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HomeMy WebLinkAboutRound9REF_TENAKEE_IndianRiverSupplConstructionRenewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 1 of 32 Tenakee – Indian River 9/15/14 Application Forms and Instructions This instruction page and the following grant application constitutes the Grant Application Form for Round VIII of the Renewable Energy Fund. A separate application form is available for projects with a primary purpose of producing heat (see RFA section 1.5). This is the standard form for all other projects, including projects that will produce heat and electricity. An electronic version of the Request for Applications (RFA) and both application forms is available online at: http://www.akenergyauthority.org/Programs/Renewable-Energy-Fund/Rounds#round9.  If you need technical assistance filling out this application, please contact Shawn Calfa, the Alaska Energy Authority Grants Administrator at (907) 771-3031 or at scalfa@aidea.org.  If you are applying for grants for more than one project, provide separate application forms for each project.  Multiple phases (e.g. final design, construction) for the same project may be submitted as one application.  If you are applying for grant funding for more than one phase of a project, provide milestones and grant budget for each phase of the project.  In order to ensure that grants provide sufficient benefit to the public, AEA may limit recommendations for grants to preliminary development phases in accordance with 3 ACC 107.605(1).  If some work has already been completed on your project and you are requesting funding for an advanced phase, submit information sufficient to demonstrate that the preceding phases are completed and funding for an advanced phase is warranted. Supporting documentation may include, but is not limited to, reports, conceptual or final designs, models, photos, maps, proof of site control, utility agreements, power sale agreements, relevant data sets, and other materials. Please provide a list of supporting documents in Section 11 of this application and attach the documents to your application.  If you have additional information or reports you would like the Authority to consider in reviewing your application, either provide an electronic version of the document with your submission or reference a web link where it can be downloaded or reviewed. Please provide a list of additional information; including any web links, in section 12 of this application and attach the documents to your application. For guidance on application best practices please refer to the resource specific Best Practices Checklists; links to the checklists can be found in the appendices list at the end of the accompanying REF Round IX RFA.  In the sections below, please enter responses in the spaces provided. You may add additional rows or space to the form to provide sufficient space for the information, or attach additional sheets if needed. REMINDER: Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 2 of 32 Tenakee – Indian River 9/15/14  Alaska Energy Authority is subject to the Public Records Act AS 40.25, and materials submitted to the Authority may be subject to disclosure requirements under the act if no statutory exemptions apply.  All applications received will be posted on the Authority web site after final recommendations are made to the legislature. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 3 of 32 Tenakee – Indian River 9/15/14  In accordance with 3 AAC 107.630 (b) Applicants may request trade secrets or proprietary company data be kept confidential subject to review and approval by the Authority. If you want information to be kept confidential the applicant must: o Request the information be kept confidential. o Clearly identify the information that is the trade secret or proprietary in their application. o Receive concurrence from the Authority that the information will be kept confidential. If the Authority determines it is not confidential it will be treated as a public record in accordance with AS 40.25 or returned to the applicant upon request. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 4 of 32 Tenakee – Indian River 9/15/14 SECTION 1 – APPLICANT INFORMATION Please specify the legal grantee that will own, operate, and maintain the project upon completion. Name (Name of utility, IPP, local government, or other government entity) CITY OF TENAKEE SPRINGS dba TENAKEE SPRINGS ELECTRIC DEPARTMENT Type of Entity: Fiscal Year End: LOCAL GOVERNMENT July 31 Tax ID # 92-0048310 Tax Status: ☐ For-profit ☐ Non-profit ☐ Government (check one) Date of last financial statement audit: 2015 Mailing Address: Physical Address: PO BOX 52 TENAKEE SPRINGS COMMUNITY BLDG. TENAKEE SPRINGS, AK 99841 TENAKEE AVENUE Telephone: Fax:Email: 907-736-2207 907-736-2207 citytke@gmail.com 1.1 Applicant Point of Contact / Grants Manager Name: Title: ARTHUR BLOOM HYDRO PROJECT MANAGER Mailing Address: PO BOX 52 TENAKEE SPRINGS, AK 99841 Telephone: Fax:Email: 907-736-2222 907-736-2222 artmbloom@gmail.com 1.1.1 APPLICANT SIGNATORY AUTHORITY CONTACT INFORMATION Name: Don Pegues Title: Mayor Mailing Address: PO BOX 52 TENAKEE SPRINGS, AK 99841 Telephone: Fax:Email: 907-736-2207 907-736-2207 citytke@gmail.com 1.1.2 Applicant Alternate Points of Contact Name Telephone:Fax:Email: Don Pegues 907-736-2207 907-736- citytke@gmail.com X Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 5 of 32 Tenakee – Indian River 9/15/14 2207 John Wisenbaugh 907-736-2207 907-736- 2207 wisentenakee@juno.com 1.2 Applicant Minimum Requirements Please check as appropriate. If applicants do not meet the minimum requirements, the application will be rejected. 1.2.1 Applicant Type ☐ An electric utility holding a certificate of public convenience and necessity under AS 42.05, or ☐ An independent power producer in accordance with 3 AAC 107.695 (a) (1), or ☐ A local government, or ☐ A governmental entity (which includes tribal councils and housing authorities) 1.2 APPLICANT MINIMUM REQUIREMENTS (continued) Please check as appropriate. ☐ * 1.2.2 Attached to this application is formal approval and endorsement for the project by the applicant’s board of directors, executive management, or other governing authority. If the applicant is a collaborative grouping, a formal approval from each participant’s governing authority is necessary. (Indicate by checking the box) * RESOLUTION ON AGENDA FOR SEPTEMBER COUNCIL MEETING, WILL BE PROVIDED WHEN AVAILABLE ☐ 1.2.3 As an applicant, we have administrative and financial management systems and follow procurement standards that comply with the standards set forth in the grant agreement (Section 3 of the RFA). (Indicate by checking the box) ☐ 1.2.4 If awarded the grant, we can comply with all terms and conditions of the award as identified in the Standard Grant Agreement template at http://www.akenergyauthority.org/Programs/Renewable-Energy- Fund/Rounds#round9. (Any exceptions should be clearly noted and submitted with the application.) (Indicate by checking the box) ☐ 1.2.5 We intend to own and operate any project that may be constructed with grant funds for the benefit of the general public. If no please describe the nature of the project and who will be the primary beneficiaries. (Indicate yes by checking the box) X X X X X X Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 6 of 32 Tenakee – Indian River 9/15/14 SECTION 2 – PROJECT SUMMARY 2.1 Project Title Provide a 4 to 7 word title for your project. Type in the space below. INDIAN RIVER HYDROELECTRIC PROJECT – CONSTRUCTION 2.2 Project Location 2.2.1 Location of Project – Latitude and longitude (preferred), street address, or community name. Latitude and longitude coordinates may be obtained from Google Maps by finding you project’s location on the map and then right clicking with the mouse and selecting “What is here? The coordinates will be displayed in the Google search window above the map in a format as follows: 61.195676.-149.898663. If you would like assistance obtaining this information please contact AEA at 907-771-3031. The project is located on Indian River, approximately one mile east of Tenakee Springs in Township 47 South, Range 63 East of the Copper River meridian. This project is located at approximately 57.788d N, 135.193d W. 2.2.2 Community benefiting – Name(s) of the community or communities that will be the beneficiaries of the project. Tenakee Springs. All utility customers, residents and businesses will benefit from this project. 