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HomeMy WebLinkAboutAttachments to SEAPA Swan Lake Reservoir Expansion Project Grant ApplicationS E A PPL Southeast Alaska Power Agency RENEWABLE ENERGY FUND GRANT - ROUND VII LIST OF ATTACHMENTS A. COSTS AND BENEFITS ANALYSIS B. RESUMES C. MAP SHOWING INTERCONNECTION OF PROJECTS D. GOVERNING BODY RESOLUTION AND MINUTES E. RESOLUTIONS DEMONSTRATING LOCAL SUPPORT 1 k j, S E A P A �— Southeast Alaska Power Agency SURFACE AREA, ACRES 400 2400 2100 1800 1500 1200 900 600 300 0 400 u u a q 390 g-.o- -, __ :_ 1360 COSTS AND BENEFITS 3 CAPACITY I J =;NIORMA-,LSERVgREL330 320 ANALYSIS FOR AREA 2soMINIMUM RESERVOIR —Y80 aINCREASING STORAGE >E�271.5 J J W 2,a 240 W AT SWAN LAKE 200 L— _ . 0 30 60 90 IN 150 100 210 240 270 CAPACITY, 1000 ACRE-FEET Tao of po•pxi !t N�. AO--.. / �frunhM •rt ja P', �,yfry'yY� 5h i0M0 I /--AfdvnaJ bye Jdari+,ro) aw•�al /Y Prepared by: Eric Wolfe Southeast Alaska Power Agency December 2012 1900 First Avenue, Suite 318, Ketchikan, Alaska 99901 • P (907) 228-2281 • F (907) 225-2287 • www.seapahydro.ora COSTS AND BENEFITS ANALYSIS FOR INCREASING STORAGE AT SWAN LAKE TABLE OF CONTENTS Section Title Page No. Executive Summary ....................................................................... 1. Introduction..................................................................................... 2. Swan Project Description................................................................ 3. SEAPA System Characteristics.................................................... 4. Benefit (Value) Analysis.................................................................. 5. Cost Estimation and Schedules...................................................... 6. Costs, Benefits, and Recommendation ........................................... AVERAGE ARCH 'TRESSES FOR 1 S FEET :N CREASE IN RESSER'.+3IE2 LEVEL 360. -240. -12a 12E, Z40. W. Southeast Alaska Power Agency 2 December 2012 1 Swan Lake Ogee Spillway 8lot Q 2 Warm Weather Exampia—KPULoad DeCreaSe—KPUGeneration Increase 10 3 TvaeL8ke Reservoir Operation and Winter Load Timing 11 4 Swan Lake Reservoir Guide Curves for Reservoir Elevation 330&345ft 14 5 TyeeLake Reservoir Guide Curves for Case with & without SVVLIncrease 15 0 SEAPASystem Load and Total Area Hydro Generation Capability 19 7 Future 8E/\PASystem Excess Hydro Generation Available tOFill Large Swan Reservoir 21 8 Swan Lake Project L8ndBoundory[W@p 23 0 (}bernneyerGotes 25 Table Title P&qt No. Summary Table 5 Attribute Table 8 1 Simple Storage Benefit Comparison 13 2 Swan Generation for Case 33Oftand 345ft 13 3 TveeWinter & Summer Generation for Two Cases 15 4 Additional Generation Schedule @tTvee 16 b Ty8eGeneration with Added Summer Component 16 O Historic Generation and Precipitation for Swan Lake and KpU Hydro 17 7 8E/\PAArea Hydro Conditions 10 O Future Spill and Diesel Generation 20 S 3U-Ye8rAverage Energy Available toDisplace Diesel 22 10 Proposed Reservoir Full Pool Elevations and Corresponding PMF Elevations 24 11 License Amendment Schedule 24 12 Dam Elevations and PK4FElevations 25 13 Construction and Engineering Costs 26 14 Benefit and Cost Summary 27 15 Raise Option Attributes vs. Full pon| Levels 28 Southeast Alaska Power Agency 3 D8oennher2012 Appendices and References Appendix Title Al Swan Lake Hydraulic Model A2 Tyee Lake Hydraulic Model B1 Swan Lake USGS Gage & CAI Report Synthetic Inflows B2 Tyee Lake IECo Design Criteria B3 SEAPA Case Study Load- Resource Tables C1 Swan Lake Survey Plat C2 Boundary Map References Southeast Alaska Integrated Resource Plan http://www.akenergyauthority.org/southeastIRP.html McMillen Engineering Feasibility Study http://www.seapahydro.org/current reports.htm Swan Lake FERC License 2911 Ketchikan Public Utilities, Bailey Dispatch Center Operating data, 1990 to 2012 Tyee Lake Operations Data, 2007 to 2012 KPU Power Supply Planning Study, RW Beck, 1996 Swan-Tyee Economic Analysis, Commonwealth Associates, Inc., March 2006 Swan Lake Reservoir Expansion Environmental Studies http://www.Iongviewassociates.com/swanlake.htmI Southeast Alaska Power Agency 4 December 2012 Executive Summary SEAPA is a nonprofit Joint Action Agency that delivers wholesale power to the municipal utilities of Petersburg, Wrangell, and Ketchikan in Alaska. SEAPA has conducted preliminary engineering, license amendment, and system integration studies in the pursuit of expanding the Swan Lake reservoir. After one year of effort and an expense of SEAPA funds totaling $375,000, we continue to promote expanding the reservoir at Swan Lake. The expanded reservoir will add additional water for winter hydro generation that will displace up to 10,000 MWh of diesel generation on an average basis, during larger water years up to 12,000 MWh of diesel generation will be displaced. The Swan Lake Storage Increase Project (`Project') is not meant as a complete solution to the long-term diesel exposure forecasted for the SEAPA region, rather the Project is part of an overall plan to integrate and enhance existing and proposed projects. This additional storage will enhance future run -of -the -river and limited storage projects proposed for the region that otherwise would not displace enough future diesel generation to justify construction and operating costs. This report identifies the 15 ft raise option as the best alternative for increasing storage capacity at Swan Lake. Within the analysis, a preliminary engineering review identifies a FERC factor of safety limit relating to dam strength that curtails cost effective raise options above 23 ft. The dam could be modified for more than 23 feet, but construction costs to accommodate the factor of safety will greatly exceed the added generation benefit. As shown in the Summary Table below, the analysis investigated three dam height increases, 10 ft, 15 ft, and 20 ft; these increases would raise the full pool level from the existing 330 ft level to 340 ft, 345 ft, and 350 ft respectively. Reservoir Full Pool Option 330 340 345 360 Active Storage (ac-ft) 86,000 100,500 107,600 114,600 % Increase in Storage 0% 17% 25% 33% Increased Generation (Annual average in MWh) Case C-Whitman + 20 yr. limited Power Purchase 0 5,677 7,463 8,820 Case D- Whitman + PP+ 2030 Generic Hydro 0 6,613 9,955 12,871 Case E-Whitman + 2030 Generic 0 6,358 8,814 10,872 Case F-2030 Generic 0 5,298 7,397 9,677 Construction & Engineering Cost ($M) 0 6.00 10.60 16.50 License Amendment & Permitting ($M) 0 0.78 1.17 1.29 Total Project Cost ($M) 0 6.78 11.77 17.79 Value of Annual Displaced Diesel (15 kWh/gal $4/gal fuel 0 $1,120,000 $1,920,000 $1,973,333 cost) Annual Financing Charge (50% of Total project Cost, 30 $0 $257,232 $446,526 $674,732 year term, 6.5%) SEAPA Additional Sales, case C ($68/MWh) 0 $386,022 $507,511 $599,736 Benefit/cost = (SEAPA Sales -Case C/Finance) 1.5 1.1 0.9 Summary Table - Benefits and costs for the 10 ft (340), 15 ft (345), and 20 t t350/ raise options. PP means Power Purchase; Kake is included in resource load balance of all case studies; the generic hydro has an annual output of 50,000 MWh (50 GWh/yr). Southeast Alaska Power Agency 5 December 2012 While the 1Oft raise option poses less financial risk toGEAPA because costs are lower, this option displaces 60Y6 |eSa diesel generation than the 15 ft option. When all other option attributes (see Attribute Table) are considered, including cost, the 15 ft option is the best reservoir increase option. Option Attribute 345 350 Refills with average inflow if drafted to El 272 ft using excess generation of 2.7 aMW from June 15 to Nov 15 Yes no Relies on above average inflow to refill No yes Dependent on case D and E to realize benefit over cost No yes Provides flexibility to integrate future hydro pLoj �cts yes -better yes -best Attribute Table - Reservoir raise attributes vs. full pool levels of 345 0 25%increase in storage impmvea8EAPA system hydro operations flexibi|ity a Shifts between 7.000 WYVVh to 10.000 MVVh on an average basis of 8unnnner excess hydro generation (spill) to winter generation over the course of a 30-year period starting in2O16;the range represents future possible scenarios w Benefits just cover the costs if the State of A|enk8 assists at o level of 50Y6 funding for the construction, engineering, and licensing costs. Benefits assessed by increased winter 8EAPA ao|ea at $88/MVVh. If displaced d|en8| generation is the measurement bar, the project hes8banefitovert0ta|ooatretiVof2.1� e 8EAPAiScurrently inthe license amendment process; filing ofthe amendment Initial Consultation Document is scheduled for March 2013; filing the license amendment ioscheduled for January 2O14 a Project is consistent with the mjorfind|ngaofthe2O11SE|RP o Business plan for |PP - enhances hydro based |PPproposals o 8EAPAsystem has a storage deficit - key finding of8E|RP o Enhances the already funded and partially complete Whitman Project o Load forecasts include Koke and therefore this project assists with the future integration of the kaka-Petersburg |nbartie SEAPA staff recommends pursuing the 15 ft option under the following future scenario: At least one new hydro resource, inaddition to Whitman, tob*constructed by 2030; if this occurs' then adding storage at Swan will both displace future winter diesel generation and increase 8EAPA revenue such that the benefits