HomeMy WebLinkAboutAEA Board Meeting Dec 2015
Alaska Energy Authority
BOARD MEETING MINUTES
Thursday, December 3, 2015
Anchorage, Alaska
1. CALL TO ORDER
Vice-Chair Pruhs called the meeting of the Alaska Energy Authority to order on December 3,
2015 at 10:00 am. A quorum was established.
2. ROLL CALL: BOARD MEMBERS
Members present: Chair Russell Dick (Public Member); Vice-Chair Dana Pruhs (Public
Member); Jerry Burnett (Deputy Commissioner, Department of Revenue); Chris Hladick
(Commissioner, Department of Commerce, Community and Economic Development (DCCED));
Fred Parady (Deputy Commissioner, DCCED); Elaine Brown (Public Member); Dan Kennedy
(Public Member); and Gary Wilken (Public Member).
3. ROLL CALL: STAFF, PUBLIC
Staff present: Sara Fisher-Goad (AEA Executive Director), Amy Adler, Brenda Applegate,
Salina Bearden; Tom Erickson, Emily Ford, Jennifer Haldane, Dan Hertrich, Cady Lister,
Michael Lamb, Sandra Moller, Sean Skaling, Gene Therriault, Kirk Warren, Teri Webster, and
Brian Bjorkquist (Department of Law).
Others present: Elwood Brehmer (Alaska Journal of Commerce); Bob Grimm (Alaska Power
&Telephone (AP&T)); Dale Wade, Tim Williams (Alaska Railroad); Lisa Ross (Birch Horton
Bittner & Cherot); Jomo Stuart (Fairbanks Economic Development Corporation); Jason Custer,
Lisa Lang, Vincent Jameson, and Gene Thompson (Haida Corporation and Haida Energy);
Brown Thornton (IGU); Tim Gallagher (HDR Consultant); Amber Rae McCampbell, Beth Stuart
(KPMG); James Wilson (MatSu Borough); Alan Bailey (Petroleum News); Merick Pierce; Greg
Residas; and Jane Smyth (Accu-Type Depositions)
4. AGENDA APPROVAL
Ms. Fisher-Goad requested the agenda be amended to insert Public Session, Haida Energy Loan
Update after Item 7B. Ms. Fisher-Goad requested Item 7C. Executive Session be expanded to
include a litigation update and discussion of potential legislation.
The agenda was approved as amended.
5. PRIOR MINUTES - October 22, 2015
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December 3, 2015
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MOTION: A motion was made by Mr. Wilken to adopt the minutes of October 22, 2015.
Mr. Kennedy seconded the motion. Motion passed.
6. PUBLIC COMMENTS
None.
7. NEW BUSINESS
7A. FY 2015 AEA Financial Statements - Presentation by KPMG
Ms. Fisher-Goad invited Ms. Stuart of KPMG and Mr. Lamb to present the FY 2015 financial
statements provided to the Board members. There were no significant or unusual matters
revealed in the audit process. The financial statements and schedules received the highest
opinion ranking of unmodified opinion. There were no materially misstated items within the
financial statements.
Ms. Stuart discussed the Statements of Net Position and the net assets restricted by legislation.
This is a change in presentation from past years. The statements remain consistent and there are
no significant areas of activity. Ms. Stuart informed the A133 federal compliance audit of grant
requirements revealed a clean report.
Mr. Wilken congratulated Mr. Lamb and staff for a clean audit. He expressed appreciation for
the hard work and maintaining public confidence in AEA's mission. Mr. Lamb expressed
appreciation to staff for their diligence.
Mr. Kennedy asked if it is recommended to have an audit committee interact directly with the
auditors in accordance with Sarbanes-Oxley (SOX). Ms. Stuart believes the full AEA Board acts
as the audit committee and there is no need for a separate audit subcommittee. Ms. Stuart
informed the full Board has historically interacted with the auditor once a year. Additional
interaction could occur if there were areas of concern or at the Board's request.
Mr. Wilken believes the continuity of KPMG issuing the financial audits over the last five years
provides additional confidence.
Vice-Chair Pruhs asked if there are any upcoming changes in accounting principles of which the
Board should be made aware. Mr. Lamb stated new pronouncements will be occurring, but the
effects to AEA are unknown. GASB 72 will be monitored. Staff will evaluate AEA's activities
to determine if any should be reported as governmental activities, rather than enterprise
activities. The unfunded pension obligation issue will be brought before the Board for
discussion at a later meeting. Mr. Lamb indicated funding from the Legislature will have an
ultimate impact on decision-making.