2.3 Project Type Please check as appropriate. 2.3.1 Renewable Resource Type ☐ Wind ☐ Biomass or Biofuels (excluding heat-only) ☐ Hydro, Including Run of River ☐ Hydrokinetic ☐ Geothermal, Excluding Heat Pumps ☐ Transmission of Renewable Energy ☐ Solar Photovoltaic ☐ Storage of Renewable ☐ Other (Describe) ☐ Small Natural Gas 2.3.2 Proposed Grant Funded Phase(s) for this Request (Check all that apply) Pre-Construction Construction ☐ Reconnaissance ☐ Final Design and Permitting ☐ Feasibility and Conceptual Design ☐ Construction X X Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 7 of 32 Tenakee – Indian River 9/15/14 2.4 Project Description Provide a brief one paragraph description of the proposed project. The City of Tenakee Springs is constructing a hydroelectric project on Indian River. The project is a 180 kW low head, run-of-river plant displacing the use of approximately 30,000 gallons of diesel fuel annually, or 94% of annual electric utility diesel consumption (See Table 3-1, Final Business and Operating Plan, Polarconsult, January 2015). At least 6,500 additional gallons of fuel oil can be displaced by heating public buildings (community building and school) with excess energy from the hydro project. 2.5 Scope of Work Provide a scope of work detailing the tasks to be performed under this funding request. This should include work paid for by grant funds and matching funds or performed as in- kind match. The City has previously successfully completed feasibility study and permitting and design phases for this project under AEA’s Renewable Energy Grant (REG) Program. The project is currently under construction, with grant funds awarded under the REG Program and city matching funds. Under an AEA-approved phased construction strategy, the City has successfully completed the high-risk heavy civil construction activities for the project, including access roads to the project site and a bench through the river canyon for placement of the penstock. Remaining work includes construction of the diversion structure and powerhouse, installation of the penstock, power line extension, installation of the turbine, generator, switchgear and controls, plant startup and commissioning, and design and installation of electrical/mechanical system upgrades to provide electrical heating on an interruptible basis to the community building and school. Remaining civil construction (construction of the intake works, penstock, and powerhouse) is scheduled to go out to bid in fall 2015 for construction in 2016. The proposed scope of work to be covered by the requested grant and matching funds is the balance of plant construction after remaining civil construction is completed. This will consist of the power line extension to the hydro powerhouse, procurement/installation of the turbine/generator, switchgear, and controls, and plant startup and commissioning, and design and installation of electrical/mechanical system upgrades to provide electrical heating on an interruptible basis to the community building and school. The City intends to secure project financing sufficient to complete this project with or without the requested grant funds. The prime purpose of the grant funds will be to directly reduce electric rates to the general public by reducing the City’s debt burden on this project (see discussion at 5.4.3, 6.1.1). The City plans to put the balance of plant out to bid in March 2016 once project financing is in place. The City recognizes that availability of grant funds requested in this application will be unknown at that time. If AEA recommends this project for funding, the Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 8 of 32 Tenakee – Indian River 9/15/14 City intends to request authorization from AEA to assume reimbursable grant expenses prior to July 1, 2015 in order to avoid delays on the project construction schedule. If the grant award does not materialize, the City’s financing will be sufficient to complete the project. If the grant is awarded and AEA does not authorize advance expenditures, the City will submit a revised schedule for the proposed scope of work. In this event, project commissioning will be delayed to 2017. The scope of work for requested funds is completion of project construction, specifically to include procurement and installation of the following: 1. Hydro turbine / generator 2. Hydro powerhouse switchgear/controls systems 3. Construction of power line from existing distribution near the harbor to the hydro powerhouse 4. Plant commissioning / startup. 5. Design and installation of interruptible electric services at power plant, community building, and school (or other buildings at City discretion). 5. Project management and construction engineering support. SECTION 3 – Project Management, Development, and Operation 3.1 Schedule and Milestones Criteria: Stage 2-1.A: The proposed schedule is clear, realistic, and described in adequate detail. Please fill out the schedule below (or attach a similar sheet) for the work covered by this funding request. Be sure to identify key tasks and decision points in your project along with estimated start and end dates for each of the milestones and tasks. Please clearly identify the beginning and ending of all phases of your proposed project. Add additional rows as needed. Milestones Tasks Start Date* End Date Deliverables 1. Bid documents - Hydro turbine/generator vendor - Power line contractor - Hydro switchgear / controls contractor 3/1/16 4/1/16 Bid documents 2. Vendor Selection and Award Select vendors, award contracts 4/1/15 4/15/16 Bid Synopsis 3. Construction Construct project per contract scope of work 4/15/16 8/15/16 Monthly Construction Reports 4. Construction Management Manage construction 4/15/16 8/15/16 Monthly Construction Reports 5. Construction Engineering Engineering inspections, respond to contractor RFIs, etc. 4/15/16 8/15/16 Monthly Construction Reports 6. Integration and Testing 8/15/16 9/15/16 Monthly Construction Reports 7. Plant Commissioning Commission plant 9/15/16 10/1/16 Monthly Construction Reports 8. As-Built drawings O&M Manual Prepare as-built Prepare O&M manual 10/1/16 11/1/16 Record drawings O&M manual 9. Design and installation of interruptible heating systems at Design systems Hire Contractor 4/1/16 11/1/16 Record Drawings O&M Manual Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 9 of 32 Tenakee – Indian River 9/15/14 community building and school Build Retrofits 10. Operations Reporting Annual operations reports per RFA 1/1/17 1/1/27 Annual operations reports * See narrative at 2.5 for proposed schedule and intent to seek AEA approval to assume reimbursable grant expenses prior to July 1, 2015. If this approval is not granted, the City will submit a revised schedule with a start date of 7/1/2016. 3.2 Budget Criteria: Stage 2-1.B: The cost estimates for project development, operation, maintenance, fuel, and other project items meet industry standards or are otherwise justified. 3.2.1 Budget Overview Describe your financial commitment to the project. List the amount of funds needed for project completion and the anticipated nature and sources of funds. Consider all project phases, including future phases not covered in this funding request. The City of Tenakee Springs has demonstrated its financial commitment to this project by providing matching funds and in-kind services for several prior rounds of grants to advance the project through feasibility study, design and permitting, and construction. Matching funds committed to the project to date total $373,000, consisting of City general funds, directed State of Alaska appropriations, and in-kind services. To date, the City has successfully managed the project budgets. The feasibility and design / permitting phases were both completed under budget and/or with expanded work scopes to beneficially utilize remaining funds to advance the project. Construction to date is also under budget, with the penstock bench completed in 2015 approximately 25% under the engineer’s cost estimate for a project savings of approximately $275,000. The City recognizes, however, that remote construction costs can be volatile, and holds the current budget savings in reserve for potential future cost overruns on this project. The City is committed to completing this project, and plans to secure financing independent of this grant application to complete the project in 2016. This financing will either be used to complete the project if grant funds are not awarded, or be available as contingency in the event of cost overruns on the remainder of project construction. The City is evaluating financing options and expects to start the process to secure financing (bond or loan applications) later this year in time to have the funds in place for 2016 construction. If awarded, the City’s current grant request of $809,000 will bring the cumulative grants awarded under the Renewable Energy Grant Program for this project to the maximum of $4,000,000 in the current RFA. The City commits matching funds as needed to complete the project. Based on the Engineer’s cost estimate for remaining construction, total non-REF funds (matching funds) are estimated to be $1,115,280. Since actual construction cost will vary from the estimate, the precise match amount is not known at this time. It is estimated that the match amount would be less than the grant amount of $809,000, so the minimum total match is estimated to be 100% of the requested grant amount. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 10 of 32 Tenakee – Indian River 9/15/14 3.2.2 Budget Forms Applications MUST include a separate worksheet for each project phase that was identified in section 2.3.2 of this application, (I. Reconnaissance, II. Feasibility and Conceptual Design, III. Final Design and Permitting, and IV. Construction. Please use the tables provided below to detail your proposed project’s total budget. Be sure to use one table for each phase of your project. The milestones and tasks should match those listed in 3.1 above. If you have any question regarding how to prepare these tables or if you need assistance preparing the application please feel free to contact AEA at 907-771-3031 or by emailing the Grants Administrator, Shawn Calfa, at scalfa@aidea.org. Milestone or Task RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In-kind/Federal Grants/Other State Grants/Other TOTALS 1. Bid documents $6,300 $8,700 Cash/in-kind $15,000 2. Vendor Selection and Award $4,200 $5,800 Cash/in-kind $10,000 3. Construction $532,800 $734,480 Cash/in-kind $1,267,280 4. Construction Management $25,200 $34,800 Cash/in-kind $60,000 5. Construction Engineering $25,200 $34,800 Cash/in-kind $60,000 6. Integration and Testing $105,100 $144,900 Cash/in-kind $250,000 7. Plant Commissioning $21,900 $30,100 Cash/in-kind $52,000 8. As-Built drawings and O&M manual $4,200 $5,800 Cash/in-kind $10,000 9. Design and installation of interruptible heating systems at community building and school $84,100 $115,900 Cash/in-kind $200,000 10. Operations Reporting $0 $0 Cash/in-kind $0 TOTALS $809,000 $1,115,280 $1,924,280 Budget Categories: Direct Labor & Benefits $ $ $ Travel & Per Diem $ $ $ Equipment $ $ $ Materials & Supplies $ $ $ Contractual Services $ $ $ Construction Services $809,000 $1,115,280 Cash/in-kind $1,924,280 Other $ $ $ TOTALS $809,000 $1,115,280 $1,924,280 3.2.3 Cost Justification Indicate the source(s) of the cost estimates used for the project budget. Project cost estimate is based on the final engineer’s cost estimate for the project, prepared by Polarconsult Alaska, Inc. 3.2.4 Funding Sources Indicate the funding sources for the phase(s) of the project applied for in this funding request. Grant funds requested in this application $ 809,000 Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 11 of 32 Tenakee – Indian River 9/15/14 Cash match to be provided * see discussion of match at 3.2.1 $1,100,000* In-kind match to be provided * see discussion of match at 3.2.1 $ 15,280* Total costs for project phase(s) covered in application (sum of above) $1,924,280 3.2.5 Total Project Costs Indicate the anticipated total cost by phase of the project (including all funding sources). Use actual costs for completed phases. Reconnaissance $ 0 Feasibility and Conceptual Design $ 125,000 Final Design and Permitting $ 229,000 Construction $5,244,280 Total Project Costs (sum of above)$5,598,280 3.2.6 Operating and Maintenance Costs O&M costs can be estimated in two ways for the standard application. Most proposed RE projects will fall under Option 1 because the new resource will not allow for diesel generation to be turned off. Some projects may allow for diesel generation to be turned off for periods of time; these projects should choose Option 2 for estimating O&M. Options O&M Impact of proposed RE project Option 1: Diesel generation ON For projects that do not result in shutting down diesel generation there is assumed to be no impact on the base case O&M. Please indicate the estimated annual O&M cost associated with the proposed renewable project. $ Not applicable. Project will operate in diesel- off most of year. See below. Option 2: Diesel generation OFF For projects that will result in shutting down diesel generation please estimate: 1. Annual non-fuel savings of shutting off diesel generation 2. Estimated hours that diesel generation will be off per year. 3. Annual O&M costs associated with the proposed renewable project. 1. $ 8,000 2. Hours diesel OFF/year: 8,038 (92%) 3. $31,000 Items 1 and 3 from Table 3-1, Final Business and Operations Plan. Item 2 based on generation dispatch model. Varies from fuel displacement (94%) because hydro and diesel plants will run in parallel some of the time. 3.3 Project Communications Criteria: Stage 2-1.C: The applicant’s communications plan, including monitoring and reporting, is described in adequate detail. Describe how you plan to monitor the project and keep the Authority informed of the status. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 12 of 32 Tenakee – Indian River 9/15/14 Tenakee’s Hydro Project Manager will provide regular reports to AEA on current project activities. Construction reports will be issued on a monthly basis or more frequently as appropriate. When the City’s designated Hydro Project Manager is unavailable, Polarconsult’s project manager Joel Groves, or City Councilman John Wisenbaugh are available as alternate points of contact. During 2015 construction, the City’s engineer had a representative on-site to observe construction and report back to the Polarconsult manager and City manager on a nearly daily basis so they could closely monitor construction progress and budget and provide timely responses to contractor questions. The City and/or Polarconsult in turn provided regular construction reports and contractor’s daily reports on an approximately weekly basis to keep the AEA project manager fully appraised of construction progress. The City will continue this close contractor oversight and coordination with AEA during the remainder of the project. Post construction, the utility will provide annual performance reports to AEA as required in the grant agreement. Preparation and submittal of these reports will be integrated with regular PCE reporting to streamline reporting effort and minimize administrative burden for the utility. The hydro plant controls will have the capability to output monthly plant performance reports and data exports in standard electronic formats. Plant controls will be tied into the diesel plant and a operator interface terminal (OIT) will be provided in the diesel plant that allows the plant operator to monitor and control the hydro plant. AEA personnel are always welcome to come to Tenakee and review the project, both during the construction phase and once the project is operational. 3.4 Operational Logistics Criteria: Stage 2-1.D: Logistical, business, and financial arrangements for operating and maintaining the project throughout its lifetime and selling energy from the completed project are reasonable and described in adequate detail. Describe the anticipated logistical, business, and financial arrangements for operating and maintaining the project throughout its lifetime and selling energy from the completed project. The project will be owned by the city and operated by the city electric utility. Plant controls will be integrated with the existing diesel plant controls for automated dispatch of the hydro to carry utility load. The utility has necessary logistic, business, and financial capabilities to operate the hydro project as part of the utility’s physical plant. The utility manager and staff are familiar with the hydro project and prepared to assume operation of the project upon commissioning. See the business and operating plan included on the Application CD- ROM. SECTION 4 – QUALIFICATIONS AND EXPERIENCE Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 13 of 32 Tenakee – Indian River 9/15/14 4.1 Project Team Criteria: Stage 2-2.A: The Applicant, partners, and/or contractors have sufficient knowledge and experience to successfully complete and operate the project. If the applicant has not yet chosen a contractor to complete the work, qualifications and experience points will be based on the applicant’s capacity to successfully select contractors and manage complex contracts. Criteria: Stage 2-2.B: The project team has staffing, time, and other resources to successfully complete and operate the project. Criteria: Stage 2-2.C: The project team is able to understand and address technical, economic, and environmental barriers to successful project completion and operation. Criteria: Stage 2-2.D: The project team has positive past grant experience. 