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HomeMy WebLinkAbout20150915_REF_Round_9_Grant_Application_THRHA_Saxman_FinalRenewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 1 of 33 7/8/15 2015 Grant Application Heat Projects Renewable Energy Fund Round IX Applicant: Tlingit Haida Regional Housing Authority Tribally Designated Housing Entity Project Title: Saxman Low-Rent Multifamily Air Source Heat Pump Project Project Location: Saxman, AK Project Contact: Craig Moore VP Development and Construction Management PO Box 32237 Juneau, AK 99803 Phone: 907-780-6868 Fax: 907-780-6895 Email: cmoore@thrha.org Admin. Contact: Joanne Wiita Planning and Grant Administration PO Box 32237 Juneau, AK 99803 Phone: 907-780-6868, direct: 907-780-3158 Fax: 907-780-6895 Email: jwiita@thrha.org Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 2 of 33 7/8/15 SECTION 1 – APPLICANT INFORMATION Please specify the legal grantee that will own, operate and maintain the project upon completion. Name (Name of utility, IPP, local government or other government entity) Tlingit-Haida Regional Housing Authority (THRHA) Type of Entity: Fiscal Year End: Housing Authority December 31 Tax ID # 920044273 Tax Status: ☐ For-profit ☒ Non-profit ☐ Government (check one) Date of last financial statement audit: September 2014 Mailing Address: Physical Address: PO Box 32237 5446 Jenkins Drive Juneau, AK 99803 Juneau, AK 99801 Telephone: Fax: Email: 907-780-6868 907-780-6895 jwiita@thrha.org 1.1 APPLICANT POINT OF CONTACT / GRANTS MANAGER Name: Joanne Wiita Title: Planning and Grant Administration Mailing Address: PO Box 32237 Juneau, AK 99803 Telephone: Fax: Email: 907-780-6868 907-780-6895 jwiita@thrha.org 1.1.1 APPLICANT SIGNATORY AUTHORITY CONTACT INFORMATION Name: Ricardo Worl Title: President & CEO Mailing Address: PO Box 32237 Juneau, AK 99803 Telephone: Fax: Email: 907-780-6868 907-780-6895 rworl@thrha.org 1.1.2 APPLICANT ALTERNATE POINTS OF CONTACT Name Telephone: Fax: Email: Craig Moore 907-780-3130 907-780-6895 cmoore@thrha.org Jocelyn Ramirez 907-780-6868 907-780-6895 jramirez@thrha.org Charles Horvath 907-780-3118 907-780-6895 chorvath@thrha.org 1.2 APPLICANT MINIMUM REQUIREMENTS Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 3 of 33 7/8/15 Please check as appropriate. If you do not to meet the minimum applicant requirements, your application will be rejected. 1.2.1 As an Applicant, we are: (put an X in the appropriate box) ☐ An electric utility holding a certificate of public convenience and necessity under AS 42.05, or ☐ An independent power producer in accordance with 3 AAC 107.695 (a) (1), or ☐ A local government, or ☒ A governmental entity (which includes tribal councils and housing authorities) 1.2 APPLICANT MINIMUM REQUIREMENTS (continued) Please check as appropriate. ☒ 1.2.2 Attached to this application is formal approval and endorsement for the project by the applicant’s board of directors, executive management, or other governing authority. If the applicant is a collaborative grouping, a formal approval from each participant’s governing authority is necessary. (Indicate by checking the box) ☒ 1.2.3 As an applicant, we have administrative and financial management systems and follow procurement standards that comply with the standards set forth in the grant agreement (Section 3 of the RFA). (Indicate by checking the box) ☒ 1.2.4 If awarded the grant, we can comply with all terms and conditions of the award as identified in the Standard Grant Agreement template at http://www.akenergyauthority.org/Programs/Renewable-Energy-Fund/Rounds#round9. (Any exceptions should be clearly noted and submitted with the application.) (Indicate by checking the box) ☒ 1.2.5 We intend to own and operate any project that may be constructed with grant funds for the benefit of the general public. If no please describe the nature of the project and who will be the primary beneficiaries. (Indicate yes by checking the box) Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 4 of 33 7/8/15 SECTION 2 – PROJECT SUMMARY This section is intended to be no more than a 2-3 page overview of your project. 2.1 Project Title – (Provide a 4 to 7 word title for your project). Type in space below. Saxman Low-Rent Multifamily Air Source Heat Pump 2.2 Project Location – Include the physical location of your project and name(s) of the community or communities that will benefit from your project in the subsections below. 2.2.1 Location of Project – Latitude and longitude (preferred), street address, or community name. Latitude and longitude coordinates may be obtained from Google Maps by finding you project’s location on the map and then right clicking with the mouse and selecting “What is here? The coordinates will be displayed in the Google search window above the map in a format as follows: 61.195676.-149.898663. If you would like assistance obtaining this information please contact AEA at 907-771-3031. 2708 Halibut St. Ketchikan, AK 99901 55.319642, -131.595161 2.2.2 Community benefiting – Name(s) of the community or communities that will be the beneficiaries of the project. Saxman, AK / Ketchikan, AK – facility provides low rent housing for community members 2.3 PROJECT TYPE Put X in boxes as appropriate 2.3.1 Renewable Resource Type ☐ Wind to Heat ☐ Biomass or Biofuels ☐ Hydro to Heat ☐ Solar Thermal ☐ Heat Recovery from Existing Sources ☒ Heat Pumps ☐ Other (Describe) 2.3.2 Proposed Grant Funded Phase(s) for this Request (Check all that apply) Pre-Construction Construction ☐ Reconnaissance ☒ Final Design and Permitting ☐ Feasibility and Conceptual Design ☒ Construction and Commissioning Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 5 of 33 7/8/15 2.4 PROJECT DESCRIPTION Provide a brief one paragraph description of the proposed heat project. The THRHA plans to renovate, modernize, and expand the existing Saxman Multifamily Low Rent building in Saxman, AK in 2016 and 2017. The THRHA is requesting funding for the inclusion of an air-to-water heat pump system in the renovation. This system would include a new low temperature hydronic heating system and domestic hot water tank to allow the heat pump to cover the building space heating and domestic hot water demands. If funded, this would replace the existing oil boilers and high temperature hydronic heating system. The THRHA recently completed a weatherization and interior insulation project for this building, and will be incorporating additional efficiency measures into the 2016-2017 building renovation. These will include energy efficient lighting upgrades, a new heat recovery ventilation unit for planned makeup air for the corridor and common spaces, and installation of energy efficient appliances in the laundry and each of the 12 low rent units. If the heat pump project is funded, the THRHA will install a new 180 ft2 mechanical room in the existing walk-in crawlspace. The overall renovation also includes the addition of 1,020 ft2 for a new vestibule, laundry room, and storage locker space for residents. If funding is provided for the heat pump project, the existing mechanical room would be converted to an ADA accessible bathroom. The heat pump project would offset the use of 100% of the oil use at the facility. The heat pump is estimated to cover 95% of the overall heating and domestic hot water demand with a seasonal efficiency of 233%, and 5% of the demand would be covered with electric resistance heating during peak demands and maintenance of the heat pump. It is anticipated that the overall energy use index for the facility will drop by over 46%, from 94,000 Btu/sqft/yr to 51,000 Btu/sqft/yr through the implementation of the heat pump and low temperature hydronic system (see Attachment E). The project will provide an estimated $5,200 in annual energy savings for the facility even at the current low oil prices, and accounting for the increased overall electric price for all building electric demands (going to heat pump from oil pushes building into new service rate that is $0.012/kWh higher than current rate). Details on the ASHP project are provided in Attachment E, which includes a Heating Conversion Analysis performed by Alaska Energy Engineers, LLC (AEE). 2.5 Scope of Work Provide a scope of work detailing the tasks to be performed under this funding request. This should include work paid for by grant funds and matching funds or performed as in-kind match. The tasks to be performed under this funding request are: Design and Permitting of the Air-To-Water Heat Pump and Low Temperature Hydronic system as described in Section 2.4. This system is to be designed in conjunction with the design of the overall building renovation. Construction, Commissioning, and Operations and Maintenance of the Air-To-Water Heat Pump and Low Temperature Hydronic System, as well as some additional efficiency improvements. These improvements are: - Installation of a new heat recovery ventilation system for the hallway and common areas - Installation of new energy efficient lighting for the entire facility - Note that building thermal efficiency improvements have already be conducted SECTION 3 – Project Management, Development, and Operation Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 6 of 33 7/8/15 3.1 Schedule and Milestones Criteria: Stage 2-1.A: The proposed schedule is clear, realistic, and described in adequate detail. Please fill out the schedule below (or attach a similar sheet) for the work covered by this funding request. Be sure to identify key tasks and decision points in in your project along with estimated start and end dates for each of the milestones and tasks. Please clearly identify the beginning and ending of all phases of your proposed project. Add additional rows as needed. Milestones Tasks Start Date End Date Deliverables Design and Permitting Phase 1-Project Scoping / Contractor Solicitation Issue design RFP and select contractor 7/1/16 7/29/16 2-Final System Design / Permitting Final design / construction documents and submit application / obtain building permit 7/30/16 9/6/16 3-Final Cost Estimate / Updated Financials Finalize construction cost estimate and financial analysis 9/6/16 9/13/16 4-AEA Review / Approval to Proceed Issue documents to AEA for review, approval to move to Construction Phase 9/13/16 10/2/16 Construction Phase 5-Develop Bid Documents Use design documents, put together solicitation, and submit for review and approval by AEA 10/2/16 10/21/16 6-Vendor Selection and Award Run bid process, select contractor(s), negotiate / sign contract 10/22/16 11/19/16 7-Construction Construction and construction management and oversight by THRHA 11/19/16 4/13/17 8-Integration and Testing Testing and balancing, prepare for change over 4/13/17 4/20/17 9-Change Over / Decommissioning of Old System Change over and remove extraneous equipment 4/20/17 4/25/17 10-Commissioning and Final Acceptance Commissioning, final punch list, and acceptance of project as complete 4/25/17 5/4/17 11-Operations Monitoring and Reporting Ongoing monitoring and reporting to AEA for 10 years 5/4/17 7/1/27 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 7 of 33 7/8/15 Figure 3.1-1 – Proposed Project Schedule Gantt Chart 3.2 Budget Criteria: Stage 2-1.B: The cost estimates for project development, operation, maintenance, fuel, and other project items meet industry standards or are otherwise justified. 3.2.1 Budget Overview Describe your financial commitment to the project. List the amount of funds needed for project completion and the anticipated nature and sources of funds. Consider all project phases, including future phases not covered in this funding request. The overall cost of the project is $509,231, which includes $62,140 in in-kind/efficiency matching as summarized in Attachment F. The direct total cost of the work for the air-to-water heat pump project is $447,091. This includes the heat pump system, the low temperature hydronic system, electrical service upgrades, new HRV system, new mechanical room, metering, design, permitting, installation, and commissioning. The grant funding request is for $296,038, which covers the cost of design and permitting, the cost of the air source heat pump and low temperature hydronic system, the metering system, and overall project installation. Matching items are summarized in Attachment F. There is a total cash match provided of $164,053, which includes the installation of the new HRV system for providing ventilation to the building, the construction of a new mechanical room (18’x10’) to house the new system, new energy efficient lighting for the building, project management, electric service upgrade from single phase to three phase, new electrical infrastructure onsite, and testing, balancing, and commissioning. There is also additional In-Kind matching that includes THRHA project oversight and past energy efficiency measures (weatherization and insulation) estimated at a total of $49,140, for a total matching estimate of $213,193. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 8 of 33 7/8/15 The budget described here includes all phases of the project, and the design funding request is less than 20% of construction phase cost. All funds that are not grant funds will come from the IHBG allocation or THRHA’s capital budget. 