HomeMy WebLinkAbout5.6 GrantLk (P-13212) DLA Vl1 ExhD 03-27-15 FINALDRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-1 March 2015
EXHIBIT D: PROJECT COSTS AND FINANCING
1 Contents and Purpose of This Exhibit
Kenai Hydro, LLC (KHL), a wholly-owned subsidiary of Homer Electric Association, Inc.
(HEA), is filing this Draft License Application (DLA) for an original license for the Grant Lake
Hydroelectric Project (FERC No. 13212 [Project or Grant Lake Project]) under Part I of the
Federal Power Act.
Exhibit D of this DLA is a statement of costs and financing for the construction and operation of
the Grant Lake Project, including estimated costs of new construction, modification, or repair,
estimated annual costs of the Project, the value of the Project power, and identification of the
sources and extent of financing. Because no portion of the proposed Project consists of
previously constructed, unlicensed water power structures or facilities, or because KHL is not
applying for a new license, 18 CFR §4.41(2) and (3), respectively, do not apply (see below).
2 Original Costs
The regulation 18 CFR §4.41(e)(2) does not apply to the Project because no portion of the
proposed Project consists of previously constructed, unlicensed water power structures or
facilities. Costs associated with the proposed new construction are summarized in Section 4 of
this Exhibit.
3 Estimate of the Amount Payable if the Project were to be Taken Over Pursuant
to Section 14 of the Federal Power Act
The regulation 18 CFR §4.41(e)(3) states that if the applicant is a licensee applying for a new
license, and is not a municipality or a state, an estimate of the amount which would be payable if
the project were to be taken over pursuant to Section 14 of the Federal Power Act (FPA) 16
U.S.C. 807 upon expiration of the license in effect must be provided. Given that KHL is not
applying for a new license, but rather an original one, this section does not apply.
4 New Construction Costs
KHL would not have to purchase any lands. The Project would occupy lands of the State of
Alaska and U.S. Forest Service (USFS). KHL will discuss the terms of lease agreements with
these entities once a license to construct the Project has been granted by the FERC.
KHL will apply to the State of Alaska for water rights to operate the Project. There are no fees
associated with the water used in hydroelectric generation because it is not classified as a
consumptive use.
Estimated costs for construction of major Project works for the Grant Lake Project are
summarized in Table D.4-1. It is expected that land rights will need to be acquired for the
construction of the Project, but the extent and cost of these land rights is unknown at this time.
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-2 March 2015
Table D.4-1. Summary of estimated costs associated with construction of major Project works. (All
costs in 2015 dollars.)
Project Component Total Capital Cost
Final Engineering $3,548,601
Overhead $447,927
Construction
General Conditions $5,115,000
Mobilization/Demobilization $1,405,000
Project Access $2,498,000
Tunnel and Bypass Boring $16,001,000
Steel Penstock $769,000
Intake Structure $3,928,000
Powerhouse and Substation Site Civil $249,000
Powerhouse $3,896,000
Detention Pond $343,000
Substation/Switchyard $385,000
Electrical $3,405,000
Transmission Line $1,105,000
Turbine/Generator Equipment $4,774,000
Construction Supervision and Administration $4,175,200
Owner Administration $300,000
Interest During Construction $879,000
Subtotal Construction Costs $49,227,200
Anticipated Total Project Cost $53,223,728
In developing the budget estimates for final engineering and construction, the recent hands-on
experience KHL’s engineering and construction consultant (McMillen Jacobs) gained at the
Allison Creek and Blue Lake Hydroelectric projects was used as the foundation for developing
the Grant Lake Hydroelectric Project cost estimates. The thorough understanding gained from
these projects of the environmental, regulatory, and FERC requirements for the design and
construction of a hydroelectric project in the State of Alaska were applied to ensure a
comprehensive and representative project cost. The site-specific challenges for construction at
the Project were then incorporated into the estimate. These included the integration of site-
specific environmental conditions/impacts, establishing access, short construction windows,
challenging weather conditions, and manpower/equipment acquisition.