4.1.1 Project Manager Indicate who will be managing the project for the Grantee and include contact information, and a resume. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application. If the applicant does not have a project manager indicate how you intend to solicit project management support. If the applicant expects project management assistance from AEA or another government entity, state that in this section. The City’s project manager is Arthur Bloom, an employee of the city (Hydroelectric Project Manager) and former City Council Member. Mr. Bloom has served as hydro project manager since the feasibility study began in 2008 and is familiar with all aspects of the project. John Wisenbaugh, a current City Council Member, also stays current on project status and can serve as acting project manager when Mr. Bloom is unavailable. Tenakee Springs hired Polarconsult Alaska, Inc. to complete the feasibility study, conceptual design, permitting, final design, and construction engineering for the project. Under this contract, Polarconsult is also providing project management support and assistance as directed by the City. The same Polarconsult personnel, in particular the project manager, Joel Groves, PE, have been working on this project since the feasibility study, also providing excellent project continuity and familiarity. If designated City managers are unavailable, Mr. Groves can respond to many questions or can contact knowledgeable City personnel to find answers on a timely basis. No management assistance from AEA is needed. 4.1.2 Expertise and Resources Describe the project team including the applicant, partners, and contractors. Provide sufficient detail for reviewers to evaluate: • the extent to which the team has sufficient knowledge and experience to successfully complete and operate the project; • whether the project team has staffing, time, and other resources to successfully complete and operate the project; • how well the project team is able to understand and address technical, economic, and environmental barriers to successful project completion and operation. If contractors have not been selected to complete the work, provide reviewers with sufficient detail to understand the applicant’s capacity to successfully select contractors Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 14 of 32 Tenakee – Indian River 9/15/14 and manage complex contracts. Include brief resumes for known key personnel and contractors as an attachment to your application. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application The City’s existing project manager and engineering consultant have been involved with this project since the feasibility study, and intend to remain involved with the project through commissioning. Both parties were directly involved in securing the environmental and regulatory permits and authorizations for the project, and are fully familiar with the permit terms and conditions. The City has successfully managed contracts for project construction completed to date, and construction to date has been completed under the engineer’s cost estimate for the applicable phases of the project. The penstock bench constructed in 2015 was completed approximately 25% under the engineer’s cost estimate at a project savings of approximately $275,000. Polarconsult was the design engineer for several recent successfully completed remote hydro projects in Alaska. Polarconsult is the engineer of record for the Chuniisax Creek hydro in Atka (2012) and Packer’s Creek hydro in Chignik Lagoon (2015). Polarconsult is also the engineer of record for major upgrades completed at the Pelican Creek hydro in Pelican (2010). The community intends to identify plant operators prior to Phase 3 construction and involve them with construction activity where appropriate so they will be familiar with how the project was built, as we believe this will benefit the utility in the long-term with project familiarity and ability to successfully and efficiently perform operation, maintenance, repair and replacement activities. 4.1.3 Project Accountant(s) Indicate who will be performing the accounting of this project for the grantee and include a resume. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application. If the applicant does not have a project accountant indicate how you intend to solicit financial accounting support. The City employs a bookkeeper to manage city finances. The City’s engineering consultant and hydro project manager also directly review all pay requests from construction contractors / suppliers. 4.1.4 Financial Accounting System Describe the controls that will be utilized to ensure that only costs that are reasonable, ordinary and necessary will be allocated to this project. Also discuss the controls in place that will ensure that no expenses for overhead, or any other unallowable costs will be requested for reimbursement from the Renewable Energy Fund Grant Program. All construction pay requests are first routed to the Engineer, who reviews the request for consistency with the construction contract and technical status and adequacy of work completed. The engineer makes a recommendation for payment or revision of the pay Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 15 of 32 Tenakee – Indian River 9/15/14 request as appropriate. The pay request then goes to the hydro project manager for review and approval, and is then forwarded to the City’s bookkeeper for final processing. The city uses QuickBooks accounting software. 4.2 Local Workforce Criteria: Stage 2-2.E: The project uses local labor and trains a local labor workforce. Describe how the project will use local labor or train a local labor workforce. To the extent that local labor is qualified, available, and willing to participate in project construction, it will be utilized. The City’s contractors have successfully used local residents on both phases of the project that have been completed to date. The City has also occasionally used local labor to advance the project, often on a volunteer basis (as local logistic support). Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 16 of 32 Tenakee – Indian River 9/15/14 SECTION 5 – TECHNICAL FEASIBILITY 5.1 Resource Availability Criteria: Stage 2-3.A: The renewable energy resource is available on a sustainable basis, and project permits and other authorizations can reasonably be obtained. 5.1.1 Proposed Energy Resource Describe the potential extent/amount of the energy resource that is available, including average resource availability on an annual basis. Describe the pros and cons of your proposed energy resource vs. other alternatives that may be available for the market to be served by your project. For pre-construction applications, describe the resource to the extent known. For design and permitting or construction projects, please provide feasibility documents, design documents, and permitting documents (if applicable) as attachments to this application. The hydro project is a run-of-river project located between falls 4 and falls 2 on Indian River. The project has a design flow of 50 cfs, gross head of 64.5 feet, and installed capacity of 180 kW. The project will have a capacity factor of 76.2%, average total annual generation of 1,169,000 kWh, and will supply 94% of Tenakee’s existing electric load. The project provides significant margin for load growth and/or space heating applications in the community. The project design drawings, permits, and feasibility study have been previously submitted to AEA, and are also included in Attachment G. 5.1.2 Permits Provide the following information as it may relate to permitting and how you intend to address outstanding permit issues.  