3.2.2 Budget Forms Applications MUST include a separate worksheet for each project phase that was identified in section 2.3.2 of this application, (I. Reconnaissance, II. Feasibility and Conceptual Design, III. Final Design and Permitting, and IV. Construction). Please use the tables provid ed below to detail your proposed project’s total budget. Be sure to use one table for each phase of your project . The milestones and tasks should match those listed in 3.1 above. If you have any question regarding how to prepare these tables or if you need assistance preparing the application please feel free to contact AEA at 907-771-3031 or by emailing the Grants Administrator, Shawn Calfa, at scalfa@aidea.org. Design Phase Budget Milestone or Task RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In-kind/Federal Grants/Other State Grants/Other TOTALS (List milestones based on phase and type of project. See sections 2.3 thru 2.6 of the RFA ) $ $ $ 1-Project Scoping / Contractor Solicitation $1,000 $2,500 In-Kind $3,500 2-Final System Design / Permitting $20,000 $3,500 In-Kind $23,500 3-Final Cost Estimate / Updated Financials $9,000 $500 In-Kind $9,500 4-AEA Review / Approval to Proceed $628 $1,000 In-Kind $1,628 TOTALS $30,628 $7,500 $38,128 Budget Categories: Direct Labor & Benefits $ $7,500 In-Kind $7,500 Travel & Per Diem $ $ $ Equipment $ $ $ Materials & Supplies $ $ $ Contractual Services $30,628 $ $30,628 Construction Services $ $ $ Other $ $ $ TOTALS $30,628 $7,500 $38,128 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 9 of 33 7/8/15 Construction Phase Budget Milestone or Task RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In-kind/Federal Grants/Other State Grants/Other TOTALS (List milestones based on phase and type of project. See sections 2.3 thru 2.6 of the RFA ) $ $ $ 5-Develop Bid Documents $5,000 $1,500 In-Kind $6,500 6-Vendor Selection and Award $3,000 $2,500 In-Kind $5,500 7-Construction $252,410 $189,443 In-Kind / IHGB / THRHA $441,853 8-Integration and Testing $0 $6,250 In-Kind / IHGB / THRHA $6,250 9-Change Over / Decommissioning of Old System $5,000 $500 In-Kind $5,500 10-Commissioning and Final Acceptance $0 $5,500 In-Kind / IHGB / THRHA $5,500 11-Operations Monitoring and Reporting $0 Significant, but not included In-Kind $ $ $ $ TOTALS $265,410 $205,693 $471,103 Budget Categories: Direct Labor & Benefits $30,000 $20,000 In-Kind / IHGB / THRHA $50,000 Travel & Per Diem $15,000 $10,000 IHGB / THRHA $25,000 Equipment $150,000 $87,193 IHGB / THRHA $237,193 Materials & Supplies $20,000 $50,000 IHGB / THRHA $25,000 Contractual Services $20,000 $40,000 IHGB / THRHA $60,000 Construction Services $30,410 $43,500 IHGB / THRHA $73,910 Other $ $ IHGB / THRHA $ TOTALS $265,410 $205,693 $471,103 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 10 of 33 7/8/15 3.2.3 Cost Justification Indicate the source(s) of the cost estimates used for the project budget. The Project Cost Summary provided in Attachment F lists the source of each value in the budget. The main source of the project cost comes from the Attachment E, which includes the AEE project cost estimate. There are some additional items included in the project costs as shown in the summary, and the main sources of these are THRHA estimates based on past projects, THRHA records, and WES Energy & Environment, LLC (WESEE). 3.2.4 Funding Sources Indicate the funding sources for the phase(s) of the project applied for in this funding request. Grant funds requested in this application $296,038 Cash match to be provided $164,053 In-kind match to be provided $49,140 Total costs for project phase(s) covered in application (sum of above) $509,231 For heat projects using building efficiency completed within the last 5 years as in-kind match, the applicant must provide documentation of the nature and cost of efficiency work completed. Applicants should provide as much documentation as possible including: 1. Energy efficiency pre and post audit reports, 2. Invoices for work completed, 3. Photos of the building and work performed, and/or 4. Any other available verification such as scopes of work, technical drawings, and payroll for work completed internally. 3.2.5 Total Project Costs Indicate the anticipated total cost by phase of the project (including all funding sources). Use actual costs for completed phases. Reconnaissance $ Feasibility and Conceptual Design $ Final Design and Permitting $38,128 Construction $471,103 Total Project Costs (sum of above) $509,231 3.2.6 Operating and Maintenance Costs (non-fuel) Estimate annual non-fuel O&M costs associated with the proposed system $2,662 3.2.7 Fuel Costs Estimate annual cost for all applicable fuel(s) needed to run the proposed system Fuel type Annual cost ($) Electricity $6,521 $ $ Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 11 of 33 7/8/15 3.3 Project Communications Criteria: Stage 2-1.C: The applicant’s communications plan, including monitoring and reporting, is described in adequate detail. Describe how you plan to monitor the project and keep the Authority informed of the status. Project Manager, Craig Moore, and his team are proficient in project communications and recording of activities and progress. During the course of the project, regular update meetings or teleconferences will be held with contractors and AEA as requested. Meeting notes will be recorded for the project file. THRHA will track and monitor the established budget versus actual expenditures by line item. Mr. Moore has a wealth of experience in working with contractors and the community. Before work begins Mr. Moore will conduct a coordination meeting to include all key partners and community. Forecasted meetings and reports will include; project coordination meeting, design review, notice of Intent to construct, teleconferences and reporting by the contractor, project commissioning and close out. Mr. Moore has demonstrated experience in meeting the reporting and communications requirements for a wide variety of grant funding agencies, including AEA. Continued annual reporting will occur according to AEA requirements. Onsite work will be conducted under the oversight of Maintenance Manager Robert Reimer. Onsite will be THRHA’s field rep, Eric Trout. Data on energy usage will be extracted from the onsite data loggers, and either will be downloaded and recorded by Mr. Trout and provided in the format and matrix per requirements by AEA or by way of remote monitoring and upload if broadband capacity provides this ability. If downloaded onsite, the electronic data will be provided to AEA via email or hard drive data storage. 3.4 Operational Logistics Criteria: Stage 2-1.D: Logistical, business, and financial arrangements for operating and maintaining the project throughout its lifetime and selling energy from the completed project are reasonable and described in adequate detail. Describe the anticipated logistical, business, and financial arrangements for operating and maintaining the project throughout its lifetime and selling energy from the completed project. The renewable energy system will be providing heat for the existing, renovated, Saxman Low-Rent Multifamily building. This building has 12 units for residents as well as common spaces that will be provided with heat, and the system will provide domestic hot water. THRHA has an extensive O&M staff that has a long history of exemplary training, O&M funding resources, customer service, and operational experience. This facility will continue to be maintained by this staff. The O&M is completed in large part by in-house staff, but THRHA has the annual operating budget to allow for outside contracting as necessary. This facility and equipment will be maintained throughout its lifetime by THRHA to the benefit of low income residents of Southeastern Alaska. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 12 of 33 7/8/15 SECTION 4 – QUALIFICATIONS AND EXPERIENCE 4.1 Project Team Criteria: Stage 2-2.A: The Applicant, partners, and/or contractors have sufficient knowledge and experience to successfully complete and operate the project. If the applicant has not yet chosen a contractor to complete the work, qualifications and experience points will be based on the applicant’s capacity to successfully select contractors and manage complex contracts. Criteria: Stage 2-2.B: The project team has staffing, time, and other resources to successfully complete and operate the project. Criteria: Stage 2-2.C: The project team is able to understand and address technical, economic, and environmental barriers to successful project completion and operation. Criteria: Stage 2-2.D: The project team has positive past grant experience. 4.1.1 Project Manager Indicate who will be managing the project for the Grantee and include contact information, and a resume. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application. If the applicant does not have a project manager indicate how you intend to solicit project management support. If the applicant expects project management assistance from AEA or another government entity, state that in this section. The management for this project is Craig Moore, VP of THRHA. Craig is responsible for THRHA Development and Construction Management (resume attached). Craig works closely with Robert Reimer, THRHA’s Maintenance Manager. Robert is responsible for operations and maintenance of 600 THRHA housing units including multi-family buildings throughout the southeast region of Alaska. Robert has been with THRHA for five years and prior he was with the Days Inn for six years as property manager where he was responsible for $24M of property assets. Robert manages THRHA’s 20 onsite field representatives. THRHA Field representatives are responsible for repairing and maintaining all THRHA properties which include: inspections, reports, estimating, purchasing, record-keeping, scheduling, computer data entry and all aspects of maintenance including plumbing, heating/ventilation, electrical, and carpentry. Field reps have received formal boiler training and have advanced certifications. Local field representative Eric Trout has extensive facility operation experience, including the air- to-water heat pump at Saxman Senior Center, and the existing hydronic system at the Saxman Low-Rent building. 4.1.2 Expertise and Resources Describe the project team including the applicant, partners, and contractors. Provide sufficient detail for reviewers to evaluate: • the extent to which the team has sufficient knowledge and experience to successfully complete and operate the project; • whether the project team has staffing, time, and other resources to successfully complete and operate the project; • how well the project team is able to understand and address technical, economic, and environmental barriers to successful project completion and operation. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 13 of 33 7/8/15 If contractors have not been selected to complete the work, provide reviewers with sufficient detail to understand the applicant’s capacity to successfully select contractors and manage complex contracts. Include brief resumes for known key personnel and contractors as an attachment to your application. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application VP of THRHA, Craig Moore, is responsible for this project that will be contracted out for design and construction. For THRHA’s portion of the project, THRHA uses force account labor. It is anticipated that virtually all THRHA labor will be local hire. Contractors for the design, engineering, construction, and commissioning of the project will be selected according to THRHA’s policies and procurement procedures. These procurement policies comply with existing state procurement requirements. THRHA follows procurement policy procedures for all major projects, including an RFP process that will be utilized for award of this system design and construction. Mr. Moore and his team at THRHA have extensive experience in selecting and managing engineering and construction contractors for energy system design and installation at a wide variety of housing facilities. Specific examples of experience similar to project proposed at the Saxman Low-Rent building include the the Kake Low-Rent building, which is undergoing a very similar renovation. In that case, a biomass renewable energy system is being installed for providing facility heating needs. THRHA also has specific experience with managing design, installation, and operation of air-to-water source heat pumps, which includes an installation at the Saxman Senior Center a few blocks from this proposed project. There the air-to-water heat pumps are used only for domestic hot water generation and a small slab floor section. The Saxman Low-Rent building is up for a renovation in 2016-2017 as detailed in the project description, and thus, THRHA has allocated staff time and funding resources to ensure the project can be designed, constructed, and operated as described. The grant funding requested will determine whether the renovation project is able to include the heat pump renewable energy portion of the project. The team at THRHA has extensive demonstrated experience in understanding and addressing technical, economic, and environmental barriers to successful project completion and operation for renewable energy systems. 