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HomeMy WebLinkAboutCity OF Seward - Round 9_REF Application HEAT - FINALRenewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 1 of 29 7/8/15 Application Forms and Instructions This instruction page and the following grant application constitutes the Grant Application Form for Round VIII of the Renewable Energy Fund Heat Projects only. If your application is for energy projects that will not primarily produce heat, please use the standard application form (see RFA section 1.5). An electronic version of the Request for Applications (RFA) and both application forms are available online at: http://www.akenergyauthority.org/Programs/Renewable-Energy- Fund/Rounds#round9.  If you need technical assistance filling out this application, please contact Shawn Calfa, the Alaska Energy Authority Grants Administrator at (907) 771-3031 or at scalfa@aidea.org.  If you are applying for grants for more than one project, provide separate application forms for each project.  Multiple phases (e.g. final design, construction) for the same project may be submitted as one application.  If you are applying for grant funding for more than one phase of a project, provide milestones and budget for each phase of the project.  In order to ensure that grants provide sufficient benefit to the public, AEA may limit recommendations for grants to preliminary development phases in accordance with 3 ACC 107.605(1).  If some work has already been completed on your project and you are requesting funding for an advanced phase, submit information sufficient to demonstrate that the preceding phases are completed and funding for an advanced phase is warranted. Supporting documentation may include, but is not limited to, reports, conceptual or final designs, models, photos, maps, proof of site control, utility agreements, power sale agreements, relevant data sets, and other materials. Please provide a list of supporting documents in Section 11 of this application and attach the documents to your application.  If you have additional information or reports you would like the Authority to consider in reviewing your application, either provide an electronic version of the document with your submission or reference a web link where it can be downloaded or reviewed. Please provide a list of additional information; including any web links, in section 12 of this application and attach the documents to your application. For guidance on application best practices please refer to the resource specific Best Practices Checklists; links to the checklists can be found in the appendices list at the end of the accompanying REF Round IX RFA.  In the sections below, please enter responses in the spaces provided. You may add additional rows or space to the form to provide sufficient space for the information, or attach additional sheets if needed. REMINDER:  Alaska Energy Authority is subject to the Public Records Act AS 40.25, and materials submitted to the Authority may be subject to disclosure requirements under the act if no statutory exemptions apply.  All applications received will be posted on the Authority web site after final recommendations are made to the legislature. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 2 of 29 7/8/15  In accordance with 3 AAC 107.630 (b) Applicants may request trade secrets or proprietary company data be kept confidential subject to review and approval by the Authority. If you want information to be kept confidential the applicant must: o Request the information be kept confidential. o Clearly identify the information that is the trade secret or proprietary in their application. o Receive concurrence from the Authority that the information will be kept confidential. If the Authority determines it is not confidential it will be treated as a public record in accordance with AS 40.25 or returned to the applicant upon request. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 3 of 29 7/8/15 SECTION 1 – APPLICANT INFORMATION Please specify the legal grantee that will own, operate and maintain the project upon completion. Name (Name of utility, IPP, local government or other government entity) City of Seward, Alaska Type of Entity: Fiscal Year End: Local Government December 31st Tax ID # 92-600086 Tax Status: ☐ For-profit ☐ Non-profit x Government (check one) Date of last financial statement audit: 6/15/2014 Mailing Address: Physical Address: P.O. Box 167 410 Adams Street Seward, AK 99664 Seward, AK 99664 Telephone: Fax: Email: 907-224-4020 907-224-4038 rlong@cityofseward.net 1.1 APPLICANT POINT OF CONTACT / GRANTS MANAGER Name: Ron Long Title: Assistant City Manager Mailing Address: same as above Telephone: Fax: Email: Same as above Same as above Same as above 1.1.1 APPLICANT SIGNATORY AUTHORITY CONTACT INFORMATION Name: Jim Hunt Title: City Manager Mailing Address: same as above Telephone: Fax: Email: 907 224 - 4012 907-224-4038 jhunt@cityofseward.net 1.1.2 APPLICANT ALTERNATE POINTS OF CONTACT Name Telephone: Fax: Email: Stefan Nilsson 907-224-4060 907-224-4038 snilsson@cityofseward.net Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 4 of 29 7/8/15 1.2 APPLICANT MINIMUM REQUIREMENTS Please check as appropriate. If you do not to meet the minimum applicant requirements, your application will be rejected. 1.2.1 As an Applicant, we are: (put an X in the appropriate box) ☐ An electric utility holding a certificate of public convenience and necessity under AS 42.05, or ☐ An independent power producer in accordance with 3 AAC 107.695 (a) (1), or x A local government, or ☐ A governmental entity (which includes tribal councils and housing authorities) 1.2 APPLICANT MINIMUM REQUIREMENTS (continued) Please check as appropriate. x 1.2.2 Attached to this application is formal approval and endorsement for the project by the applicant’s board of directors, executive management, or other governing authority. If the applicant is a collaborative grouping, a formal approval from each participant’s governing authority is necessary. (Indicate by checking the box) x 1.2.3 As an applicant, we have administrative and financial management systems and follow procurement standards that comply with the standards set forth in the grant agreement (Section 3 of the RFA). (Indicate by checking the box) x 1.2.4 If awarded the grant, we can comply with all terms and conditions of the award as identified in the Standard Grant Agreement template at http://www.akenergyauthority.org/Programs/Renewable-Energy-Fund/Rounds#round9. (Any exceptions should be clearly noted and submitted with the application.) (Indicate by checking the box) x 1.2.5 We intend to own and operate any project that may be constructed with grant funds for the benefit of the general public. If no please describe the nature of the project and who will be the primary beneficiaries. (Indicate yes by checking the box) Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 5 of 29 7/8/15 SECTION 2 – PROJECT SUMMARY This section is intended to be no more than a 2-3 page overview of your project. 2.1 Project Title – (Provide a 4 to 7 word title for your project). Type in space below. Heat Pump System For City Owned Buildings 2.2 Project Location – Include the physical location of your project and name(s) of the community or communities that will benefit from your project in the subsections below. 2.2.1 Location of Project – Latitude and longitude (preferred), street address, or community name. Latitude and longitude coordinates may be obtained from Google Maps by finding you project’s location on the map and then right clicking with the mouse and selecting “What is here? The coordinates will be displayed in the Google search window above the map in a format as follows: 61.195676.