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HomeMy WebLinkAbout092112_AEA-Connelly Lake Hydroelectric Project September 21, 2012 Alaska Energy Authority AEA 13-006 Renewable Energy Grant Application 813 West Northern Lights Blvd Anchorage, AK 99503 RE: Connelly Lake Hydroelectric Project Grant Application AEA 13-006 Renewable Energy Grant Application Dear AEA: Enclosed in response to RFA AEA 13-006 Renewable Energy Grant Application program, is an application requesting funding for the Connelly Lake Hydroelectric Project. Enclosed with this letter are two hard copies and one CD with the document in PDF format. Enclosed as per the RFA, o Grant Application Form o Cost Worksheet (included in the body of application) o Grant Budget (included in the body of application) o Other pertinent information in Section 11 If you have any questions, please call either Glen Martin (Resource Assessment & Permits) 360-385-1733 x122, or Bob Grimm (President) 360-385-1733 x120. Sincerely, Glen D. Martin Resource Assessment & Permits Enc. (as stated) Renewable Energy Fund Round 6 Grant Application AEA 13-006 Application Page 1 of 26 7/3/2011 Application Forms and Instructions This instruction page and the following grant application constitutes the Grant Application Form for Round 6 of the Renewable Energy Fund. An electronic version of the Request for Applications (RFA) and this form are available online at: http://www.akenergyauthority.org/RE_Fund-6.html  If you need technical assistance filling out this application, please contact Shawn Calfa, the Alaska Energy Authority Grant Administrator at (907) 771-3031 or at scalfa@aidea.org.  If you are applying for grants for more than one project, provide separate application forms for each project.  Multiple phases for the same project may be submitted as one application.  If you are applying for grant funding for more than one phase of a project, provide milestones and grant budget for each phase of the project.  In order to ensure that grants provide sufficient benefit to the public, AEA may limit recommendations for grants to preliminary development phases in accordance with 3 ACC 107.605(1).  If some work has already been completed on your project and you are requesting funding for an advanced phase, submit information sufficient to demonstrate that the preceding phases are satisfied and funding for an advanced phase is warranted.  If you have additional information or reports you would like the Authority to consider in reviewing your application, either provide an electronic version of the document with your submission or reference a web link where it can be downloaded or reviewed. REMINDER:  Alaska Energy Authority is subject to the Public Records Act AS 40.25, and materials submitted to the Authority may be subject to disclosure requirements under the act if no statutory exemptions apply.  All applications received will be posted on the Authority web site after final recommendations are made to the legislature.  In accordance with 3 AAC 107.630 (b) Applicants may request trade secrets or proprietary company data be kept confidential subject to review and approval by the Authority. If you want information is to be kept confidential the applicant must: o Request the information be kept confidential. o Clearly identify the information that is the trade secret or proprietary in their application. o Receive concurrence from the Authority that the information will be kept confidential. If the Authority determines it is not confidential it will be treated as a public record in accordance with AS 40.25 or returned to the applicant upon request. Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 2 of 26 7/3//2012 SECTION 1 – APPLICANT INFORMATION Name (Name of utility, IPP, or government entity submitting proposal) Alaska Power & Telephone Company Type of Entity: Utility Fiscal Year End: December 31 Tax ID # 92-0153693 Tax Status: X For-profit or non-profit ( check one) Mailing Address P.O. Box 3222 Port Townsend, WA 98368 Physical Address 193 Otto Street Port Townsend, WA Telephone 360-385-1733 Fax 360-385-7538 Email glen.m@aptalaska.com 1.1 APPLICANT POINT OF CONTACT / GRANTS MANAGER Name Glen Martin Title Permitting, Licensing, & Environmental Review Manager Mailing Address P.O. Box 3222 Port Townsend, WA 98368 Telephone 360-385-1733 Fax 360-385-7538 Email glen.m@aptalaska.com 1.2 APPLICANT MINIMUM REQUIREMENTS Please check as appropriate. If you do not to meet the minimum applicant requirements, your application will be rejected. 