4.1.3 Project Accountant(s) Indicate who will be performing the accounting of this project for the grantee and include a resume. In the electronic submittal, please submit resumes as separate PDFs if the applicant would like those excluded from the web posting of this application. If the applicant does not have a project accountant indicate how you intend to solicit financial accounting support. THRHA manages an annual budget of $12 million and employs over 40 technical and administrative personnel. The VP of Administration, Joyce Niven, will lead fiscal management on this project. (resume attached) Ms. Niven has worked in the accounting field for over 20 years and for the past 12 years, she has been employed by THRHA. She has a Bachelor’s of Science degree in business and finance from Western Washington University, Bellingham Washington. Joyce is knowledgeable and proficient in meeting reporting requirements and deadlines of the various THRHA funding agencies including existing State of Alaska and IHBG grant reporting, and account structures. Her accounting expertise as well as her experience and knowledge of THRHA and southeast Alaska brings the Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 14 of 33 7/8/15 THRHA Fiscal Department the ability to address, plan and handle all accounting aspects of AEA grant accounting. Under the leadership of Joyce Niven, THRHA has successfully closed over five new construction project accounts and during the past three years, two of these projects were closed with multiple funding sources Ms. Niven, will provide oversight to the AEA grant and THRHA accounting. She will supervise Finance Manager Irene Tupou who is responsible for all accounting functions including grant accounting that is performed by her staff. Ms. Tupou will be responsible for all accounting procedures and activities and oversee the THRHA Grant Accountant. Ms. Tupou’s role of the AEA grant will also include oversight preparation of AEA fiscal reporting. She will be responsible for requesting reimbursement to the AEA project costs, and is responsible for internal monitoring and enforcing of AEA requirements during the grant. Her role will include adherence and coordination of fiscal reporting to AEA. Ms. Tupou is a member of THRHA management, and she coordinates all aspects of project implementation with her senior colleagues at THRHA to ensure that THRHA complies, and maintains reporting on time and within budget. (resume attached) THRHA’s Finance Manager Irene Tupou can be reached at 907 780 6868 Email: itupou@thrha.org 4.1.4 Financial Accounting System Describe the controls that will be utilized to ensure that only costs that are reasonable, ordinary and necessary will be allocated to this project. Also discuss the controls in place that will ensure that no expenses for overhead, or any other unallowable costs will be requested for reimbursement from the Renewable Energy Fund Grant Program. Bookkeeping functions are performed in-house using Emphasys Systems Elite, to manage fund accounting that meets Federal requirements. Finance Manager Irene Tupou is responsible for all accounting functions including grant accounting that is performed by her staff. Ms. Tupou has experience managing grant funds from a variety of sources, including AEA, and ensures that no expenses that are unallowable will be requested for reimbursement. THRHA financial management and internal controls provide assurance that project goals and objectives will be met and funds will be used efficiently. To provide checks and fiscal oversight, THRHA’s internal financial controls and policy separate duties into three financial functions (authorizing transactions; keeping records; and handling funds). Program funds are tracked in separate grant accounts with a project code allocated to each. Upon award of funding THRHA conducts a grant implementation meeting and review newly established codes for associated expenses. Only allowable expenses are coded and paid out of grant funds, the expenses are approved by the project manager and monthly grant meetings are held among the finance staff, project manager, and grant administrator to ensure all expenses are allowable and coded properly according to the approved budget. THRHA also tracks grant inkind and match including labor and expenses that are not allowable as grant reimbursement. In addition, THRHA conducts an annual external financial audit. THRHA will be responsible for the implementation and administration of this project. THRHA has a Procurement Policy in place which will be applied to the procurement of all contract labor and materials secured for this project. The THRHA Board of Commissioners, by resolution has adopted this Policy for implementation of all THRHA projects. THRHA Policy outlines the process for both procurement of identified goods and services required by established thresholds of the purchases (small purchase $0-$100,000); Sealed Bids/invitation for Bids (IFB), when applicable over $100,000; Competitive Proposals/Request for Proposals (RFP), when applicable over $100,000; and Non Competitive (Sole Source) Proposals, as well as the methods used for purchase (request Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 15 of 33 7/8/15 for price quotes, request for proposals, and invitation for bids) that controls the method of procurement. Ms. Tupou can be reached at 907 780 6868 Email: itupou@thrha.org 4.2 Local Workforce Criteria: Stage 2-2.E: The project uses local labor and trains a local labor workforce. Describe how the project will use local labor or train a local labor workforce. For THRHA’s portion of the project, THRHA uses force account labor. It is anticipated that virtually all THRHA labor will be local hire. THRHA has a local labor pool available to begin work immediately. Additionally, this project will provide the opportunity to continue to train the local work force on installation and operation of air-to-water heat pumps and low temperature hydronic heating systems. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 16 of 33 7/8/15 SECTION 5 – TECHNICAL FEASIBILITY 5.1 Resource Availability Criteria: Stage 2-3.A: The renewable energy resource is available on a sustainable basis, and project permits and other authorizations can reasonably be obtained. 5.1.1 Proposed Energy Resource Describe the potential extent/amount of the energy resource that is available, including average resource availability on an annual basis. Describe the pros and cons of your proposed energy resource vs. other alternatives that may be available for the market to be served by your project. For pre-construction applications, describe the resource to the extent known. For design and permitting or construction projects, please provide feasibility documents, design documents, and permitting documents (if applicable) as attachments to this application. The proposed renewable energy resource is the air surrounding the Saxman Low-Rent Multifamily building. The publication “Air Source Heat Pumps in Southeast Alaska”, provides a summary of the heat pump technology. The climate for Saxman lends itself particularly well to air source heat pumps since there is a significant amount of annual heating degree days, and the 99% outdoor dry bulb temperature for peak space heating demand is 20oF (Manual J 8th Edition, Version 2). Further, the majority of the year has average temperatures that match well with air -to-water heat pump performance. Efficiency of air source heat pump equipment varies by manufacturer and conditions, but generally adheres to the approximate range provided in Table 5.1.1-1 when supplying space heating and domestic hot water temperatures as listed during the varying outdoor temperatures shown. Table 5.1.1-2 shows the average highs and lows by month over the 30-yr period from 1981-2010 for Ketchikan, AK. Table 5.1.1-1 – General COP Range for Air-to-Water Heat Pumps at Varying Conditions Note that data is taken from LG ThermaV Air-to-Water Heat Pump performance data, and will vary by manufacturer and model. Additionally, the Saxman Low-Rent Multifamily building is served by KPU, which sources the vast majority of electricity from renewable hydroelectric generation stations. Thus, converting heating over from oil also taps into electricity generated from a renewable resource. Outdoor Air Temperature, oF COP when providing 122oF Water COP when providing 131oF Water 5 1.7 - 19 2.0 1.8 28 2.3 2.0 36 2.4 2.3 45 2.9 2.7 50 3.2 2.8 59 3.4 3.0 64 3.4 3.1 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 17 of 33 7/8/15 Table 5.1.1-2 – 30-year Monthly Average Temperatures for Ketchikan, AK Note that data is obtained from USClimateData.com, and provides monthly averages for the 30-yr period spanning 1981- 2010 for Ketchikan, AK. 5.1.2 Permits Provide the following information as it may relate to permitting and how you intend to address outstanding permit issues.  List of applicable permits  Anticipated permitting timeline  Identify and describe potential barriers There are no specific permitting requirements that exist for air source heat pumps. It is anticipated that a construction permit will be required from the locality for the building renovation and expansion. This standard building permit would cover the heating system installed. If grant funds are awarded, the main heating system will be the air source heat pumps. This is a standard renovation project with a small footprint, and there are no anticipated issues with obtaining the building permit for this effort. 5.2 Project Site Criteria: Stage 2-3.B: A site is available and suitable for the proposed energy system. Describe the availability of the site and its suitability for the proposed energy system. Identify potential land ownership issues, including whether site owners have agreed to the project or how you intend to approach land ownership and access issues. The facility is owned and controlled by THRHA. THRHA does not technically own the land on which the facility is located, and has a long-standing lease dating to 1977 with the City of Saxman (copy of lease included with Attachment G). The City and THRHA have an excellent working arrangement, and there is no discussion about the lease being changed. Further, the City of Month Average High, oF Average Low, oF Jan 40 30 Feb 41 31 Mar 44 32 Apr 49 35 May 56 41 Jun 61 47 Jul 64 51 Aug 64 52 Sep 58 47 Oct 51 40 Nov 43 34 Dec 40 31 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 18 of 33 7/8/15 Saxman has provided a letter of support for this project, which states that the THRHA’s low-rent housing is “much needed” for residents in the community. The inclusion of an air source heat pump in the project will not impact the overall facility footprint as it would be located in existing space used for the facility. The site is both available and suitable for this renewable energy system. 5.3 Project Risk Criteria: Stage 2-3.C: Project technical and environmental risks are reasonable. 5.3.1 Technical Risk Describe potential technical risks and how you would address them. The technical risks are appropriate sizing of the air-to-water heat pump, the number of vendors that may be available to provide the equipment, appropriate design of the low temperature hydronic system, and whether there is adequate electrical service available. These risks will be mitigated by the following approaches: - THRHA will select an experienced design firm through their procurement process, and THRHA also has the technical operating and design review experience to ensure that the equipment is appropriately sized. - THRHA has experience with selection, installation, and operation of air-to-water heat pumps for DHW production, and will work to line up as many qualified vendors of equipment with appropriate and demonstrated performance prior to bidding of the project. - THRHA will select an experienced design firm through their procurement process, and THRHA also has the technical operating and design review experience to ensure that the low temperature hydronic system and associated ventilation will be appropriately designed, and will meet the comfort and air quality needs of building residents. - THRHA has confirmed with the utility that adequate electric service is available. 5.3.2 Environmental Risk Explain whether the following environmental and land use issues apply, and if so how they will be addressed:  Threatened or endangered species  Habitat issues  Wetlands and other protected areas  Archaeological and historical resources  Land development constraints  Telecommunications interference  Aviation considerations  Visual, aesthetics impacts  Identify and describe other potential barriers This project is all contained within the bounds of an existing planned renovation of an existing building. There are no environmental or land use issues anticipated as part of the project, and the project will have no impact on threatened or endangered species, sensitive habitats, wetlands, protected areas, archeological resources, or historical resources. There are no land development or aviation constraints, and the system will not interfere with any telecommunications or otherwise have visual or aesthetic impacts. Any disposal of construction materials will be performed in an approved and environmentally responsible manner, and there are no other environmental risks associated with the project. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 19 of 33 7/8/15 5.4 Existing and Proposed Energy System Criteria: Stage 2-3.D: The proposed energy system can reliably produce and deliver energy as planned. 