outweigh the costs. Bythe end ofMay 2O13.agency feedback from the Initial Consultation Document submittal will help us to better estimate forthcoming Project settlement CuatS. Depending on the settlement costs, and from observing real progress on Whitman, and from initial feedback regarding the GEAP/\ led RF(J (Power Purchase) initiative, we will be able make o final determination as to whether we should proceed with the Project. If the Project is to proceed, then under most Southeast Alaska Power Agency 6 Deoonrbmr20/2 forward conditions, the reservoir will be expanded to a new nominal full pool elevation of 345 feet. Section 1 Introduction SEAPA hydro generating stations, Swan Lake and Tyee Lake, supply the majority share of electricity for the interconnected region: Ketchikan-to-Wrangell-to-Petersburg, Alaska. This region is experiencing a significant shift in load type. Historically (pre-2005 for Ketchikan and pre-2007 for Petersburg and Wrangell) winter loads were less than summer loads, as summer loads included significant fish processing while winter loads were held low by relatively inexpensive fuel oil - sourced space heating. Winter loads have greatly increased and have surpassed the slowly growing summer loads, while fuel oil prices have steadily climbed such that heating is now more cost effective using hydro -sourced electricity. Diesel fuel generated electricity is now four times more expensive than SEAPA wholesale energy. As winter loads continue to increase and exceed hydro capacity, use of diesel generation for space heating compounds the problem as diesel fueled generators are significantly less efficient than oil fired boilers. Winter demand has grown such that even with the combined resources of Swan Lake and Tyee Lake, Ketchikan must rely on supplemental diesel generation in late winter and early spring. Additionally, as Petersburg and Wrangell winter loads increase, a capacity shortfall will occur, especially when temperatures drop to near 0 OF. The projected trend is for increasing levels of winter and spring diesel generation. During the winter, sharp reservoir draw -down occurs because turbine discharges greatly exceed reservoir inflows. Later in the spring and summer, snow melt recharges the reservoirs. Later in the fall, Tyee and Swan Lake are subject to spill as wet season inflows exceed storage capacity even though the reservoirs were essentially empty the previous spring. This cycle of diesel generation followed by spill events will be the pattern for the foreseeable future. Increasing reservoir storage is one way to "shift" excess hydro capacity as spill to displaced diesel generation later the following winter. The Swan Lake reservoir was selected as a potential site for construction of additional storage as it may provide a cost effective method to gain up to 33% in active storage. Section 2 Swan Project Description 2.1 Project Characteristic and History The Swan Lake Hydroelectric Project (FERC License No. 2911, referred to as `Swan Lake' or `Swan' herein) is located on Revillagigedo Island at the head of Carroll Inlet, about 22 miles northeast of the city of Ketchikan. Primary facilities include a 174-foot tall concrete thin arch dam, a 2,217-foot long, 11-foot diameter power tunnel, and a powerhouse with two generating units having a combined nominal generating capacity of 25 MVA. Swan Lake has an estimated average output of 76,000 MWh', and 86,000 ac-ft of active storage if the entire operating range, from reservoir elevation 271.5 feet to elevation 330.0 feet is utilized. Of principal interest in this Simple average of 2001 to 2009 generation corresponds with the recent D. Hittle evaluation. Southeast Alaska Power Agency 7 December 2012 report are the dam, reservoir, and the hydraulic passage as increasing storage at Swan Lake affects these project components. Near the end of project construction, the State of Alaska under the department of the Alaska Power Authority, assumed ownership of the project from Ketchikan and began commercial operation in June 1984. Ownership transferred from the State to The Four Dam Pool Power Agency in 2002, and SEAPA assumed ownership when the FDPPA was restructured in 2009. During preliminary licensing, RW Beck considered the inclusion of Grace Lake into the project but this was quickly dropped as the combined project (22.5 MW + 25 MW) was too large for even long-term load forecasts. At that time, FERC expressed concern that the limited storage in Swan Lake may necessitate future development of Grace Lake. In issuing the license, FERC disagreed with the Department of Interior regarding the risk of limiting the capacity of Swan Lake. FERC stated the small increase in captured inflow (5%) from a potentially larger licensed capacity at Swan Lake would not eliminate a future need for additional hydroelectric resources, including those of Grace Lake which increased project output by 70,600 MWh2. In 1996, a KPU Power Planning study reviewed Grace Lake options but did not move forward with this large expansion. Misty Fiords federal designation as a National Monument (1978) precludes hydroelectric development within monument boundaries, so KPU chose not to further pursue Grace Lake options. Also, the postponement of plans for the extraction of molybdenum from Quartz Hill probably had an impact on the preliminary planning of Grace Lake. To summarize, major Swan Lake attributes such as capacity and storage have always been discussed within the context of load characteristic and whether or not Grace Lake would be part of the Swan system. At this time it is quite uncertain that a land exchange could be executed that would allow the Grace Lake project to move forward. In light of that large legislative hurdle, this analysis assumes no additional water will be available from Grace Lake. One thing we do know is that a larger Swan Lake reservoir will make integration of a future Grace Lake project easier rather than more difficult. Swan Lake dam is not symmetric meaning the left and right abutments do not both have rock extending above the dam. The dam height stops at elevation 344 ft which is grade level on the right abutment. A parapet wall 3.5 ft higher than the dam completes the structure. The dam could have been constructed higher, but this would require building up a concrete abutment block that would act much like the rock on the left side of the dam (looking downstream). We have not reviewed original dam design intent correspondence, but it is easy to speculate that dam height determination was impacted by: Ketchikan loads at the time had little to no heating component, State capital cost curtailments of the 1983-84 time frame, and the fact that the project was large for the long-term needs of Ketchikan if diesel fuel costs did not escalate to a high degree. As it turned out, diesel costs did not escalate but fell in real terms. Swan Lake was not fully dispatched in front of diesel until the year 2000 as evidenced by the low annual output and significant project spill up to 2000. Hindsight shows that RW Beck sized the dam well for the conditions of the period. Now 32 years later as SEAPA staff reviewed storage options, one idea was to increase storage by adding a rubber dam to plug the existing open ogee spillway. This cost-effective option would not increase structural concrete on the right abutment, and would have a limited scope ' FERC Order Issuing License (2911), 7-17-1980, page 3. Southeast Alaska Power Agency 8 December 2012 license amendment process. Passing high spill flows, which occur during the probable maximum flood (PMF) were thought to be accomplished by deflating the dam. A preliminary engineering review quickly dismissed this option as the rubber dam cannot pass the same PMF flows for a given flood elevation, and rubber dams are prone to snagging large root -ball type flood debris. Changing the rubber dam to a traditional roller gate configuration was not a solution as too much water backed -up behind the dam during the PMF causing over -topping of the existing parapet wall. The McMillen Engineering feasibility report referenced in Section 5 suggests Obermeyer type control gates be placed in the existing ogee spillway to pass PMF flows reliably. Figure 1 shows the spillway slot where the Obermeyer gates would be installed. Figure 1- Swan Lake Ogee Spillway Slot Section 3 SEAPA System Characteristics 3.1 Last in Dispatch Order SEAPA's hydroelectric projects are dispatched last in the region's hydroelectric resource stack. This is because the Power Sales Agreement (PSA) between SEAPA and the member utilities stipulates that hydroelectric plants existing before the construction of the Tyee Lake and Swan Lake projects should be fully utilized (original municipal benefit preserved) before the members are required to purchase SEAPA energy. The effect of this requirement is that shifts in weather have a dual impact on SEAPA operations. As shown in Figure 2, suppose an unforeseen early warm front hits the area in April, overall load decreases (impact 1), and KPU (as does PMPL with Blind Slough) increases generation because more water is available (impact 2); this has a double reduction effect in reducing the net load to SEAPA. If this warm front were to occur during the November to January period, spill would occur because SEAPA fills