-149.898663. If you would like assistance obtaining this information please contact AEA at 907-771-3031. City Hall: 60.06.19 N x 149.26.33 W Borehole Field: 60.06.17 N x 149.25.97 W 2.2.2 Community benefiting – Name(s) of the community or communities that will be the beneficiaries of the project. Seward, AK 2.3 PROJECT TYPE Put X in boxes as appropriate 2.3.1 Renewable Resource Type ☐ Wind to Heat ☐ Biomass or Biofuels ☐ Hydro to Heat ☐ Solar Thermal ☐ Heat Recovery from Existing Sources X Heat Pumps ☐ Other (Describe) 2.3.2 Proposed Grant Funded Phase(s) for this Request (Check all that apply) Pre-Construction Construction ☐ Reconnaissance x Final Design and Permitting ☐ Feasibility and Conceptual Design x Construction and Commissioning Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 6 of 29 7/8/15 2.4 PROJECT DESCRIPTION Provide a brief one paragraph description of the proposed heat project. Design and construction of a ground source heat pump system to displace approximately 96% of the heating oil usage of four existing City buildings (24,323 sq ft Library; 8,192 sq ft City Annex; 20,532 sq ft City Hall; 7,262 sq ft Fire Hall) and one future building (800 sq ft Adams Street Shower House). A field of sixteen vertical boreholes, 6” diameter x 300 ft depth, will be drilled on City land adjacent to the existing waterfront bike path. Vertical double u-bend 1” HDPE loops will be installed in each of these boreholes. A single u-bend loop will be installed in the existing 300 ft deep x 4” diameter test hole that was constructed by the City in August 2015. The vertical loops will be charged with a 20% methanol/80% water heat transfer fluid. The loops will serve as 50 year+ design life underground heat exchanger that will be warmed by the ocean tides of Resurrection Bay. The test borehole already installed by the City indicates that warm subsurface ocean water is moving thru the existing 300 ft deep alluvial gravel twice per day at a temperature ranging from 42F to 52F. The vertical loops will connect via a reverse return manifold to buried insulated supply and return trunk mains that will deliver ground heat to the four City buildings via loop pumps. A pair of blank tees will be provided on the trunk mains to allow connection of laterals to serve heat pumps in the new year round Adams Street Shower House. The shower house is anticipated to be built in the fall of 2016 at the same location as the existing Adams Street Restroom on the water front park adjacent to the proposed trunk mains. Four high efficiency water to water heat pumps, one buffer tank, and loop pumps will be installed in the existing mechanical rooms of the Library and City Hall. One buffer tank will be installed in the Annex and the Fire Hall. One existing heating oil boiler will remain in each building to serve as a standby and lag boiler. On the load (hot) side of the heat pumps, buffer tanks will be heated from 125F to 145F, these will in turn supply heat to existing hydronic space heating and domestic hot water systems in the buildings. A heat pump/boiler controller will integrate the heating oil boiler such that supplemental oil boiler heat will be provided only when the heat pump capacity is exceeded on the coldest winter days, or when one or more heat pumps are out of service. The goal of the ground source heat pump project is to displace 96% of the heating oil currently used annually in the four City buildings for space heating and domestic hot water heating (18,570 gallons/yr heating oil displacement), and to displace all heating oil that will be require for the new year round Adams Street Shower House planned for construction in 2016 (1,450 gallons/yr heating oil displacement). An additional goal is to provide this heat for these public buildings at a lower cost than oil boilers or straight electric heat options. The total quantity of #1 heating oil anticipated to be displaced annually is 20,020 gallons, which equates to 2,146 MMBTU @80% oil boiler efficiency. 2.5 Scope of Work Provide a scope of work detailing the tasks to be performed under this funding request. This should include work paid for by grant funds and matching funds or performed as in-kind match. - Advertising and soliciting proposals for professional design services; review of proposals, notice of award to successful design team. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 7 of 29 7/8/15 - Design scoping meeting in Seward. Design Memo to confirm design team and preliminary construction cost opinion. Engineering design of vertical loop field; buried manifold piping, buried trunk mains, buried laterals to buildings; loop pumps and source side piping, heat pumps, buffer tanks, load side piping connections to existing hydronic systems; integration of heat pump controls with existing oil boiler controls, electrical power panels and wiring; instrumentation for web based data monitoring. 100% complete plans, specifications, updated cost opinion and updated economic analysis. - Advertising and soliciting bids for construction services; pre-bid conference in Seward; review of bids, award to successful bidder. - Consultant to provide construction phase services including review and approval of contractor’s submittals; construction inspection; assistance to City and contractor with start up, testing and commissioning, and completion of punch list items. - Construction of proposed ground source heat pump project including borehole drilling and vertical loop field installation; buried manifold piping; buried insulated HDPE trunk mains; insulated HDPE laterals to buildings; source side loop pumps and piping; heat pumps; buffer tanks; load side piping connections to existing hydronic systems; integration of heat pump controls with existing oil boiler controls; electrical power panels & wiring; instrumentation for data monitoring. - Pressure testing and flushing of the entire closed loop system; charging loop with heat transfer fluid. Start up, testing, commissioning of the entire ground source heat pump system to meet project specifications. Completion of punch list items and adjustments to reach contract close out. SECTION 3 – Project Management, Development, and Operation 3.1 Schedule and Milestones Criteria: Stage 2-1.A: The proposed schedule is clear, realistic, and described in adequate detail. Please fill out the schedule below (or attach a similar sheet) for the work covered by this funding request. Be sure to identify key tasks and decision points in in your project along with estimated start and end dates for each of the milestones and tasks. Please clearly identify the beginning and ending of all phases of your proposed project. Add additional rows as needed. Milestones Tasks Start Date End Date Deliverables Design Phase: Select Design Team 3/1/16 3/22/16 Solicitation, NTP Design Team Scope Mtg 3/25/16 3/28/16 Scoping Mtg Minutes Complete Design Memo 4/1/16 4/10/16 Memo w/cost opinion Complete 65% Design 4/15/16 5/15/16 Plans, Specs, cost opinion Complete 100% Design 5/20/16 5/31/16 Plans, Specs, cost opinion Update Economic Analysis 5/20/16 5/31/16 Economic Analysis Construction Phase: Prepare Bid Package 6/1/16 6/15/16 Advertise For Bids 6/16/16 7/15/16 Bid Advertisement Review Bids 7/16/16 7/23/16 Award Bid 7/24/16 7/31/16 Notice Of Award Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 8 of 29 7/8/15 Pre-Con Conference 8/1/16 8/2/16 Pre-Con Mtg Minutes Submittal Reviews 8/3/16 9/2/16 Progress Report Contractor Mobilizes 9/6/16 9/12/16 Progress Report Stake Out/Line Locates 9/6/16 9/10/16 Progress Report Drill/Install 16 Vertical Loops 9/8/16 10/31/16 Progress Report Construct Mains/Laterals 9/11/16 10/31/16 Progress Report Mech/Elect Inside Bldgs 9/11/16 10/31/16 Progress Report Construct Loop Manifold 11/1/16 11/5/16 Progress Report Pressure Test System 11/6/16 11/7/16 Progress Report System Start Up/Testing 11/8/16 11/15/16 Progress Report Punch List Items/Testing 11/16/16 11/22/16 Progress Report Final Punch List/Close Out 11/28/16 12/15/16 Close Out Certificate 3.2 Budget Criteria: Stage 2-1.B: The cost estimates for project development, operation, maintenance, fuel, and other project items meet industry standards or are otherwise justified. 3.2.1 Budget Overview Describe your financial commitment to the project. List the amount of funds needed for project completion and the anticipated nature and sources of funds. Consider all project phases, including future phases not covered in this funding request. - City of Seward has completed in recent years energy efficiency improvements to buildings in the proposed system that were invoiced at a total of $32,497. - City of Seward has installed, for the sum of $24,999, a 4” diameter x 300 ft screened test borehole in the deep alluvial gravel formation along the bike path at the base of Adams Street (completed by Denali Drilling, August 2015). In August & September 2015 the City has profiled the water column in the test borehole for temperature and salinity at various depths during high and low tides using a Cast Away data logger ($780 instrument rental cost). These measurements have confirmed that warm subsurface ocean water is flowing into the gravel twice per day to a depth of 200 feet. - City of Seward has completed for the sum of $48,000 an Economic Evaluation of Ground Source Heat Pump System For City Buildings (by YourCleanEnergy LLC, September 2015) for the proposed ground source heat pump system. - The City of Seward has established a Total Project Cost of $850,000 for the subject project and the City Council committed by unanimous vote (7-0) a Council Resolution of August 31, 2015 to allocate a cash match of $85,000 toward the design phase of the proposed project. - City of Seward has committed, by authority of the City Manager, a $16,000 in-kind match for administration of the project via the City’s Project Manager. - City of Seward has committed, via the authority of the City Manager, a $2 4,000 in-kind construction labor/excavation match toward the construction phase of the project. The City plans to install the laterals from the trunk lines to inside the Library and City Hall; and the insulated hot water supply and return laterals between the Library and Annex, and the City Hall and Fire Hall. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 9 of 29 7/8/15 - City of Seward is requesting a grant amount of $725,000 from AEA to enable completion of the design phase; solicitation and evaluation of bids; construction phase; and data monitoring phase of the proposed project. - City of Seward will finance operation and maintenance of the project throughout its design life from City General funds and from heating oil savings accrued by the proposed project. The economic analysis for the project includes a one time cost of $125,000 at year 25 for replacement of heat pumps and loop pumps. This cost would be covered by the City general fund thru savings over heating oil accrued over that time period. 3.2.2 Budget Forms Applications MUST include a separate worksheet for each project phase that was identified in section 2.3.2 of this application, (I. Reconnaissance, II. Feasibility and Conceptual Design, III. Final Design and Permitting, and IV. Construction). Please use the tables provided below to detail your proposed project’s total budget. Be sure to use one table for each phase of your project . The milestones and tasks should match those listed in 3.1 above. If you have any question regarding how to prepare these tables or if you need assistance preparing the application please feel free to contact AEA at 907-771-3031 or by emailing the Grants Administrator, Shawn Calfa, at scalfa@aidea.org. Milestone or Task RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In-kind/Federal Grants/Other State Grants/Other TOTALS (List milestones based on phase and type of project. See sections 2.3 thru 2.6 of the RFA ) $ $ $ Design Phase: $ $ $ Secure Design Consultant Team $ $ 1,000 In-kind (City PM) $ 1,000 Complete Design Documents $ $ 87,880 $83,880 Cash +$4,000 In- kind (City PM) $ 87,880 $ $ $ Construction Phase: $ $ $ Advertise & Award Bids $ $ 2,000 In-kind (City PM) $ 2,000 Construct Project $ 725,000 $ 34,120 $1,120 Cash + $9,000 In- kind (City PM) + $24,000 In-kind (City crew) $ 759,120 $ $ $ $ $ $ $ $ $ $ $ $ TOTALS $ 725,000 $ 125,000 $ 850,000 Budget Categories: Direct Labor & Benefits $ 21,000 $ 30,000 $ Travel & Per Diem $ $ $ Equipment $ $ 10,000 (city excavator) $ Materials & Supplies $ $ $ Contractual Services (Consultant) $ 19,356 $ 83,880 $ Construction Services (Contractor) $ 684,644 $ 1,120 $ Other $ $ $ TOTALS $ 725,000 $ 125,000 $ 850,000 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 10 of 29 7/8/15 3.2.3 Cost Justification Indicate the source(s) of the cost estimates used for the project budget. Cost estimate for the project design and construction budgets were derived from the detailed Economic Evaluation completed by YourCleanEnergy LLC in September 2015. The Economic Evaluation is attached as a PDF separate to the application; the cost estimate for ALT B (includes Library, Annex, City Hall, Fire Hall) is for this project. 3.2.4 Funding Sources Indicate the funding sources for the phase(s) of the project applied for in this funding request. Grant funds requested in this application $725,000 Cash match to be provided $ 85,000 In-kind match to be provided $ 40,000 Total costs for project phase(s) covered in application (sum of above) $850,000 For heat projects using building efficiency completed within the last 5 years as in-kind match, the applicant must provide documentation of the nature and cost of efficiency work completed. Applicants should provide as much documentation as possible including: 1. Energy efficiency pre and post audit reports, 2. Invoices for work completed, 3. Photos of the building and work performed, and/or 4. Any other available verification such as scopes of work, technical drawings, and payroll for work completed internally. 3.2.5 Total Project Costs Indicate the anticipated total cost by phase of the project (including all funding sources). Use actual costs for completed phases. Reconnaissance (Construct Test Well, Collect Water Column Data) $ 24,999 Feasibility and Conceptual Design (Economic Evaluation) $ 48,000 Final Design and Permitting $ 88,880 Construction $761,120 Total Project Costs (sum of above) $922,999 3.2.6 Operating and Maintenance Costs (non-fuel) (City Labor) Estimate annual non-fuel O&M costs associated with the proposed system $ 1200 for heat pumps + $1200 for oil boilers= $2,400 3.2.7 Fuel Costs Estimate annual cost for all applicable fuel(s) needed to run the proposed system Fuel type Annual cost ($) Electricity for loop pumps (@Large General Service Rate of $0.184/KWH), 3%/yr escalation) $2,290 Electricity for heat pumps (@Large General Service Rate of $0.184/KWH), 3%/yr escalation) $37,210 Electricity for oil boiler burners (@Large General Service Rate of $0.184/KWH), 3%/yr escalation) $120 Total Annual Fuel Cost (2015) $39,620 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 11 of 29 7/8/15 3.3 Project Communications Criteria: Stage 2-1.C: The applicant’s communications plan, including monitoring and reporting, is described in adequate detail. Describe how you plan to monitor the project and keep the Authority informed of the status. The City Project Manager will have on-line access to web based data for the heat pump systems. Specifically, the web based data will include KWH meters and BTU meters for heat pump systems included in this project. The Project Manager will compile a monthly on-site inspection report of the heat pump systems with field notes and include the power usage and energy production data of the heat pump systems. This information can be transmitted to AEA in report form as part of the required reporting program during the first heating season of operation. 3.4 Operational Logistics Criteria: Stage 2-1.D: Logistical, business, and financial arrangements for operating and maintaining the project throughout its lifetime and selling energy from the completed project are reasonable and described in adequate detail. Describe the anticipated logistical, business, and financial arrangements for operating and maintaining the project throughout its lifetime and selling energy from the completed project. Operation and maintenance costs of the heat pump system will be derived throughout the design life from the City’s general fund, similar to the O&M now performed for all City buildings. All energy produced by the systems will be utilized within the City buildings, no arrangement for the selling of heat to others is required. SECTION 4 – QUALIFICATIONS AND EXPERIENCE 4.1 Project Team Criteria: Stage 2-2.A: The Applicant, partners, and/or contractors have sufficient knowledge and experience to successfully complete and operate the project. If the applicant has not yet chosen a contractor to complete the work, qualifications and experience points will be based on the applicant’s capacity to successfully select contractors and manage complex contracts. Criteria: Stage 2-2.B: The project team has staffing, time, and other resources to successfully complete and operate the project. Criteria: Stage 2-2.C: The project team is able to understand and address technical, economic, and environmental barriers to successful project completion and operation. Criteria: Stage 2-2.D: The project team has positive past grant experience. 4.1.1 Project Manager Indicate who will be managing the project for the Grantee and include contact information, and a resume. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application. If the applicant does not have a project manager indicate how you intend to solicit project management support. If the applicant expects project management assistance from AEA or another government entity, state that in this section. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 12 of 29 7/8/15 The City keeps a project manager on staff for mid and high level projects; the position has recently become vacant. The City is accepting applications and expects to fill the position before project construction. The individual selected will meet the qualifications outlined in the attached position description. In the interim the City contracts necessary project management functions to qualified private firms on an as needed basis. 4.1.2 Expertise and Resources Describe the project team including the applicant, partners, and contractors. Provide sufficient detail for reviewers to evaluate: • the extent to which the team has sufficient knowledge and experience to successfully complete and operate the project; • whether the project team has staffing, time, and other resources to successfully complete and operate the project; • how well the project team is able to understand and address technical, economic, and environmental barriers to successful project completion and operation. If contractors have not been selected to complete the work, provide reviewers with sufficient detail to understand the applicant’s capacity to successfully select contractors and manage complex contracts. Include brief resumes for known key personnel and contractors as an attachment to your application. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application The City of Seward has experience in contracting various projects through a competitive procurement process for capital projects, and qualifications process for professional services. The City plans to secure a professional consultant experienced in similar heat pump systems to lead the design and construction phase services of the project. Post construction operations for this project are expected to be equal to or less than with the current systems, and are within the current capacity of the City. The City’s current project team routinely administers, executes and completes capital and public works projects and contracts of similar scope and complexity. The City’s project team will be assisted by the consulting engineer with any technical issues throughout the construction period, and on an as needed basis thereafter. More routine barriers both during construction and in operations are within the ability of the current staff. Resumes for key City Staff are attached: Ron Long, Stefan Nilsson, Naneth Ambrosiani. 4.1.3 Project Accountant(s) Indicate who will be performing the accounting of this project for the grantee and include a resume. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application. If the applicant does not have a project accountant indicate how you intend to solicit financial accounting support. The City’s Finance Department will designate the individual to perform the accounting functions for this project. Resume for the City Finance Director, Chris Erchinger is attached. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 13 of 29 7/8/15 4.1.4 Financial Accounting System Describe the controls that will be utilized to ensure that only costs that are reasonable, ordinary and necessary will be allocated to this project. Also discuss the controls in place that will ensure that no expenses for overhead, or any other unallowable costs will be requested for reimbursement from the Renewable Energy Fund Grant Program. The project will be assigned a unique account code, where all costs are recorded and reported. All accounts are to Governmental Accounting Standards Board requirements, as well as any additional requirements specific to the grant, and are independently audited annually. 4.2 Local Workforce Criteria: Stage 2-2.E: The project uses local labor and trains a local labor workforce. Describe how the project will use local labor or train a local labor workforce. Operations over the life of the project will be almost exclusively by the local workforce, i.e. those within a reasonable commuting distance of the completed system, and will be a modification of position responsibilities within positions historically filled with area residents. Construction contractors will be independently responsible for fulfilling hiring goals; the City does however offer a 5% contract preference for bidders whose primary offices are within the service area. SECTION 5 – TECHNICAL FEASIBILITY 5.1 Resource Availability Criteria: Stage 2-3.A: The renewable energy resource is available on a sustainable basis, and project permits and other authorizations can reasonably be obtained. 5.1.1 Proposed Energy Resource Describe the potential extent/amount of the energy resource that is available, including average resource availability on an annual basis. Describe the pros and cons of your proposed energy resource vs. other alternatives that may be available for the market to be s erved by your project. For pre-construction applications, describe the resource to the extent known. For design and permitting or construction projects, please provide feasibility documents, design documents, and permitting documents (if applicable) as attachments to this application. The energy resource available is warm subsurface ocean water from Resurrection Bay that flows via tides into the 300 foot deep alluvial gravel shoreline adjacent to the bay. This is the same subsurface ocean heat source that has successfully supplied the Alaska SeaLife Center heat pump system since 2011. The warm ocean water originates at the equator and is transported by the North Pacific Gyre into the Alaska current that passes in front of the bay. The shoreline closest to the project area is owned by the City. The City installed a 300 foot deep x 4” diameter test borehole in the deep alluvial gravel of the waterfront in August 2015; the water profile (temperature and salinity) was then measured with a professional submersible marine data logger (CastAway). Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 14 of 29 7/8/15 These measurements confirmed that the static water level is 18ft to 22 ft below grade and that warm sea water (42F to 52F) is influencing the top 180 ft of the water column as tides move in and out of the deep gravel. The measurements also show that deeper levels of the gravel aquifer (180ft to 300 ft) have a stable water temperature of 42F with higher salinity. This data indicates that 300 ft long vertical loops of 1” HDPE installed in the deep gravel will be in full contact with the water column from a depth of 18 to 22 ft below grade and will experience optimal heat transfer characteristics for a closed loop water source heat pump system. By using double u-bends and proven “quad-bone” vertical pipe spacers in each 300ft deep borehole, the anticipated useful winter yield is 3.4 tons heat pump capacity per double u- bend borehole installed. A field of 16 double u-bend boreholes + one single u-bend is anticipated to provide a total system heat pump capacity of 56 tons (672,000 BTU/hour). A total of eight high efficiency water to water heat pumps, each with a capacity of 7 tons (84,000 BTU/hour), are proposed for installation in City buildings to meet winter heat loads and displace approximately 96% of recent years heating oil usage. The use of ocean source heat pumps has already proven to provide significant reduction in heating cost at the Alaska SeaLife Center over both heating oil boilers and straight electric resistance heat. While the SeaLife Center utilizes an existing ocean intake pipe and titanium heat exchanger to transfer heat into their source side loop, this approach is less attractive than the proposed use of ground loops adjacent to the ocean. The ground loop approach effectively places the heat transfer process in a subsurface location protected from storms, floods, silt, bio-fouling, boat anchors, and freezing. The ground loop is essentially one large closed loop that the City can pump from the City buildings and therefore no above grade infrastructure is required in the waterfront area. 5.1.2 Permits Provide the following information as it may relate to permitting and how you intend to address outstanding permit issues.  List of applicable permits  Anticipated permitting timeline  Identify and describe potential barriers All elements of the project will be constructed on City land, City rights-of-way, or in City buildings. There will be a building permit required for at least the interior works i.e., mechanical, electrical, & seismic.The Building Permit will be issued out of the Building Departments office at City Hall, turnaround time usually takes max 14 days. No other permits will be required for the proposed project. 5.2 Project Site Criteria: Stage 2-3.B: A site is available and suitable for the proposed energy system. Describe the availability of the site and its suitability for the proposed energy system. Identify potential land ownership issues, including whether site owners have agreed to the project or how you intend to approach land ownership and access issues. The vertical loop field will be located on City Parks & Rec shoreline land that is currently open field. Once constructed, the loop manifold will be buried 6 ft below grade and the land will return to its use for public recreation. Insulated HDPE trunk lines will be buried in a 4 ft Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 15 of 29 7/8/15 deep trench along City streets in the City R.O.W. All heat pump equipment will be located inside City buildings. 5.3 Project Risk Criteria: Stage 2-3.C: Project technical and environmental risks are reasonable. 