List of applicable permits  Anticipated permitting timeline  Identify and describe potential barriers All permits for the project are in place. All permit documents are included in the Permit Packet on the Application CD-ROM in Attachment G. Major permits are: 1. FERC Finding of Non-Jurisdiction (DI10-8-000). 2. ADFG fish habitat permit (FH11-I-0125). 3. ADNR Water use permit (LAS 27836). 4. U.S. Corps of Engineers Environmental Permit (2010-0758 NWP-39). 5. Finding of no historic properties affected from ADNR SHPO. 6. State Land Easement for project lands (ADL 108047). 7. Road Use Permit from U.S. Forest Service. 8. Authorization to modify existing fish pass at project intake site from U.S. Forest Service. 9. A SWPPP and/or WQCP as appropriate will be prepared and filed with ADEC prior to commencing construction activities. 5.2 Project Site Criteria: Stage 2-3.B: A site is available and suitable for the proposed energy system. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 17 of 32 Tenakee – Indian River 9/15/14 Describe the availability of the site and its suitability for the proposed energy system. Identify potential land ownership issues, including whether site owners have agreed to the project or how you intend to approach land ownership and access issues. Necessary permissions for all lands required for the project are in place. The hydro project is located on State of Alaska land located along Indian River. The City has an existing easement and Early Entry Authorization for the project from ADNR (ADL 108047). The project power line is located on a combination of City and State land. State land is covered under the easement in ADL 108047. Access to the project site is from Tenakee Inlet at a log transfer facility (LTF) owned by the City. Access from the LTF to the site is over a U.S. Forest Service logging road (Indian River Road). The City has a long term road use permit for project access from the U.S. Forest Service. 5.3 Project Risk Criteria: Stage 2-3.C: Project technical and environmental risks are reasonable. 5.3.1 Technical Risk Describe potential technical risks and how you would address them. The project uses proven, mature hydroelectric turbine technology with limited risk. The hydrology of Indian River (available project flow, design floods) is well characterized with seven years of flow data for Indian River and a synthesized record totaling 32 years by correlating Indian River flow to other gauged basins in the region. The primary technical risk for the project is geotechnical risk. The City has controlled geotechnical risk on the project by breaking out the high-risk heavy civil construction portions of the project (the project access roads and penstock bench along the river) in separate bidding and construction contracts. These construction activities have been successfully completed. The potential remains for minor scour, slides or rockfall as the terrain acclimates to the construction work. Such events are expected to require minor cleanup work prior to penstock installation. Remaining work includes construction of the reinforced concrete intake and powerhouse structures, installation of the penstock on the existing bench, installation of the power line, and installation of the turbine/generator, controls, and other associated equipment and machinery for the project. Both the intake and powerhouse sites are on exposed bedrock and have limited geotechnical risk. Remaining construction work are conventional features that have technical risk typical of the trades and types of work involved. Risks during construction will be carried by the contractor under a builder’s risk policy, insurance, and contractor bonding. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 18 of 32 Tenakee – Indian River 9/15/14 5.3.2 Environmental Risk Explain whether the following environmental and land use issues apply, and if so how they will be addressed:  Threatened or endangered species  Habitat issues  Wetlands and other protected areas  Archaeological and historical resources  Land development constraints  Telecommunications interference  Aviation considerations  Visual, aesthetics impacts  Identify and describe other potential barriers This project is in the construction phase and all environmental issues have been addressed. Threatened or endangered species. Consulted with applicable agencies, no affected species in area. Habitat issues. Fisheries issues addressed by Fish Habitat permit with in-stream flow reservations and post construction monitoring requirements. Project includes enhancements to fish pass to improve fish passage for coho salmon introduced into Indian River by US Forest Service in late 1990s. Wetlands. Project authorized by Corps of Engineers under Nationwide Permit 39. Archeological. Cultural resources survey completed in 2012, project follows archeologist’s recommendations for a finding of “no historic properties affected”. Land development constraints. None applicable. Telecomm Interference. None applicable. Aviation considerations. None applicable. Visual, aesthetic impacts. Project site is not frequented by the public and is not visible from commonly used vantage points – none applicable. Other potential barriers. None. 5.4 Existing and Proposed Energy System Criteria: Stage 2-3.D: The proposed energy system can reliably produce and deliver energy as planned. 5.4.1 Basic Configuration of Existing Energy System Describe the basic configuration of the existing energy system. Include information about the number, size, age, efficiency, and type of generation. Tenakee’s existing electric system is an islanded micro grid. Electricity is generated at the utility’s single power plant, which has three diesel electric generators: 2- 88kW peak and 1-66kW peak capacity installed in 2007 by an AEA Rural Power System Upgrade project. This upgrade included a new powerplant building, new switchgear, and new bulk fuel storage facility. In fiscal year 2014, the diesel powerplant had a generating efficiency of approximately 11.8 kWh per gallon of fuel. Electricity is distributed throughout the community via an overhead three phase 7.2/12.4 kV distribution system. The outer portion of the west end of the distribution system is underground. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 19 of 32 Tenakee – Indian River 9/15/14 1 The Railbelt grid connects all customers of Chugach Electric Association, Homer Electric Association, Golden Valley Electric Association, the City of Seward Electric Department, Matanuska Electric Association and Anchorage Municipal Light and Power. Existing Energy Generation and Usage a) Basic configuration (if system is part of the Railbelt1 grid, leave this section blank) i. Number of generators/boilers/other Three diesel generators ii. Rated capacity of generators/boilers/other 2 – 88 kW, 1 – 64 kW iii. Generator/boilers/other type None iv. Age of generators/boilers/other All were commissioned in 2006. ~9 years old. v. Efficiency of generators/boilers/other 11.75 kWh/gallon, based on FY 2014 data vi. Is there operational heat recovery? (Y/N) If yes estimated annual displaced heating fuel (gallons) No. b) Annual O&M cost (if system is part of the Railbelt grid, leave this section blank) i. Annual O&M cost for labor $41,000 (estimated) ii. Annual O&M cost for non-labor $29,000 (estimated) c) Annual electricity production and fuel usage (fill in as applicable) (if system is part of the Railbelt grid, leave this section blank) i. Electricity [kWh] 427,000 ii. Fuel usage Diesel [gal] 32,000 Other none iii. Peak Load Approximately 100 to 120 kW (estimated) iv. Average Load 42 kW (FY 2014 average) v. Minimum Load Approximately 20 kW (estimated) vi. Efficiency 11.75 kWh/gallon (FY 2014) vii. Future trends System load has been nearly flat for the past 12 years. The long term trend is an approximately -1% annual decrease in system load for FY 2002 through FY 2014. Historic load data is presented in Attachment G. d) Annual heating fuel usage (fill in as applicable) i. Diesel [gal or MMBtu] Projected 6,500 gallons can be displaced by excess hydro electricity ii. Electricity [kWh] None. iii. Propane [gal or MMBtu] None. iv. Coal [tons or MMBtu] None. v. Wood [cords, green tons, dry tons] 24 cords per year (estimate) vi. Other None. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 20 of 32 Tenakee – Indian River 9/15/14 5.4.2 Future Trends Describe the anticipated energy demand in the community over the life of the project. The utility load trend over the past 12 years has been relatively stable at a -1% annual reduction in system load from FY 2002 to FY 2014 Historical load and utility data is presented in Attachment G. Future load projection over the 50-year life of the project is for continuing stable system load. Lower electric rates would tend to encourage load growth over time. 5.4.3 Impact on Rates Briefly explain what if any effect your project will have on electrical rates in the proposed benefit area over the life of the project. For PCE eligible communities, please describe the expected impact would be for both pre and post PCE. With the requested grant, non-PCE subsidized electrical rates in Tenakee are projected to decrease approximately $0.14 per kWh once the hydro project is operational. Rates would remain lower than comparable rates under diesel generation for the life of the project. See the project financial pro formas included in application Attachment G for assumptions and specific rate savings. PCE-subsidized electric rates would decrease approximately $0.13 per kWh under the existing PCE subsidy formulas. 5.4.4 Proposed System Design Provide the following information for the proposed renewable energy system:  A description of renewable energy technology specific to project location  Optimum installed capacity  Anticipated capacity factor  Anticipated annual generation  Anticipated barriers  Integration plan  Delivery methods The project is a run-of-river hydroelectric project with major elements listed below. Please also reference the final design drawings included in Attachment G. 1. A concrete diversion / intake structure with a design headwater elevation of 124.0 feet and design flow of 50 feet per second. The structure is co-located with an existing U.S. Forest Service fish pass at the top of falls 4. The structure includes modifications to the fish pass to maintain and enhance its functionality. 2. A 1,700 foot long, 36” diameter HDPE penstock installed on an existing bench down the east bank of Indian River. 3. A powerhouse with a variable flow cross-flow turbine coupled to a three-phase synchronous generator via a gear box speed increaser. Switchgear and controls will automatically dispatch the hydro or diesel power plant based on water availability. The rated tailwater elevation is 59.5 feet, for total gross head of 64.5 feet and net operating head at full design flow of 55.7 feet. 4. 4,300 feet of new distribution voltage power line from the hydro power house to the city’s existing distribution system near the small boat harbor. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 21 of 32 Tenakee – Indian River 9/15/14 The project’s installed capacity is 180 kW, with a capacity factor of 76.2%. This is the optimal installed capacity based on consideration of resource availability, utility load and growth potential, and project cost. Annual energy generation capability is approximately 1,169,000 kWh. When the diesels need to run, the controls will run them at optimal loadings to the extent practical to maintain high fuel economy and avoid wet stacking or other adverse operating conditions. There are no barriers to the project. All permits are in place and construction is in progress. The hydro and diesel plant controls will be integrated to allow automated (or manual) transfer of load between the two plants. Electricity will be delivered via an underground power line from the hydro power house to the existing utility distribution system. Proposed System Design Capacity and Fuel Usage (Include any projections for continued use of non-renewable fuels) a) Proposed renewable capacity (Wind, Hydro, Biomass, other) [kW or MMBtu/hr] 180 kW b) Proposed annual electricity or heat production (fill in as applicable) i. Electricity [kWh] 1,169,000 kWh annual generating potential. ii. Heat [MMBtu] c) Proposed annual fuel usage (fill in as applicable) i. Propane [gal or MMBtu] None ii. Coal [tons or MMBtu] None iii. Wood or pellets [cords, green tons, dry tons] None iv. Other None. d) i. Estimate number of hours renewable will allow powerhouse to turn diesel engines off (fill in as applicable) Estimated 8,038 hours per year. 5.4.5 Metering Equipment Please provide a short narrative, and cost estimate, identifying the metering equipment that will be used to comply with the operations reporting requirement identified in Section 3.15 of the Request for Applications. The hydro plant switchgear specification requires that the switchgear include the capability to meter and record hydro energy output and provide monthly summary reports and data exports in standard electronic data formats (.txt, .csv, etc). Because this will be new switchgear, the incremental cost of including this functionality in the programming is not available, but is likely minimal. No additional metering hardware beyond that normally provided in a powerplant is necessary to meet this requirement. Implementation of automated data flow from the plant controls to an AEA database would depend on timely supply of technical details of the AEA database so this Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 22 of 32 Tenakee – Indian River 9/15/14 functionality could be incorporated to the plant control specification before procurement. If this information is not provided in a timely manner, implementation of this capability after the controls have been commissioned will require additional programming and possibly additional hardware. Cost for such a retrofit is unknown, but is estimated at $25,000 to $100,000. Fuel displacement will be estimated based on monthly kWh of utility load supplied by the hydro and average efficiency for the utility’s diesel plant. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 23 of 32 Tenakee – Indian River 9/15/14 SECTION 6 – ECONOMIC FEASIBILITY AND BENEFITS 6.1 Economic Feasibility Criteria: Stage 2-4.A: The project is shown to be economically feasible (net positive savings in fuel, operation and maintenance, and capital costs over the life of the proposed project). 6.1.1 Economic Benefit Explain the economic benefits of your project. Include direct cost savings, and how the people of Alaska will benefit from the project. The benefits information should include the following:  Anticipated annual and lifetime fuel displacement (gallons and dollars)  Anticipated annual and lifetime revenue (based on i.e. a Proposed Power Purchase Agreement price, RCA tariff, or cost based rate)  Additional incentives (i.e. tax credits)  Additional revenue streams (i.e. green tag sales or other renewable energy subsidies or programs that might be available) The economic model used by AEA is available at http://www.akenergyauthority.org/Programs/Renewable-Energy-Fund/Rounds#round9. This economic model may be used by applicants but is not required. The final benefit/cost ratio used will be derived from the AEA model to ensure a level playing field for all applicants. If used, please submit the model with the application. The project will eliminate approximately 30,000 gallons of diesel fuel used by the power plant annually, plus an additional 6,500 gallons of heating fuel for total estimated community fuel reduction of 36,500 gallons annually or 182,500 gallons over the 50-year project life. At current fuel cost of $4.47 per gallon, the direct savings is $163,155 per year or $8,157,750 over the 50-year project life. The City is not aware of any tax credits for which the project would be eligible. The city has not recently investigated green tags / carbon offset revenue. In past review, the City found that the cost to certify the project would be similar to or more than the revenue from green tag sales. The requested grant will be used to reduce debt the City will take on to finance the project. By reducing the debt service cost to the electric utility, the grant will directly reduce utility rates by a projected $0.13 per kWh (see pro formas in Attachment G). Multiplied by total utility sales of 361,000 kWh, the direct benefit to the public from the requested grant is $46,930 annually. Over 50 years, the savings to the public is $2,346,500. With a discount rate of 3%, the present value of this public benefit is $1,207,498. The benefit-cost ratio of the requested grant is $809,000 / $1,207,498 = 1.49. The benefit-cost ratio of the overall project using AEA’s economic model is 1.34. 