reservoirs for the winter heating season, and SEAPA has no outlet for the sudden surplus in hydroelectric energy. Therefore, additional storage provides greater operational flexibility that mitigates the combined effects of inflow uncertainty coupled with the PSA directed dispatch order. Southeast Alaska Power Agency 9 December 2012 Figure 2 - Warm, wet weather decreases KTN load and KPU increases hydro generation, a double reduction in load to SEAPA. Southeast Alaska Power Agency 10 December 2012 3.2 Load Not Coincident with Inflows Over the course of the year, inflows are not coincident with loads; larger inflows occur when loads are low, and lower inflows occur when loads are high. Examples of coincidence and non - coincidence: Coincident - a) Spring run-off and high, early summer irrigation pumping b) Late season fish processing and early fall precipitation Not Coincident — a) Winter freeze-up and space heating Because our load profile is shifting towards winter space heating, our future loads will be even less coincident with inflow. This means we are likely to have surplus hydro in the late fall for an extended period. If a new hydroplant is constructed in the future, the spill and diesel cycle will be repeated. Increasing storage at Swan Lake allows SEAPA to "shift" wet season spilled water to winter heating capability. Figure 3 shows the relationship of inflow to load for the Tyee Lake Hydro Project. Historic average annual inflow is approximately 117,000 ac-ft, active reservoir storage is 52,000 ac-ft, or in terms of number of tank -fills of fuel, Tyee receives on average 2'/4 tanks (52,000*2.25 = 117,000 ac-ft). Note that in the model generated graph, the full range of reservoir is used yet spill occurred in the October -to -November time frame. Even with future load growth, SEAPA expects to spill during the October -to -November period at our Tyee facility. As explained later in the report, increasing storage at Swan will reduce spill events at Tyee. 1400 1390 1380 1370 12160 1 350 E 1340 1 _G0 1320 W 1310 1300 1290 w m 1280 1270 12h0 1250 111 Tyee Lake Hydro Operations !_ spill — 111flow= to 1st tank s Intl- tank 1/4 tank \Winter Very Light Heavy Loads Winter Loads tight to Moderate Loads Heavy Loads _ 1131 312 411 511 513l 6130 7130 8129 9128 1LV23 11127 12127 —Tyee Lake Reser,.Dir Elevation Figure 3 - System load timing and seasonal inflows to Tyee Lake Southeast Alaska Power Agency 11 December 2012 3.3 Plan consistent with the SEIRP The recently completed Southeast Alaska Integrated Resource Plan (`SEIRP')3 reviewed our region's hydro capability, load profiles, economic activity, and population growth. This report, which provides the foundation of future planning, emphasized reservoir storage as a critical finding pointing to a regional storage capacity shortfall. This Project is consistent with that report in calling for a cost-effective storage expansion at Swan Lake. 3.4 New Projects have a Stranded Portion of Output Unless a new hydro project is offsetting existing thermal load (diesel), a portion of the output will be underutilized. In Southeast Alaska this occurs during spring runoff or during the fall wet season, or as with Tyee in the first 20 years of operation, may be underutilized for the entire June through November period. The proposed additional storage at Swan would shift this excess summer and fall output into the winter. The new Project would generate during the summer and fall such that a reduced electrical output from Swan Lake would allow refilling the larger reservoir. In the very near term, the new plant would be the Whitman project. As this plant became fully utilized, then the next hydro plant would fulfill the roll of replacing the Swan Lake "turn -down" thus avoiding stranding a portion of the under-utilized capacity of the newest plant. At this time it is uncertain whether Whitman will be constructed, or if constructed, what the generating capabilities will be. This analysis used six case studies to cover various contingencies that include: A -No resource changes B-Just Whitman C-Whitman + .5-4 MW variable Power Purchase (PP) D-Whitman + PP + New Generic Hydro E-Whitman + Generic Hydro F-Generic Hydro only These cases were analyzed for each raise option - 10 ft, 15 ft, and 20 ft. Section 4 Benefit (Value) Analysis Benefit (value) in this report means additional SEAPA sales at $68/MWh that result from displacing future winter diesel generation. SEAPA expects to contribute 50% of the project capital costs to license, design, and construct the dam modifications necessary to increase reservoir storage. Benefits (SEAPA sales) then must accrue over the year to pay for the 50% capital financing. 4.1 Simple Value of Storage If 15 or 20 extra feet of water were to magically appear behind the dam at Swan Lake, how much electric output does this extra water volume represent? This extra water will be available for generation at Swan Lake because Swan output will be reduced during the summer and fall to allow the larger reservoir to refill. The reduced output will be replaced first by increased output from Tyee Lake, then from any new hydro resources that are brought on-line. Put 3 Available from the Alaska Energy Authority website. Southeast Alaska Power Agency 12 December 2012 another way, the larger reservoir captures spill that would have occurred at Tyee Lake, or a future new plant. Plant Reservoir Model Curve Additional Additional Efficiency Full Pool Storage Storage Energy Value There ismuch more to the story than the values ofTable 1.This simplistic calculation does not account for head benefits that accrue during the course of the year or show the benefits that neGU|t from greater opemd|0ne| flexibility which absorb volatile Southeast Alaska |nOOvv8. An important consideration is that increased storage at Swan Lake provides space to absorb spill that would have occurred not only at Swan Lake, but at any of the region's interconnected hydro projects. An 8SSurnpti0D has been made that extra summer generation is available now and in the future which aU0vve normal inflows to refill the larger Gvv8n reservoir, this 8SSunnpUon is covered inthe next sections. Acase study was performed tounderstand the best reservoir increase option. Ten feet, fifteen feet, and 20 feet raise options were compared to a base case where no modification to the dam iSundertaken (full pool Of93Oftl Since each model case |slaborious inexplanation, the 15 ft raise option (full pool of 345 ft.) is explained fully. Adaily average generation and inflow nlOde14was used to quantify the effects of raising the full pool elevation of Swan Lake. The original condition case is a reservoir with a full pool elevation Of33Oft;the second case iS8full pool elevation Of345ft. Both cases used the same inflow, o synthetic series developed as an expected condition for the Swan Basin ;" each case had the SG[ne reservoir operational constraints as listed immediately below: aminimu0 operating level of273ft.(271.5ft is the FERClicense limit) an end target level equal to the start level (could not use next years water) Swan Summer Swan Winter Swan Start & End Comparison of Generation Generation Total Swan Cases, 345 May 1 to Nov 30 Dec 1 to April 30 Generation Elevation Table 2 - Swan Generation for Case 330 ft and Case 346 ft *Written by[TA in2006 for FDPPA (Terror Lake); modified for Swan and Tyee, and verified with actual perform See, Appendix A1for details ofthe Swan Lake hydraulic model. Commonwealth Associates, Inc. (ntertie Gtudy2OO8. synthetic inflow correlated to rain data. Southeast Alaska Power Agency 13 Decondx+ 2012 As shown in Table above, Case 345compared toCase 33O has 8significant decrease in summer generation (9'323 K8Wh), but significant inCn38Se in winter generation (10.980 MVVh). Oma[@U GvvGn Lake annual generation is about the a80e M.5596 difference). Figure 4 Shovva each reservoir guide curve (dotted line) that prioritizes generation in the winter months, vet o|(owS the reservoir to refill (Sann8 starting and ending elevations). These guide curves were developed by repetitive SinlU|8tiuno using a range ofhistoric inflows from the Falls Creek UOGS gage.