5.3.1 Technical Risk Describe potential technical risks and how you would address them. Potential technical risks associated with drilling in the waterfront gravel formation have been assessed by drilling the 300 ft deep test hole in August 2015. With moderate effort, the driller was able to drill and drive 6” steel casing down hole, install a 4” PVC screened well, and then hydraulically extract the full length of 6” steel casing. This is a similar procedure that will occur with installation of vertical loops, and accordingly the technical risk of this procedure is anticipated to be very low and manageable by an experienced driller. A second potential risk is freezing of the source side loop in winter. This risk is mitigated by using a heat transfer fluid with 20% methanol / 80% water mixture; and using insulated HDPE trunk mains and laterals that will be buried in 4 ft deep trenches. The City electric utility has full standby diesel power generation for the downtown grid area so outages are rarely more than a few hours. In the event of a failure of one or more heat pumps in any one of the buildings, one existing oil boiler of the best condition will be retained as a lag/standby unit for that building. This approach was used successfully in the Seldovia House heat pump system (constructed under REF Round 7) that has been on-line since December 2014. Several spare loop pumps and motors can be procured under the project to ensure rapid replacement should one of the loop pumps fail. 5.3.2 Environmental Risk Explain whether the following environmental and land use issues apply, and if so how they will be addressed:  Threatened or endangered species  Habitat issues  Wetlands and other protected areas  Archaeological and historical resources  Land development constraints  Telecommunications interference  Aviation considerations  Visual, aesthetics impacts  Identify and describe other potential barriers The vertical ground loops will be 1” HDPE (SDR 11) with electro fusion weld joints, pressure tested in the factory, and then pressure tested again in the field after installation. The manifold and trunk mains are also HDPE SDR 11 with electro fusion weld joints that will be pressure tested upon installation. Therefore, barring a significant seismic event that shears the entire shoreline, the risk of a heat transfer fluid leak from the buried low pressure source side loop is very small. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 16 of 29 7/8/15 The vertical ground loops and loop field manifold will be buried at a minimum depth of six feet after installation. Trunk mains and laterals will be installed in 4 ft deep trenches. The use of City Parks & Rec land, and City street R.O.W.s will return to their normal use and appearance after construction is completed. Therefore no aesthetic impacts are introduced by the project. The heat pumps use only electricity as fuel, so there is no liability of fossil fuels (storage, transport, combustion, emissions) associated with their use, with the exception of the existing oil boiler that will be retained at each building for standby redundancy. 5.4 Existing and Proposed Energy System Criteria: Stage 2-3.D: The proposed energy system can reliably produce and deliver energy as planned. 5.4.1 Basic Configuration of Existing Energy System Describe the basic configuration of the existing energy system. Include information about the number, size, age, efficiency, and type of generation. All four City buildings currently have oil fired hydronic boilers of various age, size and MFG as detailed in the attached Economic Evaluation. The Library also has an electric boiler that will be placed off-line at any time the heat pumps are operating to stay within power capacity of the facility. Basic info on the boilers is as follows: City Building No of Boilers Type Net MBH Age Efficiency Library/Museum 1 main Oil Fired 242,567 2012 82.6% 1 standby Electric 460,000 2012 100% City Annex 1 main Oil Fired 194,928 1998 78.6% City Hall 1 main Oil Fired 255,029 2007 73.2% 1 standby Oil Fired 250,000 1996 68.2% Fire Hall 1 main Oil Fired 110,550 2009 85.0% 1 standby Oil Fired 110,550 2006 82.5% Existing Energy Generation and Usage a) Basic configuration (if system is part of the Railbelt1 grid, leave this section blank) i. Number of generators/boilers/other ii. Rated capacity of generators/boilers/other iii. Generator/boilers/other type iv. Age of generators/boilers/other v. Efficiency of generators/boilers/other vi. is there heat recovery and is it operational? 1 The Railbelt grid connects all customers of Chugach Electric Association, Homer Electric Association, Golden Valley Electric Association, the City of Seward Electric Department, Matanuska Electric Association and Anchorage Municipal Light and Power. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 17 of 29 7/8/15 b) Annual O&M cost i. Annual O&M cost for labor $2,400 labor for annual clean & tune of all oil boilers ii. Annual O&M cost for non-labor $900 for electricity for burners/blowers on oil boilers (4,900 KWH/year) + $600/yr parts = $1,500/year total c) Annual electricity production and fuel usage (fill in as applicable) i. Electricity [kWh] ii. Fuel usage Diesel [gal] Other iii. Peak Load iv. Average Load v. Minimum Load vi. Efficiency vii. Future trends d) Annual heating fuel usage (fill in as applicable) i. Diesel [gal or MMBtu] 19,344 gallons #1 heating oil / year for all four existing City Buildings: Library/Museum = 6,064 gallons City Annex = 2,475 gallons City Hall = 7,480 gallons Fire Hall = 3,325 gallons 5.4.2 Future Trends Describe the anticipated energy demand in the community over the life of the project. The design life of a ground source heat pump project is taken to be 50 years, as recommended by AEA in previous REF rounds, and by the US Department of Energy, due to the significant amount of below ground HDPE piping infrastructure involved. It is anticipated that heat pumps and loop pumps will be replaced at year 25. The proposed project will serve City buildings in the downtown area that are anticipated to remain in heavy usage and occupation throughout the design life of this project. A near future addition to the heat pump system is anticipated. The City is planning to construct a new shower house to replace the existing Adams Street Restroom that serves the public during summer months. The shower house will be approximately 24 x 30 feet in footprint and will be equipped with radiant floor heat and envelope insulation for winter use. This project is anticipated to be built in the fall of 2016 at the same time the proposed ground source heat pump system will be constructed if grant funding allows. The shower house will be within 140 feet of the source side trunk mains leaving the vertical loop field Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 18 of 29 7/8/15 and the plan is to connect this new shower house to the mains with buried insulated HDPE SDR11 laterals. Therefore blank tees will be installed in the trunk mains under the proposed project to allow connection of the Adams Street Shower House. The future shower house is anticipated to provide approximately 3,000 showers per year to the public, and will also include both men’s and women’s restrooms with toilets and sinks. The annual hot water heating load is anticipated to be approximately 30 MMBTU, and the annual space heating load is anticipated to be 125 MMBTU. The total annual heat load is thus anticipated to be 155 MMBTU; the use of heat pumps to serve this load would offset 1,450 gallons of heating oil each year if produced with an 80% efficient oil boiler. The addition of these shower house heat loads will increase the utilization and public benefit of the proposed ground source heat pump system. Most of the shower house utilization will occur in summer months when the campground and waterfront are heavily occupied with visitors. 5.4.3 Impact on Rates Briefly explain what if any effect your project will have on electrical rates in the proposed benefit area over the life of the project. For PCE eligible communities, please describe the expected impact would be for both pre and post PCE. The proposed heat pump system is not anticipated to have any direct effect on electrical rates in the benefit area over the life of the project. However the success of the system may stimulate an increased use of heat pumps in the City and that associated increase in base load may allow for rate reduction if revenue to the City electric utility rises substantially over the design life period. 