Vice-Chair Pruhs expressed his appreciation to Mr. Lamb, Ms. Fisher-Goad, and staff for a clean
audit.
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December 3, 2015
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Ms. Fisher-Goad recognized Ms. Adler, Ms. Applegate, Ms. Weems, Ms. Veech, Ms. Bearden,
and Ms. Garner as the leaders in the finance department in creating the successful day-to-day
activities, as well as keeping a clean audit.
7B. Resolution No. 2015-01: Railbelt Electric Transmission System
Ms. Fisher-Goad informed staff's recommendation is to table Resolution No. 2015-01 for the
next meeting. Staff will work on additional language based upon the Board's intent and
discussions with the Chair.
MOTION: A motion was made by Mr. Wilken to table Resolution No. 2015-01 until the
next meeting. Mr. Kennedy seconded the motion. Motion passed.
Public Session: Haida Energy Loan Update - AEA staff and Haida Energy representatives
Ms. Fisher-Goad requested Ms. Lister and Mr. Bjorkquist of AEA, Mr. Jameson and Mr.
Thompson of Haida Energy, and Mr. Grimm of AP&T, provided an update on the Haida Energy
loan.
Chair Dick noted he was previously employed by Sealaska Corporation, who held the lease with
Haida Energy for this project, and had recused himself from voting. Chair Dick informed he is
no longer employed by Sealaska and has no interest in this project. After analysis with the Ethics
Supervisor and Board members, it was deemed appropriate for Chair Dick to engage in
continued Board discussions regarding the Haida Energy project. There were no objections.
Ms. Lister indicated the original Power Project Fund loan to Haida Energy to develop the
Reynolds Creek hydro project for $9 million was approved in 2010.The $9 million loan was
never closed due to escalation in the estimated cost of the project. The Legislature authorized for
a loan application of an additional $11 million in 2011. In 2014, the AEA Board approved the
loan for up to $20 million to construct the project. The project has been renamed to the
Hiilangaay project. This 5 megawatt project will provide hydro power to the interconnected
communities on Prince of Wales Island. Haida Energy is co-owned by Haida Corporation and
AP&T. AP&T is also designing and constructing the project.
Ms. Lister described the term sheet approved by the board in 2014 and provided an update of
significant loan closing activities since that time. The Power Sales Agreement (PSA) was
approved by the Regulatory Commission of Alaska (RCA) three months ago. Staff has been
working with Haida Energy to meet the conditions outlined in the term sheet and to negotiate
conditions of the closing documents, including the issues regarding the requirement for a
guarantee of completion through purchase of a 100% performance and payment bond (section 11
of the approved term sheet) and outstanding issues with the Sealaska lease. An item of
importance to be discussed in executive session is the disputed interpretation of the guaranteed
completion under Section 11.
Mr. Thompson stated that AP&T provided performance and payment bonds based on industry
standards which provides assurances for 100% of the contract price for completion of the project.
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Mr. Thompson believes the provided performance and payment bonds comply with the term
sheet. Mr. Thompson believes there are adequate protections against cost escalations within the
loan agreement and construction contract. Mr. Thompson requested proceeding forward with
resolving the lease issues and moving onto closing the loan.
Mr. Grimm discussed the standard prequalification considerations performed by the bonding
company and believes that AP&T has met the requirements of the term sheet. Mr. Grimm noted
AP&T attorneys and Sealaska believe the Sealaska lease meets the FERC requirements without
allowing a disposal of Native land in a permanent manner. Mr. Grimm requested resolution to
AEA's specific objections to the lease without the onerous requirement of the land owner's
disposal of land. Mr. Grimm informed the Black Bear project is also located on Sealaska land on
Prince of Wales Island and has received FERC approval.