« Historic f|ovvn were corrected for the difference in drainage area that resulted from project construction. Recent inflows were C3|Cu|Gted from Swan Lake operational data to augment the historic data. From this inflow record we know the guide curve captures inflow uncertainty to 1596 below expected inflow (05Y6 of the time generation will exceed the guide curve generation va|ue). The key to the expanded reservoir option isthat future Swan Lake generation is decreased ("a turn down") from present operation (330 ft option) during the SuDlrnev months to 8U0vx the proposed larger reservoir to refU, and it has been ooaunned 9.323 MVVh is ovoUBb|8 within the evatenn to 8U0vv [ef|l during the summer. The extra winter generation /10.380 K8VVh> is then available as a 100Y6 d|eaa! d|ep}8CerDen1 For the gain in winter genenat{0O, we must find additional summer generation in the Gyehern. The first place to look ieTvee Lake, which has been spilling every year during the summer and fall since 1884. Figure 4 — Swan Lake generation and inflow -storage model (daily average). Dotted lines deviate from guide curves when inflows deviate from historical average. Solid lines are for the inflow case at 15% below expected. During low inflow years (up to 16% less than expected conditions) the reservoir will refill for winter operation with a 9323 MWh turn down. A hydraulic -generation nnodu| was used to verify that additional summer generation was available at Tyee Lake. As with the Swan Lake model, both Tyee cases had to refill prior to the 6USGSGage 15U7UOOO.source details listed inAppendix 81� Southeast Alaska Power Agency 14 Daoenvber2UY2 winter heating season, and both cases drafted to the same elevation (1,270 ft). Table 3 lists both cases, which more than refilled (above the January start elevation of 1,365 ft), and both cases have nearly identical winter generation levels; the principal difference is that the Tyee case with additional summer generation converts 11,400 ac ft of spill to over 11,700 MWh of generation. This exceeds the 9,323 MWh requirement of the Swan model and verifies that existing excess Tyee capacity would be available and coincident with the Swan Lake "turn- down" requirement. Modeled Tyee Generation and Water Levels Tyee Cases, 2013 (Base) and Winter Summer Total Start End Spill future year with additional Generation Generation Generation Elev. Elev. summer generation MWh MWh MWh ft ft ac-ft Base Case (2013 Expected) 73,136 46,421 119,557 1365.0 1378.5 11,632 2013 + Additional Summer Gen. 73,136 58,133 131,269 1365.0 1376.7 224 difference 0 11,712 11,712 0 -2 -11,408 Table 3 - Tyee winter and summer generation for base case and base + additional summer generation A plot of Tyee Lake reservoir elevations for both model cases is shown in Figure 5. The model is constrained to prioritize winter generation and to refill for the next winter heating season. The inflow case is based on the original generation estimate provided as the basis for construction.' Spill in the model occurs at elevation 1396 (all additional storage lost); in reality spill seepage starts at elevation 1,387 and increases to visual spill through a restrictive log jam. Tyee lake Hydro Operations- Reservoir Elevations 1400 1390 Additional su4imer 1380 1370 generation removes; most j 1360 of spill I H 1350 j t E 1340 1330 i W 1320 > 1310 y 1290 I j 1280 1270 i 1260 1250 12/14 1/8 212 2/27 3123 4117 5112 6/6 711 7126 8120 9/14 1019 1113 11/28 12/23 Base Case —Base + Add'1 Summer Gen. Figure 5 - Tyee Lake water levels for the two generation cases of Table 3 7 IECo Hydraulic Design Criteria for Tyee Lake, see Appendix B2. Southeast Alaska Power Agency 15 December 2012 Table 4 below lists increased nominal nn0nthk/ summer generation values which total to the 11,712 MWh and correspond to the dark trace for reservoir level shown in Figure 5. Increased TyeeGeneration Jun Jul Aug Sep Oct Nov bJ1@l aMVV 2 2 2 4 4 2 -- MVVh 1440 1488 1488 2880 2976 1440 11,712 Table 4 - Additional Generation Schedule at Tyee to Refill the Larger Swan Lake Reservoir If the additiona{Tyee summer generation values of Table 4are added to expected 2013 generation levels at Tyee, the values of Table 5 result, which total to 131,269 MWh, justshy of the expected case modeled value Of133.O2OMVVh. Please see Appendix A2for expected Tvee generation details. Expected 2013 Tyee Generation Expected + Summer Generation Summer Total Gen. Case Table 5 - 2013 Tyee Generation with Added Summer Component to Refill Swan Lake Tvaa Lake and 8vvon Lake, as mentioned b6fOro, dispatch last iOthe SEAPA ; spill at these plants therefore represents total avoteno spill. The principal question in then, "How long until summer load growth reduces GEAPA system excess hydro capability? Summer excess hydro (spill) that would be used to refill the larger Swan Lake reservoir will be reduced in the future due to load growth. but later in our planning window vve expect new hydro resources to be brought into the system. New hydro resources will bring a component of excess summer generation that will then be used to refill the expanded Gvvon Lake reservoir. The preceding sections explained how excess capability at one hydro station within the 8EAPAoyStenn [Tye8 Lake) can be used to shift excess summer generation to winter generation using 8 larger Swan Reservoir. To estimate the long-term value of the Swan reservoir exponainn, a system approach is required. Our Svatenl approach will use monthly average hydro generation as defined in section 4.3' and a reference case load forecast aa defined in Section 4.4. These Southeast Alaska Power Agency 16 Daoanb*r20Y2 metrics will then be used to determine the extent of future excess hydro available for recharging the expanded Swan Lake reservoir. Swan Lake annual generation averaged for the period 1999 to 2011 was 74,964 MWh, but during this same period the average spill at Swan Lake was 55,544 ac ft, (64% of the total storage)! Converting the average spill volume to energy yields 14,435 MWh of under-utilized water at Swan Lake; therefore the total available hydro generation at Swan Lake from 1999 to 2011 was 89,400 MWh. A check of the weather for this period indicates the region was slightly wetter than average; the average precipitation at the Ketchikan airport from 1999 to 2011 was 166.3 inches; the historic average is 153.5 inches. Indexing$ Swan Lake generation and spill to the historic average precipitation at the airport reduces the expected output of Swan Lake from 89,400 MWh to 82,506 MWh. KPU hydro generation was also indexed from the period average of 77,167 MWh to 71,216 MWh. Year KPU Hydra MWh Swan Lake Gen MWh Swan Lake spill ac-ft Swan Lake Spill MWh) Swan Lake Total (MWH) PAKT Rain (in 1999 74,575 62,615 104,406 26,939 89,554 187 2000 76,858 81,644 16,963 4,377 86,021 170 2001 77,999 81,079 64,974 17,105 98,184 184 2002 65,083 73,349 61,752 16,256 89,605 154 2003 76,970 77,311 58,267 15,339 92,650 155 2004 71,429 80,174 19,050 5,015 85,189 156 2005 79,680 74,488 92,061 24,697 99,185 196 2006 79,790 80,312 4,499 1,137 81,449 162 2007 79,967 79,164 68,931 17,786 96,950 169 2008 83,681 65,625 113,079 29,177 94,802 165 2009 78,883 76,556 0 0 76,556 143 2010 75,839 74,345 33,530 8,471 82,816 150 2011 82,413 67,874 84,555 21,362 89,235 171 2012 11,338 Avg. 77,167 74,964 55,544 14,435 89,400 166.3 min 65,083 62,615 0 0 76,556 143 max 83,681 81,644 113,079 29,177 99,185 196 Average period precip. for KTN Airport (PAKT) inches => 166.3 Long term Historic average precip. for PAKT inches => 153.5 Table• • • • •. t • KPU Hydro 8 Historic average precipitation at Swan Lake is 166 inches/year; the assumption is that when drier years occur in Ketchikan, these years will correspond to drier conditions at Swan Lake and at the Ketchikan Lakes and Silvis basins. Southeast Alaska Power Agency 17 December 2012 Table lists the regiOn'8 expected hydro capability. 8w@O Lake average generation K82,500 MVVh\ is shOvvD in Table as two numbers: 70'710 K8VVh which represents an average output consistent with both hydraulic 00de|S and Table 8 values, and 11'700 K8VVh vvh/Ch is an amount that represents the spill pOrti0n, evident in Table 0 that could be captured by the proposed expansion. Tyae is entered as 133'800 K8VVh consistent with |ECo design and our modeling work. Existing and Proposed Hydro, Resources (Capacity and Energy) `Capacity Energy(MVKh} SEAPA Area Hydro Resources MW Low Expected High Existing KPU Hydro corrected for avg. at KAPT. 13 65,083 71,216 83,681 Existing Modeled SWL Inflows and sys. Dispatch 24 62,615 70,716 81,644 Existing Modeled Tyee Inflows and System Dispatch 24 111,500 133,020 135,000 Existing Transmission, Transformer, & Plant Losses O 40,447 -12.224 -12,990 03 Energcurrently available for refill of the Proposed Swan �Lake Reservoir Expansion 0 5.600 11.790 28.0009 Building Whitman 4 5.957 11.829 17.500 2017 Net hydro 60.9 249.264 294.142 828.356 Notes: KPUHydro corrected to2Oyrs. ofKAPTrain gage horepresent an average. ` SWL Lake output (70,716) is from a model to match the historic the remaining (spill) is listed under Proposed - Swan Lake Reservoir Expansion. Only 7,500 MWh (future average available for refill) is included in the resource total for the expected inflow condition. Minimum Swan expansion is due to head benefit Tyee generation based on hydraulic model will be converted to displaced diesel if no spill from Tyee or Swan is available The SBRP contained G reference case load forecast for the SEAPA region which was developed by Black Q'Veatch (B&V). This reference Caaa (between the high and low c3aeu) contained 8steep rise iDloads until 2O15'then 8constant .596escalation unU|2D3O; Gfter203O an annual 8SCa|eti0D of .25Y6 was used. GEAPA modified the B&V load forecast for this analysis to have @ uniform .596 annual load increase until 2050. The modified load forecast includes Kake, but does not include k8eti8k8t|a. Load forecasts and hydro resources are shown in Figure O' which also includes the low and high reg{on8l hydro generation cases. The ramp in hydro capability is due to the addition of the Whitman and 8vv@n Lake Reservoir Increase p28.0OOMVVhisthe amount ofenergy that would bespilled during high water years atSwan Lake. This value has been met orexceeded in the past. This energy is phantom value however as during very high years there is simply too much water available at all the hydro projects; this deluge overwhelms a prudently sized hydro system. Dmoendxpr�OY2 Sou����� A6��Pow�r�geng/ 18 SEAPA Control Area - Annual Resource -toad Balanm 380.000 360.000 340.1100 �28,356 7 320.00t3 300.000 " - _ ... - :294,142 0 280.000 Hydro = 275;013, 2012 Lead= 275,188 25o,OC o 2011. 