6.1.2 Power Purchase/Sale The power purchase/sale information should include the following:  Identification of potential power buyer(s)/customer(s) Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 24 of 32 Tenakee – Indian River 9/15/14  Potential power purchase/sales price - at a minimum indicate a price range  Proposed rate of return from grant-funded project Identify the potential power buyer(s)/customer(s) and anticipated power purchase/sales price range. Indicate the proposed rate of return from the grant-funded project. Not applicable. All power will be sold to existing customers of Tenakee Springs Electric Department under the utility’s tariff. Utility rates will be based on utility operating costs with the hydro plant in service. Existing rates are approximately $0.70/kWh. Rates are set by the City Council. The electric utility is managed to cover operating costs plus margin to provide a reserve fund for infrequent or non-recurring utility expenses. 6.1.3 Public Benefit for Projects with Private Sector Sales For projects that include sales of power to private sector businesses (sawmills, cruise ships, mines, etc.), please provide a brief description of the direct and indirect public benefits derived from the project as well as the private sector benefits and complete the table below. See section 1.6 in the Request for Applications for more information. Not applicable. The project will sell power to all utility customers, which are the general public of Tenakee Springs. Renewable energy resource availability (kWh per month)Not applicable. Estimated sales (kWh) Not applicable. Revenue for displacing diesel generation for use at private sector businesses ($) Not applicable. Estimated sales (kWh) Not applicable. Revenue for displacing diesel generation for use by the Alaskan public ($) Not applicable. 6.2 Financing Plan Criteria: Stage 2-4.B: The project has an adequate financing plan for completion of the grant-funded phase and has considered options for financing subsequent phases of the project. 6.2.1 Additional Funds Identify the source and amount of all additional funds needed to complete the work in the phase(s) for which REF funding is being applied in this application. Indicate whether these funds are secured or pending future approvals. Describe the impact, if any, that the timing of additional funds would have on the ability to proceed with the grant. 6.2.2 Financing opportunities/limitations If the proposed project includes final design or construction phases, what are your opportunities and/or limitations to fund this project with a loan, bonds, or other financing options? The City is eligible to secure additional funding for the project through the AEA Power Project Fund (PPF), State Municipal Bond Fund (MBF), or the AIDEA SETS Fund. The City has held initial discussions with the PPF and MBF and intends to make a decision on funding program and apply for funds before the end of 2015. Project pro forma financials indicate utility rates will initially be comparable with existing diesel-based rates without the requested RE program grant funds, slowly decreasing over time as diesel fuel costs escalate. The Requested grant funds would lower utility rates by approximately $0.13 per kWh. See project pro forma financials in application Attachment G. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 25 of 32 Tenakee – Indian River 9/15/14 The City has not previously assumed debt for capital projects. The City has a good credit rating and is not aware of any limitations on assuming a debt to complete this project. 6.2.3 Cost Overruns Describe the plan to cover potential cost increases or shortfalls in funding. The City will include contingency in project financing sufficient to cover cost overruns on remaining phases of project construction. The City plans to secure financing for the entire cost of remaining phases of project construction, so if requested grant funds are not awarded, the City can still complete the project on schedule. 6.2.4 Subsequent Phases If subsequent phases are required beyond the phases being applied for in this application, describe the anticipated sources of funding and the likelihood of receipt of those funds. The requested grant funds and matching funds will complete the project. No subsequent phases are proposed. 6.3 Other Public Benefit Criteria: Stage 3-4.C: Other benefits to the Alaska public are demonstrated. Avoided costs alone will not be presumed to be in the best interest of the public. Describe the non-economic public benefits to Alaskans over the lifetime of the project. For the purpose of evaluating this criterion, public benefits are those benefits that would be considered unique to a given project and not generic to any renewable resource. For example, decreased greenhouse gas emission, stable pricing of fuel source, won’t be considered under this category. Some examples of other public benefits include:  The project will result in developing infrastructure (roads, trails, pipes, power lines, etc.) that can be used for other purposes  The project will result in a direct long-term increase in jobs (operating, supplying fuel, etc.)  The project will solve other problems for the community (waste disposal, food security, etc.)  The project will generate useful information that could be used by the public in other parts of the state  The project will promote or sustain long-term commercial economic development for the community The City does not currently have a public water system. The power line route from the harbor to the hydro powerhouse could be used for future installation of a raw water transmission main bringing water from Indian River to the Harbor area. The City recently secured title to the upland area behind the harbor, and availability of a reliable source of fresh water would help support future development in the harbor area. This water system would require storage and, if to be used for potable purposes, treatment and approval by ADEC. The water system could be expanded to provide potable water or fire protection to the community. The power line route also traverses city-owned land behind the harbor and existing townsite. Access and availability of power in this area would support future development Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 26 of 32 Tenakee – Indian River 9/15/14 of these lands, although the City has no current plans for development in this area. This area may include watershed recharge areas for some existing individual surface water supplies for community residents, so development of this area would likely require an alternate water supply for the community. 1. Projected annual fuel displacement is 30,000 gallons for the diesel power plant and 6,500+ gallons by displacing heating oil. Annual value is $182,500 at projected 2015 prices. 2. Annual utility revenues are projected to be $155,000, based on projected flat sales of 360,337 kWh, and a base rate of $0.43/kWh. 3. The utility is not aware of any applicable tax credits related to this project. 4. The utility does not intend to pursue other revenue streams beyond electricity sales. 5. Non economic public benefits include: (a) Less noise and air pollution in the community (diesel generators would not be running most of the time) enhancing the health and quality of life for residents and making Tenakee a more desirable place to live. (b) reduced haulage and handling of 36,500+ gallons of petroleum products through the waters of Southeast Alaska annually. Reduced potential for spills and environmental contamination. (c) stable and more affordable electricity costs will also make Tenakee a more desirable place to live, and will help to attract local economic activity such as tourism, fishing, etc. The hydro combined with the hot springs will bolster the sustainability of the community for the long term. (d) Commercial enterprises in Tenakee in particular will benefit from lower energy costs. Lower energy costs will make local businesses such as stores, restaurants, and lodges more viable and competitive and will increase Tenakee's sustainability and long term viability as a community. Tenakee has struggled in recent years to attract and retain working families with children to keep the local school open. Affordable energy, and the local economic activity it will encourage and support, will help considerably in our long term efforts to help the community thrive. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 27 of 32 Tenakee – Indian River 9/15/14 SECTION 7 – SUSTAINABILITY Describe your plan for operating the completed project so that it will be sustainable throughout its economic life. Include at a minimum:  Capability of the Applicant to demonstrate the capacity, both administratively and financially, to provide for the long-term operation and maintenance of the proposed project  Is the Applicant current on all loans and required reporting to state and federal agencies?  Likelihood of the resource being available over the life of the project  Likelihood of a sufficient market for energy produced over the life of the project The project was first considered in the late 1970s, and the City worked with ADNR in the early 1980s to put this hydro project into planning documents for Indian River. The City commissioned a feasiblity study in the 1990s, and more recently had the feasiblity study updated in 2008 - 2009. This long development history demonstrates the City’s commitment to this project over the past three-plus decades. The City of Tenakee Springs has been actively advancing this project through the study, permitting, design, and construction stages since 2009. This effort has included the successful completion of one prior hydro study grant, completing permitting and design (grant awaiting closeout), and successfully completing heavy civil project construction, which has addressed the highest geotechnical risk aspects of the project. Throughout this process, the City has successfully managed grant budgets to achieve maximum value to the community and the state, managing both the feasibility and design/permitting budgets for expanded scopes of work beyond what was originally proposed. The City is in compliance with all required reporting to state and federal agencies. Utility load has been relatively stable for the past 12 years (see historical load data in Attachment G) and is expected to remain stable for the foreseeable future and the economic life of the hydro project. SECTION 8 – PROJECT READINESS Describe what you have done to prepare for this award and how quickly you intend to proceed with work once your grant is approved. Specifically address your progress towards or readiness to begin, at a minimum, the following:  The phase(s) that must be completed prior to beginning the phase(s) proposed in this application  The phase(s) proposed in this application  Obtaining all necessary permits  Securing land access and use for the project  Procuring all necessary equipment and materials The requested grant is for additional construction funds for a project that is under construction. The City will be ready to put funds to immediate use upon execution of the Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 28 of 32 Tenakee – Indian River 9/15/14 grant agreement by starting procurement of items that would be funded by the requested grant. There are no phases of the work that must be completed before the phases that would be funded by the requested grant can begin. All necessary permits are already in place for the project and the work that would be funded by the requested grant. The City has permits and access agreements in place for the project and the work that would be funded by the requested grant. Procurement of items to be purchased by the requested grant would begin promptly upon execution of the Grant Agreement with AEA. SECTION 9 – LOCAL SUPPORT AND OPPOSITION Describe local support and opposition, known or anticipated, for the project. Include letters, resolutions, or other documentation of local support from the community that would benefit from this project. The Documentation of support must be dated within one year of the RFA date of July 8, 2015. The project is included in the Southeast Regional Integrated Resource Plan (IRP) prepared for AEA in 2012. Several local entities have provided letters of support for the project, which are included in Attachment B. The City is not aware of any opposition to this project. SECTION 10 – COMPLIANCE WITH OTHER AWARDS Identify other grants that may have been previously awarded to the Applicant by the Authority for this or any other project. Describe the degree you have been able to meet the requirements of previous grants including project deadlines, reporting, and information requests. The City has previously been awarded the following grants for this project by AEA: 1. 2008 Feasibility Study Grant. ($100,000 grant, $25,000 matching funds. (Denali Commission funds, administered by AEA) 2. 2012 (REF Round 4) Design and Permitting Grant. $203,000 grant, $26,000 match). 3. 2014 (REF Round 6) Construction Grant. $2,988,000 grant, $322,000 match). The City has promptly notified AEA of all project activities through regular reporting – quarterly for pre-construction grants and monthly (or more frequently via email updates) when construction was underway. The City has promptly responded to AEA project manager information requests, and kept AEA advised of project schedule changes or other changes to the project development plan. The City has previously been awarded the following grants for other projects by AEA: 1. 2008 RPSU Grant for new bulk fuel storage and power plant. SECTION 11 – LIST OF SUPPORTING DOCUMENTATION FOR PRIOR PHASES In the space below please provide a list additional documents attached to support completion of prior phases. The following are included in Attachment G Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 29 of 32 Tenakee – Indian River 9/15/14 1. Feasibility Study Final Report. 2. Project Design Drawings. 3. As-built drawings for Phase 1 and Phase 2 construction. 4. Project permit packet containing all major project permits and authorizations 5. Business and Operating Plan SECTION 12 – LIST OF ADDITIONAL DOCUMENTATION SUBMITTED FOR CONSIDERATION In the space below please provide a list of additional information submitted for consideration. The following are included in Attachment G. 1. Current utility load and performance data 2. Pro forma financial analysis of project including projected rates over project life. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 30 of 32 Tenakee – Indian River 9/15/14 SECTION 13 – AUTHORIZED SIGNERS FORM Community/Grantee Name: Regular Election is held: Date: Authorized Grant Signer(s): Printed Name Title Term Signature I authorize the above person(s) to sign Grant Documents: (Must be authorized by the highest ranking organization/community/municipal official) Printed Name Title Term Signature Grantee Contact Information: Mailing Address: Phone Number: Fax Number: E-mail Address: Federal Tax ID #: Please submit an updated form whenever there is a change to the above information. Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 31 of 32 Tenakee – Indian River 9/15/14 SECTION 14 – ADDITIONAL DOCUMENTATION AND CERTIFICATION SUBMIT THE FOLLOWING DOCUMENTS WITH YOUR APPLICATION: A. Contact information and resumes of Applicant’s Project Manager, Project Accountant(s), key staff, partners, consultants, and suppliers per application form Section 3.1, 3.4 and 3.6. Applicants are asked to provide resumes submitted with applications in separate electronic documents if the individuals do not want their resumes posted to the project web site. B. Letters or resolutions demonstrating local support per application form Section 9. C. For projects involving heat: Most recent invoice demonstrating the cost of heating fuel for the building(s) impacted by the project. D. Governing Body Resolution or other formal action taken by the applicant’s governing body or management per RFA Section 1.4 that: - Commits the organization to provide the matching resources for project at the match amounts indicated in the application. - Authorizes the individual who signs the application has the authority to commit the organization to the obligations under the grant. - Provides as point of contact to represent the applicant for purposes of this application. - Certifies the applicant is in compliance with applicable federal, state, and local, laws including existing credit and federal tax obligations. E. An electronic version of the entire application on CD or other electronic media, per RFA Section 1.7. F. CERTIFICATION The undersigned certifies that this application for a renewable energy grant is truthful and correct, and that the applicant is in compliance with, and will continue to comply with, all federal and state laws including existing credit and federal tax obligations and that they can indeed commit the entity to these obligations. Print Name Signature Title Date Renewable Energy Fund Round IX Grant Application - Standard Form AEA 15003 Page 32 of 32 Tenakee – Indian River 9/15/14