 227 3.43 329 8.03 MIN 1.94 4.80 2.98 2.60 1.82 1.05 1.56 1.23 4.10 1.81 1.95 1.10 1.05 P POWIAL512rM78:36 AM HARZA 7204.H PROJECT NAME: Alaska Rural Hydroelectric Project ROJECT NUMBER: 7204.H CLIENT: Locher Interests, Ltd. Site Location: Unalaska -Alternative #1 Nominal Outpu[ P (kvs): 50 Nominal Rated Discharge, Q..4 (cfs) = 3.6 Net Head, Ha., (R) = 186 Enerav Outuut: Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Doc Annual 1 705 1305 1305 848 757 625 0 788 1312 loan 922 1041 2 632 1299 1302 1192 1019 We 0 70 1226 1140 707 810 3 703 1279 13W 853 714 1011 649 743 1306 1312 742 658 4 719 1297 1308 1058 805 931 7" 761 1311 1227 594 959 5 07 1302 13M 1065 695 651 762 765 1310 984 624 541 a 690 1290 1307 971 663 1311 us 663 1311 12M 651 518 7 577 1297 1251 903 789 607 699 649 1311 786 768 ass 8 829 13U 1192 1048 7,t5 873 617 S67 1309 737 972 751 9 640 1295 1232 1021 672 809 508 0 1301 975 959 612 10 691 13D3 1239 1008 721 690 483 827 1305 975 1124 630 11 592 1307 1306 968 888 741 487 676 1304 853 1002 469 12 SW 1305 1179 an all 690 484 738 1308 652 804 0 13 591 1304 1152 843 us 782 477 ]54 13D5 Big 759 636 14 701 1298 1040 774 878 806 50 832 1365 843 687 581 15 732 1300 905 837 672 758 534 797 1306 1083 597 60 16 556 1303 892 828 759 528 486 949 1307 liar 662 709 17 672 1310 1143 869 691 469 518 1169 13DS 1095 810 640 16 870 13M 1217 Ws 636 565 618 1149 1305 799 NO 578 19 89e 1294 1303 70 512 488 708 1187 1241 1056 663 686 20 me 1288 1182 806 626 0 689 1181 1308 813 S35 684 21 1174 1281 1295 759 611 0 710 1090 1302 644 591 656 22 1177 1288 1163 870 642 0 650 1154 1301 513 573 597 Its 1309 12M 1275 888 556 0 672 1234 1300 40 936 732 L 1305 12M 1152 943 716 0 774 1217 1299 505 727 633 25 1307 i292 1164 839 661 0 0 1189 1304 488 09 527 28 1307 1294 1146 1018 609 0 462 1239 1307 619 802 561 27 1300 1299 1261 908 595 0 "1 1178 1307 637 "1 582 20 1305 1303 1277 802 554 0 740 1177 1309 am 1018 824 29 1308 1130 844 492 0 801 1183 1310 573 843 567 30 13M 1311 804 520 0 843 1144 1219 733 972 573 aui tx.r' 1,309 "to 1.311 1.192 1,019 1,311 843 1.239 1.312 IA12 1.124 1,041 1.312 MIN (kW-0r1 530 1 Y79 892 ]59 d92 D D 0 1219 488 535 0 0 MEAN (kW) 37 54 50 38 Z9 18 24 39 52 35 32 26 36 MAX( W) 55 55 65 50 42 55 35 52 55 65 47 43 55 Percent Daiy Generator Avail birdy 1M4 rurm 1 ) I t { 0A i F V i i o-a i Maan Monihy Output 1,400 1,i00 1,W0 C 9 I 1 {t{ ! 1 nr8a0w1 xis 111L37 ewe wu w�au 7zaH Output 2 PROJECT NAME: Alaska Rural Hydroelectric Project ROJECT NUMBER: 7204.1-1 CLIENT: Locher Interests, Ltd. Site Location: Unalaska - Alternative #1 330,000 310,000 Y 290,000 270,000 a 250,000 O a 230,000 L 210,000 W 190,000 00 170,000 a 150,000 PYR P O W 1.XL5 12/2197 8:46 AM Penstock Diameter, D (in) 24 Turbine Size HL Qpwr Eyr (M) (ft) (cfs) (kw-hr / yr) 10 0.1 0.7 95,514 20 0.2 1.4 189,126 30 0.5 2.1 263,906 40 0.9 2.9 301,213 45 1.1 3.2 312,213 50 1.4 3.6 319,128 52 1.5 3.7 320,086 55 1.6 4.0 318,883 60 2.0 4.3 313,295 70 2.7 5.1 278,505 80 3.5 5.8 233,689 100 5.7 7.4 176,629 150 14.0 11.6 63,451 200 30.31 17.01 2,062 Turbine Size vs. Annual Energy - --------------------- - - - - -' --------r---------- ----------_;--------'---WP_enstock ------;----------- I 1 I I 1 -J _I -L I _J----------------- L _ 1 I I F I I I 0 20 40 60 80 100 Turbine Size (M) HARZA 7204.H l�u Proiect Data PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.H CLIENT: Locher Interests, Ltd. Site Location: Unalaska - Altemative #2 Plant at Blow -off Penstock: Material: DI Penstock Diameter, ID (in) = 24 Penstock Area, A (f02) = 3.14 Penstock Length, L (ft)-- 4700 Penstock Manning's "n" = 0.012 Minor Losses: -•� Loss Coefficients No Coef . kk No. - it Entrance 1 0.5 0.5 T - branch flow 1 0.75 0.75 45-deg bend 10 0.0975 0.975 22.5-deg bend 20 0.065 1.3 k sum = 3.525 Head Water Elevaton, HWEL (ft) = 517.8 Tail Water Elevation, TWEL (ft) = 255 Generator Efficiency = 93 % Transformer Efficiency = 98% r 11 Francis Unit- Generated Efficient Data - Input: Nominal Output, P (kW): Epp: Nominal Efficiency, e: 0.88 Manning's "n" Method Assumed: H_losso (ft): 23.78 (Initial assumption) Initial Output: H_neto(ft)= 239.02 (HWEL-TWEL-H_loss) Oo (cfs) - 16.84 (- 11.81"P / (H_net•e)) Cheek: H lossl (it) = 23.7E H netl(it)= 239.02 (HWEL-TWEL-H_loss) at (cfs) = 16.84 (- 11.81'P / (H_nePe)) Nominal Rated Discharge, 0r (cfs) _ I x Net Head, Ho,, (ft) = 23' Minimum Discharge, Q, (cfs) = 7.9 Meldmum Discharge, Cm„ (cfs) = 21.2 Francis Turbine Performance Curve 90% I 1 I I I I I I I 1 I 1 J _J I 1 1 I I 1 1 I 86% I I 1 I I I I I ________I_________________1_________________________I________ I at I 1 1 I 1 Y 84% r —1 y e I I 1 I I W1 1 I 1 I I I 1 I 80% 1 I I I 1 ________- ______ I___________________________________1 I I I 1 1 I I 1 I I I 1 1 1 1 I 1 I 1 1 1 I 1 76% 7.50 9.50 11.50 13.51) 15.50 17.50 19.50 21.50 .Oischarge, Q(chi IVNOWtA91LL9)e]!IL � 1101H C avail PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.H CLIENT: Locher Interests, Ltd. Site Location: Unalaska - Alternative #2 Available Flow - flow available for power generatlon Q_evall = Q_gross - Q_dem Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Year 1 16.03 0.00 17.39 1.07 9.04 27.33 27.69 26.57 0.00 25.70 19.08 1.46 2 13.15 0.00 23.47 0.16 7.08 27.37 27.67 21.33 0.00 14.03 17.37 1.66 3 19.94 0.00 23.41 2.68 7.03 25.91 26.96 18.72 0.00 9.83 14.18 4.38 4 2277 0.00 16.25 2.05 6.56 26.15 26.69 8.82 0.00 11.88 12.80 2.70 5 20.54 0.00 12.67 13.39 6.74 27.25 26.64 0.00 0.00 14.55 11.07 4.79 6 15.08 0.00 11.07 26.04 7.30 24.61 27.03 13.07 0.00 13.77 9.50 2.97 7 12.55 0.00 10.89 26.24 7.65 27.08 27.11 26.96 0.00 14.20 13.18 2.52 8 12.64 0.00 8.98 21.12 8.15 26.32 27.05 17.86 0.00 26.71 10.87 9.50 9 11.70 7.63 6.34 14.04 8,33 26.51 27.38 26.02 0.00 20.94 26.07 8.98 10 10.37 5.07 4.98 8.17 12.32 26.84 27.46 26.46 0.00 15.50 25.54 25.12 11 9.54 12.62 3.75 4.65 13.23 26.70 27.44 11.62 4.04 12.32 17.47 16.41 12 9.D4 10.30 160 4.68 13.95 26.84 26.27 1.71 2.32 12.89 17.94 11.61 13 8.29 6.11 1.54 3.67 12.98 26.58 22.86 16.64 0.00 10.89 21.20 7.57 14 7.83 230 0.00 4.91 13.06 26.52 23.22 0.00 0.80 9.41 21.35 6.15 15 11.84 1100 0.00 26.43 15.63 26.65 25.83 13.34 3.10 8.04 21.00 4.72 16 17.16 0.00 26.27 6.10 19.97 27.32 27.44 11.20 2.35 9.78 23.14 3.55 17 11.11 0.12 13.23 5.53 23.44 27.50 27.35 7.32 3.63 8.64 23.80 4.52 18 8.95 0.00 0.00 11.83 27.D0 27.21 25.28 5.49 3.31 6.89 18.84 3.89 19 7.85 22.57 0.00 7.76 27.37 27.50 26.79 7.55 2.64 8.12 1935 2.75 20 6.82 21.97 5.72 5.50 27.03 27.82 24.07 5.85 3.34 8.22 22.05 3.09 21 5.67 21.38 1.24 5.02 27.07 27.57 25.57 3.24 23.43 10.67 27.13 2.38 22 3.54 21.94 4.65 4.12 26.98 27.89 23.22 0.72 21.29 9.71 1&65 6.21 23 0.32 9.18 24.89 6.05 27.23 27.78 20.24 0.00 11.52 23.59 13.03 11.11 24 0.00 0.00 25.43 14.83 26.77 27.S7 18.20 0.00 6.29 15.02 13A6 2.16 25 0.00 10.23 25.42 25.44 26.93 27.75 18.72 0.00 7.07 10.44 16.34 1.35 26 0.00 5.34 25.46 17.67 27.08 28.18 18.18 0.00 5.86 9.40 18.25 2.51 27 0.00 11.29 24.96 13.25 27.12 28.04 17.45 0.00 2.63 14.62 13.42 10.22 28 0.00 14.09 3.58 12.20 27.24 28.17 22.12 0.00 1.64 20.57 18.41 23.37 29 0.00 6.92 14.23 27.43 28.20 11.55 0.00 10.31 27.18 24.66 6.76 30 0.00 - 0.30 14.51 27.34 28.15 16.70 0.00 25.15 20.46 20.87 4.59 31 0.00 0.00 - 27.39 21132 0.00 13.83 25.55 TOTAL 262.73 182.15 332.41 323.34 572.43 815.73 740.50 272.47 140.70 439.78 546.67 224.76 485167 MEAN 8.48 6.51 10.72 10.78 18.47 27.19 23.89 8.79 4.69 14.19 18.22 7.25 13.30 MAX 22.77 22.57 26.27 26.43 27.43 28.20 27.69 28.D2 25.15 27.18 27.13 25.55 29.20 MIN 0.00 0.00 DOD 0.16 6.56 24.61 11.55 D.D0 0.00 8.04 9.50 1.35 0.0D PYRPOMYLS 1L 7&9a AM Hg67A 12aCN Output 1 PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.1-1 CLIENT: Locher Interests, Ltd. Site Location: Unalaska -Alternative #2 Nominal Output, P (kW): 300 Nominal Rated Discharge, Q,,,,a lots) = 10.0 Net Head, H,,,,, (it) = 239 Enerov putout Jan Feb Mar Apr Me, Jun Jul Aug UP Oct Nov Doc Annual 5107 0 6184 0 W15 6320 6320 6320 0 6320 logo 0 W62 0 63M 0 0 6320 020 7103 0 53M 6480 0 6974 0 6440 0 0 6320 6320 6756 0 3584 5446 0 W22 0 5938 D 0 6020 6320 3220 0 4448 Q26 0 7064 0 4723 5083 0 6320 6320 0 0 5539 41M 0 5787 0 4064 6320 0 6320 6320 6026 0 5191 3514 0 4828 0 4032 am 0 6320 6320 6320 0 5445 6054 0 48W 0 32" 6993 2941 6320 6320 6614 0 6320 4063 3508 4455 0 0 5337 3021 6320 am 6320 0 7004 6320 3298 3891 0 0 2934 4712 6320 SV0 6320 0 saw 6320 6617 $536 4654 0 0 W52 EM 63M 4418 0 4694 6428 6284 3330 3739 0 0 5345 6320 6508 0 D 4956 6590 6466 3010 0 0 0 4961 M20 7009 6286 0 4089 7115 0 0 0 0 0 499D 1=0 69M 0 0 3461 7128 0 4497 0 0 6320 6978 M20 6552 5111 0 M74 7152 0 6477 0 M20 0 %at 6320 6320 4207 0 3584 on 0 4201 0 5004 0 6839 632D 63M 0 0 34M 6739 0 Misr 0 0 4492 6320 02D 8597 0 0 3248 9759 0 0 6320 0 0 W20 6320 63M 0 0 2912 6893 0 0 632D 0 0 020 6320 6748 0 0 2968 7054 0 0 6320 0 0 $320 6320 6514 0 M20 4013 6320 0 0 632D 0 0 6320 020 6885 0 6636 3618 6008 0 0 3219 6320 0 M20 =a 7031 0 4202 6900 4967 4192 0 0 8320 560 6320 020 6646 0 0 5802 505i 0 0 3854 6320 8476 6320 M20 6850 D 0 3930 6131 0 0 0 6320 6470 6320 6320 6/35 0 0 U74 M50 0 0 4105 6320 5D55 632(1 020 6470 0 0 5636 5132 W28 0 5191 0 4649 6320 M20 7005 0 0 7064 6614 6877 0 0 5447 020 6320 4371 0 3771 63M 6595 0 0 0 6560 632D 632o 6281 0 fi320 7038 sell 0 MA ( 7,064 6.320 6,440 6,993 5.961 6.320 7,060 7,103 6,06 7,D64 7.152 1.877 7.162 MIA! 0 0 0 0 0 6320 4371 D 0 2874 3514 0 0 MFAN(kllp 113 74 113 115 192 255 270 99 37 W2 245 lit 150 MA1t(k1M) 294 263 268 291 290 263 294 296 276 294 298 287 298 Percent Daly Generator Availability to0xzem Ox Month e0x 70xox e �l� f- r jj 1 a i 20% E { ,ax Mean Monthly Output 6,000 I f o .DOD C1 0' Month 3 PYPPOW$X151}/S9]0 ]B NA Hppy1 ]]WH Output 2 PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.1-1 CLIENT: Locher Interests, Ltd. Site Location: Unalaska - Alternative #2 Penstock Diameter, D in Turbine 24 Size HL Qp.,,, Ey, kW (ft) cfs kw-hr/ r 70 1.08 3.69 523.363 100 2.22 5.15 706,851 200 9.4 10.59 1,144,267 300 23.78 16.84 1,313,272 350 35.91 20.7 1,293,499 380 46.66 23.59 1,247,672 390 51.34 24.75 1,212,919 400 57.03 26.09 1,184,407 410 64.57 22.76 1,123,625 415 69.72 28.85 1,059,244 420 77.76 30.46 984,508 Turbine Size vs. Annual Energy Output 1,400,000 I I I I ----------1---------- I- --1II 1,200,000 1__________ ___ _________ �L3 II 1 000 1,1oo,00a ----------r--_____-- ------- ____-I1 O 900,000 ----------i------------------------------iI' ---------- 24" Penstock m` 800,000 ----------*- ------------------- WQC 700,000___________________ ___________II ----------- LII _-________m II1---------- 600,000 ----- - ---------------------- I 500,000 1 ------------------------------i-----------r------- -- I I I I 400,000 0 100 200 300 400 500 Turbine Size (kW) PYRPOW2-)US 122/978:38 AM HARZA 7204.H I�. Proiect Data PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.H CLIENT: Locher Interests, Ltd. Site Locaflon: Unalaska -Alternative *3 Icy Cr. / E Fork Pyramid Cr. confluence to plant at tidewater Francis Unit- Generated Efficiency Data - Penstock: Input: Material: Steel Nominal Output, P (Wv): $0a Penstock Diameter, IO (n) = 30 Nominal Efficiency, e: 0.88 Penstock Area, A (fta2) = 4.91 Penstock Length, L (it)= 6150 Mannma's "n" Method Penstock Manning's Y = 0.012 - Assumed: Minor Losses: H_lossa (it): 30.53 (initial assumption) Initial Output Loss Coefficients hto Coen, k No,_-k H_neto(it)= 264.47 (HWEL - TWEL - H_loss) Entrance T - branch flow 1 0.5 0.5 0 0.75 0 Do (cis) = 30A5 (= 11.81-P / (FLnere)) 45-deg bend 10 0.0975 0.975 Check: H_lossr (it) = 30.53 22.5-deg bend 20 0.06.5 1.3 H_netr(it)= 204.47(HWEL-TWEL-H_1ow) "urn= 2.775 OI (cis) = 30.45 (= 11.81'P / (H_nere)) Head Water Elevaton, HWEL (it) = 315 Nominal Rated Discharge, O„I,o (cfs) _= Tail Water Elevation, TWEL (it) = 20 Net Head, Haw (ft) _NO Generator Efficiency= 93% Minimum Discharge, O,,,a1(cfs)= 14.3 Transformer Efficiency = 98% Maximum Discharge, Ora.. (cfs) = 38A Francis Turbine Perfom nse Curve 90% I I I I I 1 1 I 1 I I I I I J________L_______ L_______1________I___ ____ c 1 1 I I I I _______ -________I_ w I I I I I 1 1 I I I 1 I I I 1 I I I I I I 76% BAD 1150 1850 2130 26S0 31.50 36.50 41.50 Gscharaa,p(cfsl ✓"M.N.V IfN)tlY.41 '�U 1dMN O avml I PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.1-1 CLIENT: Locher Interests, Ltd. Site Location: Unalaska -Alternative #3 Available Flow - flow available for power generation Q_avail = Qyross 1 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Year 2 23.78 0.95 26.99 3.14 12.20 99.46 91.34 42.29 2.28 40.38 28.33 3.53 3 19.60 0.96 51.48 2.23 9.88 110.44 71.63 30.51 2.15 21.50 25.69 3.79 4 29,32 0.93 35.36 15.51 9.51 85.49 66.28 29.34 2.04 15.87 21.20 7.18 5 33.37 2.18 25.22 14.87 9.03 95.33 64.64 16.40 2.94 16.60 19.06 5.16 6 30.16 1.36 20.D5 26.21 9.89 137.58 89.65 6.40 25.60 22.02 16.65 7.63 22.42 0.90 17.88 43.41 10.10 151.53 88.51 28.22 15.82 21.23 14.44 5.01 7 18.69 0.85 17.24 78.93 10.45 147.04 66.29 41.32 6.68 21.28 19.81 4.82 8 9 18.87 1.81 14.41 38.71 11.11 126.58 63.89 38.39 5.09 39.29 16.78 14.56 10 17.55 13.61 10.75 23.02 11.87 117.64 