266,183 f° 3 24.264 C 2010, 250,873240.000 Q 220,000 2010 2015 2020 2025 2030 2035 2040 2045 2050 B&V Modified 2016 to 2050 B&V Load 2011 Fcst Low Hydro - + - E-.pected Hydro -- High Hydro r Actual Load tPa1Wh) Figure 6 - Loads and resources for the SEAPA region As shown in Figure 6, SEAPA regional loads have reached the expected or normal condition hydro capability point of 275,013 MWh. During the next few years diesel generation will be more and more likely to occur and to occur in ever increasing amounts. Even after Whitman and the Swan Lake Reservoir Increase Projects are added, the expected case falls well short of projected loads. 4.5 Future Excess Hydro (spill) Available for Swan Lake Storage Future excess hydro as spilled energy depends on three factors: 1) Inflow volumes vary greatly depending on weather; this analysis uses inflows that correspond to historical average generation. 2) Load Forecast — should reflect the economic trend which can deviate over the long term; this analysis uses a modified (increased) B&V SEIRP reference case load forecast. 3) A portion of the output from proposed (future) hydro projects cannot be fully utilized unless there is year-round thermal generation to displace. The SEAPA system at the present time is 99% hydro sourced, thus stranded generation has to wait for load growth unless new storage sources are developed that shifts summer excess hydro to winter generation. This analysis uses the licensed but reduced Whitman plant scheduled for 2015 and a limited storage "generic hydro' of 50 GWh scheduled for 2030 as new resource additions. Southeast Alaska Power Agency 19 December 2012 Future system spill was calculated by subtracting future loads from the expected case hydro value. Monthly tabulations of hydro resources are based on computer models and have been verified with actual operations data. On a monthly basis, hydro resources, less loads, either result in a surplus or a deficit. Winter surpluses were summed into the summer and then spilled if summer loads did not consume the surplus; this is consistent with our actual reservoir storage constraints. Winter deficits are counted as diesel generation. Presently our reservoirs are empty by late spring and spilling by late fall. ► onthly total Energy thft) YearJMont Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Oec 2011 0 0 0 0 0 0 0 8,771 8,771 8,771 0 0 2012 576 0 0 a 0 1.84 0 6,424 6,424 6,424 0 0 2013 1.261 0 0 0 213 1879 a 4.622 4.622 4,622 0 0 2014 2.209 0 30,11 0 3S9 2.621 0 3.430 3.430 3.430 210 1.289 2015 2.653 0 613 0 0 2.003 0 4.864 4264 4.864 0 1.$=.e 2016 2.812 0 1,266 927 0 2.002 0 3,924 3,924 3.924 0 3.D21 2017 Z968 105 1,406 1,052 0 2,103 0 1683 3.683 3,683 0 3.1N4 2018 1352 405 1.707 1,325 41 2.343 0 3,104 3,104 3.104 0 3,58�' 2019 3.511 i536 1.849 1,452 1^` 2,445 0 2,905 2,905 2.905 0 1744 2020 3.671 n68 1.992 1,580 269 2,549 0 2,704 2,704 2,704 0 3.914 2021 3.82,1 800 2,13_ 1,709 384 2,653 0 2.511 2,511 2.511 24 4.091 2022 3.992 933 2.279 1.837 500 2 757 0 2,356 2.356 2,356 165 4.249 2023 4155 1.067 2.42' 1.966 F1f, 2.8152 0 2,201 2.201 2,201 107 d.416 2024 , 1' 1 .; "1 2.`:f,9 2.09b• 732 2.968 Q 2.044 2.044 2.044 a'.:l 4 _ � ': Table 8 — Future Spill and Diesel Generation (red text is diesel generation; black text is spill). Whitman Project projected to be online in 2015. A modeling period of 39 years was used to correspond with a 30-year financing plan. Figure 7 shows actual 2011 and 2012 SEAPA system spilled energy compared to the expected case analysis spilled energy (solid black line). For 2011, the model projected a spill value of 26,312 MWh but actual spilled energy totaled 45,454 MWh. Actual 2012 spill was 53,796 MWh while the expected case spilled energy for 2012 is 19,272 MWh; 2012 was a very high inflow year! This comparison confirms the high case hydro capability previously listed in Table 7, and also indicates the difficulty in predicting spill just one year into the future. Both traces (solid and dotted) use the SEAPA modified reference case load forecast and average inflow hydro conditions. The difference is the dotted line has Whitman and the generic hydro project included; Whitman starts in 2015, the generic project starts in 2030. The result of this analysis indicates there will be insufficient excess hydro to refill raise options 15 ft and greater if no new hydro projects are brought on-line. If new projects are constructed, then system spill will be available and then offset winter diesel. The generic hydro plant10 used in this analysis has an annual output of 50 GWh from a run -of river configuration, comes on-line in 2030, and during the first year displaces 16,052 MWh of diesel generation without the Swan Lake expansion. An additional 10,000 MWh of diesel generation is displaced when the effects of the expanded Swan Lake reservoir are taken into account. 10 Consistent with SEIRP and the recent Department of Commerce, Community and Economic Development Grant Process to determine the best hydro alternative for Southeast Alaska. Southeast Alaska Power Agency 20 December 2012 Actual .and Future SEAPA System Spill -Energy (MWH) -------------------------- ----- s A 2012, 53,79a }. 5O'OoO------------------ ---------------------------------------------------- -------------- ----- Case A- No -- stem additions ao A 2011, 45,454 ...... Case E-Whitman and 2030 generic Hydro 4 40.000 -- - -------- ------------------------------------------------------------------- A:** AlawatSEAPA Sail (MWh) C m } 3o000 -------------- ------------------------------------ '------------------------ ---------- -- 5W JS n/1 i i E -i •� �� rt -J -J ID c-1 G 6 Q O G r^J N fJ M t'V -1 r,4 N N rn m m-T ui n m N C4 CJ N N r'rl cz� m� IM (Y [t �t Sf C2' CS C3 r7 O O O �7 O c7 LN O O tJ C3 G O fV r^J •V N N •V �J f•J CV iV N lV N i+! IN Figure 7 — Future SEAPA System Excess Hydro Capability Available to Refill Large Swan Reservoir 4.6 Head benefit of increased storage capacity Head (ft, m) is energy per cubic foot of water, the higher the dam, the more head. Power is the product of head and flow. If there is no excess hydro generation in the system, the increase in storage allows the Swan Project to experience greater head at the plant than would occur without the increase in storage. To estimate the value of the head benefit, the same hydraulic model of Section 4.2 was utilized. Inflow sequences that represent a range in Swan Lake generation from 57,000 MWh to 86,000 MWh were entered into a hydraulic model for the 330 ft case. These same inflows were then entered into a model with 345 ft as the maximum elevation. The average gain in generation for the 345 case over the 330 ft case was 3,600 MWh. 4.7 Value Summary Five system configuration cases that could represent the future were analyzed. Each case used the modified B&V load forecast and expected hydro conditions. Case A No new hydro assets added to the system Case B A reduced Whitman Project added, 11,629 MWh instead of the previous design value Hatch -Acres of 16,300 MWh Case C a reduced Whitman and a short term (15 year) power purchase from an existing or proposed hydro project Case D Case C plus a future 50 GWh hydro asset commissioned 2030 Case E Reduced Whitman plus the future 50 GWh hydro project, no RFO (Power Purchase) Case F Generic Hydro as the only resource addition in year 2030, no Whitman or RFO Southeast Alaska Power Agency 21 December 2012 2016 to 2045 Spilled Energy Available for Swan Lake refill by Case Raise Option Case A Case B Case C Case D Case E Case F generation (benefit) using an expanded Swan La The SEAPA business plan otthis time calls for either adding e new hydro project by the 2030 time frame, or entering into power purchase agreement. Perhaps both options may occur where the new project supersedes the purchase agreement (Case D). Atthis time o reduced Whitman Project is eU|| planned for construction and commissioning by the end of 2015. Therefore it is most likely that Case C, or D, or E, will occur, and less likely Case A, status quo, or Case B Oust Whitman) will occur. Under these assumptions the nlininnunn average annual additional generation value for the 10 ft raise option is 4.414 K0VVh (Case C\ and the maximum average value is 12.251 N1VVhwhioh is the estimated benefit for Case [} if the 20 ft option is constructed. Section O cOD[@inS @ discussion of raise options and applicable Seaa studies. Supporting data for the average values iSlisted inAppendix B3. [The remainder of this page intentionally left blank.] Southeast Alaska Power Agency 22 Deoamber2O/2 Section 5 Cost Estimation and Schedules There are two major categories of effort to construct additional storage at Swan Lake, the license amendment, and actual construction. 