5.4.4 Proposed System Design Provide the following information for the proposed renewable energy system:  A description of renewable energy technology specific to project location  Optimum installed capacity  Anticipated capacity factor  Anticipated annual generation  Anticipated barriers  Integration plan  Delivery methods A ground source heat pump system will be utilized to displace 96% of heating oil now consumed in four City buildings. As described in the attached Economic Evaluation, the optimum installed capacity of the system will be 56 tons. There will be a total of 16 double u-bend and one single u-bend vertical ground loops of 300 ft depth that will warm supply and return source side trunk mains to the four buildings. A total of eight heat pumps will be required, each with 7 tons of heating capacity. Four heat pumps (7 tons each) and one 360 gallon buffer tank will be installed in the Library (to serve Library and Annex); four heat pumps and one 360 gallon buffer tank will be installed in City Hall (to serve the City Hall and Fire Hall); one 240 gallon buffer tank will be installed in the Annex and Fire Hall. The high efficiency heat pumps are anticipated to run with an annual average COP of 2.9. One existing oil boiler will be retained in each building and will be piped in parallel to the heat pump load supply and return to the buffer tank. In the event that the heat pumps are unable to maintain buffer tank set point temperature, the oil boiler will fire and warm the buffer tank Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 19 of 29 7/8/15 as required. Experience from the Seldovia House ground source heat pump project placed on-line in December 2014 indicates that the oil boiler will only fire during extreme cold days, or as a result of high domestic hot water demand. The capacity factor of the eight heat pumps is the ratio of anticipated annual production divided by the production if the heat pumps were operating at full capacity all year long. That ratio is then 1,991 MMBTU / 5,887 MMBTU = 0.34 or 34%. This capacity factor will allow each bank of four heat pumps in the Library and City Hall to rotate units evenly throughout the year and equalize running hours. This even rotation will ensure longer compressor life of the heat pump units, and will reasonably allow 25 years of useful service before replacement of all heat pumps and loop pumps will be required. The anticipated annual heat generation by the heat pump system for the Library, City Hall, Annex and Fire Hall is 1,991 MMBTU. An additional heat generation of 155 MMBTU per year will occur with addition of the Adams Street Shower House to the system. Given the recent success with borehole drilling in the deep gravel, and the large amount of public support expressed for the project, no significant barriers to the project are anticipated at this time. Proposed System Design Capacity and Fuel Usage (Include any projections for continued use of non-renewable fuels) a) Proposed renewable capacity (Wind, Hydro, Biomass, other) [kW or MMBtu/hr] Eight heat pumps, each 84,000 BTU/hour, for a total system capacity of 760,000 BTU/hour. Anticipated average annual COP = 2.9, annual capacity factor of heat pumps = 34% b) Proposed annual electricity or heat production (fill in as applicable) i. Electricity [kWh] ii. Heat [MMBtu] 2,146 MMBTU c) Proposed annual fuel usage (fill in as applicable) i. Propane [gal or MMBtu] Existing oil boilers anticipated to carry 4% of annual heat load @80% efficiency = 80 MMBTU = 746 gallons #1 heating oil ii. Coal [tons or MMBtu] iii. Wood or pellets [cords, green tons, dry tons] iv. Other 12,440 KWH for loop pump electricity + 202,220 KWH for heat pump electricity + 650 KWH for exist oil boilers = 215,310 KWH total 5.4.5 Metering Equipment Please provide a short narrative, and cost estimate, identifying the metering equipment that will be used to comply with the operations reporting requirement identified in Section 3.15 of the Request for Applications. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 20 of 29 7/8/15 For the proposed heat pump system, metering equipment with web based monitoring capability will be included to track the heat production (BTU meters) and electrical energy usage (KWH meters) of heat pump banks in both the Library and City Hall. Hot water hydronic branches to the Annex and Fire Hall will also be equipped with BTU meters. Thus heat production utilized by each building can be accounted for, as well as the system COP for each bank of heat pumps. The costs for the BTU and KWH meters are incorporated in the project cost estimate for Alternative B in the attached Economic Evaluation. SECTION 6 – ECONOMIC FEASIBILITY AND BENEFITS 6.1 Economic Feasibility Criteria: Stage 2-4.A: The project is shown to be economically feasible (net positive savings in fuel, operation and maintenance, and capital costs over the life of the proposed project). 6.1.1 Economic Benefit Explain the economic benefits of your project. Include direct cost savings, and how the people of Alaska will benefit from the project. The benefits information should include the following:  Anticipated annual and lifetime fuel displacement (gallons and dollars)  Anticipated annual and lifetime revenue (based on i.e. a Proposed Power Purchase Agreement price, RCA tariff, or cost based rate)  Additional incentives (i.e. tax credits)  Additional revenue streams (i.e. green tag sales or other renewable energy subsidies or programs that might be available) The economic model used by AEA is available at http://www.akenergyauthority.org/Programs/Renewab le-Energy-Fund/Rounds#round9. This economic model may be used by applicants but is not required. The final benefit/cost ratio used will be derived from the AEA model to ensure a level playing field for all applicants. If used, please submit the model with the application. The anticipated annual total displacement of #1 heating oil is 18,570 gallons for the Library, Annex, City Hall and Fire Hall. Heat pumps in the Adams Street Shower House (to be connected to ground source trunk mains in fall of 2016) will afford an additional annual savings of 1,450 gallons of #1 heating oil. The total annual savings of #1 heating oil for this project is anticipated to be 18,750 + 1,450 = 20,020 gallons. At the current price of $3.02/gallon (delivered to City buildings) this would be a total annual savings to the City of $60,461 in 2015 dollars. Over the 50 design life of the project, the savings from this project would equate to 1,001,012 gallons of #1 heating oil with a present worth value of $4,466,560, assuming an average annual escalation rate of heating oil price of 4.5%/year and discount rate of 3%/year over the project life. The heat from this system is anticipated to be used only in City buildings. The savings from heating oil displacement is the primary driver of economic benefit anticipated, although the possibility exists that additional heat from this system could be sold to adjacent customers if a heat utility were established by the City in future years. A leveraging of carbon credits as revenue from the project may also be possible in future years if a stable market price for carbon emissions emerges in the Alaska. In the meantime, the project will serve to build public and private investor confidence in the practice of ocean source heat pumps for broader district heating in Seward and other Alaska coastal communities. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 21 of 29 7/8/15 6.1.2 Power Purchase/Sale The power purchase/sale information should include the following:  Identification of potential power buyer(s)/customer(s)  Potential power purchase/sales price - at a minimum indicate a price range  Proposed rate of return from grant-funded project Identify the potential power buyer(s)/customer(s) and anticipated power purchase/sales price range. Indicate the proposed rate of return from the grant -funded project. No sales of power of heat are associated with this project at this time. 6.1.3 Public Benefit for Projects with Private Sector Sales For projects that include sales of power to private sector businesses (sawmills, cruise ships, mines, etc.), please provide a brief description of the direct and indirect public benefits derived from the project as well as the private sector benefits and complete the table below. See section 1.6 in the Request for Applications for more information. N/A Renewable energy resource availability (kWh per month) Estimated sales (kWh) Revenue for displacing diesel generation for use at private sector businesses ($) Estimated sales (kWh) Revenue for displacing diesel generation for use by the Alaskan public ($) 6.2 Financing Plan Criteria: Stage 2-4.B: The project has an adequate financing plan for completion of the grant- funded phase and has considered options for financing subsequent phases of the project. 6.2.1 Additional Funds Identify the source and amount of all additional funds needed to complete the work in the phase(s) for which REF funding is being applied in this application. Indicate whether these funds are secured or pending future approvals. Describe the impact, if any, that the timing of additiona l funds would have on the ability to proceed with the grant. REF funding is being requested for design and construction phases. The City has committed via Council Resolution of August 31 2015 a cash match of $85,000 towards the design phase. The City has committed thru authorization of the City Manager an in-kind labor match of $16,000 for administration cost of the City’s designated project manager, and an in-kind labor match of $24,000 for excavation/installation of buried laterals required for the project. These funding matches are secured and are not pending future approvals. The funds have already been allocated and thus they will allow the design and construction phases to proceed as required to coordinate with the availability of REF funds if an award if made for the project. 6.2.2 Financing opportunities/limitations If the proposed project includes final design or construction phases, what are your opportunities and/or limitations to fund this project with a loan, bonds, or other financing options? No limitations to fund the City’s portion of match funding currently exists as the funds have already been allocated by Council Resolution and City Manager authorization. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 22 of 29 7/8/15 6.2.2 Cost Overruns Describe the plan to cover potential cost increases or shortfalls in funding. The project budget, as described as ALT B in the attached Economic Evaluation, includes a contingency equal to 10% of the estimated construction cost of the project. Unanticipated project cost overages that might exceed the planned contingency could be covered from the City’s general fund upon approval by the City Council. 6.2.3 Subsequent Phases If subsequent phases are required beyond the phases being applied for in this application, describe the anticipated sources of funding and the likelihood of receipt of those funds. This project does anticipate including the heat load associated with the new City owned and operated campground shower house. The construction cost of the new Adams Street Shower House and its connection to the ground source heat pump system described herein is a scope not included in this application. Its construction is anticipated to be as early as the fall of 2016 and will be a project undertaken by the Parks & Recreation Department of the City. The project currently has favorable consideration of the City Council and is viewed as a self-evident addition to the waterfront ground source loop system. By using heat pumps for both space heating and hot water heating in the new shower house, the City will be afforded significant year round cost savings over in comparison to the use of oil boiler or straight electric heat for this facility. The shower house project will increase public benefit to the thousands of campers and visitors to the City waterfront each summer. 6.3 Other Public Benefit Criteria: Stage 3-4.C: Other benefits to the Alaska public are demonstrated. Avoided costs alone will not be presumed to be in the best interest of the public. Describe the non-economic public benefits to Alaskans over the lifetime of the project. For the purpose of evaluating this criterion, public benefits are those benefits that would be considered unique to a given project and not generic to any renewable resource. For example, decreased greenhouse gas emission, stable pricing of fuel source, won’t be considered under this category. Some examples of other public benefits include:  The project will result in developing infrastructure (roads, trails, etc.) that can be used for other purposes  The project will result in a direct long-term increase in jobs (operating, supplying fuel, etc.)  The project will solve other problems for the community (waste disposal, food security, etc.)  The project will generate useful information that could be used by the public in other parts of the state  The project will promote or sustain long-term commercial economic development for the community This ground source heat pump project is essentially the first ocean source district heat project undertaken in Alaska. Thus the evolution and development of innovative technology and construction methods unique to this project will serve as a path forward for future district heat projects in areas of coastal Alaska that have ice free bays, low to moderate cost electricity, heating oil usage, and clusters of closely spaced buildings that are heated thru the sub-arctic winter. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 23 of 29 7/8/15 The project will serve to employ the City Project Manager part time thru the design, construction, and thru the design life of the project. Any future expansion of ocean source district heat by the City will increase the employment potential for City employees, and those who sell, monitor and service the heat pump system equipment included in this project. The project solves a problem for the community not previously solved. It demonstrates cost effective extraction of subsurface ocean heat with waterfront ground loops that eliminate the need for a ocean intake system and the costs and risks associated with seawater pumping, corrosion, siltation, fouling from marine growth, storm surges and impacts from marine mammals, subsurface debris, and boat anchors. With the large number of buildings in Seward located on or near Resurrection Bay and its immense year round natural heat source, the interest in tapping into this resource for lower cost space and water heating is increasing steadily among building owners and residents alike. Successful execution of this project will generate information useful to cities, residents, and businesses in other parts of the state that may have a similar natural resource and energy costs. A working system that is maintained and operated successfully by the City will inspire confidence in other coastal towns to consider this approach and evaluate its economic and technical merits. The project will promote and sustain long term commercial economic development for the community by lowering City expense over time on heat energy costs. If district heat were expanded to serve the downtown businesses, the winter heat costs that now force many to close or reduce hours and employment could be mitigated by a more stable and lower cost source of heat. This is also true for the schools, swimming pool, community center and other buildings that provide an increased quality of life for residents and business es. Residential buildings that spend less money on heating costs will have more money to spend in the local economy. SECTION 7 – SUSTAINABILITY Describe your plan for operating the completed project so that it will be sustainable throughout its economic life. Include at a minimum:  Capability of the Applicant to demonstrate the capacity, both administratively and financially, to provide for the long-term operation and maintenance of the proposed project  Is the Applicant current on all loans and required reporting to state and federal agencies?  Likelihood of the resource being available over the life of the project  Likelihood of a sufficient market for energy produced over the life of the project  The City currently operates and maintains multiple facilities with elements similar to those making up the proposed project. City staff routinely works with pumps, underground utilities, hydronic heating systems, electrical components and connections and other features common to this project. City administrative offices provide budget, financial, payroll, purchasing, accounts receivable and payable, and all other financial and accounting services to the utilities and the general fund services of the City. The Finance Department consistently receives a Certificate of Excellence in Financial Reporting, issued by the Government Financial Officers Association. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 24 of 29 7/8/15 The project economic analysis includes present worth cost of $125,000 for replacement of all heat pumps and loop pumps at year 25. Because the capacity factor is 34% and the running hours of heat pump units will be kept even, this expectation of useful operating life is reasonable given that large buffer tanks are included to eliminate short cycle operation of the heat pumps. The source of energy for this project is as sustainable and predictable as the Alaska Current and the ocean tides, and the 50 year design life of the proposed system aligns with the need into the foreseeable future for the existence of the publicly owned facilities served. SECTION 8 – PROJECT READINESS Describe what you have done to prepare for this award and how quickly you intend to proceed with work once your grant is approved. Specifically address your progress towards or readiness to begin, at a minimum, the following:  The phase(s) that must be completed prior to beginning the phase(s) proposed in this application  The phase(s) proposed in this application  Obtaining all necessary permits  Securing land access and use for the project  Procuring all necessary equipment and materials  Improving the thermal energy efficiency of the building(s) to be served by the heat project The Recon Phase of this project, completed in August 2015, was installing a test borehole to determine thermal conductivity and temperatures of ground water present in the 300 ft deep alluvial gravel along the waterfront ($24,999). The Feasibility Phase of this project, completed in September 2015, was an Economic Evaluation ($48,000) of the ground source heat pump system that incorporated the results of the test borehole data collection. The Evaluation also presented preliminary vertical loop design, borehole field location, trunk main and lateral alignment routes, schematic of piping and mechanical equipment, and scope of integration into existing buildings. Heat loads of the existing building were evaluated, trunk main sizes were estimated, and heat pump and buffer tank capacities were estimated. A detailed Opinion of Probable Cost was also included. Readiness toward the upcoming Design and Construction Phases: The City’s Project Manager will facilitate the tasks required for these phases in the event that a grant award is expected. Because the City cash contribution ($85,000) will cover all of the design phase work, it is anticipated that this work could start as early as March 2016, so that the construction phase can start in August when a grant agreement with AEA is expected to be in place. The City has also committed a $24,000 in-kind match in the form of excavation crew and excavator for the installation of laterals in the construction phase. The permits that will be required for the project are from the City Building Department for mechanical, electrical, and seismic work inside the buildings. These permits can be obtained typically with 14 days of submittal of completed design documents. The City owns all land and R.O.W.s in the project area. Both the Public Works and Parks & Recreation Departments of the City are familiar with the scope of the project and have written a Letter of Support on behalf of the project (attached). Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 25 of 29 7/8/15 All equipment and materials needed for the project will be procured by the successful contractor after the construction contract is awarded. The City will provide in-kind match of excavation crew ($14,000) and excavator ($10,000) to construct laterals to the buildings; the labor crew and excavator required are already present in the Public Works Department. The City has recently improved the energy efficiency of the structures to be served by this project as follows:  Annex building (8,192 SQFT). Exterior walls furred out with 1 ½ Styrofoam and resided. All windows (Single pane) replaced with vinyl double pane gas filled windows. Improvements were completed as of 2010.  City Hall (20,532 SQFT) original 1960’s cast iron boiler replaced with an Energy Kinetic system 2000 EK-3 oil boiler.  Fire Hall (7,262 SQFT) 18 single pane wood frame windows replaced in 2011 with triple pane vinyl windows. An old (1963) very inefficient and oversized basement air handling unit was replaced in 2013 with an much smaller HRV sized properly for the SQFT served.  New Library (24,323 SQFT) built in 2012: many efforts for envelope efficiency during building planning stages resulted in R-28 exterior walls as well as in-floor heat, which have made this building an ideal candidate for the proposed renewable heating system. No permits for this project are required from other agencies, and the City complies with applicable City permit requirements in every case. The lands, buildings and rights of way used for and served by the project are owned by the City and available for the project. All materials and equipment not provided by the City will be through procured through the competitive process as required by Code and Statute. SECTION 9 – LOCAL SUPPORT AND OPPOSITION Describe local support and opposition, known or anticipated, for the project. Include letters, resolutions, or other documentation of local support from the community that would benefit from this project. The Documentation of support must be dated within one year of the RFA date of July 7, 2015 City Council Resolution of August 31, 2015 is attached. Letters of Support are attached as follows: Letter of Support from Public Works Director, City of Seward Letter of Support from Parks & Rec Director, City of Seward Letter of Support from CEO of the Alaska SeaLife Center Letter of Support from Executive Director of AVTEC Seward There have been no known documented or observed expressions of public opposition to this project as of the date of this application. News stories that document the public support for the project as it evolved are attached as follows: June 1, 2014 – Seward City News December 12, 2014 – Seward City News July 27, 2015 – Seward City News September 2, 2015 – Alaska Dispatch News September 8, 2015 – Alaska Public Radio Network Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 26 of 29 7/8/15 September 13, 2015 – Seward City News SECTION 10 – COMPLIANCE WITH OTHER AWARDS Identify other grants that may have been previously awarded to the Applicant by the Authority for this or any other project. Describe the degree you have been able to meet the requirements of previous grants including project deadlines, reporting, and information requests. ARRA – Alaska Energy Authority grant for energy efficiency and conservation – CY2009 = $115,800 grant. Of this, $6,358 was spent in 2009, $8,421 was spent in 2010; $46,724 was spent in 2011, $36,387 was spent in 2012. Alaska Energy Authority REF Round III – Sealife Center Heat Pump Project - $286,580 grant, spent according to the following schedule: $113,645 in 2010; $153,399 in 2011; $19,536 in 2012. The project deadlines, reporting and information requests for the above projects were met by the City of Seward. SECTION 11 – LIST OF SUPPORTING DOCUMENTATION FOR PRIOR PHASES In the space below please provide a list additional documents attached to support completion of prior phases. Invoice to City for $18,000 for installation of new energy efficient windows and doors in the FireHall in 2011. Invoice to City for $6,322 for installation of new HRV in the Fire Hall in 2014. Invoice to City for $8,175 for installation of new energy efficient oil boiler in City Hall. Recon Phase - Invoice to City of $24,999 from Denali Drilling for installation of thermal conductivity test well in August 2015. Feasibility Phase – Resolution 2014-103 from City Council authorizing $48,000 for professional engineering services to complete Economic Evaluation. Invoice to City for $40,200 and $7,800 from YourCleanEnergy LLC for this work effort. SECTION 12 – LIST OF ADDITIONAL DOCUMENTATION SUBMITTED FOR CONSIDERATION In the space below please provide a list of additional information submitted for consideration Economic Evaluation of Ground Source Heat Pump System completed September 12 by YourCleanEnergyLLC. RCA Certificate Of Public Convenience & Necessity – Seward Electric Utility Invoice from ShoreSide Petroleum for August 5 2015 heating fuel delivery to City bldgs = $3.02/gallon. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 27 of 29 7/8/15 Invoice from City Electric Department to City Finance Department for electricity sold to City Hall in August 2015 @$0.184/KWH. Concept floor plan of Adams Street Shower House planned for construction in fall of 2016 by Parks & Recreation Department. SECTION 13 – AUTHORIZED SIGNERS FORM (see attached signed pages) Community/Grantee Name: Regular Election is held: Date: Authorized Grant Signer(s): Printed Name Title Term Signature I authorize the above person(s) to sign Grant Documents: (Must be authorized below by the highest ranking organization/community/municipal official) Printed Name Title Term Signature Grantee Contact Information: Mailing Address: Phone Number: Fax Number: E-mail Address: Federal Tax ID #: Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 28 of 29 7/8/15 Please submit an updated form whenever there is a change to the above information. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 29 of 29 7/8/15 SECTION 14 – ADDITIONAL DOCUMENTATION AND CERTIFICATION SUBMIT THE FOLLOWING DOCUMENTS WITH YOUR APPLICATION: A. Contact information and resumes of Applicant’s Project Manager, Project Accountant(s), key staff, partners, consultants, and suppliers per application form Section 3.1, 3.4 and 3.6. Applicants are asked to provide resumes submitted with applications in separate electronic documents if the individuals do not want their resumes posted to the project web site. B. Letters or resolutions demonstrating local support per application form Section 9. C. For projects involving heat: Most recent invoice demonstrating the cost of heating fuel for the building(s) impacted by the project. D. Governing Body Resolution or other formal action taken by the applicant’s governing body or management per RFA Section 1.4 that: - Commits the organization to provide the matching resources for project at the match amounts indicated in the application. - Authorizes the individual who signs the application has the authority to commit the organization to the obligations under the grant. - Provides as point of contact to represent the applicant for purposes of this application. - Certifies the applicant is in compliance with applicable federal, state, and local, laws including existing credit and federal tax obligations. E. An electronic version of the entire application on CD or other electronic media, per RFA Section 1.7. F. CERTIFICATION The undersigned certifies that this application for a renewable energy grant is truthful and correct, and that the applicant is in compliance with, and will continue to comply with, all federal and state laws including existing credit and federal tax obligations and that they can indeed commit the entity to these obligations. Print Name Signature Title Date