58.58 44.27 253 31.08 40.37 13.66 11 15.61 9.56 8.83 15.46 15.12 107.67 52.05 61.11 4.77 23.36 32.98 36.59 12 14.43 20.11 7.22 10.86 16.20 111.88 58.21 22.47 5.80 18.69 21.36 24.02 13 13.65 16.94 6.76 9.67 16.92 123.73 48.60 10.86 3.31 19.26 21.60 16.95 14 12.66 11.00 3.78 7.88 16.33 137.72 40.92 25.34 2.30 16.62 30.47 11.69 15 1214 5.87 1.18 1260 20.35 129.36 42.69 6.68 3.87 14.54 27.61 9,60 17.93 2.05 1.12 33.61 32.78 132.70 57.99 21.21 5.06 12.90 26.90 7.67 16 25.21 1.67 49.83 10.56 38.83 129.44 69.12 21.12 4.64 15.50 42.48 6.07 17 16.76 2.18 20.36 18,35 51.99 135.02 63.96 14.28 5.62 13.78 46.24 7.36 18 13.93 1.34 1.44 20.38 56.22 244.43 46.93 13.06 4.71 13.75 39.17 6.39 19 12.39 83.33 1.81 13.32 70.29 255.25 50.42 13.76 4.89 1299 64.83 4.91 20 11.02 199.76 9.77 10.21 75.37 218.06 44.76 11.83 15.18 1282 34.20 5.39 21 9.69 254.98 3.62 9.00 69.28 221.39 46.84 8.93 38.32 16.09 66.60 4.35 22 6.66 50.64 8.22 7.66 79.56 147.45 43.60 6.12 24.71 14.58 30.63 9.71 23 24 2.54 16.15 188.57 9.21 73.04 100.92 35.82 5.11 13.72 34.25 31.42 16.83 25 2.10 3.01 240.90 17.99 59.46 88.54 35.15 5.57 9.61 22.09 23.51 4.01 2.10 17.39 240.89 28.24 52.41 a6.59 36.21 4.64 9.56 15.57 24.65 2.73 26 2.04 10.39 221.16 20.30 58.59 76.15 34.16 5.06 8.39 14.26 24.88 4.42 27 2.04 18.62 51.10 15.72 62.01 64.88 35.30 4.85 5.08 21.70 20.24 15.38 28 29 1.94 22.40 6.91 14.53 59.48 72.58 42.85 4.16 14.36 30.21 27.54 34.10 30 1.84 - 11.39 16.57 55.68 80.45 27.53 3.93 41.80 123.10 36.19 10.45 31 1.62 - 1.34 17.31 77,95 108.96 30.79 3.56 85.88 30.10 30,97 7.38 TOTAL 1.07 - 1.04 - 73.67 35.43 4.14 20.55 37.13 MEAN 413.11 770.93 1306.S3 563.4 1225.59 3846.26 1638.16 554.93 376.70 747.95 906.81 348.48 12699.01 MAX 13,33 27.53 42.15 18.78 39.54 128.21 52.84 17.90 12.56 24.13 30.23 11.24 34.79 MIN 33.37 254.98 240.90 78.93 79.56 255.25 91.34 6111 85.88 123.10 66.6D 37.13 255.25 1.07 0.86 1.04 2.23 9.03 64.88 27.53 3.56 2.04 12.82 14.44 2.73 0.86 PYRPOV 'XIS 1=97439m n94.x -j PROJECT NAME: Alaska Rural Hydroelectric Project 31 PROJECT NUMBER: 7204.1-1 CLIENT: Locher Interests, Ltd. Site Location: Unalaska -Alternative #3 I 1 2 3 4 6 6 7 8 9 10 11 12 13 14 16 18 17 18 19 20 21 22 23 24 28 28 27 29 39 30 Nominal Output P (WV): No Nominal Rated Discharge, 12, (cfs) = 30.4 Net Head, Haw (it) = 2U Enerav Output: Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Annual 10415 0 11824 0 0 14736 14M6 147M 0 14736 12353 0 8402 0 74736 0 0 74736 14736 13139 0 9333 112M 0 12727 0 14278 84t6 0 74736 14MS 12Y34 0 65M 9187 0 13871 0 11058 6115 0 147M 14736 6847 0 M13 87M 0 13029 0 8622 11499 0 74736 147M 0 11226 95N 065 0 am 0 7563 14736 0 74736 14736 12311 067 9201 5910 0 7965 0 7254 14736 0 14736 14736 14736 0 9=4 wu 0 8045 0 5890 19571 0 t4736 14736 14736 0 74736 7027 5969 7405 0 0 10067 0 74736 74736 14736 0 13304 147M 0 6464 0 0 6395 6230 147M 74736 74736 0 10223 137M 14494 69M W51 0 0 6746 14736 14736 9806 0 7954 9264 10523 0 7104 0 0 7098 14738 14735 0 0 8233 9385 7109 0 0 0 0 all 74736 74736 11111 0 6951 13123 0 0 0 0 0 87M 74736 74736 0 0 Sea 12066 0 7589 0 a 13924 13742 14738 147M 9191 0 0 117M 0 11052 0 14736 0 14739 14736 14M 9147 0 6415 14736 0 7021 0 8771 7791 14736 14736 14736 0 0 0 14736 0 0 0 0 8781 14738 14738 14738 0 0 0 147M 0 0 141iX 0 0 74736 14736 14736 0 0 0 147M 0 0 14736 0 0 14736 14736 14736 0 8262 0 14 19 0 0 14M6 0 0 14738 14736 14738 0 14731 se56 W36 0 0 Una 0 0 14736 14M 14735 0 10930 S74 13171 0 0 6M 14736 0 14735 14736 14361 0 0 14061 13398 7051 0 0 14736 7616 14736 147M 14240 0 0 9627 10293 0 0 7327 14736 1231a 14730 14736 14d30 0 0 6448 10805 0 0 0 14736 8745 14738 74736 14042 0 0 0 10908 0 0 7920 14736 6520 14738 14736 14267 0 0 9433 8715 6358 0 9776 0 5952 14738 14736 14736 0 W71 IM42 120Q 14029 0 0 6926 14735 14736 1237 0 14738 14736 14427 0 0 0 72M 14736 14736 13218 0 14736 13009 13271 0 MAX 13.871 14,736 14,736 14.739 14.736 U,738 14,738 14,736 14,736 4,736 14.736 11,572 td,736 MIN 0 0 0 0 0 14 Me 12037 0 0 0 5910 0 0 MEAN (kW) 174 158 240 237 0 as 604 212 114 326 468 108 306 MAX(k.M 578 614 614 614 614 614 614 614 614 614 $14 607 814 Percent Daily Generator Availability 100% s a { LT 20% 10x �...... 1..., i 3 0% Mea7n 18,000 Mean Monthly Output € 14,000---"------- "' --_-----.._- 0 � f t €—. I + a ' IS Month GYR00`MXIS iN9] e:M PM 1{1yJ, RDtH ON 2 I PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER:7204.H CLIENT: Locher Interests, Ltd. Site Location: Unalaska - Alternative #3 3,000,000 2.500,000 2,000,000 1,500,000 1,000,000 500,000 Penstock Diameter. D in Turbine 18 1 24 1 30 size H, 0w I E1, AL Oa Fx I HL Q�; k) ft cfs) kw-hrl r ft cis) kw-hr/ ft Ws) kw-hr/ r 50 2.57 2.29 457,983 100 10.91 4.72 839,422 2.24 4.58 857.393 150 27.72 7.53 1.145,346 5.15 6.95 1,211,067 200 68.82 11.87 1,247,115 9.43 9.4 1.516,428 278 9.19 1.540.985 300 23.47 14.83 1,948,555 6.41 13.95 2,047,015 350 34.79 18.05 2,079,145 8.88 16.42 2.232,096 400 52.18 2211 2096,140 11.84 18.96 2.404,672 420 63.05 24.3 2,056,534 13.18 20 2,456,943 430 70.62 25.72 2,029,988 13.88 20.53 2,469,036 440 82.22 27.75 1.952,118 14.61 21.06 2.475,881 450 15.36 21.6 2,502,065 500 19.55 24.36 2,587,249 600 30.53 30.45 2,675.005 620 33.29 31.79 21653.547 650 37.92 33.93 2,625,427 700 47.42 37.94 2,551,817 750 60.88 42.99 2.451,805 800 1 1 1 93.5 53.28 2.086.753 Turbine Size vs. Annual Energy Output T- I I 1 1 I I I 1 1 1 1 I 1 I 1 1 1 I I I I 1 1 I 1 1_ ►T._ 1 I 1 I r I\---- / 1 1 70" P4nstock 1 \ I I I .�" I I I 1 7__-____I_ 24"Penstock I 1 1 1 1 I I 1 I 1 I I I I I I I I I 1 I I 1 I _L _I L _I _1 _I 1 I I I f \ I � 8" Penstocl� 1 i I I I I I 1 1 I I I I I I I I I 1 I I I I I I I I I I 1 1 I I I I 100 200 300 400 500 600 700 800 Turbine Size (kW) rrnrow.l.xts 1]RR7 eas u4 W16IA n04.H Project Data PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.1-1 CLIENT: Locher Interests, Ltd. Site Location: Unalaska -Alternative 94 Treatment building to plant at tidewater Penstock: upper lower Material: DI Steel Penstock Diameter, ID (In) = 24 24 Penstock Area, A(ft^2)= 3.14 3.14 Penstock Length, L(11 6000 2450 Penstock Manning's W' = 0.012 0.012 Minor Losses: Loss Coefficients No. CoeB., it No. • k Entrance 1 0.5 0.5 T - branch flow 1 0.75 0.75 45deg bend 10 0.0975 0.975 22.5deg bend 20 0.065 1.3 k_sum= 3.525 upper lower Head Water FJevaton, HWEL(it)= 517.8 270 Tail Water Elevation, TWEL (it) = 270 20 Generator Efficiency = 93% Transformer Efficiency= 98% Francis Unit- Generated Efficiency Data, Input: Nominal Output,? pq Nominal Efficiency, e: 0.88 Manning's "n" Method Assumed: H_Ios% (ft): 46.67 (initial assumption) Initial Output: H_ne6(it)= 451.23(FIWEL-TWEL-H_loss) Oo (cfs) = 17.86 (= 11.81 •P / (H ne&)) Check: H_10ssl (R) = 48.67 H_ne%(ft)= 451.23 (HWEL-TWEL-H_loss) Ci (cis) = 17.85 (=11.81-P / ()-net"e)) Nominal Rated Discharge,C, (cfs) Net Head, H„�-.,jij Minimum Discharge,O„e, (cfs) = e Mammum Discharge,O,,,.(cfs)= 22 Franca Turbine Performance Curve 90% I I 1 1 I I I I I 1 I I I 1 1 I 1 I 1 I I I I 1 1 I I I I 1 I 1 I 1 I I I 1 1 I 1 1 I I 1 I 1 I I I I I I XBeX 1 I I I I 1 I I I I I _____ I______I______I______ I ______ 6 I I I I I I I I I I 1 I I I I 1 1 I 1 I I I I I I I 1 I 1 1 1 I I 'I_ T T ______T______ I I 1 1 I I I 1 I I 1 I I I I I I 1 1 1 1 I I I I 1 I 1 1 I I I I I I I I I I 7G% I I 1 I I 1 I I I I I 1 I 5.50 7.50 "a 11.50 13.50 1550 17.50 19.50 2"0 23.50 Dlsehar0e. p (eft) vmwwlxislmme�lue w+w rawa O avail PROJECT NAME: Alaska Rural Hydroelectric Project ROJECT NUMBER: 7204.H CLIENT: Locher Interests, Ltd. Site Location: Unalaska - Alternative #4 Available Flow flow available for power generation Q_avail = IF Q_gross-Q clem < 0 THEN 0 ELSE QLgross-Q_clem Jan Fab Mar Apr May Jun Jul Aug Sep Oct Nav Dec Year -� 1 16.03 0.00 17.39 1.07 9.04 28.59 28S5 27.83 0.00 26.96 19.06 1.48 2 13.15 0.00 24.73 0.16 7.08 28.64 28.93 21.33 0.00 14.03 17.37 1.86 3 19.94 0.00 23.41 2.68 7.03 27.17 28.22 18.72 0.00 9.83 14.18 4.38 4 22.77 0.00 16.25 2.05 8.56 27.42 77.95 8.82 0.00 11.88 12.80 2.70 5 20.54 0.00 1257 13.39 8.74 28.51 27.90 0.00 0.00 14.55 11.07 4.79 6 15.08 0.00 11.07 27.30 7.30 25.87 28.29 13.07 0.00 13.77 9.50 297 7 1255 0.00 10.89 27.50 TS5 28.35 28.37 28.22 0.00 14.20 13.18 252 8 1264 0.00 8.98 21.12 8.16 2T58 28.31 17.86 0.00 26.03 10.87 9.50 9 11.70 7.63 6.34 14.04 8.33 27.77 28.64 28.79 0.00 20.94 27.33 8.98 10 10.37 5.07 4.98 8.17 1232 28.11 28.72 27.72 0.00 15.50 26.80 25.12 11 9.54 12.62 3.75 4.85 1323 27.96 28.70 I I S2 4.04 1232 17.47 16.41 12 9.04 10.30 3.60 4.88 13.95 28.11 26.27 1.71 232 12.89 17.94 11.81 13 8.29 6.11 1.54 3.97 1298 27.85 22.88 16.64 0.00 10.89 21.20 7.57 14 7.83 2.30 0.00 4.91 13.08 27.78 23.22 0.00 0.80 9.41 21.35 6.15 15 11.84 0.00 0.00 77.69 15.83 27.92 25.83 13.34 3.10 8.04 21.00 4.72 16 17.16 0.00 27.53 6.10 19.97 28.58 28.71 11.20 235 9.78 23.14 3.55 17 11.11 0.12 13.23 5.53 23.44 28.76 28.61 7.32 3.63 8.64 23.80 4.52 18 8.95 0.00 0.00 11.63 2526 28.47 25.28 5.49 3.31 8.89 18.84 3.89 19 7.85 23.83 0.00 7.76 28.63 28.76 28.05 7.55 2.64 8.12 19.35 275 20 6.82 23.23 5.72 5.50 21129 29.08 24.07 5.85 3.34 8.22 2205 3.09 21 5.67 2264 1.24 5.02 28.33 28.83 25.67 3.24 24.69 10.67 28.39 Z38 22 3.54 23.20 4.65 4.12 28.24 29.15 23.22 0.72 21.29 9.71 15.65 6.21 23 0.32 9.18 26.16 6.05 2849 29.04 2024 0.00 11.52 23.69 13.03 11.11 24 0.00 0.00 26.69 14.83 28.03 29.23 18.20 0.00 6.29 15.02 13.16 216 25 0.00 10.23 26.68 25.44 26.19 29.01 18.72 0.00 7.07 10.44 16.34 1.35 26 0.Do 5.34 26.72 17.67 28.34 29.44 18.18 0.00 5.86 9.40 18.25 2.51 27 0.00 11.29 26.22 1325 2838 29.30 17.45 0.00 2.63 14.62 13.42 10.22 28 0.00 14.09 3.58 1220 2850 29.44 22.12 0.00 1.84 20.57 18.41 23.37 29 0.00 - 6.92 14.23 28.69 29.48 11.55 0.00 10.31 28.44 24.68 6.76 3D 0.00 - 0.30 14.51 2860 29.41 16.70 0.00 26.41 20.46 20.87 4.59 31 0.00 - 0.00 - 28.65 - 20.32 0.00 - 13 83 25 55 TOTAL 26273 187.20 341.24 327.13 590.09 853.57 758.15 277.03 143.22 44253 550.46 224.76 4958.09 MEAN 8.48 6.69 11.01 10.90 19.04 28.45 24.46 8.94 4.77 14.28 18.35 7.25 13.58 MAX 22.77 23.83 27.53 27.69 28.69 29AS 28.95 28.79 26.41 28.44 28.39 25.55 29.46 MIN 0.00 0.00 0.D0 0.16 6.56 25.87 11.55 0.00 0.00 8.04 9.50 1.35 0.00 a� m nRPOW4ALS 1l B.41 AM I Cup: PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER: 7204.H CLIENT: Locher Interests, Ltd. Site Location: Unalaska - Alternative #4 Nominal Output, P (kW): Sao Nominal Rated Disebarge, omr (era) = 17.8 Net Head, H„u, (it) = 451 Enemy Outo11t 1 .. Fab 0 Mar 12186 Apr May Jun Jul Aug Sep cot Nov D. Annual 2 9601 0 M53 12833 12803 12M 0 12M 13296 0 3 137% 0 0 13127 0 0 12M 12805 14120 0 10165 12563 0 4 14342 13657 0 0 12946 12M 13230 0 68D3 1030 0 5 13919 0 115M 0 0 12927 12W W74 0 8452 9320 a 11050 0 am 9696 0 12M 12989 0 0 10581 7904 0 7 sin 0 77M 12936 0 iW46 12a59 Ss32 0 9941 am 0 a 0 76M 12921 0 1282 12951 12363 0 10372 9601 0 9 9184 8409 0 6153 13918 0 12914 12856 ' 12US 0 13195 7691 M17 10 7339 0 0 0 1010 0 12899 12829 12M 0 139D5 12M 6214 11 6662 Sam 0 0 8504 IM72 12823 I= 0 11280 12975 13774 12 6272 7131 0 0 0 9612 12M 12824 8341 0 8681 12516 12D28 13 0 0 10183 12872 13545 0 0 9388 12840 aim 14 0 0 0 9425 1280 14452 120% 0 7729 14084 0 15 0 8507 0 0 0 9486 12898 14312 0 0 6532 14162 0 16 12487 0 0 1290(1 11449 12888 13635 W16 0 0 14102 0 17 79M 0 12918 0 1304 12834 12834 7962 0 6787 14279 0 15 0 9550 0 14185 12819 12412 0 0 5904 14029 0 19 6167 0 0 6493 12%0 i2843 13736 0 0 6124 13259 0 2u 0 131M 0 0 128V 12819 12876 0 0 0 13507 0 21 0 13230 0 0 12858 12793 14021 0 0 0 14413 0 22 0 1320 0 0 12854 12513 I=ul 0 1313D 7572 12849 0 23 0 13232 0 0 12861 1087 142W 0 13504 all 11492 0 24 0 0 6172 13024 0 IM41 127% 13827 0 8)" 14268 9417 7917 25 0 12983 10799 12878 12780 12981 0 0 11046 089 0 26 0 7004 12984 1350 12866 12799 13349 0 0 7405 11817 0 27 0 0 12981 12627 128N 12763 13096 0 0 6547 12M 0 26 0 7861 13019 9620 12850 12174 12563 0 0 10721 9766 7218 29 0 0 7D026 0 8791 12840 12763 M23 0 0 139M 12994 14242 30 0 0 tD383 12825 12761 8262 0 7174 12M 13M 0 0 105% 12832 12765 12102 0 13004 136/3 13004 0 MAX 14,342 13,269 13,657 73,918 �u,um ss94 1,Tr0 8,843 11,583 2,%fi 7,041 MIN 14,186 13.00 14,462 14,120 13,504 14,258 14,413 14,212 74,452 0 0 0 0 0 12761 8.282 0 0 0 4,413 0 0 MEAN(kWt 210 IQ — 219 367 5/8 545 1 6 74 366 483 121 293 MAX(W) 596 553 $W 560 591 544 602 588 so 694 601 593 602 MIN IkW)_ 0 a n n �.. _.. _ 100% rercent Daily Generator Availability 90% 630% lox ox 14,000 40.DD0 a6.aao ?aa0D1_............._......._.. z000 (E } € Lf 0 1�4'F�����i����t� 6 0 ' ManM in D WaOeYN.'I441YN79Il AN 114R7A >NHH OWPU 2 I I PROJECT NAME: Alaska Rural Hydroelectric Project PROJECT NUMBER:7204.H CLIENT: Locher Interests, Ltd. Site Location: Unalaska - Alternative #4 3000000 Turbine Size vs. Annual Energy Output I I , ' I 36" Penstock 2500000________1________J________i_______ _r ______-1- --- 3 _ 24" Penstock 00 x 20000 -------- � ' , 4 , . I , 0 • , • 1- • - i 18" Penstock I � I , 1500000 ________1 r I 1000000 - - -• , _ _ _ _ +________y________ 500000 100 200 300 400 500 600 700 800 Turbine Size (kW) P POW4JWIMST 8:41" N ZA 7204M APPENDIX B: COST ESTIMATES 1. Old Harbor I E Page 