5.1 License Amendment- Largely a Land Ownership Issue This amendment will be a non -capacity amendment as no changes to powerhouse equipment or hydraulic conveyance (pen- stocks, tunnels) are planned. Therefore amendment efforts will be centered on land use changes around the reservoir. Around the reservoir, the FERC boundary currently fol- lows the 350 ft. elevation contour; however the State Lands boundary follows the metes and bound courses described in the Project's Ex- hibit K drawings. The approxi- mate boundary of State and Federal Lands is shown as shaded in Figure 8. In 1997 the US Forest Service (USFS) lands around the Project were conveyed to the State of Alaska pursuant to the Alaska Statehood Act of 1958. Two parcels (U.S. Survey No. 11630) were conveyed as described under Patent Number 50-97-0286. Parcel 1 encompasses land below the Figure 8 - Parcel 2 of State Conveyance powerhouse and Parcel 2 des- cribes lands surrounding the reservoir. The proposed reservoir increase only affects Parcel 2, which is listed in Appendix C for further reference. At this time it is assumed the entire FERC Project boundary lies within the State Lands area. To verify that the 350 ft option is contained within State Lands, a land survey was conducted to verify where and to what extent elevation 350 ft falls outside of State Lands. Results of the R&M land survey conducted during the summer of 2012 did indeed find project lands outside of the existing DNR boundary. A map of this survey is listed in Appendix C. Even though there will now be Project lands on the Tongass National Forest (25.8 acres), this parcel is small and may not require a special use permit for project operations. A timber cruise and sale will be required for inundated trees on USFS lands, and a cruise, sale, and harvest will have to be carried out on inundated DNR lands. We do not expect to harvest trees in the zone above full pool but below the probable maximum flood (PMF) elevation. Full pool and probable maximum flood levels for the two options are list in Table 10. Southeast Alaska Power Agency 23 December 2012 Full PMF Reservoir Elevations Pool Elev. ft ft Existing Reservoir 330.0 343.3 15 ft Raise Option 345.0 348.3 20 ft Raise Option 350.0 355.0 Table 10 - Proposed reservoir full pool and PMF elevations 'Trc-formal" consultation Now through January 2013 and information development File Initial Consultation March, 2013 October 2012 (supplemented Document (iCD) in January with 2012 study results) Joint Meeting, April 2013 November2012 Site Visit April 2013 Mid-September2012 Comments on lCD and Mid-June2013 Mid -March requests for information Develop Information per 2014 N/A (or minimal since requests developed in 2012) Draft Amendment December20'14 June 2013 Final Amendment lulu 2015 January 201=1 NL'I:AConsultation (F&KC) Jul),2015-September January2014-February 2015 2016 Amended I.icenseOrder Late 2016 April 2015 Table 11 -License Amendment Schedule The best case for the amendment process is shown in the right column of Table 11; a more traditional case is shown in the left column. SEAPA hosted an Agency Meeting in May 2012 in Ketchikan and asked for feedback as far as executing the SEAPA option. Agency response was positive, as long as study plans could be submitted quickly. Study plans were submitted quickly and a Tongass NF special use permit was issued such that environmental and cultural surveys could be undertaken during the summer of 2012. These summer studies (Aquatic (fish), invasive species, rare plants, wildlife, cultural) are now complete and the reports that will make up the Initial Consultation Document are being prepared through January 2013. SEAPA expects to submit the ICD by late February or at the latest mid -March of 2013. 5.2 Construction Cost SEAPA contracted with McMillen Engineering to determine the cost and feasibility of 10 ft, 15 ft, and 20 ft reservoir raise options. Their analysis indicated that the dam cannot be modified past a 23-ft increase without infringement upon FERC mandated factors of safety. Review of the spillway and computation of the probable maximum flood (PMF) for each option became a limiting factor as well. The new structure however modified must pass the PMF. This requirement eliminated most gate, and rubber dam options. The best option for reliable, cost Southeast Alaska Power Agency 24 December 2012 effective, safe operation during flooding is an Obermeyer gate configuration. The sequence of construction for Obermeyer gates is shown in Figure 9. Start of Installation — Installing Gate Panel — Completed Gate Figure 9 - Obermeyer Gate Construction Sequence Review of the intake gate house and associated mechanical and electrical works indicated that the gate house equipment room must be raised by the equivalent full pool raise amount (10 ft, 15 ft, or 20 ft). Top of Reservoir Elevations Full PMF Top of Parapet Pool Elev. Dam wall ft ft ft ft Existing Reservoir 330.0 343.3 344.0 347.5 15 ft Raise Option 345.0 348.3 350.0 353.5 20 ft Raise Option 350.0 355.0 358.0 361.5 Table 12 - Dam and PMF Elevations Additionally, the problematic right abutment must be built-up and a retaining wall constructed for the 15 ft and 20 ft options. Powerhouse and penstock equipment will not need modifications. The report is available from the SEAPA website www.seapahydro.org. McMillen estimated construction and engineering costs for each option; these are listed in Table 13. Southeast Alaska Power Agency 25 December 2012 Item Lake Raise Optionc 10 ft Lake Raise 14 ft Lakt: Rare -fT Lake Rail C oustntction Cost 5 4.1 14,105 S7,260,369 S 1 1,343._'2 3 Design Contimaenc� (10%) S 413,410 S 726.037 S 1.134.32' Constnuction Cost Subtotal S 4,536,515 S 7.936.406 S 12.477.545 Field Chanee Order Contiu2encv (5*0) � S 206.20 S 36.3.01S S 567A61 Total Con.str ction Cost S 4,742,720 S 8-149,424 S 11044,746 Planning, Engineering and Design (15%) S 6SG,477 S 1,197,961 S 1.871.632 Engineering Services-Duru' 19 Construction (5%) S '26.8'26 $399.320 S 623.877 C'onstniction Supervision and :administration (8%') S 379,413 S 667.954 S L043.577 Total Capital Cost S 6,029,441 S 10,614.659 S 16,58 792 Table 13 - Construction and Engineering Costs Costs for construction were based on: Material costs located in Ketchikan and barged to site Engineering News record for construction cost indexes Davis -Bacon wages + 50%, -30% uncertainty with the median cost listed and based on responsible bidding • Costs include crew camp construction, mobilization, de- mobilization, site clean-up, and gate commissioning 5.3 Construction Schedule 2014 2015 2016 Apr May Jun Jut Aug Sep Oct Nov Dec Ian Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul .Aug Land Survey Environmental Studies Stage 1 Emir. Rpt Agency Review of studies' Amendment Process Agency Site visit Joint Agency Meeting Create and file ICO ICO Comments & Infor. Rgst draft Amendment file Amended License NEPAConsuitation Amended License order Engineering Phase A FERC Dam Safety Board of Consultants Phase 8 Construction Management Construction Southeast Alaska Power Agency 26 December 2012 Section 6 Costs, Benefits, and Recommendation Costs and benefits for increasing reservoir storage by 10 ft, 15 ft, or 20 ft are listed in Table 13 of this section. The option that overcomes cost and displaces the most diesel generation is the nominal 15 ft raise option. Raising the reservoir 10 ft would be more financially conservative because total project costs are lower, but the benefit is lower as well. The 10 ft raise option carries minimal license amendment risk, which also shortens project schedule and reduces project costs. All options require future system summer excess generation (spill) to allow refill of the larger reservoir. The 10 ft option requires the least summer excess generation and therefore carries the lowest risk that this excess generation will not be available. The 20 ft option carries the most risk of refill failure because water in excess of average inflows is required to meet the end of summer full pool operating constraint. The 20 ft option carries the greatest benefit if the Lake Grace project were constructed. Reservoir Full Pool Option 330 340 345 350 Active Storage (ac-ft) 86,000 100,500 107,600 114,600 % Increase in Storage 0% 17% 25% 33% Increased Generation (MWh) Case C-Whitman + 20 yr. limited RFO (PP) 0 5,677 7,463 8,820 Case D- Whitman + RFO (PP) + 2030 Generic 0 6,613 9,955 12,871 Case E-Whitman + 2030 Generic Hydro 0 6,358 8,814 10,872 Case F-2030 Generic Hydro only 0 5,298 7,397 9,677 Construction & Engineering Cost ($M) 0 6.00 10.60 16.50 License Amendment & Permitting ($M) 0 0.78 1.17 1.29 Total Project Cost ($M) 0 6.78 11.77 17.79 Value of Annual Displaced Diesel (15 kWh/gal 0 $1,120,000 $1,920,000 $1,973,333 $4/gal fuel cost) Annual Financing Charge (50% of Total project $0 $257,232 $446,526 $674,732 Cost, 30 year term, 6.5%) SEAPA Additional Sales, case C ($68/MWh) 0 $386,022 $507,511 $599,736 Benefit/cost = (SEAPA Sales -Case C/Finance) 1.5 1.1 0.9 Table 14 - Benefits and Costs for Three Reservoir Raise Options: 10 ft, 15 ft, and 20 ft Notes: Timber harvest cost included in license amendment costs. 