5.4.1 Basic Configuration of Existing Energy System Describe the basic configuration of the existing energy system. Include information about the number, size, age, efficiency, and type of generation. The 7,600 ft2 building (pictured below) was originally constructed in 1982 and is currently heated with two Weil McLain WGO-6 oil boilers (212,000 Btu/hr rated output each). These boilers are coupled with a high temperature (180oF) hydronic distribution system, finned tube hydronic baseboard in each of the 12 residences and the common lunch room, and hydronic panel heaters in the main corridor. Domestic hot water is provided by an Amtrol indirect hot water heater fed from the oil boilers. The boilers and hydronic system are failing, and the building is scheduled for a heating system replacement as part of a renovation project in 2016-2017. The boilers are serviced on a regular basis, and have recent combustion tests showing an efficiency of 84.1%. The seasonal efficiency estimated to be 72% due to cycling and other losses from the boilers. Figure 5.4.1-1 – Saxman Low-Rent Multifamily Building Existing Energy Generation and Usage a) Basic configuration (if system is part of the Railbelt1 grid, leave this section blank) i. Number of generators/boilers/other ii. Rated capacity of generators/boilers/other 1 The Railbelt grid connects all customers of Chugach Electric Association, Homer Electric Association, Golden Valley Electric Association, the City of Seward Electric Department, Matanuska Electric Association and Anchorage Municipal Light and Power. 2 212,000 Btu/hr (output) each Weil Mclain WGO-6 >20 years 84.1% combustion test / 72% seasonal No Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 20 of 33 7/8/15 iii. Generator/boilers/other type iv. Age of generators/boilers/other v. Efficiency of generators/boilers/other vi. is there heat recovery and is it operational? b) Annual O&M cost i. Annual O&M cost for labor $960 ii. Annual O&M cost for non-labor $800 c) Annual electricity production and fuel usage (fill in as applicable) i. Electricity [kWh] ii. Fuel usage Diesel [gal] Other iii. Peak Load iv. Average Load v. Minimum Load vi. Efficiency vii. Future trends d) Annual heating fuel usage (fill in as applicable) i. Diesel [gal or MMBtu] ii. Electricity [kWh] iii. Propane [gal or MMBtu] iv. Coal [tons or MMBtu] v. Wood [cords, green tons, dry tons] vi. Other 3,693 gallons (with building additions/planned ventilation this value is projected to be 4,058 gallons/yr) Estimated at 1,690 kWh (not for heating, but running pumps, burner, etc.) Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 21 of 33 7/8/15 5.4.2 Future Trends Describe the anticipated energy demand in the community over the life of the project. Overall, the population in Saxman has risen 14% since 1990. However, it has dropped from a high hit in 2000. Despite this drop, the long-term trend since 1990 has been growth. It is anticipated that energy demand will grow (or recede) at a rate similar to population growth, and given the long - term growth trend it is anticipated to grow overall. THRHA is seeking to help ensure this growth moves away from oil and to renewable resources, and projects like the proposed air -to-water heat pump for this project will provide examples for building owners about the potential to utilize local renewable resources (climate and heat pumps) instead of oil. 5.4.3 Impact on Rates Briefly explain what if any effect your project will have on electrical rates in the proposed benefit area over the life of the project. For PCE eligible communities, please describe the expected impact would be for both pre and post PCE. It is not anticipated that this project would impact electric rates in a significant way over the project life given its size. However, the project does propose to convert from oil to electric while using heat pumps as opposed to electric resistance. This reduces the potential demand on the grid while converting from oil to electric by a factor of 1.9-3.4 depending on the time of year and heating demand. 5.4.4 Proposed System Design Provide the following information for the proposed renewable energy system:  A description of renewable energy technology specific to project location  Optimum installed capacity  Anticipated capacity factor  Anticipated annual generation  Anticipated barriers  Integration plan  Delivery methods The renewable energy technology is an air-to-water heat pump that utilizes the local climate to heat a low-temperature hydronic heating system and provide domestic hot water. The optimum installed capacity is assessed at 78% of the peak space heating demand, which will allow for provision of over 95% of the annual heating and domestic hot water demand with an average efficiency estimated at 233%. The remaining 5% of the annual demand will be provided with electric resistance. The peak space heating demand on the system is approximately 100,000 Btu/hr, with an additional peak demand of 50,000 Btu/hr for domestic hot water. Table 5.4.4-1 shows the monthly average space heating demands for the building as estimated by AEE for the report in Attachment E. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 22 of 33 7/8/15 Table 5.4.4-1 – Monthly Average Heating Demands on System (Space Heat and DHW) The system is to be coupled with an energy efficient low-temperature hydronic heating system. This is necessary to allow the air-to-water heat pump to operate with a high efficiency (COP). Section 5.1 of this application discusses the efficiency of the heat pump at various outdoor air temperatures and heating water temperatures. The lower the water temperature needed to meet the building heating needs, the higher the efficiency that will be obtained with the heat pump. The planned operating temperature is 115oF, but this may be optimized during portions of the year to increase system COPs while considering the need to maintain domestic water temperatures. The anticipated capacity factor is approximately 95%. The anticipated annual heat generation is 384 mmBtu of hot water using the heat pump and 20 mmBtu using electric resistance heating backup. Anticipated barriers for this type of project can be the ability to obtain electric service, the adequacy of the hydronic space heating distribution system to utilize low temperatures, identifying appropriate equipment, and sizing of the heat pump equipment. The main issues associate d with these barriers have been addressed as part of the study of the project to ensure that there are no project limiting factors, and further resolution will progress in the design phase. The availability for adequate three-phase service has been confirmed with the utility, a new low-temperature hydronic system will be installed, LG MultiV equipment has been identified as UL listed and available, and sizing has been targeted appropriately to ensure efficient operation. The integration of the equipment is planned through addressing the barriers identified in the previous paragraph. Electric will be delivered via a new 3-ph service, and heat will be delivered via a new low-temperature hydronic system. Proposed System Design Capacity and Fuel Usage (Include any projections for continued use of non-renewable fuels) Month Monthly Average Heat Demand, Btu/hr Jan 79,348 Feb 66,586 Mar 56,212 Apr 40,722 May 29,651 Jun 26,140 Jul 25,090 Aug 24,945 Sep 21,847 Oct 45,855 Nov 58,199 Dec 71,700 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 23 of 33 7/8/15 a) Proposed renewable capacity (Wind, Hydro, Biomass, other) [kW or MMBtu/hr] Local climate – air – Air Source Heat Pump sized at 78,000 Btu/hr during design conditions b) Proposed annual electricity or heat production (fill in as applicable) i. Electricity [kWh] ii. Heat [MMBtu] 405 mmBtu/yr (5% of this, or 20 mmBtu/yr from resistance electric, and 95%, or 384 mmBtu/yr from heat pump) c) Proposed annual fuel usage (fill in as applicable) i. Propane [gal or MMBtu] ii. Coal [tons or MMBtu] iii. Wood or pellets [cords, green tons, dry tons] iv. Other 54,668 kWh for heat, and 3,035 kWh for pumps, controls, etc. 5.4.5 Metering Equipment Please provide a short narrative, and cost estimate, identifying the metering equipment that will be used to comply with the operations reporting requirement identified in Section 3.15 of the Request for Applications. The metering plan includes monitoring of the electric usage of the heat pump, electric buffer tank, and electric water heater, as well as the heat delivered to the building space heating loop and domestic water. This will be accomplished with three current transformers and two Btu meters. The Btu meters will measure flow, supply temperature, and return temperature for each water loop identified. The data will be collected and integrated into one data logging computer that has the capability to output the data to a spreadsheet as well as to a website for potential integration with AEA automated data collection in the future. Table 5.4.5-1 provides an estimate of the cost for this metering equipment. Table 5.4.5-1 – Metering System Cost Estimate (prepared by WESEE) Description Quantity Price 15% Contingency Total Calculating Unit 1 $745 $857 $857 1" Water Flow Meter 2 $900 $1,035 $2,070 Temp. sensor pair 2 $275 $316 $633 Temp. sensor wells 4 $95 $109 $437 Current transformers 3 $105 $121 $362 RedLion Data Collection PLC 1 $900 $1,035 $1,035 Modbus to Ethernet converter 1 $215 $247 $247 Data Logging PC 1 $1,000 $1,150 $1,150 Installation 1 $2,000 $2,300 $2,300 TOTAL $9,091 Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 24 of 33 7/8/15 SECTION 6 – ECONOMIC FEASIBILITY AND BENEFITS 6.1 Economic Feasibility Criteria: Stage 2-4.A: The project is shown to be economically feasible (net positive savings in fuel, operation and maintenance, and capital costs over the life of the proposed project). 6.1.1 Economic Benefit Explain the economic benefits of your project. Include direct cost savings, and how the people of Alaska will benefit from the project. The benefits information should include the following:  Anticipated annual and lifetime fuel displacement (gallons and dollars)  Anticipated annual and lifetime revenue (based on i.e. a Proposed Power Purchase Agreement price, RCA tariff, or cost based rate)  Additional incentives (i.e. tax credits)  Additional revenue streams (i.e. green tag sales or other renewable energy subsidies or programs that might be available) The economic model used by AEA is available at http://www.akenergyauthority.org/Programs/Renewable-Energy-Fund/Rounds#round9. This economic model may be used by applicants but is not required. The final benefit/cost ratio used will be derived from the AEA model to ensure a level playing field for all applicants. If used, please submit the model with the application. This project would provide an estimated first-year energy savings of over 41% or $5,200 and would offset the use of 4,085 gallons of diesel fuel. This comes from meeting the demand for the remodeled building with an air-to-water heat pump instead of an oil boiler. The projected energy cost for heating with the oil system is $12,500 (cost includes a small amount of electric for running pumps, etc.), and the projected energy (electric) cost for heating with the heat pump is $7,300 (note that this includes an allowance for increasing the electric cost by approximate $800 ($0.012/kWh) for all electric usage at the entire facility since the new three-phase service pushes the building into a new commercial rate). The annual operating costs for the equipment are projected to be an additional $900/yr for the heat pump system vs. the oil system. These annual energy savings will directly reduce the cost of operating this low income housing facility, which helps to ensure that this public resource is able to be sustainably maintained over the long-term. The annual fuel oil displacement is 4,058 gallons ($12,296), and the lifetime fuel oil displacement is 101,450 gallons ($307,400 – at the current cost of $3.03/gallon). 6.1.2 Power Purchase/Sale The power purchase/sale information should include the following:  Identification of potential power buyer(s)/customer(s)  Potential power purchase/sales price - at a minimum indicate a price range  Proposed rate of return from grant-funded project Identify the potential power buyer(s)/customer(s) and anticipated power purchase/sales price range. Indicate the proposed rate of return from the grant -funded project. This project does not include the sale of heat or electricity. The users of the renewable heat produced will be the residents of the low rent building. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 25 of 33 7/8/15 6.1.3 Public Benefit for Projects with Private Sector Sales For projects that include sales of power to private sector businesses (sawmills, cruise ships, mines, etc.), please provide a brief description of the direct and indirect public benefits derived from the project as well as the private sector benefits and complete the table below. See section 1.6 in the Request for Applications for more information. This project does not include the sale of heat or electricity. The users of the renewable heat produced will be the residents of the low rent building, and the project will benefit the public as described in Section 6.3. Renewable energy resource availability (kWh per month) Estimated sales (kWh) Revenue for displacing diesel generation for use at private sector businesses ($) Estimated sales (kWh) Revenue for displacing diesel generation for use by the Alaskan public ($) 6.2 Financing Plan Criteria: Stage 2-4.B: The project has an adequate financing plan for completion of the grant- funded phase and has considered options for financing subsequent phases of the project. 6.2.1 Additional Funds Identify the source and amount of all additional funds needed to complete the work in the phase(s) for which REF funding is being applied in this application. Indicate whether these funds are secured or pending future approvals. Describe the impact, if any, that the timing of additional funds would have on the ability to proceed with the grant. The proposed heat pump project would be completed as part of an overall renovation to the Saxman Low-Rent building. THRHA has committed funding for this project for the 2016 fiscal year. The majority of the funds for the energy portion of project will come from THRHA’s 2016 IHBG NAHASDA funding allocation, and the remaining amount will come from THRHA’s capital budget. 