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-3 March 2015
Specific assumptions and sources used in developing the estimate include the following:
Equipment costs for the turbine/generator equipment were obtained from manufacturers
for the proposed two-unit powerhouse configuration. Quotes assumed a water to wire
package, which included all required mechanical and electrical equipment for the
powerhouse. These budget estimates were then compared to other similarly constructed
projects to ensure consistency.
Tunnel costs were based on the actual completed production rates for the Allison Creek
and Blue Lake tunnels. The estimate included both the linear foot cost as well as cubic
yard cost to determine average cost per linear foot. Rock projected at Grant Lake is
similar to that found at Allison.
Transmission line costs were based on actual bids received for Allison Creek, which were
then adjusted to account for easier access for the line construction, as compared to the
Allison where access had to be constructed.
Substation costs were developed based on actual costs for the Allison and Blue Lake
equipment and field construction at Allison, which has a similar-sized powerhouse.
Powerhouse costs were developed based on a developed footprint of the powerhouse and
unit costs developed for similar projects for concrete placement, powerhouse building,
etc. The Allison Creek project provided a solid basis for production rates such as
concrete placement, excavation, and building costs including electrical and balance of
plant.
General conditions and mobilization/demobilization costs were based on actual costs
from the Allison and Blue Lake projects for equipment and material shipment from
Seattle via barge. Housing and administrative costs were developed reflecting the short
summer construction season and limited housing availability near the Project site.
Engineering costs to complete final field investigations and prepare construction plans
and specifications were developed based on a detailed scope and labor breakdown to
reflect the Project. Specifically, the engineering level of detail and documentation to
meet FERC expectations was incorporated into the estimate.
Construction administration and supervision costs for the Allison Creek and Blue Lake
projects were reviewed and taken into consideration when developing these site-specific
costs for the Grant Lake Project. Staffing levels were developed to provide a FERC-
mandated level of oversight in the field.
These costs are reflective of an imbedded contingency of approximately 15 percent.
5 Average Annual Costs
Based on the capital costs identified in Table D.4-1, at an interest rate of 3 percent and a term of
50 years ($2,056,421) with the annual operations and maintenance (O&M) costs identified in
Table D.5-1, the annualized costs for the construction, operation, and maintenance of the Project
totals $2,168,421 in 2015 dollars, resulting in an average cost of $116.58/megawatt hour (MWh).
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-4 March 2015
Costs associated with proposed protection, mitigation and enhancement (PM&E) measures (both
capital and O&M) are under development and will be provided in the Final License Application
(FLA).
5.1. Cost of Capital
The cost of capital is estimated at 3.0 to 4.65 percent and assumes a 50 year financing term. For
every 100 basis point reduction (1 percent) the Project cost is estimated to reduce by 1.4¢ per
kilowatt hour (kWh). HEA intends to apply for low cost financing as available. As of March 1,
2015, HEA has received $2,100,000 in state grants. For every $1,000,000 in grant funds
received, the Project cost is reduced 0.3¢ per kWh. In the future, HEA will be applying for any
grant funds eligible for the Project.
5.2. Local, State and Federal Taxes
HEA pays an Electric Cooperative Tax through the State of Alaska based on the amount of
kWh’s sold each year. This Project would not increase kWh’s sold, therefore having no tax
impact.
As a non-profit corporation, HEA is exempt from federal and state income taxes under the
provisions of Section 501(c)(12) of the Internal Revenue Code.
5.3. Depreciation and Amortization
Depreciation rates are applied on a straight-line basis. The industry average annual depreciation
rate applied to hydroelectric facilities is 2 percent which equates to a 50-year life of the facilities.
The annual depreciation expense is estimated at $1,064,475 per year.
5.4. Operations & Maintenance Expenses
Annual O&M expenses will be minimized by the use of existing HEA personnel, facilities,
equipment, and tooling. Annual operation and maintenance (O&M) costs are estimated at
$112,000. Table D.5-1 summarizes these costs.
Table D.5-1. Annual operation and maintenance costs.