7 -n Ur Page 1 APPENDIX B: COST ESTIMATES 2. Unalaska 1 Page 1 I 1 Page 1 APPENDIX C: REPORTS ON ECONOMIC AND FINANCIAL ANALYSES 1. Old Harbor Rural Alaska Hydroelectric Assessment: Phase 2 Economic and Financial Analysis of Barling Bay Creek Hydro Project, Old Harbor, Alaska ' prepared by: Steve Colt Institute of Social and Economic Research University of Alaska Anchorage (sgcolt@aol.com) prepared for: Locher Interests and State of Alaska Department of Community and Regional Affairs Division of Energy January 4, 1997 '1. Introduction This memorandum summarizes the phase 2 economic and financial analysis of the proposed Old Harbor hydro project. The economic analysis is essentially the same as that used in the Phase 1 final screening analysis. Some assumptions have been revised and some uncertainties resolved, as noted in the text below. Thefinancial analysis provides a projection of nominal dollar cost of service and revenue requirements with and without hydro to the Alaska Village Electric Cooperative (AVEC) and its ratepayers. The rest of this memo is organized into two sections. Section 2 contains the updated economic analysis. Section 3 contains the financial analysis. Rural Hydra Phase 2 Economic Evaluation 1/4/98 page 1 3 2. Economic Analysis 2.1. Baseline Data and Assumptions Total Old Harbor energy requirements (net of station service) were about 713,000 kWh/yr in 1996. The system peaks in winter and the annual load is fairly constant. The load grew at an average rate of 2.1% between 1992 and 1996, and further load growth is important to this project's economics because the current load is far less than projected hydro output during all months of the year. The hydra project would provide 3,426,869 kWh/yr, which is significantly more than current connected loads. Due to variability of streamflows and the lack of detailed water data, the project is given no credit for firm capacity in the economic analysis. Figure 1 shows hydro output compared to current diesel generation. rs� Figure 1 Old Harbor Hydro Output vs Diesel Generation 350,000 300,000 250,000 200,000 150,000 100,000 50,000 �O a m = _ _ _ _ _ - _ _ _ _ y _ _ - _ _ _ _ - _ - _ _ - _ - - - .- _ -y„ _ a -------------------------- �—hydroE ------------- - - --- �_diesei j The current diesel system consists of three diesel generators with a high average efficiency of about 13.3 kWhlgallon, measured net of station service. The. price of diesel fuel is high at an average of $1.27 for the 1992-96 period, due to the need for river transport. Table 1 summarizes the baseline data and assumptions for Old Harbor. Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 2 7 C Table 1: Old Harbor Baseline Economic Data and Assumptions Energy RequirementsActual 1Actual ' o e eneration Yr !748 ess: Station Svc 4.7% 35 1=13usbar Requirements I yr !Peak LoadatStation) ti Load actor i0.5501 a jPeak Loadat us ar I 4 Fuel rices and Ltheiency I i ITotal FuelCost - 13521 1I otal (iallons use j000 gal 'Average Price 1 ga IM—OU&I 1997 Base Price gal I1.271 vg Busbar Efficiency 1kWh/gal . } I Model 1997 Base Efficiency kWhlgal13.2 Financial Parameters 1 I Nominal a nterest Rate a o New Uebt Issuance Cost o ot tace va u , a Onflation Rate o 3.0%1 arget TIER Ratio 2.0011 PlantAdditions: Book Lite : o e t a qui ew iese 1 01 0 New y ro 1 0 0 JAII other New Plant I2uiQ I o 1 Tw-.-Diesel. Operating Parameters Max hours Initial Cum 1 iretime IKVV j per yr Hours ours nitCummins LTA10 142 6,000 nit at 33061971 4 , Unit at ew Diesel Units 1200 6,000 UI ni must -run time hrs 1 Diesel only nonfuel including overhauls: yr New & ReplacementDiesel Costl ew Diesel CapitalCost i450 New Ulesel Etticiency gal omposi a Overhaul cos 1 or UU H arbor 0.00 er nontuei vanable cos I U. U 0I y ro Operating Parameters 1 Hydro Energy Capability MWn/yr 13,427 -FFy ro ective Capacity y ro ec Five availability % 96.5% Hydro+Diesel Combined non ueM&M (incl Uhauls)yr source: VLUHAKbZ.ALS Rural Hydro Phase 2 Economic Evaluation 114198 page 3 New Treatment of nonfuel O&M. The treatment of nonfuel O&M for both diesel and hydro in Old Harbor has changed since the phase 1 analysis. On the diesel side, the most important change is the treatment of diesel overhaul costs. In phase 1, these costs were calculated based on the number of hours that the diesel units are on. For this (phase 2) analysis 1 assume that essentially all overhaul costs are avoided by the hydro project since it provides all energy except when it is down for scheduled or unscheduled maintenance. The reason for the change of method is that using a reasonable per -hour overhaul cost calculated from engineering estimates of the cost of overhauls seems to greatly understate the actual documented total amount of nonfuel O&M. On the hydro side, the project team refined our cost estimates for the hydro system into specific line items. This allowed me to isolate the portion of hydro O&M expense that is additional to the routine maintenance that could be assigned (at zero incremental cost) to the existing operator. The result of this exercise is shown in Table 2. Table 2 Votal Costna ysm of ar or Nontuel O&M Withan out y ro (a) I (b) I (c)=-((b) x (a)) (d) I (e)=(a)+(c)+(d) 11 (i=(c)+(d) Total Cost JAS3UMED Reductions Additions j TotalCost Net Without I o Avoided rom using due to I With ; uitterence xpense ategory y ro y y ro Hydra Hydra 1 Hydra I due to Hydra, Buildings 5,933 0.0%1I relg t o 1 4 Materials . o Isc U. o I i3,058 Operator i24,905 0.0%11 ! 1 Other Labor o I 9,600 9,600 I ver au . 0 1 0I rave I o j 15,900 ota ! I 37,000 1 73,197I i I I I notes: i out y ro O&M from-AVEG data tor Old Harbor, and 1994, reported Iin Polarconsultppen ix F. j Percent reductions due to hydro based on professional judgment at project I economist. 1 13) itions due to Mydro based on professional judgment at project team. source: j see I I { One final adjustment to the data and model is to remove the annual cost of lube oil (about $1,400) from the totals above and express it as a variable cost on a per kWh basis. Lube oil at 2 mills per kWh is a trivial component of the average total nonfuel O&M cost which averages 10 cents per kWh. Rural Hydro Phase 2 Economic Evaluation 114198 page 4 Assumptions about Timing. The project is assumed to be constructed in 1999 and to go online on January 1, 2000. All construction outlays are modeled as if they were made on January 1, 1999. This is a good approximation of the actual procurement pattern, which would involve procurement and outlays from about July 1 1998 through December 1999 in order to achieve the online date of January 1, 2000. 2.2. Old Harbor Critical Assumptions Table 3 summarizes the values used for the critical assumptions. In this analysis, the real discount rate and the with -hydro 0&M amounts are treated as certain, while the two values for hydra capital cost result from a future policy judgment. Thus, only load growth and fuel price growth are treated using a range of values with probabilities attached to each. Table 3: Old Harbor Critical Assumptions (probabilities below each) E units I ow I Mid I High Loaa GrowthI j 1Energy Reqts and Peakrowt a yr IMI 2.0% I o j 1 I I I I uel Price Growth j o yr 1 0.0%1 0.5%1 1.5% I Real iscoun Rate I o yr I not 1.94%1 not I used 1,001 use I 1 Hydro Capital Costnot -nu 1.UU1 use I Combined y ro+ iese yr not 71,556 1 not JFwith hydro)1 use use Load growth is important for this project. Growth has averaged 2.1 % from 1992-96, but load declined during two of the four years. Fuel price growth (in real dollars) could occur because of increasing worldwide demand, rising production costs, carbon taxes, or the imposition of more stringent marine transportation standards. Note that growth in real fuel prices also has the same effect on the analysis as a possible reduction in fuel efficiency due to more stringent air quality standards. Because the price of crude oil represents only about 35% of the delivered cost of utility diesel to Old Harbor, the midrange assumed rate of increase (0.5%) is roughly consistent with a 1.5% annual increase in crude prices. Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 5 1 The real discount rate of 1.94% is derived from the assumed nominal interest rate of 5% and the assumed inflation rate of 3%. (The exact calculation is: .0194 = (1.0511.03) - 1). The results present dollars discounted back to 1997. The low value for hydro capital cost is based on a force -account approach using local labor. The higher value for hydro capital cost is based on a contractor approach. 1 The with -hydro combined system fixed O&M is the same as that derived in Table 2 above, except that lube oil has been removed from the Table 2 total and treated as variable. 2.3. Old Harbor Economic Analysis Results Range of Results. Under mid -range assumptions about load and fuel price growth, the hydro project has a present value of net benefits of about +$625,000 using the low capital cost, and net benefits of-$410,000 using contractor costs. (Subsidies in the form of grant funds are not considered in these figures.) Under the most pessimistic set of assumptions, the net benefits are -$1.3 million. Under the most optimistic assumptions, the project has positive net benefits of about $2.1 million. Table 4 summarizes this range of results. Rural Hydro Phase 2 Economic Evaluation Y 114198 page 6 I Table 4 ResultsSummary: Old Harbor Net Benefits o y ro, ea over years I Force Acct i Contractor i mos mos os , Costs, I optimistic pessImis is mid -range 1 mi-range I uses uses assumptions; assumpionsi force ace1 contractor) Case name mmm m mmmmm hhmim 17 mmm Critical assumptions: I Loaa Growth. fl o I 3.0%1 1.0% ea Fuei PriceGrowth . o i 0.5%1 oI o Real iscount Rate 1.9%1 1.9%i o f o Hydro Capital Cost a . it - y ro Fixeda E esu1997-2034) Diesel -Only system I I Diesel Fuel I Diesel nonfuel aria e 65,979 45,849 Diesel apace i I ys em ixe 2,310,152 otal Costof iesePower i o I With Hydro I I Diesel Fuel iese non ue Operating Diesel apace 1 y ro Construction 1 , ys em ixe 1 , 1,986,933 Totalos with Hydro Power 1 , i Net Benefitof Hydro roject I , (parentheses indicate negative numbers) 1 1 Probability Distribution of Results. Because there are only two critical assumptions with probabilities attached to three different values for each assumption, there are a total of 9 cases forming the probability distribution. Figure 2 shows this distribution assuming the high construction cost (contractor basis). Rural Hydra Phase 2 Economic Evaluation 1 /4/98 page 7 Figure 2: Probability Distribution of Net Benefits: Contractor Cost Probability Distribution of Net Benefits: Old Harbor IZ prob 0.35 0.3----- - - - - -- ----------------------- 0.25--___-__------- - - - - -------- - - - - -- 0.2.------ - - - - -y---- - - - - -- m 0 0.15----- - - - - -- ----------9------------- a 0.1. - - - -----r---- - - - - --------- - - - - -- R J 0.05 ---- -- ---- - - -------- - - - - -- 0 M QL V: N Q N V CD CO O 0 0 09 0 0 0 0 0 r Net Benefits (million 1997$) Using the low capital cost (force account basis) assumption increases the net benefits of all 9 cases by about $1 million. Figure 3 therefore shows the same distribution as above but shifted $1 million to the right. Figure 3: irobabillty ui;stribution of Net lenefits: Force Account Cost Probability Distribution of Net Benefits: Old Harbor 0.3 0. 0.2 N Q f0 CR O N d' U0 QD Q 4 O O Net Benefits (million 1997$) pr°b Rural Hydra Phase 2 Economic Evaluation 114198 page 8 2.4. Break-even Analysis Load Growth and Fuel Price Growth. In this analysis the major uncertainties are the future growth in loads and real fuel prices. Figure 4 shows the combinations of these two variables that lead to net benefits of zero, under both the high and low construction cost assumptions. To fix the interpretation of this figure, consider the lower line, which shows breakeven combinations for the low (force account) construction cost. This line crosses the horizontal axis where load growth equals about 1.0%. This means that the combination of 1.0% load growth and flat (real) fuel prices is sufficient to produce zero net benefits with hydro. All combinations above each line yield positive net benefits; all combinations below each line yield negative net benefits. Figure 4 Breakeven Combinations of Load Growth E and Real Fuel Price Growth 4.0% construction Cost 3.7 million 3.0%--------------- ---- - - - --. $_Construction Cost 2.6million 2.0°%.