1.2.1 As an Applicant, we are: (put an X in the appropriate box) X An electric utility holding a certificate of public convenience and necessity under AS 42.05, or An independent power producer in accordance with 3 AAC 107.695 (a) (1), or A local government, or A governmental entity (which includes tribal councils and housing authorities); Yes 1.2.2 Attached to this application is formal approval and endorsement for its project by its board of directors, executive management, or other governing authority. If the applicant is a collaborative grouping, a formal approval from each participant’s governing authority is necessary. (Indicate Yes or No in the box ) Yes 1.2.3 As an applicant, we have administrative and financial management systems and follow procurement standards that comply with the standards set forth in the grant agreement. Yes 1.2.4 If awarded the grant, we can comply with all terms and conditions of the attached grant form. (Any exceptions should be clearly noted and submitted with the application.) Yes 1.2.5 We intend to own and operate any project that may be constructed with grant funds for the benefit of the general public. If no please describe the nature of the project and who will be the primary beneficiaries. Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 3 of 26 7/3//2012 SECTION 2 – PROJECT SUMMARY This is intended to be no more than a 1-2 page overview of your project. 2.1 Project Title – (Provide a 4 to 5 word title for your project) Connelly Lake Hydroelectric Project 2.2 Project Location – Include the physical location of your project and name(s) of the community or communities that will benefit from your project in the subsections below. The Connelly Lake Hydroelectric Project (Project) will be located in Southeast Alaska, approximately 14 miles northwest of the City of Haines and 10 miles southwest of the City of Skagway. 2.2.1 Location of Project – Latitude and longitude, street address, or community name. Latitude and longitude coordinates may be obtained from Google Maps by finding you project’s location on the map and then right clicking with the mouse and selecting “What is here? The coordinates will be displayed in the Google search window above the map in a format as follows: 61.195676.-149.898663. If you would like assistance obtaining this information please contact AEA at 907-771-3031. 59º25’32”N, 135º39’20”W 2.2.2 Community benefiting – Name(s) of the community or communities that will be the beneficiaries of the project. Haines, Lutak, and Skagway. 2.3 PROJECT TYPE Put X in boxes as appropriate 2.3.1 Renewable Resource Type Wind Biomass or Biofuels X Hydro, including run of river Transmission of Renewable Energy Geothermal, including Heat Pumps Small Natural Gas Heat Recovery from existing sources Hydrokinetic Solar Storage of Renewable Other (Describe) 2.3.2 Proposed Grant Funded Phase(s) for this Request (Check all that apply) Pre-Construction Construction Reconnaissance X Design and Permitting Feasibility Construction and Commissioning X Conceptual Design 2.4 PROJECT DESCRIPTION Provide a brief one paragraph description of your proposed project. Connelly Lake is an 85 acre alpine lake, and drains into the Chilkoot River. The Project facilities will include a dam at the lake outlet, a penstock about 6,200 feet long, a 12.0 MW powerhouse with two generating units, a 14-mile-long buried 34.5 kV transmission line and a 14-mile long access road. Phase III has not been completed yet with field studies, permitting and final design continuing. Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 4 of 26 7/3//2012 The Project will be developed by the Applicant to provide additional generation to its interconnected Haines and Skagway electrical systems (existing 15-mile submarine cable), to provide backup renewable power to Haines should the submarine cable fail, or should the only other storage project in Upper Lynn Canal, Goat Lake Hydro, have a major problem with a long term shutdown. And in the early years of operations to possibly provide summer power to cruise ships moored at Haines or Skagway to help pay off any debt as quickly as possible. The Project will be on state and private land, including the Haines State Forest and Chilkat Bald Eagle Preserve. 2.5 PROJECT BENEFIT Briefly discuss the financial and public benefits that will result from this project, (such as reduced fuel costs, lower energy costs, etc.)  The Project will provide additional hydroelectric generation to the Applicant’s Upper Lynn Canal (ULC) system, which includes Haines, Skagway, and other nearby communities. The Applicant also sells power to Inland Passage Electric Cooperative from the ULC system. The primary Project benefit to the customers because they would be buffered from the loss either of the submarine cable that connects them or from the loss of Goat Lake Hydro if there is a major problem. Currently, 90-95% of the primary hydroelectric generators in the ULC system are near Skagway, with only diesel generation and two small run-of-river hydro’s located near Haines. If the submarine cable between Haines and Skagway were to be damaged, nearly all generation for Haines would need to be from diesel units. The Project will connect into the system near Haines, and