O&M Item Cost
Operations $22,000
Administrative & General $10,000
Insurance $50,000
Land Lease Fees TBD
Interim Replacements $30,000
Total O&M Cost $112,000
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-5 March 2015
The facility will be remotely operated and monitored from the existing HEA Dispatch Center
which is manned 24 hours a day, 7 days a week, 365 days a year. Scheduled monthly site
inspection, planned and unplanned maintenance will be conducted by HEA’s exiting roving
Operations & Maintenance crew that currently maintains and operates HEA’s unmanned thermal
generation plants in Nikiski, Soldotna and Seldovia, Alaska. Existing personnel will provide the
labor needed to operate and maintain the facility. Existing company vehicles, tooling and
equipment currently utilized by the roving operations and maintenance crew will be utilized to
conduct onsite work.
The Project will occupy federal lands, therefore it is anticipated that an annual land use fee
would be assessed by the FERC. The fee will be approximated and inserted into the Table D.5-1
prior to finalization of the FLA.
5.5. Protection, Mitigation, and Enhancement Expenses (PM&E)
Costs associated with proposed PM&E measures (capital and O&M) will be provided in the
FLA. Annualized costs of KHL’s proposed PM&E measures, by resource area are being
developed concurrent with its efforts to develop the Draft BE and management/monitoring plans
which will explicitly detail all proposed PM&Es to be implemented in association with
construction and operation of the Project. KHL will distribute for comment the Draft BE and
management/monitoring plans between the end of April and mid-May. KHL intends to refine
those plans and the associated proposed measures per comments received from stakeholders.
Once the comment period is complete, KHL will revise the DLA, BE and
management/monitoring plans and synthesize all documents into a comprehensive package prior
to filing in which, the final BE and management/monitoring plans are appended to the FLA.
Concurrent with this exercise and with the intent of developing a comprehensive and complete
FLA for FERC review a breakdown of costs for each resource area will be developed and
incorporated into Exhibit D.
6 Value of Project Power
6.1. Contingency Spinning Reserve
The contingency spinning reserve capacity that the Project provides is a valuable ancillary asset
to HEA. Using the methods described in the National Renewable Energy Laboratory’s (NREL)
report on the “Fundamental Drivers of the Cost and Price of Operating Reserves”, HEA
calculated the value of spin at $11.77/MWh. This value is calculated by determining the
difference in cost between operating HEA’s most efficient unit at a level that could provide the
necessary spin and operating two optimized thermal units in order to cover spin. The two unit
configuration is what would be required if the distributed load increased beyond the point in
which the one most efficient unit could adequately provide the necessary spinning reserves. The
$11.77/MWh value is higher than the 2011 range of $2.80 to $7.40/MWh reported in the 2013
NREL Report for lower 48 spin values. However the cost of natural gas, which is the primary
driver for spinning reserve costs, in the lower 48 at the time of the calculation averaged between
$4.40 and $5.43/MMBtu while HEA’s is currently paying between $7.1378 and
$7.3182/delivered MMBtu. Additionally, there is no formal energy market for the
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-6 March 2015
interconnected Southcentral Alaskan electric utilities (“Railbelt Grid”) and therefore no means of
reliably purchasing spinning reserve.
To estimate the annual value of the contingency spinning reserve, a model was developed to
determine the amount of spin that the Project would produce. A summary of those results appear
in Table D.6-1. Using the average value of 730 hours per month the Project would produce
between 8,322 to 14,559 MWh/year of spin capacity. Based upon HEA’s historical load data,
the value of the system demand plus the operating reserve plus the contingency spin; exceeded
the capacity of the most efficient unit 41 percent of the time. Applying this percentage to the
spin capacity and the calculated spin value results in an estimated annual value of contingency
spin in the range of $40,159 to $70,257 in 2015 dollars.
Table D.6-1. Contingency spinning reserve.
6.2. Estimated Average Annual Value of Power
HEA’s 2014 blended cost of power was $118/MWh. Adjusting for the increase in fuel costs the
2015 blended cost of power is estimated at $122/MWh. Total average energy output from the
Project is projected to be 18,600 MWh (see Exhibit B, Section 3.3 of this DLA). Purchasing an
equivalent quantity of energy from natural gas generation ($2,269,200) and accounting for the
benefit or the capacity spinning reserve ($40,159, low estimate) identified in Section 6.1, would
cost HEA approximately $2,309,359, based on 2015 dollars. With annualized costs for the
construction, operation, and maintenance of the Project totaling $2,168,421 in 2015 dollars, this
represents a cost savings of $140,938 per year in 2015 dollars. That calculated annual savings
will continue to escalate as the cost to produce thermally generated power continues to increase
as a result of the escalating Cook Inlet natural gas cost. As noted above, this does not yet include
the cost of proposed PM&E measures.