---- - - - - - - ---------------------- U'y 1.0%--------------- ' m -1.0%------- - - - - -- - - - - -------- - - - - -- U- -2.0%---------------------------------- --- 4 -3.0% II 0.0% 1.0% 2.0% 3.0% Load Growth Discussion. The Old Harbor analysis is well summarized by Figure 4 above. It shows that under the assumption of a low construction cost, the project is economic under a wide range of load growth and fuel price growth rates. If contractor labor is used and the construction cost is consequently high, there are not very many plausible combinations yielding positive net benefits. However, since the project has substantial excess energy production at zero marginal cost, any immediate and substantial t increase in loads, such as off-peak heating or fish processing, would dramatically improve the economics. This analysis differs from the phase 1 evaluation in two ways. First, the construction cost estimates are about $1.6 million higher. Second, this increase is partially offset by a revised estimate of O&M costs which suggests that nonfuel O&M for the Old Harbor power system is lower with hydro than it is without. However, this 0&M savings has a Rural Hydro Phase 2 Economic Evaluation 114/98 page 9 I present value of only about $300,000. This is not enough to offset the increase in construction costs. Therefore, the net economic benefits of the Old Harbor project are reduced across the board by about $1 million from those reported in phase 1 of this study. 2.5. Old Harbor Financial Analysis: Assumptions Purpose of the Financial Analysis. The purpose of the financial analysis is to tame account of the timing of actual cash flows -- especially debt service -- and to put these cash flows into the broader context of the utility's overall finances. One reason for doing this is to see if the timing of costs and benefits requires changes in rates in order to cover expenses. In particular, there are three ways that conventional debt financing and ratemaking can lead to initial rate increases when a capital -intensive project such as hydro is put on line. These problems are listed in order of increasing importance for rates: Problem 1: Conventional debt usually requires constant nominal dollar payments to repay debt. Such payments are declining when expressed in real dollars, which means that the real capital cost payments are front -loaded onto the early years. Problem 2: In addition to the front -loading caused by constant nominal debt service, conventional utility ratemaking usually calculates revenue requirements using depreciation plus interest. Since first -year depreciation greatly exceeds the first -year component of debt service that represents principal, this ratemaking practice leads to a further potential for front -loading of costs onto rates. Problem 3: Lenders (or political regulators) may require that expected utility revenues be sufficient to provide a "cushion" of positive net earnings that allows for some volatility in actual revenues without jeopardizing the ability to make interest payments. Typically this is expressed as a required ratio of: TIER= Times Interest Earned Ratio = (Net Income + interest)/Interest For example, the minimum required TIER imposed by the federal government on borrowers from the Rural Utilities Service is 1.5. Golden Valley Electric Association is a regulated cooperative and has an approved target TIER of about 1.8. Scope of the Financial Analysis. The issues above must be addressed on a utility - wide basis. The financial analysis model is therefore designed to project the expenses of the entire AVEC utility system in a simplified way that captures the following key assumptions: Rural Hydra Phase 2 Economic Evaluation 1/4/98 page 10 • Some costs are relatively fixed, so that ongoing load growth tends to keep inflation - adjusted costs down. • The hydro project is a small piece of the total AVEC system. It is important to consider this relationship to the total system because the cost (and benefits) of hydro will be shared by all AVEC members. • AVEC has historically borrowed at subsidized interest rates of about 2%. Current rates are about 5%. This puts some "background" upward pressure on rates with or without hydra. • Customer class structure is assumed constant, so that growth in loads translates directly into revenue growth at existing rates. Determination of Revenue Requirements, The analysis determines annual revenue requirements for the entire electric system with and without the hydro project. First, the cost of service is calculated using financial accounting costs. I call this the accrual basis cost of service. To the cost of service is added the requirement for a cushion of net income, or "margin" sufficient to provide for the target TIER. Fuel + Other Operating + Depreciation + Interest Cast of Service + Margins. = Revenue Requirement Specific Financial Assumptions. The following specific assumptions, repeated from Table 1 above, are used: Fin-a—ndal Parametem IN-Ra e t Interest ate o a New Uebt issuance Cost a of face va u a Inflation ate 3.0%J arget I I LK Ratio 2.001 Plant Additions. Book Life o e t I o quiff ew ifesel 101 a a ew Hydro 30 o ATFo er ew an o a The debt issuance cost is set to zero assuming the continued use of traditional financing sources. The average 20-year life of all other electric plant was determined from analysis of current depreciation expense relative to plant amounts. The debt repayment term is the same as the book life for each type of plant. Constant nominal payments of [principal + interest] are assumed. I Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 11 1 In addition to these parameters, I use the following key assumptions to project future expenses: • Fuel expense increases with load and inflation. (No further increase in fuel efficiency is assumed). The same load growth used for Old Harbor is used for the rest of the system in each run. • The economic model already projects diesel generator and hydroelectric plant in service for Old Harbor. To project all other plant (including production plant in all other villages), I assume that this other net plant in service grows with load. On a nominal -dollar basis, required net plant also grows with inflation. • Admin & General costs are fixed in real dollars. They grow in nominal dollars with inflation. Distribution 0&M is also fixed in real dollars. • Production nonfuel operating costs (mostly labor and overhauls) are partly fixed. They grow in real terms at half the rate of load growth. 2.6. ' Old Harbor Financial Analysis: Results ' Revenue Requirements without Hydro. Table 5 shows the projected cost of service for the system without hydro. The main forces acting on all costs are 3% inflation and 2% load growth. 7 Table 5: AVEC Revenue Requirements Without Hydro for mid -range assumptions (nominal dollars, case mmmmm) Gost of Service Without Hydro 1997 2002 2005 2010 2020 2030 Fuel 4,717,533 6,190,593 7,286,897 9,562,246 16,466,242 28,354,962 + Other Operating 8,394,901 10,023,000 11,151,224 13,327,714 19,074,868 27,370,086 + Depreciation 3,202,178 3,546,551 3.880,052 4,681,914 7,603,948 12,029,297 + Interest 769,430 1,811,043 2,417,581 3,407,304 5,526,295 8,584,118 = Cost of Service 17,084,043 21,571,186 24,735,854 30,979,179 48,671,353 76,338,463 + Margins 789,430 1,811,043 2,417,681 3,407,304 5,526,295 8,584,118 = Revenue Requirement 17,853,473 23,382,229 27,153,536 34,386,483 54,197,648 84,922,581 Figure 5 shows projected revenue requirements under utility basis accounting without hydro. The figure shows how a diesel -based utility has relatively low capital costs and relatively high operating costs. Rural Hydro Phase 2 Economic Evaluation 114198 page 12 Figure 5: Revenue Requirements, No Hydro, midrange assumptions AVEC system revenue Reqts -- No Hydro 120,000,000 100,000,000 --------------------------- 80,000.000 ------_--- Margin - - -- 60.000.000 ----------------------------------- 40.000,000- ---- -- --------- - - - - -- 20,000.000 Othr Op Fuel 0 . n (n M LO M uO n M r a) m O O O O O r r N N N N N [7 C''1 Q� Q1 O O O O O O O O O O O O O O O O O r N N N N N N N N N N N N N N N N N Interest Deprec E Interest M Deprec p Othr Qp Difference in Revenue Requirements due to Hydro. With this context established, we now consider the difference in revenue requirements due to the hydro project, under various sets of assumptions. Table 6 summarizes these differences for the midrange assumptions (case mmmmm). Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 13 1 Table 6: Differences in AVEC System Revenue Requirements due to Hydra midrange assumptions, case mmmmm ney increases (Decreases) in Gost Due to Hydro 1997 2002 2005 2010 2020 2030 Fuel 0 (86,965) (102.366) (134,330) (231,317) (398,328) Other Operating 0 (17,195) (18.907) (22,165) (30,557) (42,325) Depreciation 0 129,288 129,288 129,288 83,891 (21,209) Interest 0 184,730 174,078 152,463 78,260 (10,830) Cost of service 0 209,859 182,093 125.257 (99,722) (472,692) Margins 0 184,730 174,078 152,463 78,260 (10,830) Revenue Requirement 0 394,589 356,171 277,721 (21,461) (483,522) Average CosfComparison Cost of Service 1997 2002 2005 2010 2020 2030 Without Hydra 37.6 43.0 46.5 52.7 67.9 87.4 With Hydro 37.6 43.4 46.8 52.9 67.8 86.9 Difference 0.0 0.4 0.3 0.2 (0.1) (0.5) Revenue Requirements Without Hydro 39.3 46.6 51.0 58.5 75.6 97.2 With Hydro 39.3 47.4 51.7 59.0 75.6 96.7 Difference 0.0 0.8 0.7 0.5 (0.0) (0.6) o Changes due to Hydro 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% 1.0% 0.7% 0.4% -0.2% -0.6% Change in Revenue Req't 0.0% 1.7% 1.3% 0.8% 0.0% -0.6% a-- U1W 1n1 V44-AM Sf1VUL ne1_4en The economic analysis above showed that in this case (mmmmm) the hydro project has net economic benefits of-$410,000 in present value. Reflecting this fact, the table shows that the annual cost of service is higher with hydra until at least 2010. The actual "crossover year" during which with -hydro cost of service fails below without -hydro cost for case (mmmmm) are as follows: Cost of Service Revenue Re 'ts 2016 2021 Figure 6 summarizes what is going on. It shows the difference in the cost of service (as bars) and the main components of that difference (as lines). Since margin=interest for the assumed target TIER of 2.00, the lines for interest and margins lie on top of each oher. There is a spike in year 2001 due to the interest and associated margins on the hydro outlay. In 2002, depreciation jumps and fuel prices drop as the hydro plant is placed in service. During the first 14 years of operation, the interest plus depreciation on the hydro project exceed the operating savings, which are almost entirely fuel. Throughout the project life interest declines and depreciation stays constant, while fuel savings increase with inflation, load, and (in this case) 0.5% real growth in fuel prices. Rural Hydro Phase 2 Economic Evaluation 114198 page 14 I Figure 6: Components of Difference in Revenue Requirements due to Hydro mid -range assumptions, case mmmmm Differences in Revenue Requirement due to Hydro (Accrual Basis Acounting, Margins Included) 6oa,000 400.000 200,000 0 E 5 (200,000) (400,000) (600,000) (&00,000) rr M M LO n rn n LO n rn r M LO n rn M a) co O O O O O r r N N N N N c] Cn rn rn 0 0 O 0 0 0 O 0 0 0 0 0 0 0 O 0 O r r N N N N N N N N N N N N N N N N N year i_ Margin _ Interest �— Deprec Other Op Fusel ResuEts for Other Sets of Assumptions. Table 7 shows the difference in cost of service for all six combinations of construction cost and fuel price escalation. The main conclusion to note is that with the low (force account basis) construction cost, the cost of service drops immediately under all fuel price scenarios, because the first year fuel savings exceed the first year sum of hydro depreciation plus interest. Rural Hydro Phase 2 Economic Evaluation 114198 page 15 Table 7: Summary of Revenue Requirement Impacts of Hydro Old Harbor Financial ResultsSummary: Increase(Decrease) in Average Revenue Requirement due to Hydro (includes margins Load Fuel Current Dollars % Change from Diesel-on! Growth rowt 2002 2005 2010 i 2020 2030 2002 } 2005 2010 1 2020 2030 Contractor cost } mid Clow 3 6, 73 1 360, 116I _ ..) I J, (473,073) o 1.3%1 0.8%1 i 0.0% - .5% amid 394.589 (_ . (433,522) . ei a o o _ WO - , a high 3 33 + 3I,' ] of 1.3%1 0.7%1-0.1% - 0. 