so in the event of a submarine cable outage Haines would be fully supplied with hydro generation. If Haines were cut off from the Skagway area hydropower, the amount of time before reconnection could take from 6-12 months, which during the winter could be very costly. If Goat Lake Hydro had a major outage, Skagway would also rely heavily on diesel generation during the winter months, because Goat Lake Hydro is the only storage project in ULC. The Project will also be a long-term resource to offset diesel generation. Currently, diesel generation is necessary during low water periods and for peak load; continuing load growth will make diesel generation more frequent. The potential generation of a 12.0 MW project is estimated to be 40 GWh, which should be sufficient to meet increasing loads for many years to come, although generation during the early years of the Project’s life would likely be fairly limited unless a contract can be made with the cruise ship industry or some other customer. To sell power during the summer months to cruise ships docked at either Haines or Skagway, an estimated annual load from supplying one ship is estimated to be 9,000 MWh, with a peak of 11 MW. The Applicant estimates that a power sales rate of $0.25/kWh would be attractive to the cruise lines in 2019, and that revenue would be sufficient to offset the Applicant’s costs (assuming the development is 80% grant funded by the State). Excess revenue could be either assigned to the State to offset the cost of the grant funding and provide an additional revenue source to the State, or assigned to the Applicant to lower electricity rates to the Applicant’s customers. Installation of a larger capacity to supply two cruise ships may be possible, which would increase the revenue to the State. The Applicant will fully evaluate the Project economics with supply of one and two cruise ships during the current Phase II feasibility studies. It should also be noted that the Project could supply power to new industrial loads if they occur. Currently, mineral explorations are being conducted in the Klukwan area, and there is some discussion that a mine on the order of the Greens Creek Mine near Juneau could be developed in the Chilkat River Valley. Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 5 of 26 7/3//2012 2.6 PROJECT BUDGET OVERVIEW Briefly discuss the amount of funds needed, the anticipated sources of funds, and the nature and source of other contributions to the project. The total cost of the Project is estimated to be $45,890,000, not including costs incurred by Haines Light & Power Co. (HL&P) in the 1990s for a preliminary design of the project. No reconnaissance level studies (i.e. Phase I) are necessary because of the previous HL&P work. Note that the Applicant purchased HL&P in 1998, including assets associated with the Project. The Applicant is currently conducting feasibility, conceptual design, environmental scoping, and preliminary environmental studies with partial funding provided through an REF Round IV grant ($468,000). In the Round IV grant application, the Applicant indicated the expected cost for the Phase III (permitting and final design) work would be $715,000 and Phase IV (construction) would be $32,000,000. The Applicant has reevaluated the expected Phase III and IV costs, and has determined that they will likely be more than previously indicated. Therefore, the Applicant has increased its proposed budget for the Project and is applying for increased grant funding with this Round VI application to cover the increased costs. The Applicant requests with this application grant funding of $1,752,000, which is 80% of the estimated costs of continued Phase II studies ($375,000) plus Phase III ($1,815,000). The Applicant will provide $418,000 in matching funds (20% match) from its normal operating funds. The total estimated costs for each phase, including construction, are shown below:  Phase I Reconnaissance: ..................................................................................$0  Phase II Feasibility and Conceptual Design:............................................$375,000  Phase III: Final Design and Permitting..................................................$1,815,000  Phase IV: Construction ....................................................................... $43,700,000  Total.................................................................................................... $45,890,000 2.7 COST AND BENEFIT SUMARY Include a summary of grant request and your project’s total costs and benefits below. Grant Costs (Summary of funds requested) 2.7.1 Grant Funds Requested in this application. $1,752,000 2.7.2 Cash match to be provided $438,000 2.7.3 In-kind match to be provided $ 2.7.4 Other grant applications not yet approved $ 2.7.5 Total Grant Costs (sum of 2.7.1 through 2.7.3) $2,190,000 Project Costs & Benefits (Summary of total project costs including work to date and future cost estimates to get to a fully operational project) 2.7.6 Total Project Cost (Summary from Cost Worksheet including estimates through construction) $46,475,000 [includes all funds used and to be used] 2.7.7 Estimated Direct Financial Benefit (Savings) $398,000,000 1 2.7.8 Other Public Benefit (If you can calculate the benefit in terms of dollars please provide that number here and explain how you calculated that number in your application (Section 5.) $ Not calculated; benefits include increased system reliability and reduction in cruise ship emissions. 