Month
Avg Output ‐
Unit 1 Lead
(kW)
Total
Generation ‐
Unit 1 Lead
(kWh)
Avg Spinning
Res ‐ Unit 1
(kW)
Avg Output ‐
Load Share
(kW)
Total
Generation ‐
Load Share
(kWh)
Avg Spinning
Res ‐ Load
Share (kW)
January 1062 789,918 1431 1062 789,918 1431
February 821 551,829 1672 821 551,829 1672
March 597 444,523 1896 597 444,523 1896
April 661 476,072 1832 661 476,072 1832
May 1903 1,415,812 751 1513 1,125,711 3071
June 3360 2,419,164 878 3373 2,428,809 1613
July 4720 3,509,972 266 4719 3,510,733 267
August 4738 3,524,932 248 4751 3,534,680 235
S eptember 4761 3,428,026 225 4783 3,443,745 203
October 2791 2,076,283 828 2749 2,064,976 2237
November 2188 1,575,264 305 1611 1,159,684 3375
December 1421 1,057,574 1072 1107 823,912 2109
Annual 2419 21,269,369 950 2312 20,354,594 1662
Unit 1 Lead Unit Load Sharing Between Units 1 and 2
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-7 March 2015
To assist in evaluating renewable energy grant applications, the Alaska Energy Authority (AEA)
developed a model to complete a cost benefit analysis of renewable energy projects. The model
is region specific in order to determine the fuel type that the proposed project will offset. The
Kenai Peninsula falls within the “Railbelt” south region, which utilizes natural gas as the offset
fuel. The natural gas price projections utilized in the model were provided by the Alaska Center
for Energy and Power. The model incorporates a carbon pricing mechanism and models the
proposed renewable energy against the alternative fossil fuel generation taking into account,
avoided generation costs, O&M costs and fuel use costs. When the values from Table D.4-1 at a
discount rate of 3 percent and a term of 50 years, with the O&M costs identified in Table D.5-1
are input into the model, the model predicts a net present value (NPV) benefit for the Project of
$64,392,399, a NPV capital cost of $50,281,481 with a NPV benefit of $16,997,281 and a
benefit to cost ratio of 1.28 which are exclusive of the spin benefit that the Project provides.
None of these estimated and modeled values account for the potential grant funds and Legislative
appropriations mentioned in Section 10. As noted in Section 5.1, for every $1,000,000 in grant
funds or Legislative (State) appropriations received, the Project’s cost of power is reduced by
0.3¢ per kWh.
The incremental cost of energy for the Project drops dramatically following the payoff of debt
service in the initial 50 years. The incremental cost post year 50 drops to about $17/MWh.
7 On-peak and Off-peak Values of Project Power
There is no formal energy market for the interconnected Southcentral Alaskan electric utilities
(“Railbelt Grid”) and therefore no on-peak and off-peak power values. However, HEA’s load
does fluctuate between day and night and seasonally as well. The power generated by the
Project would be dispatched as a part of the entire HEA generation system. The Project
generation would be pooled with other HEA generation resources and shared among retail and
wholesale purchasers. As with all generation resources available to HEA, the Project would be
dispatched economically to minimize total generation costs while meeting, licensing
requirements, reliability requirements and contractual service obligations. KHL’s objective in
operating the Project is to optimize HEA’s ability to meet load throughout the integrated system,
balancing its hydro and thermal energy sources. Within the constraints of the licensed operating
levels, KHL would operate the Project in the temporal mode most advantageous to the system.