7:a Force account cost mid low _ f ] ,3 -- 23, of 0.9%1 0.5% -o.2% - .] o Imid 247,802 ], ]D _,_ 3,5 of . o o - . o - . o thigh 243,399 ,_ 131,474 (171,450)3r, ] o O 0. o - o ./ a Most Optimistic (uses Force Acct Cost) high I high -Most 1 -238,733 1 198,0.')6,3 I (230,014) o f o U._ a- a- o Pessimistic uses Contractor cast low low 400,893 1 367,7851 jU1,603 63,694 (36j,995)]a j o 1.0%1 o- a 1 Discussion of Results. The financial analysis shows that even under themost optimistic assumptions, average AVEC revenue requirements would increase systemwide by about 1 percent when the project first goes online. Under the most pessimistic assumptions, revenue requirements would increase by almost 2 percent. A significant portion of this increase is in the form of required margins to meet a TIER of 2.0. These margins ultimately accrue to the benefit of member -ratepayers, but they nonetheless result in higher current rates. Even when margins are excluded, and using the low (force account) cost basis, under mid -range assumptions about load and fuel price growth the systemwide cost of service is higher with hydro until the year 2012. Nonetheless, the relative change in revenue requirements is still minor, as shown in Figure 7. Rural Hydra Phase 2 Economic Evaluation 1I4I98 page 16 Figure 7: Average AVEC revenue Requirements without and With Hydro (systemwide, includes margins) 120.0 100.0 :IIM 3 m 60.0 a h c 40.0 20.0 0.0 C7 CO _ NU') CO Q � o M M O 4 O O O O O Q Q Np p i T N N N N N N N N N N N N �I i without hydro ....... w ith hydro Rural Hydro Phase 2 Economic Evaluation 114/98 page 17 APPENDIX C: REPORTS ON ECONOMIC AND FINANCIAL ANALYSES 2. Unalaska 1 Rural Alaska Hydroelectric Assessment: Phase 2 Economic and Financial Analysis of Hydroelectric Projects in Unalaska, Alaska prepared by: Steve Colt Institute of Social and Economic Research (sgcolt@aol.com) prepared for; Locher Interests and State of Alaska Department of Community and Regional Affairs Division of Energy .January 4, 1997 1. Introduction This memorandum summarizes the phase 2 economic and financial analysis of two candidate hydro projects in Unalaska: Pyramid Creek Alternative #4, a 600 kW project Pyramid Creek Alternative #1, a 50 kW power -recovery project The economic analysis is essentially the same as that used in the Phase 1 final screening analysis. Some assumptions have been revised and some uncertainties resolved, as noted in the text below. The financial analysis provides a projection of nominal dollar cost of service and revenue requirements with and without hydro to the City of Unalaska and it's ratepayers. Section 2 contains the updated economic analysis. Section 3 contains the financial analysis. Rural Hydra Phase 2 Economic Evaluation 1I4198 page 1 2. Economic Analysis -- Pyramid Creek Alternatives #4 and #1 3 2.1. Baseline Economic Data and Assumptions Total energy requirements (net of station service) in Unalaska were about 28,746,000 kWh in 1996. The load far exceeds the output of the proposed Pyramid Creek projects; load growth is unimportant. The system peaks in winter and the annual load is fairly constant. This analysis mainly considers Pyramid Creek Alternative #4, which would have a nominal rated power output of 600 kW and an energy capability of 2,570,033 kWh per year. (Section 2.5 considers the economics of Pyramid Creek #1 power recovery project.) Figure 1 shows the output of the project compared to current diesel generation. Figure 1 Pyramid Creek (#4) Hydro Output vs Diesel Generation 3,000,000 2,500,000 2,000,000 1,500,000 Y 1,000,000 500,000 f hydro ------------------------- - diesel i ---------------------------------- c -0 `a n }. c 5 a� a > c) The current City utility diesel system consists of 7.5 MW of installed capacity, with a current average efficiency of about 13.6 kWh/gallon (measured after station service). Table 1 summarizes the baseline data and assumptions for Unalaska. Project timing assumptions are not shown in the table Rural Hydro Phase 2 Economic Evaluation 114198 page 2 I Table 1: Pvramid 94 Ra--qPiinn Fr`nnnmir r1n+-% nnr4 A�r.,,,.....s:. Energy Requirements ;Actual Actual o e i eneration ! yr 25,487 29,574 esS: tatlon VC _ a us ar equiremen s yr 4,28,746 i j Peak LoadatStation) Load tactor 1 ea oaa at busbar) 1 Fuel Prices and Efficiency I ota Lie ost - ota a ons use I000 ga verage nce ga . r o e ase nce Vgalr Vg Fusbar Efficiency ga o eBase Effictizrcy ga Financial Parameters I em3n2e t nterest ate I a -6t o ew e t Issuance Cost ; o face va u 2.0% r- 1 n anon Rate a _ o arget 71 E R R atio I ant loons: Boo i e o e t o ui New iese a a fNew Hydro I of er New Plant I o, a. Mesel Operating Parameters ; ax hours per yr -7 Initial Cum Litetime Hours i ours nit 1, Exist i n: x1st UnitExist New Diesel Units 2,500j Unit J must -run time rs 175 lRequired Reserve argin a o I ew & ReplacementDiesel Cos I [New Diesel CapitalCost New Diesel Efficiency omposite Overhaul cost kWhigal [incl-uded in fixed t er non ue vana e u e of -Operating Hydro arame ers i y ro nergy apa i i —iv yr 2,570 y ro E Fecte Capac1 Hydra artective availability 9 8. Uo et additional nonfuel ue to hydro yr .A Assumptions about Timing. The project is assumed to be constructed in 2001 and to go online on January 1, 2002. All construction outlays are modeled as if they were Rural Hydro Phase 2 Economic Evaluation I 1/4/98 page 3 made on January 1, 2001. This is a good approximation of the actual procurement pattern, which might involve procurement and outlays from about July, 2000 through l December 2001 in order to achieve the online date of January 1, 2002. 1 2.2. Pyramid #4 Critical Assumptions Table 2 summarizes the values used for the critical assumptions. In this analysis, load growth is unimportant, the real discount rate and the with -hydro net O&M amounts are treated as certain, and the two values for hydro capital cost result from a future policy judgment. Thus, only fuel price growth remains to be treated using a range of 3 values. Table 2: Pvrnmiri Crank Iffdl rr�+�►-�� eccw,�+:�..,.. Probabilities below each) 3 I units ow I I �g Loadro I i nergy Keqts and PeaKrowt a yr not o not ' use use I ruel Price GrovAn 9/olyr o; U. o I o . I i � Real iscoun a e o yr not o not I ! used 1.001 ! use I Hydro Capifil CostI I not I i used I ! I Net nonfu—e—M&M clue to y ro yr T i not used 0 1.uu1 1 not use Load growth is not important for this project. Fuel price growth (in real dollars) could occur because of efforts to address greenhouse gas emissions through taxation of carbon -based fuels, or the imposition of more stringent marine transportation standards. Note that growth in real fuel prices also has the same effect on the analysis as a possible reduction in fuel efficiency due to more stringent air quality standards. Because the price of crude oil represents only about 50% of the delivered cost of utility diesel to Unalaska, the midrange assumed rate of increase (0.5%) is roughly consistent with a 1.0% annual increase in crude prices. The real discount rate of 2.91 % is derived from the assumed nominal interest rate of 6% and the assumed inflation rate of 3%. (The exact calculation is: .0291 = (1.0611.03) - 1). The results present dollars discounted back to 1997. Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 4 I a The low value for hydro capital cost is based on a force -account approach using local labor. The higher value for hydro capital cost is based on a contractor approach. For the Unalaska analysis an incremental approach to nonfuel O&M makes more sense than a computation of total nonfuel O&M with and without hydro. The City is confident that existing labor can be redeployed for routine maintenance. Beyond this, the project team feels that being a larger utility. Unalaska should have less of a need than Old Harbor for imported skilled labor for hydro 0&M. For this reason we should expect that the incremental 0&M associated with hydro would be less than in Old Harbor. Balancing this factor, however, is the fact that it is unlikely that the small amount of hydro energy (relative to total diesel output) will result in any reduction in diesel overhaul costs. Considering all these factors and applying them to the Old Harbor case where the net nonfuel 0&M due to hydro was-$13,000 per year, I arrive at a value of zero for the net O&M due to hydro in Unalaska. 2.3. Pyramid #4 Economic Analysis Results Range of Results. The Pyramid Creek #4 project has significant positive net benefits under all plausible assumptions. Under mid -range assumptions about fuel price growth, the project has a present value of net benefits of about +$1.6 million using the low capital cost, and net benefits of *$1.0 million using contractor costs. Under the most pessimistic set of assumptions (zero fuel price growth and high construction cost), the net benefits are still +$0.7 million. Under the most optimistic assumptions (1.5% fuel price growth and low construction cost), the project has positive net benefits of about $2.2 million_ Table 3 summarizes this range of results. Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 5 Table 3: Results Summary: Pyramid Creek #4 Net Benefits of Hydro, Real $ NPV over 35 years Force Acct Contractor most most Costs, Costs, optimistic pessimistic mid -range mid -range (uses (uses fuel growth fuel growth force acct) contractor) Case name mmm m mmmmm m h mim m mmm Critical assumptions: Cl: Load Growth 2.0% 2.0% 2.0% 2.0% C2: Real Fuel Price Growth 0.5% 0.5% 1.5% 0 0% C3: Real Discount Rate 2.9% 2.9% 2.9% 2.9% C4: Hydra Capital Cost 1,557,900 2,177,800 1,557,900 2,177,800 C5: With -hydro Fixed O&M 0 0 0 0 esu - Diesel -Only System Diesel Fuel 58,729,489 58,729,489 71,333,896 53,513,931 Diesel nonfuel Variable 1,943,222 1,943,222 1,943,222 1,943,222 Diesel Capacity 3,747,387 3,747,387 3,747,387 3,747.387 System Fixed O&M 0 0 0 0 Total Cost of Diesel Power 64.420,098 64,420,098 77.024.505 59,204,541 With Hydro Diesel Fuel Diesel nonfuel Operating Diesel Capacity Hydro Construction System Fixed O&M Total Cost with Hydro Power Net Benefit of Hydra Project (parentheses indicate negative numbers) 55,765,038 1,845,485 3,747,387 1,388,881 0 62,746,792 55, 765, 038 1,845,485 3,747,387 1,941,527 0 63,299,438 67,716,691 1,845,485 3,747,387 1,388,881 0 74,698,444 1,673, 307 1,120, 661 2,326, 061 50,822,380 1,845,485 3,747,337 1,941,527 0 58,356,780 847,761 Probability Distribution of Results. There are only 3 possible outcomes for each choice of construction regime (force account or contractor). Hence a probability analysis is not necessary. Table 4 summarizes the net benefits for all 6 possible combinations of critical assumptions. Rural Hydro Phase 2 Economic Evaluation 114198 page 6 Table 4: Summary of Net Benefits as a Function of Fuel Price Growth Net Benefits of Hydro High (Contractor) Construction Cost: Low Fuel Price Growth 0.0% 847,761 Mid 0.5% 1,120,661 High 1.5% 1,773,415 Low (Force Account) Construction Cost: Low Fuel Price Growth 0.0% 1,400,407 Mid 0.5% 1,673,307 High 1.5% 2,326,061 Effect of Strearnfiow Restrictions. Possible streamflow restrictions of 1,2, and 3 cfs minimum flow reduce hydro output by between 5 and 15 percent. This reduction reduces the gross benefits similarly and the net benefits by relatively more. Table 5 shows the effects of the restrictions on project net benefits. The table shows that the projett`remains viable with the restrictions. Table 5 Effect of Streamflow Restrictions on Net Benefits Net Benefits of Hydro, Real S NPV over 35 years Force Acct Contractor most most Costs, Costs, optimistic pessimistic mid -range mid -range (uses (uses fuel growth fuel growth force acct) contractor) Case name: mmm m mmmmm mtim m m mmm ream ow: No Restrictions 1,673,307 1,120,661 2,326,061 847,761 Min 1cfs 1,523,059 970,413 2,143,785 710,903 Min 2 cfs 1,349,059 796,413 1,932,694 552,410 Min 3 cfs 1,194,226 641,580 1,744,856 411,376 2.4. Break-even Analysis and Discussion No breakeven analysis seems useful for Pyramid #4 because the net benefits are substantial and positive for all plausible sets of assumptions. Discussion. Pyramid Creek #4 appears to be a very solid project. It does not depend - for economic feasibility on load growth or fuel price increases or any presumed capacity deferral benefits. Furthermore, benefits to the City of Unalaska from reduced air emissions are not considered in coming to this conclusion. Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 7 2.5. Unalaska #1 (50 kW Power Recovery Project) Results Assumptions. This project would produce 319,128 kWh per year using water already diverted to the City water supply system. The project has no firm capacity. All other assumptions are identical to those for alternative #4 as discussed above. The cost estimates are $392,500 (force account) and $509,000 (contractor). Range of Results. This project only produced net benefits under the low construction cost assumption and positive fuel price escalation. Table 6 summarizes the range of results. Tnhlr, A ResultsSummary: Pyramid Creek e ene i o yro, ea over 35 years orce most Costs, mid -range Costs, mi-range I I pessimistic uses uses -case fuelgrowth fuel grow ; Torce acc contractor) name I Critical assumptions: mmm m I mmmmm I m m m I m mmm LOaCI UrowthI 0 2.0%1 a IC2: R—eaTFuel Price Growtho _ o o . Real Discount Kate 2.9%1 2.9%1. o j 2.9% i 4: y ro Capital Cost I392,500 509,000i f . it -yro ixe I U 0 I -- Results:I iese - n y System EMesel Fuel 1 31 iese non ue aria e , I Ease apace ! ,nT o aCost a Rese ower a y ra >ese ue , 17-9,714 iese nonfuel Operatin1,931,085, Diesel apace y ro ons ruc ion e ueo Hydro otal Costwi yro ower Net benefito yro ro�ec (parentheses indicate negative numbers) QQUI%,a. [ V%MIULYI.ALJ, bII=L Sef15 Rural Hydro Phase 2 Economic Evaluation 114/98 page 8 -� Results with Different Assumptions. There are only 3 possible outcomes for each choice of construction regime (force account or contractor). Hence a probability analysis is not necessary. Table 7 summarizes the net benefits for all 6 possible combinations of critical assumptions. Tapia 7 Summary of NetBenefits as a Unction o ue rice row (Unalaska Alterna ve Power ecovery et ene its o y ro High (Contractor) Construction Cost. Low F uel P nce G rowi i U.0% ° High _ ° ow orce ccountConstruction ost: LOW F-uel Hrice rowt ° ivila U. b°30,324 High . ° -,IVU:E . parenzneses inaicate negative numbers source: PYRMID2A.XLS, sheet `sees' Discussion. Although this project benefits from having the associated mob/demob cost allocated to the larger #4 project, it is still only marginally economic. The project's output is much lower than the amount assumed for the phase 1 analysis. It is this drop in output with no corresponding decline in construction cost that accounts for the difference between this analysis and the generally positive economics found during phase 1. I Financial Analysis 3.1. Pyramid #4 Financial Analysis: Assumptions Purpose of the Financial Analysis. The purpose of the financial analysis is to take account of the timing of actual cash flows -- especially debt service -- and to put these cash flows into the broader context of the utility's overall finances. One reason for doing this is to see if the timing of costs and benefits requires changes in rates in order to cover expenses. In particular, there are three ways that conventional debt financing and ratemaking can lead to initial rate increases when a capital -intensive project such as hydro is put on line. These problems are listed in order of increasing importance for rates: Problem 1: Conventional debt usually requires constant nominal dollar payments to repay debt. Such payments are declining when expressed in real dollars, which means that the real capital cost payments are front -loaded onto the early years. Rural Hydro Phase 2 Economic Evaluation 114198 page 9 I Problem 2: In addition to the front -loading caused by constant nominal debt service, conventional utility ratemaking usually calculates revenue requirements using depreciation plus interest. Since first -year depreciation greatly exceeds the first -year component of debt service that represents principal, this ratemaking practice leads to a further potential for front -loading of costs onto rates. Problem 3: Lenders (or political regulators) may require that expected utility revenues be sufficient to provide a "cushion" of positive net earnings that allows for some volatility in actual revenues without jeopardizing the ability to make interest payments. Typically this is expressed as a required ratio of: TIER= Times Interest Earned Ratio = (Net Income + Interest)/Interest WFor example, the minimum required TIER imposed by the federal government on borrowers from the Rural Utilities Service is 1.5. Golden Valley Electric Association is a regulated cooperative and has an approved target TIER of about 1.8. Unlaska is an unregulated municipal, but might be subject to a TIER requirement as part of a debt covenant. Scope of the Financial Analysis. The issues above must be addressed on a utility - wide basis. The financial analysis model is therefore designed to capture the following broad phenomena which apply to the City of Unalaska electric system: • Some costs are relatively fixed, so that ongoing load growth tends to keep rates down. • The hydro project is a relatively small piece of the total system in terms of output, although it would be a significant part of the asset base. It is important to consider this relationship to the total system because the other costs (distribution, admin, etc.) act as a sort of financial ballast on rates even when production costs are changing rapidly. • A significant portion of current plant in Unalaska has been grant -financed, but this is not expected to continue. So future depreciation and interest to maintain current levels of plant will be higher. This puts some "background" upward pressure on rates with or without hydro. • Customer class structure is assumed constant, so that growth in loads translates directly into revenue growth at existing rates. Determination of Revenue Requirements. The analysis determines annual revenue requirements for the entire electric system with and without the hydro project. The cost of service for a nonprofit utility is typically computed in one of two different ways. The accrual basis calculation uses financial accounting costs, including depreciation, while the cash -basis calculation uses debt principal in lieu of depreciation. To the cost of service is added the requirement for a cushion of net income, or "margin" sufficient to provide for the target TIER: Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 10 Accrual Basis Cash Basis Fuel Fuel + Other Operating Other Operating + Depreciation Debt Prinipal Payments + Interest Interest Cost of Service Cost of Service + Margins Margins = Revenue Requirement Revenue Requirement Specific Financial Assumptions. The following specific assumptions, repeated from Table 1 above, are used: Financial Parameters ,Nominal e t Interest Rate !: a o; New Debt Issuance Cost ; a of fac—evalu 2.0%i Inflation Rate I o 3.0%, arget TIER Ratio 1,5, PlantAdditions: Book I-Ife o e t o u! j ew eese 151 o I fl. I ew y ro 1 o o, 1 of er ew ant j o f o, The debt issuance cost adds an additional 2 percent to the cost of the hydro project that is not included in the economic analysis. The average 17-year life of all other electric plant was determined from analysis of current depreciation expense relative to plant amounts. The debt repayment term is the same as the book life for each type of plant. Constant nominal payments of (principal + interest] are assumed. In addition to these parameters, I use the following key assumptions to project future expenses: • The economic model already projects diesel generator and hydroelectric plant in service. To project all other plant, I assume that this other net plant in service grows with load. On a nominal -dollar basis, required net plant also grows with inflation. • Admin & General costs are fixed in real dollars. They grow in nominal dollars with inflation. Distribution O&M is also fixed in real dollars. This assumption is harder to justify but it was used in Unalaska's most recent rate study. • Production nonfuel operating costs (mostly labor and overhauls) are partly fixed. They grow in real terms at half the rate of load growth. Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 11 3.2. Pyramid #4 Financial Analysis: Results Revenue Requirements without Hydro. Table 8 shows the projected cost of service for the system without hydra The main forces acting on all costs are 3% inflation and 2% load growth. Table 8: Accrual Basis Cost of Service Without Hydro for mid -range assumptions (nominal rinlinm rtaca mmmmml a •.- .: ..� �. In addition to the direct cost of service, revenue requirements must also meet the target TIER ratio of 1.5. That means that margins must equal 50% of interest expense. The margins accrue to the utility, so they are like a forced equity contribution from customers. They can be used to fund future capital expenditures or to otherwise keep future rates down. Figure 2 shows projected revenue requirements under accrual accounting without hydro. The figure clearly shows how a diesel -based utility has relatively low capital costs and relatively high operating costs. Figure 2: Revenue Requirements, No Hydro, midrange assumptions Revenue Reqts —No Hydro i 30,000,000 25,000,000 20,000,000 15,000,000 10,000,000 i 5,000,000 FJ rn o d O a N W) CO r v f+ O M M a� o 0 a 0 0 0 0 0 0 o a CD0 N N N N N N N N N N N N N Interest j Deprec i i I i r Margin � I Interest Deprec 1` ❑OthrOp p Fuel Rural Hydro Phase 2 Economic Evaluation 114198 page 12 Revenue Requirements with Hydro. Table 9 and Figure 3 show the same projections for the system with the Pyramid #4 hydro project included. Close inspection of the figures or tables shows that the cost of service and revenue requirements are generally lower with hydro after about the year 2005, as we would expect given the positive net economic benefits of hydro. The main point of these presentations, however, is to show that the hydro project has a very small effect on the evolution of total system costs. Table 9: Cost of Service with Hvdra_ mirirnnria ncciimr+;nnc (r7cn .,,�_x _., .. •• 11 11 1 1 1 1 1 1 • r. •�. .. ; .. • �: • • ••TUNWIgrAMMgJAIMMU • •• 1•• ••• ..� .. .� ..• RM - 1 1•• •. • Figure 3: Revenue Requirements with Hydro, midrange assumptions Revenue Reqts —With Hydro 30,000,000 25,000,000 20,000,000 15,000,000 10,000,000 5,000,000 ti O M c0 M N LO CO Q ti O M M Q7 O O O O O O O O Q C3 4 O CDN N N N N N [V N N N N N N Interest Deprec IX 9 y Interest � Deprec a Oth r Op p Fuel Difference in Revenue Requirements due to Hydro. With this context established, we now consider the difference in revenue requirements due to the hydro project, under various sets of assumptions. Table 10 summarizes these differences for the midrange assumptions (case mmmmm). Rural Hydro Phase 2 Economic Evaluation 114198 page 13 Table 10: Differences in Revenue Requirements due to Hydro, midrange assumptions Key increases(Decreases) in Cost ue to y ro Accrual Basis Cost of Servic 1997 2002 2005 2010 2020 2030 Fuel 0 (164,875) (182,880) (217,361) (307,054) (433,758) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Depreciation 0 81,704 81,704 81,704 81,704 81,704 Interest 0 148,112 141,709 128,205 85,961 10,281 Total (Accrual] Cost of Se 0 59,101 34,152 (14,849) (149,340) (355,133) Cash Basis Revenue Requirement Fuel 0 (164,875) (182,880) (217,361) (307,054) (433,758) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Debt Principal 0 33,522 39,925 53,429 95,682 171,352 Interest 0 148,112 141,709 128,205 85,951 10,281 Required Margin for TIER 1. 0 74,056 70,854 64,103 42,976 5,141 Total [Cash] Revenue Req 0 84,975 63,227 20,978 (92,386) (260,345) The economic analysis above showed that in this case the hydro project has net economic benefits of $1.1 million in present value. However, this table shows that the annual cost of service is higher with hydro until at least 2005. The actual "crossover years" during which with -hydro cost of service falls below without -hydro cost for case (mmmmm) are as follows: Accounting Basis Cost of Service Revenue Re 'ts Accrual basis2009 2014 Cash basis 2004 2013 Figure 4 summarizes what is going on. It shows the difference in the cost of service (as bars) and the main components of that difference (as lines). There is a spike in year 2001 as the interest on the hydra outlay kicks in. In 2002, depreciation jumps and fuel prices drop as the hydro plant is placed in service. During the first 7 years of operation, the interest plus depreciation on the hydro project exceed the operating savings, which are almost entirely fuel. Throughout the project life interest declines and depreciation stays constant, while fuel savings increase with inflation and (in this case) 0.5% real growth in prices. (Fuel savings do not of course increase with load). Rural Hydro Phase 2 Economic Evaluation 114/98 page 14 Figure 4: Effect of hydro on cost of service, case mmmmm Differences in Cost of Service due to Hydro (Utility Basis Acounting, Margins Excluded) 200 000 100,000 0 (100,000) o (200,000) (300,000) (400,000) (500,000) ! (600,000) ! t- O M to M N LO co O cl M m Q O O 0 r N N CV M M n c, 0 0 0 0 0 0 0 0 0 0 0 0 0 - CV N N N N N N N N N N N N 3 year +_ Fuel Other Op —� Deprec The relative increase in early costs, however, are small, as shown in Table 11. For example, using the cash basis of accounting, which is what some lenders would probably do, the initial difference in revenue requirements is only 1.5%. Table '11 is Change in Lost ana revenue Keq•ts aue to rlyaro, case mmmmm /o cnarrges due to Hydro - Accrual Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% 1.1% 0.5% -0.2% -1.1% -1.6% Change in Revenue Req'ts 0.0% 2.3% 1.6% 0.5% -0.7% -1.6% Cash Basis Change in Cost of Service 0.0% 0.2% -0.1 % -0.5% -1.0% -1.2% Change in Revenue Req'ts 0.0% 1.5% 0.9% 0.2% -0,6% -1.1% Difference from Existing Rates. In FY97, the Unalaska Electric Enterprise Fund ran a surplus of about $360,000, or 7% of revenue. (This number corresponds to the "margin" in this analysis). If this surplus could be maintained, it would more than cover any required increases in revenue requirements due to hydra debt. However, the budgeted surpluses for FY97 and FY98 are essentially zero. If lenders expect the budgeted surplus of zero to occur, they might push for slight changes in rates to meet a target level of margins. Results for Other Sets of Assumptions. Table 12 shows the difference in cost of service for all six combinations of construction cost and fuel price escalation. The main conclusion to note is that with the low (force account basis) construction cost, the cost Rural Hydro Phase 2 Economic Evaluation 114198 page 15 1 of service drops immediately under all fuel price scenarios, because the first year fuel savings exceed the first year sum of hydro depreciation plus interest. Table 12: Summary of Accrual Racic r'.nct of Saniirrn _F uva.._ Pyramid Financial Results ummary: Increase (Decrease) in Accrual Basis Cost of Service due to Hydro (based on depreciation plus interest and excludes margins) Current Dollars % Change from Diesel -only 2002 2005 2010 2020 2030 2002 2005 2010 2020 2030 Contractor cost Fuel