1 Includes potential savings in diesel fuel costs over 50 years with projected utilization of Project output and estimated revenue from sale of 9,000 MWh/year to cruise ships over 50 years.  Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 6 of 26 7/3//2012 SECTION 3 – PROJECT MANAGEMENT PLAN Describe who will be responsible for managing the project and provide a plan for successfully completing the project within the scope, schedule and budget proposed in the application. 3.1 Project Manager Tell us who will be managing the project for the Grantee and include contact information, a resume and references for the manager(s). If the applicant does not have a project manager indicate how you intend to solicit project management support. If the applicant expects project management assistance from AEA or another government entity, state that in this section. Vern Neitzer, Chief Engineer, AP&T Mr. Neitzer is located in Skagway near the Project location, and has extensive experience in managing hydroelectric development. A resume for Mr. Neitzer is included in Section 11. 3.2 Project Schedule and Milestones Please fill out the schedule below. Be sure to identify key tasks and decision points in in your project along with estimated start and end dates for each of the milestones and tasks. Please clearly identify the beginning and ending of all phases of your proposed project. Project Schedule and Milestones to be funded by this grant are listed below. Milestones Tasks Start Date End Date Environmental Studies Ethnographic Survey July 2013 Dec. 2013 Environmental Studies Archaeological Survey Aug. 2013 Dec. 2013 Environmental Studies Recreational and Subsistence Survey July 2013 June 2014 Field Study Results Review FERC/ Agency / NGO / Public review of study results, including (2) meetings and possibly more studies being required July 2013 June 2014 Permit Applications Preparation DNR-Water Use Permit; State Parks Agreement; Haines State Forest Permit; 404 Permit; ADF&G Title 16 Habitat Permit; FERC License Application; Agency/NGO/Public meetings July 2013 Dec. 2014 Stream Gaging for 3 years Stream gage(s) maintained and data collected every 3-4 months for 2 years July 2013 July 2015 Permit Applications Processing FERC Processes License Application Feb. 2015 Oct. 2017 Post-License Issuance Develop plans from license articles (required agency input); develop final design for FERC approval prior to the construction phase Nov. 2017 May 2018 Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 7 of 26 7/3//2012 3.3 Project Resources Describe the personnel, contractors, accounting or bookkeeping personnel or firms, equipment, and services you will use to accomplish the project. Include any partnerships or commitments with other entities you have or anticipate will be needed to complete your project. Describe any existing contracts and the selection process you may use for major equipment purchases or contracts. Include brief resumes and references for known, key personnel, contractors, and suppliers as an attachment to your application. Key personnel of the Applicant involved in the project development and their roles will be:  Vern Neitzer, Project Manager  Bob Berreth, Electrical Design  Ben Beste, Mechanical Design  Larry Coupe, Civil Design  Glen Martin, Permits  Karl Wood, Grant Funds Management The Applicant will prepare much of the final design in-house using its staff civil, mechanical, and electrical engineers, who all have extensive experience in hydroelectric development. These engineers designed the Applicant’s South Fork and Kasidaya Creek projects, which entered service in 2005 and 2008, respectively. The Applicant was also involved in parts of designing the two storage projects we operate, Goat Lake Hydro and Black Bear Lake Hydro. The Applicant will contract with a consulting engineering firm for final design of the Connelly Lake dam; the firm will be selected on the basis of experience with similar structures and competitive proposals. Stream gaging at the outlet of Connelly Lake and near the confluence of Connelly Creek with the Chilkoot River will continue to be by the Applicant. Preliminary geotechnical investigations were conducted by the Applicant in the current Phase II work. The additional investigations necessary for the completion of Phase II are listed below with the likely contractors. The Applicant has used these contractors and consultants on previous similar work:  Ethnographic Survey - - Scientific Resource Surveys  Archaeological Survey - - HDR, Inc.  