6.2.2 Financing opportunities/limitations If the proposed project includes final design or construction phases, what are your opportunities and/or limitations to fund this project with a loan, bonds, or other financing options? THRHA is an organization dedicated to providing low income housing opportunities for Southeastern Alaskans, and as such has the goal of breaking even on its annual operations, and giving as much back as possible to the residents who benefit from its services. Because of this operational mode, THRHA does not generally take on debt service for capital projects. Because of the nature of the organization, THRHA does not see where it has the ability to borrow to take on additional upfront costs for energy projects. 6.2.2 Cost Overruns Describe the plan to cover potential cost increases or shortfalls in funding. THRHA has a history of managing projects to ensure that realistic budgets are established and that the budgets are met during project implementation. However, if absolutely necessary, THRHA has additional resources in its funding plan that could be used to cover any cost overruns that may occur on the project. The first option in the funding plan is to use manage the project to ensure that overruns do not occur and that reasonable contingency that has been included in the Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 26 of 33 7/8/15 budgeting numbers to help to cover any overruns. The final option, if needed, would be additional funds from either THRHA capital budget or THRHA’s IHBG allocation. 6.2.3 Subsequent Phases If subsequent phases are required beyond the phases being applied for in this application, describe the anticipated sources of funding and the likelihood of receipt of those funds. The intent is to complete the project with the phases identified in this application. 6.3 Other Public Benefit Criteria: Stage 3-4.C: Other benefits to the Alaska public are demonstrated. Avoided costs alone will not be presumed to be in the best interest of the public. Describe the non-economic public benefits to Alaskans over the lifetime of the project. For the purpose of evaluating this criterion, public benefits are those benefits that would be considered unique to a given project and not generic to any renewable resource. For example, decreased greenhouse gas emission, stable pricing of fuel source, won’t be considered under this category. Some examples of other public benefits include:  The project will result in developing infrastructure (roads, trails, etc.) that can be used for other purposes  The project will result in a direct long-term increase in jobs (operating, supplying fuel, etc.)  The project will solve other problems for the community (waste disposal, food security, etc.)  The project will generate useful information that could be used by the public in other parts of the state  The project will promote or sustain long-term commercial economic development for the community The THRHA manages a suite of facilities in Southeastern Alaska that provide affordable housing opportunities for native and non-native residents and their families. Additionally, THRHA is involved in providing a wide variety of funding, construction, and technical services to low income residents and properties. This project provides the opportunity to demonstrate how buildings in Southeastern Alaska can utilize air-to-water heat pumps for space heating as well as domestic hot water to offset the use of oil. This project utilizes the Southeastern Alaskan climate and new technologies to reduce annual heating energy demands and costs by 1.5-3 times over typical fuel oil and electric resistance systems. These projects have the potential to dramatically reduce energy demand over time as building owners and local installers become familiar with them. This project and THRHA’s footprint in the building community in Southeastern Alaska provide the opportunity to showcase the real costs, energy performance, and benefits of this technology and application. This project also provides the opportunity to identify the challenges associated with implementing this type of project, such as needing/evaluating low-temperature hydronic heating systems, ensuring appropriate electrical service, and identifying the appropriate equipment and sizing of that equipment. THRHA hopes to show the benefits and challenges, and how the challenges can be addressed and overcome. THRHA would hope to replicate this type of project at other buildings it owns in Southeastern Alaska, and would hope that others can use this same information to determine whether they are able to make the same move away from oil and to low temperature hydronic systems with new construction or building renovations. The following summarizes the benefits for other building owners in Saxman and other Alaskan communities: Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 27 of 33 7/8/15 - Hydroelectric communities are promoting heat pump heating as an efficient use of hydroelectric resources. The project demonstrates heat pump conversion of an existing building. - Air source heat pump technology has improved greatly in the last five years to the point that they are viable systems in the relatively warmer climate of coastal Alaska. As the technology continues to gain efficiency, the lessons learned from this conversion will benefit more areas of Alaska. - The recent drop in oil prices may lead to complacency in addressing future energy issues. By promoting heat pump technology and demonstrating its success now, the THRHA can make positive steps toward improving energy efficiency and lowering long-term energy costs. - Replacing a heating system in-kind is the often chosen path for building owners, especially for similar buildings with relatively modest heating loads. This project will successfully demonstrate that heat pump technology is a viable option that offers long-term benefits to THRHA Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 28 of 33 7/8/15 SECTION 7 – SUSTAINABILITY Describe your plan for operating the completed project so that it will be sustainable throughout its economic life. Include at a minimum:  Capability of the Applicant to demonstrate the capacity, both administratively and financially, to provide for the long-term operation and maintenance of the proposed project  Is the Applicant current on all loans and required reporting to state and federal agencies?  Likelihood of the resource being available over the life of the project  Likelihood of a sufficient market for energy produced over the life of the project  The THRHA has the capacity, both administratively and financially, to provide for the long-term operation and maintenance of this project. The THRHA manages a suite of properties, has an annual budget of over $12 Million, and a staff of over 40 technical and administrative personnel. This infrastructure is dedicated to providing affordable housing opportunities for Southeastern Alaskans, and has a demonstrated history of operation and maintenance of a host of properties. This property is owned by THRHA, and is being upgraded to allow for continued provision of benefits to local residents. THRHA has a history of providing operation and maintenance of this facility at Saxman, and plans continued operation and maintenance of this facility in its annual budgets and staffing plans. The applicant is current on all loans and required reporting to state and federal agencies. The climate resource and THRHA operations capabilities will be available over the life of the project. There will continue to be a market for affordable housing in the Saxman community over the life of the project. SECTION 8 – PROJECT READINESS Describe what you have done to prepare for this award and how quickly you intend to proceed with work once your grant is approved. Specifically address your progress towards or readiness to begin, at a minimum, the following:  The phase(s) that must be completed prior to beginning the phase(s) proposed in this application  The phase(s) proposed in this application  Obtaining all necessary permits  Securing land access and use for the project  Procuring all necessary equipment and materials  Improving the thermal energy efficiency of the building(s) to be served by the heat project THRHA has evaluated its options for reducing energy costs through a number of efforts in the past years, and has been implementing a mix of technologies to reduce their operating costs. THRHA hopes that this project can be part of the upcoming renovation to the Saxman Low-Rent Multifamily building. This renovation is being planned and budgeted for in 2016-2017, and THRHA will be ready to move forward with the design and construction of the air-to-water heat pump and low temperature hydronic system should grant funds be awarded. In anticipation of this application, THRHA has completed an initial study and life-cycle cost analysis showing that this new system is comparable in lifecycle costs with fuel oil, while providing a significant reduction in annual energy costs. The phases proposed in this application would begin as soon as notification of award was made. All permits will be obtained as part of the typical renovation process, and THRHA already owns and manages the property. THRHA will procure all Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 29 of 33 7/8/15 the necessary equipment and materials as part of a bidding process for the project. Additionally, THRHA has been making thermal efficiency improvements to this facility over the past 5 years in preparation for this new retrofit. These include weatherization, and added interior insulation. SECTION 9 – LOCAL SUPPORT AND OPPOSITION Describe local support and opposition, known or anticipated, for the project. Include letters, resolutions, or other documentation of local support from the community that would benefit from this project. The Documentation of support must be dated within one year of the RFA date of July 7, 2015 The THRHA provides affordable housing opportunities, and works in collaboration with and is supported by the local communities it serves. This project is supported by the THRHA management and staff, and is supported by the local community (see attached letters of support). Specifically, the local supporters are: The Central Council Tlingit Haida Indian Tribes of Alaska The City of Saxman The Organized Village of Saxman The Ketchikan Public Utilities Electric Division provided an email supporting the use of heat pump technology at the Saxman building and affirming the ability of their distribution circuit to serve this project. There is no known opposition to this project, and none would be anticipated since it is limited to the THRHA property and has a very small footprint. Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 30 of 33 7/8/15 SECTION 10 – COMPLIANCE WITH OTHER AWARDS Identify other grants that may have been previously awarded to the Applicant by the Authority for this or any other project. Describe the degree you have been able to meet the requirements of previous grants including project deadlines, reporting, and information requests. The THRHA has been the recipient of an AEA grant in the past, and THRHA has been able to meet the technical, scheduling, and reporting deadlines using its dedicated and professional staff. Further, THRHA has been the recipient of many grants for construction projects from other entities, and is adept at grant management and reporting. SECTION 11 – LIST OF SUPPORTING DOCUMENTATION FOR PRIOR PHASES In the space below please provide a list additional documents attached to support completion of prior phases. THRHA leveraged a US Department of Energy Tribal Energy Grant that providing funding for THRHA to provide Energy Efficiency Audits, Assessments, and Alternative Energy Studies on THRHA facilities. This effort funded audits of over 48 THRHA facilities, including the Saxman Low- Rent Multifamily building, and identified air source heat pumps as capable of providing substantial energy savings over the use of oil for heating. THRHA used this same grant to develop a heating conversion analysis for the Saxman Low-Rent Multifamily building. The heating conversion analysis report was developed by Alaska Energy Engineering, LLC, and is attached. SECTION 12 – LIST OF ADDITIONAL DOCUMENTATION SUBMITTED FOR CONSIDERATION In the space below please provide a list of additional information submitted for consideration A. Grant contact information and resumes for the following THRHA staff: Mr. Craig Moore – VP of Development and Construction Management Ms. Irene Tupou – Finance Manager Ms. Joyce Niven – VP of Administration B. Letters of support from the following local organizations: The Central Council Tlingit Haida Indian Tribes of Alaska The City of Saxman The Organized Village of Saxman KPU Electric Division – Email C. Recent invoices for oil and electricity: Summary of oil invoices from 1/02/14 through 6/17/15 Electric invoices summary (1/05/12 – 12/08/14) D. Governing Body Resolution: Authorization and Commitment letter from THRHA President and CEO Resolution from THRHA Board of Commissioners E. Heating Conversion Analysis Report by Alaska Energy Engineers, LLC F. Summary of Project Costs, Requested Funding, and Matching: Summary of Project Costs, Grant Requested Funding, and Matching Costs Summary of In-Kind Matching Estimate Renewable Energy Fund Round IX Grant Application – Heat Projects AEA 15003 Page 31 of 33 7/8/15 G. Heat Pump Checklist with Summary Answers to Facilitate Application Review Lease with City of Saxman for Land on Which Facility Is Located Attachment A Contact Information and Resumes Applicant: Tlingit Haida Regional Housing Authority Tribally Designated Housing Entity Project Title: Saxman Low-Rent Multifamily Air Source Heat Pump Project Project Location: Saxman, AK Project Contact: Craig Moore VP Development and Construction Management PO Box 32237 Juneau, AK 99803 Phone: 907-780-6868 Fax: 907-780-6895 Email: cmoore@thrha.org Admin. Contact: Joanne Wiita Planning and Grant Administration PO Box 32237 Juneau, AK 99803 Phone: 907-780-6868, direct: 907-780-3158 Fax: 907-780-6895 Email: jwiita@thrha.org List of Resumes Provided:  Mr. Craig Moore – VP of Development and Construction Management  Ms. Irene Tupou – Finance Manager  Ms. Joyce Niven – VP of Administration     Attachment B Letters of Support Letters of Support Provided by:  The Central Council Tlingit Haida Indian Tribes of Alaska  The City of Saxman  Organized Village of Saxman  KPU Electric Division - Email KPU Email on Service for THRHA Saxman Low‐Rent Project    From: Mark Adams [mailto:MarkA@City.Ketchikan.Ak.Us] Sent: Monday, September 14, 2015 3:57 PM To: Craig Moore Subject: KPU, THRHA Project     Hello Mr. Moore,      Thank you for providing the information on THRHA’s proposal to upgrade the multi‐family apartment  complex in Saxman from oil heat to air‐source heat pumps.  