growth: low 63:162 41.306 (1.203) (116.062) (289,307) 1.1% 0.6010 0.0% -09% 0.o% mid 59.101 34,152 (14,849) (149.340) (355,133) 1.1% 0.5% -0.2% -1.1% D.09'o high 50.734 19.078 (44.707) (22--1.866) (522.752) 0.9% 0.3°6 -0.5% -1.5% 0.0% Force account cost Fuel growth: low (2.254) (22,288) (60.953) (163.784) (315,490) 0.0% -0.3% -0.7% -1.2% 0.0% mid (6.315) (29,441) (74,599) (197.062) (381,316) -0.1% -0.5916 -0.9% -1.4% 0.0% high (14.682) (44,316) (104.456) (275.588) (548,935) -0.3% -0.7% -1.2% -1.8% 0.0% Table 13 shows the same summary but uses the cash basis revenue requirements as the measure of cost. This table shows the changes in revenue requirements due to hydro under a ratemaking procedure that requires revenue to cover debt principal payments, interest, plus 50% of interest as a margin. (So that (i nterest+ma rg in)/i nte rest = 1.5 = target TIER). The higher interest expense from hydro is amplified by the requirement to provide for a margin and as a result revenue requirements with hydro are higher until about 2010. Table 13: Summary of Cash Basis RP_vP_nt]a Ranitiramnnt Imnmrfc ^f {-wAr„ Pyramid Financial Results ummary: - Increase (Decrease) in Cash -Basis Revenue Requirements due to Hydro (based on on debt principal payments plus interest and includes margins) Current Dollars %CChange from Diesel-only- 2002 2005 2010 2020 2030 2002 2005 2010 2020 2030 Contractor cost Fuel growth: low 89,035 70,380 34,624 (59,108) (194,518) 1.6% 1.1% 0.4% -0.4% -0.9% mid 84,975 63,227 20,978 (92,386) (260,345) 1.5% 0.9% 0.2% -0.6% -1.1% high 76,607 48,152 (8,880) (170,912) (427,964) 1.3% 0.7% -0.1% -1.1% -1.6% Force account cost Fuel growth: low 16,255 (1,489) (35,324) (123,042) (247,683) 0.3% 0.0% -0.4% -0.9% -1.2% mid 12,194 (8,642) (48,970) (156,320) (313,509) 0.2% -0.1% -0.6% -1.1% -1.4% high 3,826 (23,717) (78,828) (234,846) (481,128) 0.1% -0.3% -0.9% -1.5% -1.8% Discussion of Results. The financial analysis shows that some very minor increases as measured by cost of service occur with contractor construction cost but not with force account construction cost. if a TIER requirement of 1.5 is imposed and some margins must be recovered in revenue, then the hydro project causes initial increases in revenue requirements for the first 5-10 years even with low construction cost. Collected margins accrue to the benefit of the utility, which as a municipal entity is Rural Hydra Phase 2 Economic Evaluation 1/4/98 page 16 controlled by its ratepayers. In any event, the pyramid ##4 hydra project would be a relatively small piece of the overall utility system, especially as time passes and load grows. Its effects en system costs and revenue requirements in the early years are quite modest in all cases. The maximum first year impact reported above, under the most pessimistic assumptions, is only 1.6%. In summary, the Pyramid #4 project has very minor financial impacts because it plays a modest role in overall utility operations. This overall conclusion is clearly shown in Figure 5, which shows the average cost of service with and without the hydro project under midrange assumptions. Figure 5 Average Cost of service without and With Hydro (Accrual Basis, excludes margins) 500 45.0 40.0 f 35.0 30.0 i 25.0 Ln 20.0 m 15.0 10.0 I i 5.0 0.0 j O O O O N r -r N N N M M to M O O O O O O O O O O 0 0 O N N N N N N N N N N N N N 3.3. Financial Analysis of Combined Alternatives 4 plus 1 w Rhout hydro .. _ .. w b hydra The addition of the alternative #1 power recovery project has little effect on the cost of service. The initial increase (year 2002) in cost of service goes up by about one half of one percentage point when alternative #1 is included with #4. Table 14 summarizes the effects of the combined projects under midrange assumptions and the appendix provides more details, including a summary for force account construction costs. Rural Hydro Phase 2 Economic Evaluation 114198 page 17 l f 1 Table 14: Financial Impacts Summary for Combined Alternatives #1 and #4 case mmmmm (contractor cost, 0.5% real fuel price growth) trey increases (Decreases) in Gost Uue to Hydro Accrual Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (185.348) (205,588) (244,352) (345,182) (487,619) Other Operating 0 (6,565) (7,173) (8,316) (11,176) (15,020) Depreciation 0 100,801 100,801 100,801 100,801 100,801 Interest 0 182,729 174,829 158,169 106,040 12,684 Total [Accrual] Cost of Servi 0 91,616 62,868 6,303 (149,517) (389,154) Cash Basis Revenue Requirement Fuel 0 (185,348) (205,588) (244,352) (345,182) (487,619) Other Operating 0 (6,565) (7,173) (8,316) (11,176) (15,020) Debt Principal 0 41,356 49,256 65,916 118,045 211,401 Interest 0 182,729 174,829 158,169 106,040 12,684 Required Margin for TIER 1.5 0 91,364 87,415 79,085 53,020 6,342 Total [Cash] Revenue Req't 0 123,537 98,738 50,503 (79,252) (272,211) o Changes -due to Hydro Accrual Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% 1.6% 1.0% 0.1% -1.1% -1.8% Change in Revenue Req'ts 0.0% 3.2% 2.2% 0.9% -0.7% -1.7% Cash Basis Change in Cast of Service 0.0% 0.6% 02% -0.3% -1.0% -1.3% Change in Revenue Req'ts 0.0% 22% 1.5% 0.6% -0.5% -1.2% Rural Hydro Phase 2 Economic Evaluation 114198 page 18 Appendix: Financial Analysis Summaries This appendix contains summaries of the cost of service and revenue requirements, for the following cases: Project Hydro Cost Fuel Price Growth case name Pyramid #4 high low mim.mm Pyramid #4 high mid mmmmm (midrange or "base") Pyramid #4 high high mhmmm Pyramid #4 low low mlmlm Pyramid #4 low mid mlmlm Pyramid #4 low high mhmlm Pyramid [#4 + #11 high mid Pyramid [#4 + #11 low mid Rural Hydro Phase 2 Economic Evaluation mmmmm mmmlm I 1/4/98 page 19 Financial Analysis Summary for case mimmm +te: yrami Load growth= 2.0% mid real fuel price growth= 0.0% low hydro capital cost= 2,177.800 contractor Cost Q @NIce Without Hydro 1997 2002 2005 2010 2020 2030 Fuel 1,583,247 2,026,449 2,349,892 3,007,702 4,927,297 8,072,029 Other Operating 2,327,119 2,768,331 3,073,350 3,660,394 5,204,055 7,421,351 Depreciation 342,417 484,076 539,793 1,020,285 1,748,263 2,569,244 Interest Total Cost of Service 30,742 4,283,525 276,984 5,555,840 422,484 61385,518 750,619 8,439,000 1,261,366 13,140,981 2,031,194 Avg cents/kWh 16.0 18.8 20.4 24.4 20,093,819 31.1 39.0 With Hydro Fuel 1,583,247 1,865,634 2,174,165 2,803,987 4,653,521 7,704,097 Other Operating 2,327,119 2,762,492 3,066,969 3,652,996 5,194,114 7,407,991 Depreciation 342,417 565,780 621,498 1,101,990 1,829,967 2,650,948 Interest 'total Cost of Service 30,742 4,283,525 425,096 5,619,002 564,192 6,426,824 878,824 8,437,797 1,347,317 13,024,919 2,041,475 13,804,512 Avg cents/kWh 16.0 19.0 20.5 24.4 30.8 38.5 nra,au= uac uruparisan Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Without Hydro 16.0 18.8 20.4 24.4 31.1 39,0 With Hydro 16.0 19.0 20.5 24.4 30.8 38.5 DifferencC 0.0 0.2 0.1 (0.0) (0.3) (0.6) Cash Basis Revenue Requirements Without Hydro 15.5 18.9 21.0 24.8 33.0 41.3 With Hydro 15.5 19.2 21.2 24.9 32.9 40.9 Difference 0.0 0.3 0.2 0.1 (0.1) (0.4) Key ncreases ecreases in Gost Due to Wydro Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (160,815) (175.726) (203,715) (273,776) (367,932) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Depreciation 0 81,704 81,704 81,704 81,704 81,704 Interest 0 148,112 141,709 128,205 85,951 10,281 Total [Utility] Cost of Service 0 63,162 41,306 (1,203) (116,062) (289,307) Cash Basis Revenue Requirement Fuel 0 (160,815) (175,726) (203,715) (273,776) (367,932) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Debt Principal 0 33,522 39,925 53,429 95,682 171,352 Interest 0 148,112 141,709 128,205 85,951 10,281 Required Margin for TIER 1.5 0 74,056 70,854 64,103 42,976 5,141 Total [Cash] Revenue Req't 0 89,035 70,380 34,624 (59,108) (194,518) .n %,11a►►yes Uu0 co ►7yaro Utility Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% 1.1% 0.6% 0.0% -0.9% -1.4% Change in Revenue Req'ts 0.0% 2.4% 1.7% 0.7% -0.5% Cash Basis Change in Cost of Service 0.0% 0.3% 0.0% -0.4% -0.8% Change in Revenue Reg1s; 0.0% 1.6% 1.1 % 0.4% -0.4% -0.9% source., pyramid2.xls sheet net ben Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 20 Financial Analysis Summary for case mmmmm Site: Pyramid Load growth= 2.0% mid real fuel price growth= 0.5% mid hydro capital cost= 2.177,800 contractor Cost of Service Without Hydro 1997 2002 2005 2010 2020 2030 Fuel 1,583,247 2,077,619 2,445,549 3,209,177 5,526,220 9,516,183 Other Operating 2,327,119 2,768,331 3,073,350 3,660,394 5,204,055 7,421,351 Depreciation 342,417 484,076 539,793 1,020,285 1,748,263 2,569,244 Interest 30,742 276,984 422,484 750,619 1,261,366 2,031,194 Total Cost of Service 4,233,525 5,607,010 6,481,175 8,640,474 13,739,904 21,537,972 Avg cents/kWh 16.0 19.0 20.7 24.9 32.5 41.8 With Hydro Fuel 1,583,247 1,912,744 2,262.669 2,991,815 5,219,166 9,082,424 Other Operating 2,327,119 2,762,492 3,066,969 3,652,996 5,194,114 7,407,991 Depreciation 342,417 565,780 621,498 1,101,990 1,829,967 2,650,948 Interest 30,742 425,096 564,192 878,824 1,347,317 2,041,475 Total Cost of Service 4,283,525 5,666,112 6,515,328 8,625,625 13,590,564 21,182,839 Avg cents/kWh 16.0 19.2 20.8 24.9 32.2 41.2 Average Gost Comparison Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Without Hydro 16.0 19.0 20.7 24.9 32,5 41.8 With Hydro 16.0 192 20.8 24.9 32.2 41.2 Difference 0.0 0.2 0.1 (0.0) (0.4) (0.7) Cash Basis Revenue Requirements Without Hydro 15.5 19.0 21.3 25.4 34.4 44.1 With Hydra 15.5 19.3 21.5 25,5 34.2 43.6 Difference 0.0 0.3 0.2 0.1 (0.2) (0.5) ey Increases?Decreases) in Cost Due to Hydro Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (164,875) (182,880) (217,361) (307,054) (433,758) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Depreciation 0 81,704 81,704 81,704 81,704 81,704 Interest 0 148,112 141,709 128,205 85,951 10,281 Total [Utility] Cost of Service 0 59,101 34,152 (14,849) (149,340) (355,133) Cash Basis Revenue Requirement Fuel 0 (164,875) (182,880) (217,361) (307,054) (433,758) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Debt Principal 0 33,522 39,925 53,429 95,682 171,352 Interest 0 148,112 141,709 128,205 85,951 10,281 Required Margin for TIER 1.5 0 74,056 70,854 64,103 42,976 5,141 Total [Cash] Revenue Req't 0 84,975 63,227 20,978 (92,386) (260,345) Utility Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% 1.1% 0.5% -0.2% -1.1% -1.6% Change in Revenue Req'ts 0.0% 2.3% 1.6% 0.5% -0.7% -1.6% Cash Basis Change in Cost of Service 0.0% 0.2% -0.1 % -0.5% -1.0% -1.2% Change in Revenue Req'ts 0.0% 1.5% 0.9% 0.2% -0.6% -1.1% source: pyramid2.xls sheet net ben Rural Hydro Phase 2 Economic Evaluation 114/98 page 21 Financial Analysis Summary for case mhmmm Site: Pyramid Load growth= 2.0% mid real fuel price growth= 1.5% high hydro capital cost= 2,177,800 contractor Cost of Service Without Hydro 1997 2002 2005 2010 2020 2030 Fuel 1,583,247 2,183,061 2,647,135 3,650,004 6,939,493 13,193,564 Other Operating 2,327,119 2,768,331 3,073,350 3,660,394 5,204,055 7,421,351 Depreciation 342,417 484,076 539,793 1,020,285 1,748,263 2,569.244 Interest 30,742 276,984 422,484 750.619 1.261,366 2,031,194 Total Cost of Service 4,283,525 5,712,452 6,682,762 9,081,302 15,153,176 25,215.353 Avg cents/kWh 16.0 19.3 21.3 26.2 35.9 49.0 With Hydro Fuel 1,583,247 2,009,818 2,449,181 3,402,785 6,553,913 12,592,187 Other Operating 2,327,119 2,762,492 3,066,969 3,652,996 5,194,114 7,407,991 Depreciation 342.417 565,780 621,498 1,101,990 1,829,967 2,650.948 Interest 30,742 425,096 564,192 878,824 1,347,317 2,041.475 Total Cost of Service 4,283,525 5,763,186 6,701,840 9,036,595 14,925,311 24,692.601 Avg cents/kWh 16.0 19.5 21.4 26.1 35.3 48.0 ,average Lost (;omparrson -- Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Without Hydro 16.0 19.3 21.3 26.2 35.9 49.0 With Hydro 16.0 19.5 21.4 26.1 35.3 48.0 Difference 0.0 0.2 0.1 (0.1) (0.5) (1.0) Cash Basis Revenue Requirements Without Hydro 15.5 19.4 21.9 26.7 37.8 51.2 With Hydro 15.5 19.7 22.1 26.7 37.4 50.4 Difference 0.0 0.3 0.2 (0.0) (0.4) (0.8) ney increases (uecreases) 1n Gast Due to hydro Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (173,243) (197,954) (247,219) (385,580) (601,377) Other Operating 0 (6,840) (6,381) (7,397) (9,941) (13,361) Depreciation 0 81,704 81,704 81,704 81,704 81.704 Interest 0 148,112 141,709 128,205 85,951 10,281 Total [Utility] Cost of Service 0 50,734 19,078 (44,707) (227,866) (522,752) Cash Basis Revenue Requirement Fuel 0 (173,243) (197,954) (247,219) (385,580) (601,377) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Debt Principal 0 33,522 39,925 53.429 95,682 171,352 Interest 0 148,112 141,709 128,205 85,951 10,281 Required Margin for TIER 1.5 0 74,056 70,854 64,103 42,976 5,141 Total [Cash] Revenue Req't 0 76,607 48,152 (8,880) (170,912) (427,364) Utility Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% 0.9% 0.3% -0.5% -1.5% -2.1% Change in Revenue Req'ts 0.0% 2.1% 1.3% 0.2% -1.2% -2.0% Cash Basis Change in Cost of Service 0.0% 0.0% -0.3% -0.8% -1.4% -1.7% Change in Revenue Req'ts 0.0% 1.3% 0.7% -0.1% -1.1% -1.6% source: pyramid2.xls sheet net ben Rural Hydro Phase 2 Economic Evaluation 1/4198 page 22 1 Financial Analysis Summary for case mlmlm I Site: Pyramid Load growth= 2.0% mid real fuel price growth= 0.0% low hydro capital cost= 1,557,900 force Cost of Service Without Hydro 1997 2002 2005 2010 2020 2030 Fuel 1.583,247 2,026,449 2,349,892 3,007,702 4.927,297 8,072.029 Other Operating 2,327,119 2,768,331 3,073,350 3,660,394 5,204,055 7,421.351 Depreciation 342,417 484,076 539,793 1,020,285 1,748,263 2.569.244 Interest 30,742 276,984 422,484 750,619 1,261,366 2.031.194 Total Cost of Service 4,283,525 5,555,840 6,385,518 8,439,000 13,140,981 20,093,819 Avg cents/kWh 16.0 18.8 20.4 24.4 31.1 39.0 With Hydro Fuel 1,583,247 1,865,634 2,174,165 2,803,987 4,653,521 7,704.097 Other Operating 2.327,119 2,762,492 3,066,969 3,652,996 5,194,114 7,407,991 Depreciation 342,417 542,523 598,241 1,078,733 1.806,710 2,627,691 Interest 30,742 382,937 523,856 842,331 1,322,851 2,038,549 Total Cost of Service 4,283,525 5,553,586 6,363,230 8,378,047 12,977,196 19,778,328 Avg cents/kWh 16.0 18.8 20.3 24.2 30.7 38.4 Average t.osr t,ompanson Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Without Hydro 16.0 18.8 20.4 24.4 31.1 39.0 With Hydro 16.0 18.3 20.3 24.2 30.7 38.4 Difference 0.0 (0.0) (0.1) (0.2) (0.4) (0.6) Cash Basis Revenue Requirements Without Hydro 15.5 18.9 21.0 24.8 33.0 41.3 With Hydro 15.5 18.9 21.0 24.7 32.7 40.8 Difference 0.0 0.1 (0.0) (0.1} (0.3) ey Increases ecreases rn Cost Due to Hydro Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (160,815) (175,726) (203,716) (273,776) (313,361) Other Operating 0 (5,840 (6,3$1) (7,397) (9,941) (,61) Depreciation 0 58,448 58,448 58,448 58,448 58,448 Interest 0 105,953 101,372 91,712 61,486 7,355 Total (utility] Cost of Service 0 (2,254) (22,288) (60,953) (163,784) (315,490) Cash Basis Revenue Requirement Fuel 0 (160,815) (175,726) (203,715) (273,776) (367,932) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Debt Principal 0 23,980 28,560 38,220 68,447 122,578 Interest 0 105,953 101,372 91,712 61,486 7,355 Required Margin for TIER 1.5 0 52,976 50,686 45,856 30,743 3,677 Total (Cash] Revenue Req't 0 16,255 (1,489) (35,324) (123,042) (247,683) Utility Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% 0.0% -0.3% -0.7% -1.2% -1.6% Change in Revenue Req'ts 0.0% 0.9% 0.4% -0.2% -1.0% -1.5% Cash Basis Change in Cost of Service 0.0% -0.7% -0.8% -1.0% -1.2% -1.2% Change in Revenue Req'ts 0.0% 0.3% 0.0% -0.4% -0.9% -1.2% source: pyrarnid2.As sheet net ben Rural Hydro Phase 2 Economic Evaluation 1/4/98 page 23 Financial Analysis Summary for case mmmim ite: t-wamid #4 Load growth= 2.0% mid real fuel price growth= 0.-;'o mid hydro capital cost= 1.557,900 force Cost of Se-rVice Without Hydro 1997 2002 2005 2010 2020 2030 Fuel 1,583,247 2.077,619 2,445,549 3,209,177 5,526,220 9,516,183 Other Operating 2,327,119 2,768,331 3,073,350 3,660,394 5,204,055 7,421,351 Depreciation 342,417 484,076 539,793 1,020,285 1,748,263 2,569.244 Interest 30,742 276,984 422,484 750,619 1,261,366 2,031,194 Total Cost of Service 4,283,525 5,607,010 6,481,175 8,640,474 13,739,904 21,537,972 Avg cents/kWh 16.0 19.0 20.7 24.9 32.5 41.8 With Hydro Fuel 1,583,247 1,912,744 2,262,669 2,991,815 5,219,166 9,082.424 Other Operating 2,327,119 2,762,492 3,066,969 3,652,996 5,194.114 7.407,991 Depreciation 342,417 542,523 598,241 1,078,733 1,806,710 2,627,691 Interest 30,742 382,937 523,856 842,331 1,322,851 2,038,549 Total Cost of Service 4,283,525 5,600,696 6,451,714 8,565,876 13,542,841 21,156,656 Avg cents/kWh 16.0 18.9 20.6 24.7 32,1 41.1 average Gast comparison Utility Basis Cast of Service 1997 2002 2005 2010 2020 2030� Without Hydro 16.0 19,0 20.7 24.9 32.5 41.8 With Hydro 16.0 18.9 20.6 24.7 32.1 41.1 Difference 0.0 (0.0) (0.1) (0.2) (0.5) (0.7) Gash Basis Revenue Requirements Without Hydro 15.5 19.0 21.3 25.4 34.4 44.1 With Hydro 15.5 19.1 21.3 25.3 34.1 43.5 Difference 0.0 0.0 (0.0) (0.1) (0.4) (0.6) ey Increases(Decreases) in Cost Due to Hy ro Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (164,875) (182,880) (217,361) (307,054) (433,758) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Depreciation 0 58,448 58,448 58,448 58,448 58,448 Interest 0 105,953 101,372 91,712 61,486 7,355 Total [Utility] Cost of service 0 (6,315) (29,441) (74,599) (197,062) (381,316) Cash Basis Revenue Requirement Fuel 0 (164,875) (182,880) (217,361) (307,054) (433,758) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Debt Principal 0 23,980 28,560 38,220 68,447 122,578 Interest 0 105,953 101,372 91,712 61,486 7,355 Required Margin for TIER 1.5 0 52,976 50,686 45,856 30,743 3,677 Total [Cash] Revenue Req't 0 12,194 (8,642) (48,970) (156,320) (313,509) Utility Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% -0.1% -0.5% -0.9% -1.4% -1.8% Change in Revenue Req'ts 0.0% 0.8% 0.3% -0.3% -1.2% -1.7% Cash Basis Change in Cost of Service 0.0% -0.7% -0.9% -1.1 % -1.3% -1.5% Change in Revenue Req'ts 0.0% 0.2% -0.1 % -0.6% -1.1 % -1.4% source. pyramid2.xls sheet net ben Rural Hydro Phase 2 Economic Evaluation 1/4198 page 24 Financial Analysis Summary for case mhmlm Site: Pyrami Load growth= 2.0% mid real fuel price growth= 1.5% high hydro capital cost= 1,557,900 force Cost of Service, Without Hydro 1997 2002 2005 2010 2020 2030 Fuei 1,5B3,247 2,183,061 2,647,135 3,650,004 6.939,493 13,193,564 Other Operating 2,327,119 2,768,331 3,073,350 3,660,394 5,204,055 7,421,351 Depreciation 342,417 484,076 539.793 1.020.285 1,748,263 2,569,244 Interest 30,742 276,984 422,484 750,619 1,261,366 2,031,194 Total Cost of Service 4,283,525 5,712,452 6,682,762 9,081,302 15,153,176 25,215,353 Avg cents/kWh 16.0 19.3 21.3 26.2 35.9 49.0 With Hydro Fuel 1,583,247 2,009,818 2,449,181 3,402,785 6,553,913 12,592,187 Other Operating 2,327,119 2,762,492 3,066,969 3,652.996 5,194,114 7,407,991 Depreciation 342,417 542,523 598,241 1,078,733 1,806,710 2,627,691 Interest 30,742 382,937 523,856 842,331 1,322,851 2,038,549 Total Cost of Service 4,283,525 5,697,770 6,638,246 8,976,845 14,877,588 24,666,418 Avg cents/kWh 16.0 19.3 21.2 25.9 35.2 47.9 Average L.osr t.omparfson - Utllity Basis Cost of Service 1997 2002 2005 2010 2020 2030 Without Hydro 16.0 19.3 21.3 26.2 35.9 49.0 With Hydro 16.0 19.3 21.2 25.9 35.2 47.9 Difference 0.0 (0.0) (0.1) (0.3) (0.7) (1.1) Cash Basis Revenue Requirements Without Hydro 15.5 19.4 21.9 26.7 37.8 51.2 With Hydro 15.5 19.4 21.9 26.5 37.2 50.3 Difference 0.0 0.0 (0.1) (0.2) (0.6) (0.9) Key JnCreaseS(Decreases) in Cost Dueto Hydro Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (173,243) (197,954) (247,219) (385,580) (601,377) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Depreciation 0 58,448 58,448 58,448 58,448 58,448 Interest 0 105,953 101,372 91,712 61,486 7,355 Total [Utility] Cost of Service 0 (14,682) (44,516) (104,456) (275,588) (548,935) Cash Basis Revenue Requirement Fuel 0 (173,243) (197,954) (247,219) (385,580) (601,377) Other Operating 0 (5,840) (6,381) (7,397) (9,941) (13,361) Debt Principal 0 23,980 28,560 38,220 68,447 122,578 Interest 0 105,953 101,372 91,712 61,486 7,355 Required Margin for TIER 1,5 0 52,976 50,686 45,856 30,743 3,677 Total [Cash] Revenue Req't 0 3,826 (23,717) (73,828) (234,846) (481,128) o Changes due to Hydro Utility Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% -0.3% -0.7% -1.2% -1.8% -2.2% Change in Revenue Req'ts 0.0% 0.7% 0.1% -0.6% -1.6% -2.1% Cash Basis Change in Cost of Service 0.0% -0.9% -1.1 % -1.4% -1.7% -1.9% Change in Revenue Req'ts 0.0% 0.1% -0.3% -0.9% -1.5% -1.8% source: pyramicIZAs sheet net ben Rural Hydro Phase 2 Economic Evaluation 1/4198 page 25 Financial Analysis Summary for case mmmmm 7 I r'yramid ; 4 plus ;;1 Load growth= 2.0% mid real fuel price growth= 0.5% mid hydra capital cos;= 2,686,800 contractor Cost of Service Without Hydro 1997 2002 2005 2010 2020 2030 Fuel 1,583,247 2,077,619 2,445,549 3,209,177 5,526,220 9,516,183 Other Operating 2,327,119 2,768,331 3.073,350 3,660,394 5,204,055 7,421,351 Depreciation 342,417 484,076 539,793 1,020,285 1,748,263 2,569.244 Interest 30,742 276,984 422,484 750,619 1,261,366 2,031,194 Total Cost of Service 4,283,525 5,607,010 6,481,175 8,640,474 13,739,904 21,537,972 Avg cents/kWh 16.0 19.0 20.7 24.9 32.5 41.8 With Hydra Fuel 1.583,247 1,892,271 2,239,960 2,964,825 5,181,038 9,028,563 Other Operating 2,327,119 2,761,767 3,066,176 3,652,078 5,192,879 7,406,332 Depreciation 342,417 584,876 640,594 1,121,086 1,849,063 2,670,044 Interest 30,742 459,713 597,313 908,789 1,367,406 2,043,878 Total Cost of Service 4,283,525 5,698,627 6,544,043 8,646,777 13,590,386 21,148,818 Avg cents/kWh 16.0 19.3 20.9 25.0 32.2 41.1 Average Cost Comparison cent ) Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Without Hydro 16.0 19.0 20.7 24.9 32.5 41.8 With Hydro 1e.0 19.3 20.9 25.0 32.2 41.1 Differericd' 0.0 0.3 0.2 0.0 (0.4) (0.8) Cash Basis Revenue Requirements Without Hydro 15.5 19.0 21.3 25.4 34.4 44.1 With Hydro 15.5 19.5 21.6 25.6 34.3 43.5 Difference 0.0 0.4 0.3 0.1 (0.2) (0.5) ey increases(Decreases) in Cost Due to Hydro Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (185,348) (205,588) (244,352) (345,182) (487,619) Other Operating 0 (6,565) (7,173) (8,316) (11,176) (15,020) Depreciation 0 100,801 100,801 100,801 100,801 100,801 Interest 0 182,729 174,829 158,169 106,040 12,684 Total [Utility] Cost of Service 0 91,616 62,868 6,303 (149,517) (389,154) Cash Basis Revenue Requirement Fuel 0 (185,348) (205,588) (244,352) (345,182) (487,619) Other Operating 0 (6,565) (7,173) (8,316) (11,176) (15,020) Debt Principal 0 41,356 49,256 65,916 118,045 211,401 Interest 0 182,729 174,829 158,159 106,040 12,684 Required Margin for TIER 1.5 0 91,364 87,415 79,085 53,020 6,342 Total [Cash] Revenue Req't 0 123,537 98,738 50,503 (79,252) (272,211) o Changes due to Trydro Utility Basis 1997 2002 2005 2010 2020 2030 Change in Cost of Service 0.0% 1.6% 1.0% 0.1 % -1.1 % -1 8% Change in Revenue Req'ts 0.0% 3.2% 2.2% 0.9% -0.7% -1.7% Cash Basis Change in Cost of Service 0.0% 0.6% 0.2% -0.3% -1.0% -1.3% Change in Revenue Req'ts 0.0% 2.2% 1.5% 0.6% -0.5% -1.2% Rural Hydro Phase 2 Economic Evaluation 114198 page 26 Financial Analysis Summary for case mmmlm Cost of Service Without Hydra Fuet Other Operating Depreciation Interest Total Cost of Service Avg cents/kW h With Hydro Fuel Other Operating Depreciation Interest Total Cost of Service Avg cents/kWh Site: PyramTa *4 pus m3 Load growth= 2.0% mid real fuel price growth= 0.5% mid hydro capital cost= 1,950,400 force 1997 2002 2005 2010 2020 2030 1,583,247 2,077,619 2.445.549 3,209,177 5,526,220 9.516,183 2,327,119 2,768,331 3.073,350 3,660,394 5,204,055 7,421,351 342,417 484,076 539,793 1,020,285 1.748,263 2.569,244 30,742 276,984 422A84 . 750,619 1,261,366 2,031,194 4,283,525 5,607,010 6,481,175 8,640,474 13,739,904 21,537,972 16.0 19.0 20.7 24.9 32.5 41.8 1,583,247 1,892,271 2.239,960 2,964,825 5,181,038 9,028,563 2,327,119 2,761.767 3:066,176 3,652,078 5,192,879 7,406,332 342,417 557,249 612,966 1,093,458 1,821,436 2,642,417 30,742 409,631 549,396 865,437 1,338,342 2,040,402 4,233,525 5,620,917 6,468,498 8,575,798 13,533,695 21,117,714 16.0 19.0 20.6 24.8 32.1 41.0 ,., -,V- ..wiffli.,aidQVII tLt:jrc�nvrrJ! Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Without Hydro 16.0 19.0 20.7 24.9 32.5 41.8 With Hydro 16.0 19.0 20.6 24.8 32.1 41.0 Difference 0.0 0.0 (0.0) (0.2) (0,5) (0.8) Cash Basis Revenue Requirements Without Hydro 15.5 19.0 21.3 25.4 34,4 44.1 With Hydra 15.5 19.2 21.3 25.3 34.1 43.4 Difference 0.0 0.1 0.0 (0.1) (0.4) (0.7) ey Increases(Decreases) in Cost Due to Hydro Utility Basis Cost of Service 1997 2002 2005 2010 2020 2030 Fuel 0 (185,348) (205,588) (244,352) (345,182) (487,619) Other Operating 0 (6,565) (7,173) (8,316) (11,176) (15,020) Depreciation 0 73,173 73,173 73173 73,173 73,173 Interest 0 132,646 125,912 114,818 76,976 9,208 Total [Utility] Cost of Service 0 13,906 (12,677) (64,676) (206,203) (420,258). Cash Basis Revenue Requirement Fuel 0 (185,348) (205,588) (244,352) (345,182) (487,619)1: Other Operating 0 (6,565) (7,173) (8,316) (11,176) (15,020)j Debt Principal 0 30,021 35,756 47,850 85,691 153,460 Interest 0 132,646 126,912 114,818 76,976 9,2081 Required Margin for TIER 1.5 0 66,323 83,456 57,409 38,488 4,504 Total [Cash] Revenue Req't 0 37,078 13,362 (32,590) (155,202) (335,367' .- .,.. .�..-........v r jy..ri v Utility Basis 1997 2002 2005 2010 Change in Cost of Service 0.0% 0.2% -0.2% -0 7% Change in Revenue Req'ts 0.0% 1.4% 0.8% -0.1% Cash Basis Change in Cost of Service 0.0% -0.5% -0.8% -1.1% Change in Revenue Req'ts 0.0% 0.7% 0.2% -0.4% source: pyrmid2b.)ls sheet net ben Rural Hydra Phase 2 Economic Evaluation 1/4/98 1 WzWx@1 ALASKA DEPARTMENT OF COMMUNITY AND REGIONAL AFFAIRS RURAL HYDROELECTRIC ASSESSMENT AND DEVELOPMENT STUDY PHASE II 8. APPENDICES APPENDIX A: ENERGY MODEL OUTPUT 1. Old Harbor 2. Unalaska APPENDIX B: COST ESTIMATES 1. Old Harbor 2. Unalaska APPENDIX C: REPORTS ON ECONOMIC AND FINANCIAL ANALYSES 1. Old Harbor 2. Unalaska LOCHER INTERESTS, LTD. PAGE 8.1 JANUARY 09, 1998