Recreation and Subsistence Survey - - DNR Div. Parks & Outdoor Recreation  Continued stream gaging - - AP&T Activity funded in the previous Round IV funding are listed below with the appropriate contractor used:  Fish surveys - - The Shipley Group  Water quality sample analysis - - Analytica Group, Inc.  Wetlands Delineation - - HDR, Inc.  Botanical Survey - - HDR, Inc.  Mt. Goat Survey - - ADF&G (because the regularly do surveys)  Other terrestrial animal surveys - - HDR, Inc.  Geotechnical Survey - - Phil Duoos & Crux Subsurface, Inc.  Timber Inventory - - DNR-Forestry The additional investigations necessary for Phase III are listed below:  Engineering Final Design  Permitting and License Application Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 8 of 26 7/3//2012 3.4 Project Communications Discuss how you plan to monitor the project and keep the Authority informed of the status. Please provide an alternative contact person and their contact information. During Phase III, the Applicant proposes to provide quarterly reports to AEA regarding the status of the work and use of the grant funds. The Applicant has provided similar reports to AEA and other grant funding agencies in the past several years on other projects, and has established the necessary procedures for producing the reports expeditiously. Deliverables to be provided to AEA during Phase III will include (as requested):  All permit applications  All environmental / engineering study / survey reports  All plans developed to satisfy license and permit conditions  Annual stream gage reports for 2 years  Final design plans, specifications, and design reports 3.5 Project Risk Discuss potential problems and how you would address them. Site Control – The Applicant does not yet have development rights on land to be occupied by part of the transmission line, access road, bridge, powerhouse, and a small part of the penstock. We are working with the private land owners to negotiate leases, easements, or sales. State land within the Chilkat Bald Eagle Preserve that is in the Chilkoot River Valley will also require negotiations with DNR to determine how both can co-exist. Seismic – Project components will be designed appropriately for seismic activity, since the Project will be located in a moderate-risk seismic zone. Structures will be buried as much as possible to minimize seismic impacts. The structure with the greatest seismic risk will be the Connelly Lake dam; the Applicant will have the dam designed by a consulting engineer with appropriate experience. In addition, the Applicant expects that the dam design will be closely evaluated by the FERC during its normal review and approval process. Underground Construction – The Project as currently envisioned does not include a significant amount of underground construction. Geotechnical investigations will be conducted at the dam and powerhouse areas to provide an adequate level of knowledge about ground conditions at those sites. In the current Phase II, the Applicant is evaluating the costs and benefits of using a tunnel and shaft instead of a surface penstock. If that is chosen as the preferred alternative, additional field investigations will be conducted to confirm the suitability of the site. Inclement Weather – Working conditions in the dam area are very harsh during the winter. The proposed schedule assumes no work on the dam and upper portions of the penstock during the December-March period. Work during the winter will be limited to the powerhouse. Environmental Opposition – The Applicant has encountered some Haines area opposition to Project development, primarily because the proposed road could increase access into the Chilkoot Valley and because of the perceived impacts to the sockeye run in this drainage. The Applicant believes the environmental impacts can be prevented or adequately mitigated so that impacts are not significant. Other Haines citizens have expressed support for this project as being in the best interest of the Haines area (letters of support are enclosed in Section 11). The Applicant is attempting to meet regularly with concerned citizens to address any issues with the Project, with the intent of reaching a favorable consensus. In our meetings to date, some Haines citizens have asked us to consider development of Schubee Lake as an alternative; The Applicant conducted a site visit to Schubee Lake in 2009, and also had a reconnaissance study and feasibility analysis by a third party (HDR, Inc.) of that site’s potential. The conclusion to Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 9 of 26 7/3//2012 date is that Schubee will be too expensive and would also require a submarine cable, which we would prefer to avoid. SECTION 4 – PROJECT DESCRIPTION AND TASKS  The level of information will vary according to phase(s) of the project you propose to undertake with grant funds.  