Because of their efficiency advantages, heat  pumps are a preferred alternative to resistive electric heat options.   After reviewing the energy use data  that you provided, we have determined that there is adequate electrical capacity on the distribution  circuit that feeds Saxman to accommodate the additional load of THRHA’s project.       We look forward to working with you on this project.  Thanks,  Mark        Mark Adams  Electric Operations Manager  Ketchikan Public Utilities, Electric Division  1065 Fair Street, Ketchikan, Alaska 99901  T 907.225.5505 F 907.247.0755  marka@city.ketchikan.ak.us  www.city.ketchikan.ak.us/public_utilities/electric.html          Attachment C Heating Fuel Invoices Following Invoices Provided:  Summary of oil invoices from 1/02/14 through 6/17/15  Electric invoices summary (1/05/12 – 12/08/14) Consumption Trend Report Consumption Information Electric Usage KW Charge Amount KWH Charge Amount 04/05/2013 4,880 $474.04 55 $474.04 03/08/2013 4,600 $412.62 55 $412.62 02/05/2013 6,720 $602.78 55 $602.78 01/07/2013 5,440 $487.97 55 $487.97 12/06/2012 4,840 $434.15 55 $434.15 11/05/2012 5,240 $470.03 55 $470.03 10/08/2012 4,560 $409.03 55 $409.03 09/05/2012 5,240 $506.33 55 $508.33 08/06/2012 4,720 $459.68 55 $459.68 07/08/2012 4.760 $463.27 55 $463.27 06/05/2012 4,720 $459.68 55 $459.68 05/07/2012 7,160 $678.55 55 $678.55 04/05/2012 6,200 $592.44 55 $592.44 03/07/2012 7,440 $667.37 55 $667.37 02/06/2012 7,480 $670.96 55 $670.96 01/05/2012 7.360 $660.19 54 $660.19 Total 150,038 $18456.32 51.324 $18456.32 Page: 2 of 2 Consumption Trend Report: Account # 107207-001 Service Address 2708 Halibut St Ketchikan,AK 99901 1/1/2012-12/31/2014 Mailing Address Tlingit&Haida Regional Housing Authority Lrph PO Box 32237 Juneau,AK 998032237 Consumption Information Electric Usage KW Charge Amount KWH Charge Amount 12708/2014 22 $563.58 6,200 $563.58 11/05/2014 22 $483.58 5.320 $483.58 10/06/2014 22 $476.32 5.240 $476.32 09/05/2014 22 $447.22 4.920 $447.22 08/05/2014 22 $410.86 4.520 $410.86 07/07/2014 22 $561.72 6.040 $561.72 06/05/2014 22 $364.56 3,920 $364.56 05/12/2014 22 $472.44 5,080 $472.44 04/18/2014 22 $799.80 8,600 $799.80 03/10/2014 6.120 $548.96 55 $548.96 02/05/2014 5.720 $513.08 55 $513.08 01/06/2014 6,520 $584.84 55 $584.84 12/06/2013 4,760 $426.97 55 $426.97 11/05/2013 6,000 $538.20 55 $538.20 10/07/2013 4,600 $412.62 55 $412.62 09/05/2013 4,200 $413.04 55 $413.04 08/05/2013 5,280 $509.92 55 $509.92 07/08/2013 4,680 $456.10 55 $456.10 06/05/2013 4.640 $452.51 55 $452.51 05/06/2013 5.960 $570.91 55 $570.91 :1of2 Attachment D Governing Body Resolution Following Documents Provided:  Authorization and Commitment letter from THRHA President and CEO  Resolution from THRHA Board of Commissioners Attachment E Preliminary Study Documents Following Documents Provided:  Heating Conversion Analysis Report by Alaska Energy Engineers, LLC Alaska Energy Engineering LLC Technical Memorandum 25200 Amalga Harbor Road Tel/Fax: 907.789.1226 September 14, 2015 Juneau, Alaska 99801 jim@alaskaenergy.us to: Craig Moore, V.P. Planning and Development Tlingit-Haida Regional Housing Authority subject: Heating Conversion Analysis project: Saxman Multifamily Low Rent Housing INTRODUCTION This report presents a heating conversion analysis for the Saxman Multifamily Low Rent Housing building. The purpose of the analysis is to compare the life cycle cost of a fuel oil boiler heating system with an air source heat pump heating system. Jim Rehfeldt, P.E. of Alaska Energy Engineering LLC performed the analysis. Background The Tlingit-Haida Regional Housing Authority (THRHA) plans to renovate, modernize, and expand the Saxman Multifamily Low Rent building in Saxman, Alaska. The project will include a complete replacement of the heating system because it has reached the end of its service life. The existing heating system consists of an oil-fired boiler and high-temperature distribution system supplying a central indirect hot water heater and baseboard units located in each apartment. Replacing the heating system in-kind is a common, status quo option for heating system replacement. The THRHA is interested in replacing the boiler system with an air source heat pump system that employs low temperature distribution to supply a central domestic hot water system and low-temperature baseboard heaters. Conversion to an air source heat pump system is aligned with THRHA energy goals to: • Reduce long-term operating costs • Increase use of sustainable energy sources: electricity in Saxman is derived from hydroelectric generation • Increase use of local energy sources, and • Decrease the greenhouse gas footprint of their operations Alaska Energy Engineering LLC Page 2 ENERGY COSTS Historic Energy Use The Saxman Multifamily low rent housing is a 7,600-sqft facility that contains 12 apartments and a common hallway, laundry room, kitchen and dining room. Two fuel oil boilers supply heat for the spaces and for heating domestic hot water. Historic energy use and cost is summarized in the following table: The building has an energy use index (EUI) of 95, which is relatively high for THRHA facilities. To improve the energy performance of the facility, the proposed project will increase the wall and window insulation and install LED lighting. Converting to an air source heat pump system will also reduce energy costs. Energy Costs and Inflation Energy costs and energy inflation used in the analysis are shown in the following table: Summary of Economic and Energy Factors Factor Rate or Cost Factor Rate or Cost Nominal Discount Rate 4.5% General Inflation Rate 2.5% Electricity (2016) 11.2¢ per kWh Electricity Inflation 2.0% Fuel Oil (2016) $3.03 / gallon Fuel Oil Inflation 4.0% Cost of Heat Comparison The cost of heat takes into account current energy prices, conversion efficiency, and energy inflation. The following charts shows projected energy prices over 25-years. On the left side of the chart is the cost of heat in 2016. Moving to right is how the costs change with energy inflation. Source Cost Electricity 64,980 kWh $6,300 222 31% Fuel Oil 3,693 Gallons $10,700 502 69% Totals -$17,000 723 100% Energy, MMBtu Annual Energy Consumption and Cost Consumption Alaska Energy Engineering LLC Page 3 An air source heat pump offers much lower heating costs over the life of the project because it extracts a majority of the supplied heat from the environment at no cost or energy inflation. LIFE CYCLE COST COMPARISON Description of Systems The existing fuel oil boiler heating system has reached the end of its service life and will be replaced in entirety. The analysis compares an in-kind replacement of a fuel oil boiler system with converting to an air source heat pump system. Attached to this report is a schematic diagram of the two systems. Fuel Oil Boiler Option A fuel oil boiler heating system will consist of: • Two fuel oil boilers sized for 70% of the heating load, each with a constant speed boiler pump. • Two variable speed building pumps supplying high-temperature hydronic heat to apartment baseboard heaters and to two indirect domestic hot water heaters. The fuel oil boiler plant will have a seasonal efficiency of 75% when operated in a lead/lag configuration. Air Source Heat Pump Option An air source heat pump system will consist of: • An air source heat pump located outdoors under an enclosure that protects it from wind- driven rain and snow and two indoor heat exchangers that transfer the heat to a low- temperature hydronic heating system. • A buffer tank with electric heating elements that both adds thermal mass to the system and also provides backup heating when the heat pump requires maintenance or repair. $0## $10## $20## $30## $40## $50## $60## $70## $80## 2016#2018#2020#2022#2024#2026#2028#2030#2032#2034#2036#2038#2040#$"/"MMBtu"Year" Cost"of"Heat"Comparison" Electric#Infla7on#@2%# Fuel#Oil#Infla7on#@#4%# Fuel#Oil#Boiler# Air#Source#Heat#Pump# Alaska Energy Engineering LLC Page 4 • Two variable speed building pumps supplying low-temperature hydronic heat to apartment baseboard heaters and to an indirect domestic hot water preheat tank • An electric hot water heater that increases the hot water temperature to 125°F for distribution to the fixtures. The air source heat pump sized at 80% of the design heating load will supply 95% of the heating load. The backup electric buffer tank supplement during cold weather and the electric hot water heater will also supply supplemental heat to maintain a hot water supply temperature of 125°F. Life Cycle Cost Comparison Construction Costs As expected for a system with higher efficiency, the ASHP system has higher construction costs than the fuel oil boiler system. The higher cost is primarily attributed to the following features of the ASHP system: • The heat pump costs more than a fuel oil boiler per Btu of delivered heat. • The electrical service will be upgraded from 240v/1φ to 208v/3φ service. This will also require a rate schedule change from residential service to commercial service. • The ASHP system requires a low temperature distribution system with larger pumps and piping and higher cost baseboard heaters. Maintenance Costs The air source heat pump system has moderately higher maintenance costs associated with maintaining the outdoor units, including factory-trained maintenance every five-years. The outdoor units must also be replaced at the end of their expected service life of 15 years. The fuel oil boilers require annual maintenance for the burner and to clean the combustion passages. Energy Costs The following table summarizes the energy analysis of the two heating options. The ASHP system offers a significant reduction in energy use and costs. Energy Analysis Item Fuel Oil Boilers Air Source Heat Pump Heating Plant Sizing Two at 70% each ASHP: 80% Electric Tank: 100% Seasonal Efficiency 72% 233% Annual Energy Use Oil: 4,058 gal Elec: 57,703 kWh Elec: 1,690 kWh Annual Energy Cost (2016) $12,500 $7,300 1 Energy Use Index, kBtu/sqft 94 51 Energy Cost Index, $/sqft $2.22 $1.65 1. Includes a cost of 1.2¢ per kWh for non-heating electricity as a result of changing the building electric service from residential to commercial rates. Alaska Energy Engineering LLC Page 5 Life Cycle Cost Comparison Both options have essentially equal life cycle cost. The air source heat pump has the lowest energy costs and the fuel oil boiler system has lower construction and maintenance costs. Life Cycle Cost Comparison Component Fuel Oil Boiler Air Source Heat Pump % Difference Construction Costs $239,000 $385,000 +61% Maintenance Costs $34,000 $47,000 +38% Energy Costs $292,000 $136,000 -53% Total Life Cycle Cost $565,000 $568,000 +1% 1 1. Within the accuracy of the analysis, the two projects have essentially equal life cycle costs. SUMMARY Building Owners typically require a reasonable savings on their investment—typically in the range of 5-10%—as incentive to undertake the effort and risk of a heating system conversion. In this project, the heating system is failing and must be replaced; THRHA must endure a level of effort and risk regardless of which heating option they choose, lowering their needed return on investment. For THRHA, this conversion offers several financial and operational benefits that promote conversion. The main benefit is a significant reduction in annual operating costs, helping to keep rents low. An ASHP conversion is also aligned with THRHA’s goal to transition away from fuel oil toward sustainable, local energy sources. A high percentage of Saxman’s power is expected to be renewable hydroelectric power throughout the life of the system. As such, an ASHP system also has lower environmental impacts because it does not emit greenhouse gases. This project can also benefit other building owners in Saxman and other Alaska communities in the following ways: • Hydroelectric communities are promoting heat pump heating as an efficient use of hydroelectric resources. The project demonstrates heat pump conversion of an existing building. • Air source heat pump technology has improved greatly in the last five years to the point that they are viable systems in the relatively warmer climate