50% of total project costs assumed reimbursed by the State of Alaska. Case A - no resource expansion, and Case B - just Whitman, do not overcome costs for any raise option. Power Purchase (PP) option is price dependent and may not be executed. Generic is a SEIRP term for an unnamed hydro project that fits system needs rather than describes a specific resource. Increased generation uncertainty, -0% +5%, Construction cost uncertainty is -30% to +50% on a portion of the $10.6M value. Southeast Alaska Power Agency 27 December 2012 The 15ft raise option strikes b@{GnCS between the main risk components that jeopardize successful Project; these risks are now summarized: License Amendment Risk. At this time only Kokanwe 8e|nlon are an environmental issue; land use and boundary issues will be overcome. If n3sSn/0ir restrictions are included as 8 mitigation nne8SurS, these restrictions must not restrict generation flexibility to the extent project benefits are significantly reduced. A project go/no-go decision regarding environmental impacts will be made during the late spring of2O13. GEAPA may Or may not need a special use permit for Tongaaa National Forest lands that would be inundated; noininno| anaeo vvnu|d be inundated with the 10 ft option; the 20 ft option would inundate approximately 25 @cnyo. Each option will require ONF< timber harvesting with the CoSiS of the harvest yet undeternnined, the greater the reservoir raise, the greater the harvest cost. 2. Design Risk. Dom and intake DoodU5C8tiOnS become more complex and more costly eothe reservoir raise height increases. The lower the raise option the less risk 8EAPA carries with regard to o ooatk/ design and FEFlC approval process. The right abutment, where rock does not continue above the existing top of dam elevation becomes problematic and increasingly more costly for raise elevations that continue above 15ft. 3. Inflow Risk. This analysis used inflows that correspond toaverage generation records and then indexed these recent 1999-2011 values down using an average precipitation record from the Ketnhikan airport. The 10 ft option refills with inflows less than average, the 15ftoption uses the average \oattain full pool before the winter, and the 20 ft option cannot refill with average inflows. 4. Winter Delivery Risk. If excess Sunnnn8r generation is not avaikab|e. then extra winter storage will not be available and project benefits will not be realized. The uncovered finance costs will add topressures toraise GEAPA'ewholesale power rate. SEAPA is confident that 3 aMW will be available from June to November if any of the cases (C, O, E, or F) of the previous Benefits Section occur. These cases one consistent with previous regional planning initiatives. The reduced Whitman Project which is licensed and funded and the SEIRP Business Plan, which is a Request for Offers (RFO) of power Case C and energy. The business plan initiates a request for offers of power and energy to be delivered to SEAPA from potential IPP sources. A recent Department of Commerce, Community and Economic Development grant funds this initiative. A reduced Whitman and a limited 10 yr. to 15 yr. low capacity (1 to 4 MW) power purchase and construction of the 2030 generic hydro project. This case was analyzed to ensure the Swan reservoir Case D increase project is complementary to, instead of detracting from, the combined benefits of proposed projects. The generic hydro project for this analysis was a run -of river configuration with an annual average output of 50 GWh. Whitman and the Generic Hydro. The 10 ft and 15 ft raise options Case E cover costs if the generic hydro project is constructed with the inclusion of the reduced Whitman project. Southeast Alaska Power Agency 28 Deoembe/20Y2 203OGeneric Hydro, but noWhitman Project. Iffor some reason the reduced output Whitman project is not Conatructed, then under this scenario the 1Oftand 15 ft raise options will have enough excess summer generation to refill the larger reservoir. The term of the Case F construction bond ends in 2040, the generic plant would be constructed in 2030. Only the 1Oftoption covers costs if only the reduced Whitman project is constructed (n0 other new generation |sources orpower purchase 8Qre8mente). A summary of option attributes vs. reservoir full pool levels is listed in Table 15. The present day Swan project full pool level is 330 ft. Option Attribute 345 350 Refills with average inflow if drafted to El 272 ft using excess generation of 2.7 aMW from June 15 to Nov 15 Yes no Relies on above avg. inflow to refill No yes Dependent on case D and E to realize benefit over cost No yes Provides flexibility to integrate Lake Grace Options yes -better ves-best Table 15 - Raise Option Attributes vs. Full Pool Levels of 345 ft (15 ft SEAPA would not consider any notion including the 10 ft option if all proposed prukaota for the region (Whitman, Power Purchase Agreement, and the generic hydro) were considered unlikely. Since the GEAPA business plan is to pursue the RFO and the generic hvdn}, and at this time Ketohikencontinues forward progress with the reduced Whitman Project, ourbestupt}nnisthen narrowed to the 15 ft increase. Table 15 lists attributes vs. full pool levels in a qualitative manner with the only standout attribute of the 20 ft option being o greater flexibility in conjunction with the proposed Lake Grace project. Lake Groce, as stated in Section 2, may u|Unn8be|y be constructed, but GEAP/\ cannot justify selecting a 20 ft option on this very uncertain outcome over the more concrete scenarios associated with the 15 ft option. SEAPAstaff recommends pursuing the 15ftoption under the following future business climate: Atleast one new hydro resource to be constructed by 2030|naddition to Whitman; if this occurs, and there is no significant summer load growth such as the proposed Nib|euk Mine that vvnu|d vvhO||y consume the new summer generation, then adding storage at Swan will both displace future winter diesel generation and increase 8EAPA revenue such that the benefits outweigh the costs. By the end of May 2013. agency feedback from the Initial Consultation Document submittal will help us to better estimate forthcoming project settlement costs. Depending 0nthe settlement costs, and from observing real progress on Whitman, and from initial feedback regarding our Power Purchase initiadve, we will be able make e final determination as to whether we should proceed with the project. If the project is to proceed, then under most forward cOndiUono, the reservoir will be expanded to a new nominal full pool elevation Qf345feet. XfPlants/Swao Lake/Swan Lake Storage Increase Project/2013 0129 Cost and Benefit Report for Swan Lake Storage Increase Project - F I NAL.dom Southeast Alaska Power Agency 29 Deoember2Dt2 prearroi � j � :burg,€, s) —,� Petersburg I Scifistafion 111 British Columbia, Canada / j I Tyee Lake i y1 t. Hydro Site l 77, Coffman rove .., `L T—g— Naeunaf F-,rzst= °'1 1 ` +�i :•� i 17 ;n14 d I� Meyeis�ruI Tt}o )e Bay ` !_ (1�• •t 5_ P tSalr tick `ti `, \\ 1 .• e $ c + Hydro §ite y �1JrM t O `1l if .+ML' _ a IrrSI �`_'c•—..—.— n} • O t ` .a rti .. �r— - �flawoc'k F• _ _ �, Kasaall'� �� � \� 1 �l({" J t!- f II •'� '\� I _— +e 'A, Wf Substation 1 rl F Ketchikan - Swan Lake - Tyee - Petersburg t95438WTransmission Line E a ,-our Dam poc pcv;*, Agency PrcACAI, .,:.,.m�..wd....w..,r.. r..y",rra-�_ .F. r .-ua..mrza.•:<w.�,: � c w.� n.w:s :, •F:l�cs :ec' rea RESOLUTION 2014-051** THE SOUTHEAST ALASKA POWER AGENCY Resolution Approving Alaska Energy Authority Round VII Renewable Energy Grant Program Applications for SEAPA's Wind WHEREAS, the Southeast Alaska Power Agency is a Joint Action Agency organized pursuant to State Statute; and, WHEREAS, the Southeast Alaska Power Agency oxvOo the Tvee Lake and 8vveD Lake Hydroelectric Projects in Southeast A|oska, which provide renewable hydroelectric power tOKetchik8n`Wrangell, and Petersburg; and, WHEREAS, the Southeast Alaska Power Agency recognizes that additional FGnevvBb|e resources will be needed in the future to meet loads in Petersburg, VVr8ngG||. and KgtChihaR; and, WHEREAS. the Southeast Alaska Power Agency recognizes that wind power is m neOevv8b|e resource and desires to determine the feasibility of utilizing mind turbines to supplement existing hydro resources that provide power and energy tothe communities DfKetchik8O, PetorSbUrg, and Wrangell; and, WHEREAS, the Southeast A|8Sha F/0vver Agency also recognizes that additional iOtertigS may be built to Serve communities, including KohB and Met|aha1|a, and additional generation resources may also be required to serve those loads; and. WHEREAS, the Southeast Alaska Power Agency's Swan Lake Reservoir Expansion Project is prjeCtedtOGdd25968ddiUOn@|atOrogeforvvinterhydrogen8[8dOn.diap\eCing upto12'OOOK8VVhr3ofdiesel generation annually; and, WHEREAS' during the 2013Aiask@ legislative session, the Southeast Alaska Power Agency submitted @ funding request of$12.3 million dollars for direct legislative funding consideration for its Svv@O Lake Reservoir Expansion Project to fund the project to completion; and, WHEREAS, funds were not awarded to the Southeast Alaska Power Agency from the 2013A|8eha Legislative session and 8 cost and benefit analysis has established the benefits ofthe project; and, WHEREAS, the A>8Sha Department of Commerce, [|OnlDluDity Q. Economic Development appropriated $3 million dollars for Hydroelectric GtO[@ge, Generation, Transmission & Business Analysis, of which funds of$578'OOO were allocated to the Swan Lake Reservoir Expansion Project; 8nd. WHEREAS, an !Oida| Consultation Document for the license amendment process has been filed with the Federal Energy Regulatory Commission for the Swan Lake Reservoir WHEREAS, the Southeast Alaska Power Agency is in compliance with all federal, state, and local laws including credit and federal tax obligations; RESOLVED, that