8 Alternative Energy Sources
South-Central Alaska has benefited from a surplus of natural gas discovered primarily in the
1960s as a byproduct of oil exploration in the Cook Inlet area. As a result of abundant and
affordable natural gas, the heating and electrical infrastructure for South-Central Alaska was
developed around this resource. Approximately 90 percent of the electrical needs of South-
Central Alaska are met with natural gas fired turbines. However, gas production has dropped
considerably since 2002 with a decline in annual production of 210 (billion cubic feet) Bcf to
103 Bcf in 2012. As a consequence of this precipitous production decline, the price of natural
gas has gone from $2.50 to over $6.00/thousand cubic feet (Mcf) in that same time period. The
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-8 March 2015
current cost of gas in the region is about $6.90/Mcf in 2015, with the cost as high as $9.25/Mcf
for contracted gas in 2019.
The Alaska Division of Oil and Gas estimates that there are still proven and conventionally
recoverable gas reserves in the Cook Inlet Region. Additionally, Alaska continues to work on
ways to get North Slope gas to South-Central Alaska but none of the potential solutions indicate
a shrinking natural gas price for the region. HEA, like the rest of the electric utilities, will
continue to generate a majority of its electricity from natural gas. That said, HEA has a strong
desire to diversify its energy mix, reduce its dependence on fossil fuels and develop responsible
renewable energy resources.
HEA’s power supply portfolio primarily consists of natural gas-fired generation and some
hydroelectric power. The generation facilities are summarized in Table D.8-1.
Table D.8-1. HEA generation facilities.
Generation Facility Capacity No Units/Age
Nikiski Combined Cycle Plant (Steam/Gas) 80 MW CT 1984, ST 2014
Soldotna Combustion Turbine Plant (Gas0 48 MW 2014
Bernice Lake Combustion Turbine (Gas) 80 MW 3 Units 1971, 1978, 1981
Bradley Lake Hydroelectric Project (hydro) 14 MW 1991
HEA’s gas-fired generation makes up 91 percent of its current generation portfolio, strongly
influences HEA’s rates and is subject to significant price volatility. HEA is seeking to diversify
its generation portfolio. Part of this diversification is to develop renewable generation. The
proposed Grant Lake Project would represent approximately 4 percent of HEA’s energy needs,
and would represent a 45 percent increase in its renewable energy portfolio.
9 Consequence of License Application Denial
Denial of the license application for the Grant Lake Project would mean that the Project could
not be constructed as proposed by KHL. This would mean a continued reliance on an
increasingly scarce and expensive Cook Inlet (Alaska) natural gas supply. Denial of the license
application would result in the continued release of approximately 10,000 tons of CO2 annually
to produce the equivalent amount of carbon-based energy.
Denial of the license application would be a significant setback in the Cooperatives goal of
generating 22 percent of its power from renewable energy resources. It would also result in a
setback to the State of Alaska’s renewable energy goal of 50 percent renewable energy by 2025.
Denial of the license application would mean the loss of approximately $5,100,000 to HEA
($3,000,000) and the State of Alaska ($2,100,000) in funds associated with the development of
the Project.
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-9 March 2015
Lastly, it would mean that this low impact hydroelectric resource would remain undeveloped and
of no benefit to the citizens of the State of Alaska.
10 Sources and Extent of Financing
KHL intends to utilize available grant funds, legislative appropriations, and long term, low
interest financing for the Project. KHL intends to apply for $4 million in grant funding through
the AEA’s Renewable Energy Fund program, which limits individual project construction
funding to $4 million. Additionally, KHL anticipates exploring other grant opportunities.
The State of Alaska has historically supported the construction of hydroelectric projects by non-
profit entities in the State through various levels of Legislative appropriations. KHL through
HEA would explore this option. Any capital costs not covered by grant or Legislative
appropriations would be financed through long-term, low interest loans. HEA has recently
worked with both the USDA’s Rural Utilities Service (RUS) and the National Rural Utilities
Cooperative Finance Corporation (CFC) to secure low interest loans for generation projects.
Annual revenues received from the sale of energy on the HEA system will be used to repay the
debt service as well as the ongoing operations and maintenance fees.
11 Cost to Develop the License Application
KHL has received $2,100,000 in AEA renewable energy grant funds for Project development.
KHL has spent $3,000,000 of additional funds to develop the license application for a total
estimated license application expense of $5,100,000.
DRAFT LICENSE APPLICATION EXHIBIT D
Grant Lake Hydroelectric Project Kenai Hydro, LLC
FERC No. 13212 D-10 March 2015
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