of coastal Alaska. As the technology continues to gain efficiency, the lessons learned from this conversion will benefit more areas of Alaska. • The recent drop in oil prices may lead to complacency in addressing future energy issues. By promoting heat pump technology and demonstrating its success now, the THRHA can make positive steps toward improving energy efficiency and lowering long-term energy costs. Replacing a heating system in-kind is the often chosen path for building owners, especially for similar buildings with relatively modest heating loads. This project will successfully demonstrate that heat pump technology is a viable option that offers long-term benefits to THRHA. by: Jim Rehfeldt, P.E. Page 1 Alaska Energy Engineering LLC Life Cycle Cost Analysis 25200 Amalga Harbor Road Tel/Fax: 907.789.1226 Juneau, Alaska 99801 jim@alaskaenergy.us THRHA Saxman Low Rent Housing Sizing and Energy Analysis Building Loads Heating Design Load, MBH Energy, kBTU 150 404,678 Fuel Oil Boiler System Sizing Analysis Boilers Boiler Design Load, MBH Factor Boiler MBH B-1 150 70%105 B-2 150 70%105 140%210 Pumps Pump GPM Head η, pump Pump, BHP η, motor Boiler 11 12 50%0.06 70% Building 15 20 50%0.15 70% Energy Analysis Fuel Oil Boilers Load, kBTU % Load Net, kBTU Efficiency kBTU/gal Fuel, gals 404,678 100%404,678 72%138.5 4,058 Heating Pumping Pump Ave GPM Ave Head kW Hours kWh Boiler 11 12 0.07 3,854 274 Building 15 20 0.16 8,760 1,416 1,690 Air Source Heat Pump System Sizing Analysis Heating Equipment Equip Design MBH Factor Size, MBH Effic kW ASHP-1 100 78%78 200%11 Elec Boiler 150 102%154 100%45 Total 232 Heat Exchangers Equip Design MBH Factor Size, MBH HEX-1 78 60%47 HEX-2 78 60%47 94 Pumps Pump GPM Head η, pump Pump, BHP η, motor HEX Pump 9 10 50%0.05 70% HEX Pump 9 10 50%0.05 70% Elec Boiler 31 12 50%0.19 70% Building 31 20 50%0.31 70% September 14, 2015 Page 2 Alaska Energy Engineering LLC Life Cycle Cost Analysis 25200 Amalga Harbor Road Tel/Fax: 907.789.1226 Juneau, Alaska 99801 jim@alaskaenergy.us THRHA Saxman Low Rent Housing Sizing and Energy Analysis September 14, 2015 Energy Analysis Load, kBTU % Load Net, kBTU Heat Pumps 404,678 95%384,444 Month % Load Load kBtu Ave Temp COP Input kBtu kWh Jan 12%46,133 34 1.9 24,198 7,092 Feb 10%38,444 36 2.0 19,198 5,627 Mar 10%38,444 38 2.1 18,191 5,331 Apr 8%30,756 41 2.3 13,346 3,911 May 6%23,067 47 2.7 8,396 2,461 Jun 5%19,222 50 3.0 6,456 1,892 Jul 5%19,222 55 3.3 5,786 1,696 Aug 6%23,067 56 3.4 6,826 2,001 Sep 8%30,756 53 3.2 9,630 2,822 Oct 9%34,600 45 2.6 13,338 3,909 Nov 10%38,444 40 2.2 17,180 5,035 Dec 11%42,289 33 1.9 22,683 6,648 100%384,444 233%165,229 48,426 Electric Boiler Load, kBTU % Load Net, kBTU Efficiency kBTU/kWh kWh 404,678 5%20,234 95%3.4 6,242 Pumps Pump Ave GPM Ave Head kW Hours kWh HEX Pump 9 10 0.1 7,500 378 HEX Pump 9 10 0.1 1,500 76 Elec Boiler 31 12 0.2 500 99 Building 31 20 0.3 7,500 2,482 3,035 Electric Service Capacity Spare Capacity Service Size: 240 volts / 400A 96 kVA Capacity kVA (Assume 80%)77 kVA Capacity kW (Assume 90% PF)69 kW Peak Load 55 kW Spare capacity 14 kW Increased Electric Service Qty kW, ea Total kW kVA @ 90% PF Volts Amps Existing Service 1 86 86 96 208 265 Heat Pump 1 11 11 13 208 35 Electric Buffer Tank 1 30 30 33 208 93 Electric HW Tank 1 21 21 23 208 65 148 165 208 458 Page 3 Alaska Energy Engineering LLC Life Cycle Cost Analysis 25200 Amalga Harbor Road Tel/Fax: 907.789.1226 Juneau, Alaska 99801 alaskaenergy@gci.net THRHA Saxman Low Rent Housing Fuel Oil Boiler System Basis 25 Study Period (years)2.5%General Inflation 4.5%Nominal Discount Rate 4.0%Fuel Inflation 2.0%Real Discount Rate 2.0%Electricity Inflation Construction Costs Qty Unit Base Cost Year 0 Cost Hydronic Heating System Heating Plant Fuel Oil System Boiler fuel oil piping 2 LS $500.00 $1,000 Primary Loop Fuel oil boilers 105 MBH 2 LS $6,500.00 $13,000 Boiler stack 30 lnft 150.00 $4,500 Primary piping and appurtenances for each boiler 1-1/4"2 LS $1,500.00 $3,000 Primary supply and return header 1-1/2"10 lnft $35.00 $350 Primary pump, pipe mounted 1/10 HP 2 LS $750.00 $1,500 Secondary loop Secondary pumps 1/4 HP 2 ea 1,500.00 $3,000 Secondary piping and appurtenances (boiler room)1-1/2"1 lot 3,000.00 $3,000 Building loop 1"900 lnft 30.00 $27,000 Finned pipe branches 3/4"520 lnft 25.00 $13,000 Finned pipe convectors 300 lnft 75.00 $22,500 Thermostats and control valves 13 ea 250.00 $3,250 Domestic Hot Water System Indirect HW heater, AV, piping, etc.120 gallon 2 ea 8,700.00 $17,400 Miscellaneous Test and balance 40 hrs 150.00 $6,000 Commission heating system 1 lot 4,000.00 $4,000 Electrical Three phase service 0 ea 5,000.00 $0 Single phase service 8 ea 1,500.00 $12,000 Contingencies Estimating contingency 15%$20,175 Overhead & profit 30%$46,403 Design fees 10%$20,108 Project management 8%$17,695 Total Construction Costs $239,000 September 14, 2015 Year 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Page 4 Alaska Energy Engineering LLC Life Cycle Cost Analysis 25200 Amalga Harbor Road Tel/Fax: 907.789.1226 Juneau, Alaska 99801 alaskaenergy@gci.net THRHA Saxman Low Rent Housing Fuel Oil Boiler System September 14, 2015 Annual Costs Maintenance $40.00 Qty Unit Base Cost Present Value Heating Plant Plant Observation Daily Heating Plant Observation 30 min/mo 1 -25 6 hrs $40.00 $4,622 Fuel Oil Boilers Fuel Oil Boiler Maintenance Parts Allowance, each 1 -25 2 LS $200.00 $7,704 Annual, each 8 hours/year 1 -25 16 hrs $40.00 $12,326 Pumps Pump maintenance, cartridge 1 -25 4 ea $100.00 $7,704 Domestic Hot Water Indirect HW heater 2 1 1 -25 2 hrs $40.00 $1,541 Total Annual Costs $34,000 Energy Costs Qty Unit Base Cost Present Value Fuel Oil 1 -25 4,058 gallon $3.03 $288,652 Electricity 1 -25 1,690 kWh $0.099 $3,098 Total Energy Costs $292,000 $565,000Present Worth Years Years Page 5 Alaska Energy Engineering LLC Life Cycle Cost Analysis 25200 Amalga Harbor Road Tel/Fax: 907.789.1226 Juneau, Alaska 99801 alaskaenergy@gci.net THRHA Saxman Low Rent Housing Air Source Heat Pump System Basis 25 Study Period (years)2.5%General Inflation 4.5%Nominal Discount Rate 4.0%Fuel Inflation 2.0%Real Discount Rate 2.0%Electricity Inflation Construction Costs Qty Unit Base Cost Year 0 Cost Air Source Heat Pumps Outdoor units 1 ea $18,000.00 $18,000 Enclosure 1 ea $2,500.00 $2,500 Refrigerant piping 2 ea $1,000.00 $2,000 Indoor HEX units 2 ea $7,500.00 $15,000 Piping to building heating loop 2 ea $1,500.00 $3,000 HEX pumps 2 ea $1,000.00 $2,000 Hydronic Heating System Heating Plant Primary Loop Buffer Tank, Electric backup 200 gallons, 30 kW 1 LS $12,000.00 $12,000 Boiler piping and appurtenances 2"1 LS $2,000.00 $2,000 Primary supply and return header 2"10 lnft $42.00 $420 Primary pump, pipe mounted 1/4 HP 1 LS $1,000.00 $1,000 Secondary loop Secondary pumps 1/2 HP 2 ea 1,750.00 $3,500 Secondary piping and appurtenances (boiler room)2"1 lot 3,500.00 $3,500 Building loop 1-1/4"900 lnft 35.00 $31,500 Finned pipe branches 3/4"520 ea 25.00 $13,000 Finned pipe convectors 300 lnft 90.00 $27,000 Thermostats and control valves 13 ea 250.00 $3,250 Domestic Hot Water System Indirect HW heater, AV, piping, etc.120 gallon 1 ea 8,700.00 $8,700 Electric hot water heater 120 gallon, 21kW 1 ea 7,000.00 $7,000 Miscellaneous Test and balance 40 hrs 150.00 $6,000 Commission heating system 1 lot 5,000.00 $5,000 Electrical Three phase service 3 ea 5,000.00 $15,000 Single phase service 6 ea 1,500.00 $9,000 CT Enclosure 1 LS 5,000.00 $5,000 208v/3-phase panel 1 LS 7,000.00 $7,000 Connect existing panel 1 LS 2,500.00 $2,500 Upgrade service from 240v/1-phase to 208v/3-phase 1 LS 20,000.00 $20,000 Contingencies Estimating contingency 15%$30,731 Overhead & profit 30%$70,680 Design fees 10%$30,628 Project management 8%$28,553 Total Construction Costs $385,000 0 0 0 0 0 0 0 0 0 0 0 0 0 September 14, 2015 Year 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Page 6 Alaska Energy Engineering LLC Life Cycle Cost Analysis 25200 Amalga Harbor Road Tel/Fax: 907.789.1226 Juneau, Alaska 99801 alaskaenergy@gci.net THRHA Saxman Low Rent Housing Air Source Heat Pump System September 14, 2015 Annual Costs Maintenance $40.00 Qty Unit Base Cost Present Value Heating Plant Plant Observation Daily Heating Plant Observation 30 min/mo 1 -25 6 hrs $40.00 $4,622 Air-source Heat Pump Maintenance Parts Allowance 1 -25 1 LS $200.00 $3,852 Monthly 0.5 hours/month 1 -25 6 hrs $40.00 $4,622 Every Three Months 0.67 hours/3 months 1 -25 3 hrs $40.00 $2,054 Annual 8 hours/year 1 -25 8 hrs $40.00 $6,163 Five Year Maintenance 4 hours/year 5 -5 4 hrs $110.00 $392 Five Year Maintenance 4 hours/year 10 -10 4 hrs $110.00 $356 Five Year Maintenance 4 hours/year 15 -15 4 hrs $110.00 $323 Five Year Maintenance 4 hours/year 20 -20 4 hrs $110.00 $293 Electric buffer tank 1 -25 1 hrs $40.00 $770 Air-source Heat Pump Replacement Replace outdoor units 15 -15 1 LS $13,500.00 $9,910 Pumps Pump maintenance, cartridge 1 -25 2 ea $100.00 $3,852 Pump maintenance, pipe mounted 1 -25 3 ea $150.00 $8,667 Domestic Hot Water Indirect HW heater 1 -25 1 hrs $40.00 $770 Electric HW Heater 1 -25 1 hrs $40.00 $770 Total Annual Costs $47,000 Energy Costs Qty Unit Base Cost Present Value Fuel Oil 1 -25 0 gallon $3.03 $0 Electricity (Non-HVAC cost increase due to rate change)1 -25 69,000 kWh $0.012 $15,597 Electricity (Heating System)1 -25 57,703 kWh $0.112 $119,956 Total Energy Costs $136,000 $568,000 Years Present Worth Years Attachment F Summary of Project Costs, Requested Funding, and Matching Following Documents Provided:  Summary of Project Costs, Grant Requested Funding, and Matching Costs  Summary of In-Kind Matching by THRHA Staff  Invoice for Weatherization and Insulation for Match Documentation AEA Grant Application ‐ 9/15/15Attachment FSaxman Low‐Rent Multifamily Air Source Heat Pump Project Air Source Heat Pump System Project Costs from AEE Study (Attachment E) Amount Estimate SourceAir Source Heat Pumps and Low Temperature Hydronic System $256,319AEE Estimate (see Attachment E)Electrical service upgrade from 240v/1‐ph to 208v/3‐ph accommodate heat pumps $20,000AEE EstimateElectrical work onsite for new mechanical room/new service $38,500AEE EstimateTesting, Balancing, and Commissioning $11,000AEE EstimateEngineering, Design, and Permitting (Design Phase <20% of Construction Phase) $30,628AEE EstimateProject management $28,553 AEE EstimateTotal $385,000Additional Air Source Heat Pump Project CostsMetering for system monitoring as described in Grant Application Section 5.4.5 $9,091 WESEE EstimateInstallation of new HRV for corridor and new common spaces $43,000THRHA Estimate from Kake CostsNew 18'x10' mechanical room to house heat pump equipment $10,000THRHA EstimateTotal$62,091In‐kind Matching and Additional Energy Efficiency Work for MatchSaxman facility energy efficiency projects in past 5 years $28,890THRHA Records (attached)New energy efficient lighting $13,000THRHA Estimate from Kake CostsTHRHA time to manage design, contracts, and grant administration $20,250THRHA Estimate (summary attached)Total$62,140Total Air Source Heat Pump Project Cost + Matching $509,231Key project line items requested as funded by grantAmount Estimate Source Funding SourceAir Source Heat Pumps and Low Temperature Hydronic System $256,319AEE Estimate (see Attachment E) AEA Grant RequestEngineering, Design, and Permitting (Design Phase <20% of Construction Phase) $30,628AEE Estimate AEA Grant RequestMetering for system monitoring as described in Grant Application Section 5.4.5 $9,091 WESEE Estimate AEA Grant RequestTotal Grant Request $296,038Direct Project Cash Matching Amount Estimate Source Funding SourceProject management $28,553 AEE Estimate IHBG / THRHA Captial BudgetElectrical service upgrade from 240v/1‐ph to 208v/3‐ph accommodate heat pumps $20,000THRHA / KPU Estimate IHBG / THRHA Captial BudgetElectrical work onsite for new mechanical room/new service $38,500AEE Estimate IHBG / THRHA Captial BudgetTesting, Balancing, and Commissioning $11,000AEE Estimate IHBG / THRHA Captial BudgetInstall new HRV for corridor and new common spaces $43,000THRHA Estimate from Kake Costs IHBG / THRHA Captial BudgetNew 18'x10' mechanical room to house heat pump equipment $10,000THRHA Estimate IHBG / THRHA Captial Budget$151,053Additional Cash MatchNew energy efficient lighting $13,000THRHA Estimate from Kake Costs IHBG / THRHA Captial Budget$164,053In‐Kind MatchingSaxman facility energy efficiency projects in past 5 years $28,890THRHA Records (attached) IHBG / THRHA Captial BudgetTHRHA time to manage design, contracts, and grant administration $20,250THRHA Estimate (summary attached) THRHA Staff Hours$49,140Total Match $213,193Total In‐Kind Match Matching Summary Total Direct Project Cash MatchGrant Request Summary Project Cost Summary Total Cash MatchTHRHA Tlingit Haida Regional Housing AuthorityF‐1 AEA Grant Application ‐ 9/15/15Attachment FSaxman Low‐Rent Multifamily Air Source Heat Pump Project Milestone Tasks Start Date End DateProject Line‐Item CostTHRHA Oversight HoursAverage THRHA Loaded Hourly Rate*In‐Kind Match1‐Project Scoping / Contractor SolicitationIssue design RFP and select contractor 7/1/2016 7/29/2016 $1,000 50 $50.00 $2,5002‐Final System Design / PermittingFinal design / construction documents and submit application / obtain building permit7/30/2016 9/6/2016 $20,000 70 $50.00 $3,5003‐Final Cost Estimate / Updated FinancialsFinalize construction cost estimate and financial analysis9/6/2016 9/13/2016 $9,000 10 $50.00 $5004‐AEA Review / Approval to ProceedIssue documents to AEA for review, approval to move to Construction Phase9/13/2016 10/2/2016 $628 20 $50.00 $1,000Totals $30,628 150 $7,500Milestone Tasks