the Southeast Alaska Power Agency Board of Directors approves the application for project funding from Round VI of the Alaska Energy Authority Renewable Energy Grant Program in the amount of $175,483 of which the Southeast Alaska Power Agency will propose a 5% match for a Wind Resource Analysis; and, RESOLVED, that the Southeast Alaska Power Agency Board of Directors approves the application for project funding from Round VI of the Alaska Energy Authority Renewable Energy Grant Program in the amount of $4,000,000 for final design, permitting, and construction of the Swan Lake Reservoir Expansion Project; and, RESOLVED, that the Southeast Alaska Power Agency Board of Directors authorizes Trey Acteson, its Chief Executive Officer, to sign the two stated grant applications, commit to the obligations under the grants, and to act as an established point of contact to represent the Southeast Alaska Power Agency for purposes of the stated grant applications. Approved and signed this 16th day of September 2013. o fiver sen, Chairman of the Board ATTEST ;, Sam Bergeron, Secretary/Treasurer Southeast Alaska Power Agency SOUTHEAST ALASKA POWER AGENCY 1900 1"Avenue, Suite 318 Ketchikan, Alaska 99901 Ph: f907) 228-2281 • Pax: 1907) 225-2287 www.seapahydro.org BOARD MEETING MINUTES (SEPTEMBER 16, 2013) Approval of Resolution No. 2014-051 authorizing SEAPA staff to submit two (2) AEA Renewable Grant Applications to the Alaska Energy Authority Renewable Energy Grant Program, authorizing CEO to sign grant applications, commit to obligations, and act as established point of contact, DATE MOTION ALTERNATE VOTES: 9/16/2013 Clay Hammer Q� Brian Ashton I move to adopt Resolution 2014-051 authorizing SEAPA staff to submit two renewable energy grants to the Alaska Energy Jay Rhodes Dick Coose Authority for Round VII of the Alaska Energy Authority Renewable Energy Grant Program, authorizing Trey Acteson, CEO, to John Jensen Qr.c.Y Joe Nelson sign the grant applications, commit to the obligations under a the grants, and to act as an established point of contact for Andy Donato Bob Sivertsen ° + the grants. - ! MOVED � - 2� �' Charles Freeman/ Sam Bergeron SECOND FINAL VOTE: I AYES: NAYS: RESOLUTION ALASKA ENDORSING AND URGING STATE FUNDING FOR THE SWAN LAKE RESERVOIR ROY+ EXPANSION PROJECT; fA �iE #Ii ESTABLISHING n 1 .. } EFFECTIVE r TE Resolution No. 13-2498 NOW, THEREFORE, BE IT RESOLVED by the Council of the City of Ketchikan, Alaska as follows: Section 1: The Ketchikan City Council endorses SEAPA's proposed expansion of the Swan Lake Reservoir. Section 2® The Ketchikan-City Council urges the State to provide $12.3 funding for the Project in its FY 2014 Capital budget. Section 3: A copy of this resolution shall be provided to Governor Parnell, Senator Stedman, Representative Peggy Wilson and Alaska Energy Authority Executive Director Sara Fisher -Goad. Section 4® This resolution shall become effective immediately upon adoption. PASSED AND APPROVED by a duly constituted quorum of the City Council for the City of Ketchikan on this 21 st day of February, 2013. Katherine M. Suiter, City Cl�rk MMC Resolution No. 13-2498 otlewoburg C °rough, Potegaburg, bleak RESCLUMN ,`jM134 Q RESOLUTJON EMBO SHMQ THE GOOSE EXPANSM OF 7HE O'WAN LAKE WHEREAS, the Petersburg Borough presently anticipates new business development, including expansion of a seafood processing plant and relocation of a custom sawmill in the next year; and WHEREAS, all local economic development opportunities require a reliable source of energy at reasonable cost; and WHEREAS, the Southeast Alaska Integrated (resources Plan notes that there is a shortage of hydro storage capacity in Southeast Alaska and that potential hydro projects with storage capacity are more valuable than potential run -of -the -river hydro projects; and WHEREAS, Southeast Alaska Power Agency's (SEAPA) proposed expansion of the Swans Lake Reservoir (the Project) would directly contribute to increasing regional hydro storage and maximizes the value of an existing hydro project; and WHEREAS, the additional storage created by the Project adds operational flexibill-ty that benefits the entire region, and shifts summer spill from the new Whitman darn project or the existing Tyee facility to much needed winter hydro generation; and WHEREAS, the project would displace up to 12,000 MWhrs of winter diesel generation, which equates to a reduction of 800,000 gallons of diesel fuel annually; and WHEREAS, another significant advantage of the Swan Lake Reservoir Expansion project is that it needs no additional infrastructure (e.g., transmission facilities) to bring the additional power to the existing power grid; the Project adds capacity at an existing darn that is currently connected to an existing poorer distribution grid, THEREFORE BE IT RESOLVED by the Borough Assembly of Petersburg, Alaska to endorse SEAPA's proposed expansion of the Saran Lake Reservoir. RESOLVED FURTHER, the Petersburg Borough Assembly urges the State to provide 12.3 million funding for the Project in its lY 2014 Capital budget. Passed and Approved by fthe PetaQsbarg Sovough AssamMy on Mavch 4, 2013. A copy of this Resolution shall be provided to Governor Sean Parnell, Senator Bert Stedman, Senator Dennis Cagan, representative Beth Kertulla, representative Peggy Wilson, and Alaska Energy Authority Executive Director Sara [fisher -Goad. Muk'Jencen, RMayor ATTEST: Debra K. Thompson, Dephty Clerk Res. 2013-8 Swam Lake Resen-roar Expansnan Pago:; 2 of 2 3/4/2013 CITY AND BOROUGH OF GELL, ALASKA RESOLUTION NO. 03-13-1272 Section 1. That the City and Borough of Wrangell urges the State to provide $12.3 million funding for the Project in its FY 2014 Capital Budget. Section 2. A copy of this resolution shall be provided to Governor Parnell, Senator Stedman, Representative Peggy Wilson and Alaska. Energy Authority Executive Director Sara Fisher -Goad. Section 3. This resolution shall become effective immediately upon adoption. ADOPTED: March 26, 2013 David L. Jack; Mayor ATTEST: �/ g,-.. = a. $'4 o�Ou�n o ss� Kith Flo s, Borough Clerk � 6 ug f m U :nee:noraEec a0,o,gn h`aY30.2008 ® °ar Incerp)rater; ChY m June 15. i 903 a a e; f. /a s k .� ',rer¢�es*qo RESOLUTION NO. 2464 A Resolution of the Assembly of the Ketchikan Gateway Borough Endorsing and tW Wt- S Fujh atat6 & fit-r-fl-te for an Effective Date. R EC I TIA LS A. WHEREAS, the Ketchikan. pulp mill. closed in 1997, resulting in significant losses of jobs, population, and school enrollment, from which the community has yet to recover; and B. WHEREAS, the Ketchikan Gateway Borough presently suffers a higher rate of unemployment than the statewide average; and C. WHEREAS, the Ketchikan Gateway Borough exercises areawide economic development powers (adopted on November 5, 1990, by Ordinance No. 772- Amended under the authority of AS 29.3 5.330(c)); and D. WHEREAS, the Ketchikan Gateway Borough- and City of Ketchikan are presently pursuing economic development opportunities such as the construction of a mill on Gravina Is -land for the processing of ore from the prospective Niblack Mine; and L WHEREAS, economic development opportunities such as the prospective Niblack miff require. a reliable source of energy at reasonable cost, and F. WHEREAS, the Southeast Alaska Integrated Resources Plan notes that there is a shortage of hydro storage capacity in Southeast Alaska and that potential hydro projects with storage capacity are more valuable than potential run -cif -the -river hydro projects.,- and G. WHEREAS, Southeast Alaska Plower Agency's (SEAPA) proposed expansion of the Swan Lake Reservoir (the Project) would: directly contribute to increasing regional hydro storage and maximizes the value of an existing hydro project; and H. WHEREAS, the Swan Lake Reservoir Expansion project enhances the already -rn the u i funded (in part by $2.5 million grant from Borough) Whitman Lake hydro, project and 1. WHEREAS, the additional storage created by the Project adds operational EM flexibility that benefits the entire region, and shifts summer spill from the new Whitman dam project or the existing Tyee facility to much needed winter hydro generation; and J. WHEREAS, the Project would displace up to 12,000 MWhrs of winter diesel generation, which equates to a reduction of 800,000 gallons of diesel fuel annually, and K. WHEREAS, another significant advantage of the. Swan Lake Reservoir Expansion project is that it needs no additional infrastructure (e.g., transmission facilities) to bring the additional power to the existing power grid; the project adds capacity at an existing dam that is currently connected to an existing power distribution grid. Ing if 5,119141WITTMIN, 01- 1' 11 11i I �! � I i , rr I Section 2. The Assembly urges the State to provide $12.3 funding for the Project in its FY 2014 Capital budget. Section 3. A copy of this resolution shall be provided to Governor Parnell, Senator Stedman, Representative Peggy Wilson, and Alaska Energy Authority Executive Director Sara Fisher -Goad. ,-ADOPTED this 25t' day of February, 2013 AVST. -,LT APPROVED AS TO FORM: Scott A. Brandt- Erichsen, Borough Attorney EFFEC'nVE DATE: FEBRUARY 25, 2013 ROLL CALL YES NO ABSENT Bailey V Moran 4 Painter 4 Phillips 4 Rotecki V Thompson )f Van Horn 4 Mayor (tie votes only) 4 AFRRMATIVE VOTES REQUIRED FOR PASSAGE