Mr. Wilken commented that his interpretation of the approval of AP&T supplying a guarantee of
completion within three years through the purchase of a 100% performance and payment bond
means AEA is protected if the project increases from $20 million to $27 million. Mr. Wilken
commented AEA should not be held liable in any way for project cost increases. Mr. Thompson
explained previous term sheets included a 50% construction bond. Mr. Thompson noted the
Board wanted to change the term sheet language from a 50% construction bond to a 100%
performance and payment bond, which provides funds for project completion according to the
contract if the contractor fails to perform and breaches the construction contract. The
construction contract is a cost plus with incentives and disincentives contract. The issue is if steel
or transportation costs increase, for instance, which is not a result of a breach of the agreement
by the contractor. There are other provisions in the construction contract and the disbursement
procedures that will mitigate cost increases. Mr. Thompson stated there are no bonds that will
guarantee payment of cost increases.
Vice-Chair Pruhs requested the name of the underwriter and the rating of the bond. Mr. Grimm
stated Berkley is the underwriter, and does not have the rating information. Vice-Chair Pruhs
requested background on the underwriter's balance sheet be performed. Vice-Chair Pruhs asked
who pays any cost increases above the $20 million loan. Mr. Grimm commented Haida Energy
would raise capital from Haida Corporation and AP&T. Vice-Chair Pruhs asked if Haida
Corporation and AP&T are willing to provide that corporate guarantee. Mr. Thompson stated
this issue was previously negotiated with AEA, and agreed there would be no corporate
guarantees because of accounting reporting problems, and instead, other assurances and forms of
security were provided in the term sheet, including the Power Sales Agreement.
Commissioner Hladick requested the contingency amount for the project. Mr. Grimm stated the
total contingency is comprised of $2 million in equity, $1.1 million in contingency, $2.4 million
of equity extraction, and 5% of the 15% fee is placed in an escrow account, which will only be
remitted to the contractor if the project is completed at or below budget. Mr. Jameson noted in
2014, AEA requested Haida Corporation take a 15% cut in equity. Haida Corporation agreed to
this AEA requirement to move forward with the contract process. The initial filing of the FERC
permit was over 20 years ago.
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Vice-Chair Pruhs requested an explanation of the decision for a cost plus contract rather than a
hard dollar project contract. Mr. Grimm noted AP&T is the general contractor on the project.
AP&T will self-perform the work and has completed similar projects under budget. Mr. Grimm
believes the project can be completed under budget by working with Haida Corporation, and will
be a win situation for all. Vice-Chair Pruhs see this as a 100% loan with no risk from the
contractor.
Deputy Commissioner Parady believes a contingency position of 20% to 25% is within an
appropriate range. He commented the contractor has a third of his fee at risk if the project does
not come in at budget. Deputy Commissioner Parady believes this project conforms with AEA's
dedication to rural energy solutions. He requested discussion from the presenters regarding the
cost of delaying this project. Ms. Lang believes Haida Energy has met and exceeded the
expectations in negotiating terms. She noted AP&T is an experienced contractor in completing
projects under budget. Ms. Lang expressed frustrations in negotiation delays and requested
additional clarity. Haida Energy has worked diligently and has been completely engaged in the
negotiation process. This project is important for economic development in rural Alaska. Ms.
Lang requested the Board provide specific solutions to move this project forward.
MOTION: Mr. Wilken made a motion to go into Executive Session to discuss matters
associated with the Haida Energy loan, litigation, and potential legislation, the public
knowledge of which could be detrimental to the operations of the agency. Motion seconded
by Ms. Brown. Motion passed.
7C. Executive Session: 11:19 am.
Discussion of Haida Energy loan, Hiilangaay project, litigation, and potential
legislation
The Board reconvened its regular meeting at 12:53 pm. Vice-Chair Pruhs advised no formal
actions were taken during executive session.
8. DIRECTOR COMMENTS
8A. Program Fact Sheets updates
Ms. Fisher-Goad indicated the program and project fact sheets are included in the Board packets.
She announced AEA is providing technical support to the U.S. Department of Energy for their
Remote Alaska Communities Energy Efficiency Competition. The competition was developed
after the President's visit in September 2015 and will provide a three-phased approach for the
issuance of $4 million to encourage energy efficiency improvements in rural communities.
Ms. Fisher-Goad informed a FERC order was issued yesterday for the Susitna-Watana Project
with respect to the integrated licensing process plan and schedule. A copy of the order will be
sent to Board members. AEA is pleased with the FERC process and schedule provided. Initial
study report meetings will begin the week of March 21, 2016. A director determination from
FERC is anticipated to be released in October 2016.