Start Date End DateProject Line‐Item CostTHRHA Oversight HoursAverage THRHA Loaded Hourly Rate*In‐Kind Match5‐Develop Bid DocumentsUse design documents, put together solicitation, and submit for review and approval by AEA10/2/2016 10/21/2016 $5,000 30 $50.00 $1,5006‐Vendor Selection and AwardRun bid process, select contractor(s), negotiate / sign contract10/22/2016 11/19/2016 $3,000 50 $50.00 $2,5007‐ConstructionConstruction and construction management and oversight by THRHA11/19/2016 4/13/2017 $422,372 150 $50.00 $7,5008‐Integration and Testing Testing and balancing, prepare for change over 4/13/2017 4/20/2017 $6,000 5 $50.00 $2509‐Change Over / Decommissioning of Old SystemChange over and remove extraneous equipment 4/20/2017 4/25/2017 $5,000 10 $50.00 $50010‐Commissioning and Final AcceptanceCommissioning, final punch list, and acceptance of project as complete4/25/2017 5/4/2017 $5,000 10 $50.00 $50011‐Operations Monitoring and ReportingOngoing monitoring and reporting to AEA for 10 years5/4/2017 7/1/2027Totals $446,372 255 $12,750Design and Permitting PhaseConstruction PhaseSummary of THRHA Staff In‐Kind Matching *Note that the loaded hourly rate covers time spent on grant administration, contract administration, project/contract management, and technical design review by key THRHA staff, including VP of Development & Construction Management, Planning and Grant Administration, VP of Administration, and Operations Management.THRHA Tlingit Haida Regional Housing AuthorityF‐2 Attachment G Heat Pump Checklist with Summary Answers to Facilitate Application Review Following Documents Provided:  Heat pump checklist with summary answers to facilitate application review  Lease with City of Saxman for Land on Which Facility Is Located THRHA Saxman Low-Rent Multifamily Air Source Heat Pump Project Checklist Responses To facilitate review of the THRHA application, THRHA has provided the following information in this checklist format. This data is provided in additional detail through the grant application sections and attachments. Alaska Energy Authority Renewable Energy Fund Application – Heat Pump Best Practices Checklist The following checklist contains detail items that are critical to the success of a Renewable Energy Fund application. The intent of the checklist is to aid applicants in the submission of a comprehensive project proposal. Economic Analysis Assumptions and their sources are clearly identified: o Heat demand (monthly) The following table from the application presents the monthly average demand in Btu/hr. This was developed to assist with sizing of the system. This includes both space heating and DHW. Table 5.4.4-1 – Monthly Average Heating Demands on System (Space Heat and DHW) o Cost of diesel and electricity The latest cost of diesel is currently $2.91 as shown by the most recent invoice listed in the invoice summary attachment. This is inflated at a rate of 4% for 1 year to obtain the value used for the project if it were to be funded, and thus implemented in 2016-2017. The value used in the report is $3.03/gallon. The current cost of electricity is approximately $0.10/kWh with the current rate. However, a value of $0.112 is used in the report. Month Monthly Average  Heat Demand,  Btu/hr Jan 79,348 Feb 66,586 Mar 56,212 Apr 40,722 May 29,651 Jun 26,140 Jul 25,090 Aug 24,945 Sep 21,847 Oct 45,855 Nov 58,199 Dec 71,700 This is an estimate based on the need to upgrade the service to the facility to 3-phase, which pushes the facility into a new commercial rate. o System COP range The system range of COP to provide 115oF water is 1.9 to 3.4 depending on the outdoor conditions. The average over the course of the year based on analysis of the annual average weather data is 2.33. Note that these values may be able to be improved if the system is optimized during operation to use lower temperature water for space heating when it is able and there is not a call for DHW. However, this possibility is not considered in the analysis. o Parasitic loads The pumping loads and power for auxiliary equipment is estimated at approximately 3,035 kWh per year per the AEE evaluation (Attachment E). This is included in the annual electric usage when comparing this system to the oil/status quo option and for calculating savings. Regarding thermal parasitic loads, the difference between this system and an oil system is accounted for the estimated seasonal efficiencies for heat generation. The high temperature hydronic and oil boiler system necessarily has significantly more losses due to the need to remain “hot” and stand-by losses of the boiler, cycling of the boiler, and higher temperatures in the distribution piping and boiler room equipment. o Fuel conversion efficiency of existing system The fuel (electric) conversion efficiency of the system ranges during the year as identified in the COP discussion. The seasonal value estimated based on supplying 115oF water for heating and DHW is 233%. o Estimated maintenance and operating costs; rationale of the estimates discussed The first-year O&M cost is estimated at $2,662. This is pulled from the AEE O&M cost breakdown the life- cycle cost analysis. Note that this also includes banking of dollars for a replacement of key heat pump equipment at year 15. This value is approximately $900 more per year than the annual cost to maintain the oil equipment. Factoring in life-cycle costs, equipment maintenance schedules, and the time value of money, the present value of 25-years of operation is estimated at $47,000 for the heat pump system as compared to $34,000 for the oil system. See the “Life-Cycle Cost Comparison” table in Attachment E (AEE report). o Estimated replacement intervals and cost for key system components These are listed in the O&M breakdown in Attachment E (AEE report) on page 6 of the life-cycle cost analysis (last page of Attachment E). How do fuel and electricity cost projections compare to those used by AEA in proposal review? The Saxman analysis was completed using $3.03 per gallon for diesel for 2016/17 when the project would start operation if funded. The AEA projections for KPU / Ketchikan for 2015, 2016, and 2017 are $3.59, $4.26, and $4.48 respectively. Thus, the Saxman analysis is conservative compared to AEA’s projections, and increasing to the AEA projected values would significantly improve overall life-cycle cost values. The value used for electric in the Saxman analysis ($0.112/kWh) is slightly higher than the AEA projections that start at $0.097 in 2015 and climb to $0.102 in 2017. This higher value is more conservative/reduces the payback for the heat pump system when compared to the oil/status quo system. Design Considerations Average and peak heat loads Average loads are shown in the table identified in the economic analysis. The peak heat loads are modeled at 100,000 Btu/hr for space heating and 50,000 Btu/hr for DHW. Note that these loads rarely occur coincidentally, and the DHW tank provides for spreading out the DHW demand. Assumed system COP range The COP is estimated based on average outdoor weather conditions over the course of the year and providing 115oF water on the hydronic side of the heat pump. The range in COP was from 1.9-3.4, and the average across the analysis for the year was 2.3. Assumed heat source temperature range (ground, air, water) The assumed heat source (air) temperature was based on average local weather conditions as they vary throughout the year. Thermal conductivity test (or flow test for open loop systems) Not applicable. How is heat pump system sized relative to peak load? Would a hybrid system improve the project economics? The system is sized to 78% of the peak space heating demand. The system has electric resistance backup to cover peak demands. What is the anticipated utilization of the heat pump system’s capacity on an annual basis? It is estimated that the heat pump will cover 95% of annual demands based on the system model. The electric resistance will be used as needed to allow for peaking to cover an estimated 5% of the annual demands. The integration of the proposed system into the existing heating system is discussed, including thermal storage if planned. Are changes to existing heat delivery system needed? The system would be incorporated into the building through installation of a new low-temperature hydronic system using new main and distribution piping and new low-temperature radiant heat emitters in each residence unit. The system will also feed coils in a new HRV system for the main spaces. The system includes a buffer tank with backup electric resistance, and a domestic hot water tank with backup electric resistance. Efficiency upgrades anticipated? The low temperature hydronic system would be an efficiency upgrade in and of itself. Additionally, the installation of the HRV system for ventilation improves overall efficiency while increasing indoor air quality, past weatherization and insulation has been completed on this facility, and energy efficient lighting will be installed. What monitoring equipment will be installed and how will system data be collected and transmitted? The monitoring system is described in detail in Section 5.4.5 and includes monitoring of the electric usage of the heat pump, electric buffer tank, and electric water heater, as well as the heat delivered to the building space heating loop and domestic water. This will be accomplished with three current transformers and two Btu meters. The Btu meters will measure flow, supply temperature, and return temperature for each water loop identified. The data will be collected and integrated into one data logging computer that has the capability to output the data to a spreadsheet as well as to a website for potential integration with AEA automated data collection in the future. Existing Heating System The design of the existing system is clearly described including the operating temperature range. The existing system is an oil-fired boiler system with two 212,000 Btu/hr boilers (oversized for load) that provide 180oF water to a hydronic distribution system with radiant heat emitters. There is indirect heating of domestic water from these oil fired boilers. This system is aging and due for replacement. THRHA is planning to replace portions of this system with an upcoming renovation in 2016-2017 as the least cost upfront option. However, THRHA would like to pursue a more energy efficient option that will reduce long-term operating costs and utilizing renewable energy resources. If funding is available to help offset the capital investment, THRHA will change over the renovation to a new low-temperature hydronic system fueled by an air-to-water heat pump system. Is the current system at or near the end of its design life? Yes. A replacement of key portions of the system is planned for 2016-2017. Will the system be removed or maintained for backup or peaking? If this project is funded, the oil and high temperature hydronic system will be removed. Environmental/Permitting Contaminated sites database checked Not applicable. Site control Site control must be finalized before construction funds are committed. Site control for pipelines and transmission or distribution power lines may be established using easements or utility right-of-ways so long as the period of the agreement meets or exceeds the intended life of the project Proof of valid title to the land and/or written documentation of any private agreements is required. The landowner must warrant that there are no liens or encumbrances on the property. Final proof of ownership shall be the certificate to plat. The grantee shall be responsible for resolving any land ownership disputes between state and/or federal entities, local landowners, native corporations, municipalities, boroughs and community organizations, or other entities. If the project site is adjacent to or near an airport or runway, the grantee must research FAA permit requirements, existing or pending leases and easements, and DOT expansion or relocation plans Land transfers required for project development shall be recorded with the appropriate District Recording office and a copy of the recordation provided to the AEA grant manager The facility is owned and controlled by THRHA. THRHA does not technically own the land on which the facility is located, and has a long-standing lease dating to 1977 with the City of Saxman. The City and THRHA have an excellent working arrangement, and there is no discussion about the lease being changed. Further, the City of Saxman has provided a letter of support for this project, which states that the THRHA’s low-rent housing is “much needed” for residents in the community. A copy of the lease is attached with this checklist. List of reference websites http://www.cchrc.org/ground-source-heat-pumps http://www.igshpa.okstate.edu/publication/manuals.htm#5 http://www.seventhwave.org/new-technologies/variable-refrigerant-flow-vrf http://www.seventhwave.org/hygchp http://www.retscreen.net/ang/home.php http://dnr.alaska.gov/mlw/survey/unorganized_borough/unorgborough.htm Common Pitfalls Mismatch between assumed heat loads and what fuel records indicate Note that past fuel records show 3,693 gallons of oil used annual for space heating and hot water as shown on Page 2 of Attachment E. The renovation in 2016-2017 will add approximately 1,020 square feet of conditioned space to the existing 7,600 square foot building. AEE has modeled the new building to obtain the annual baseline oil usage of 4,058 gallons, and this value is used when comparing the fuel oil / status quo option to the air-to-water heat pump and low temperature hydronic system.