If some work has already been completed on your project and you are requesting funding for an advanced phase, submit information sufficient to demonstrate that the preceding phases are satisfied and funding for an advanced phase is warranted. 4.1 Proposed Energy Resource Describe the potential extent/amount of the energy resource that is available. Discuss the pros and cons of your proposed energy resource vs. other alternatives that may be available for the market to be served by your project. For pre-construction applications, describe the resource to the extent known. For design and permitting or construction projects, please provide feasibility documents, design documents, and permitting documents (if applicable) as attachments to this application. Potential Energy Resource: The energy generated by the Project will be derived from the inflow to Connelly Lake and the head between the lake and the power plant. The Connelly Lake outflow was measured by the USGS from August 1, 1993 to September 30, 1997; based on that gage record, the Applicant expects the average annual inflow to be 39 cfs. Average daily flows will vary from near zero during cold winter periods to several hundred cfs following intense storms. The actual generation will vary depending on the installed capacity, reservoir size, and load to be served. With the Applicant’s currently-proposed arrangement and preliminary modeling, the installed capacity will be 12 MW, the reservoir will have an active storage capacity of 6,700 acre-feet, the average head will be about 2,140 feet, and the potential average annual energy will be 40 GWh. The Applicant intends to evaluate a range of installed capacities and reservoir sizes during the Phase II studies now in progress to select an optimum arrangement for licensing. Alternative Energy Resources: Currently, local loads are met primarily by hydroelectric generation, with a small amount of diesel generation required during low water periods and for peaking loads. The potential average annual generation from all current hydro resources is about 38.1 GWh. A load forecast prepared for the SEIRP shows ULC loads growing from 28.8 GWh in 2011 to 49.4 GWh in 2061. The Applicant is committed to adding renewable generation to meet future load growth rather than increasing use of its diesel generators in order to minimize the cost of electricity to its customers. Also, when in port, cruise ships rely on their on-board fossil-fuel generation systems, which could be served by shore-based renewable generation, as currently occurs in Juneau and elsewhere (this would help pay down the projects debt in the early years while the local communities need less energy. The Applicant is not aware of any alternative energy sources that would be more economical than conventional hydroelectric generation. Wind and solar potential is very limited in the area, and there are no identified geothermal, tidal, or wave energy sites. Some are looking at LNG, but there are potential problems with that as well. There are other hydroelectric sites in the area, including:  Schubee Lake: The Applicant is in the process of evaluating Schubee Lake; it would require a new submarine cable interconnection to Haines and the storage would be less, and thus would not provide the same benefits as Connelly Lake.  West Creek: The West Creek project would be located at the Skagway end of the existing submarine cable, and thus would not provide the same benefits as Connelly Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 10 of 26 7/3//2012 Lake if the submarine cable between the two communities failed.  Walker Lake: The Walker Lake project would be located near Klukwan, and thus could provide generation to Haines, however, the Applicant has evaluated the Walker Lake site and believes the Connelly Lake site would provide much more energy at less cost because Walker Lake will not provide much if any winter generation.  Yeldagalga Creek: The Yeldagalga Creek site was recently proposed by a Juneau firm to supply power to the Kensington mine, but it could also provide power to Haines. However, it would require a new submarine cable interconnection to Haines and would be a run-of-river project, and thus would not provide the same benefits at Connelly Lake, which is a storage project. Based on the above, the Applicant believes the more likely alternative to the Connelly Lake site is supplemental diesel generation. Compared to diesel generation, the Project will have the following advantages:  less expensive cost of power (hydropower stabilizes rates);  reduced air emissions (particulate matter as well as Greenhouse Gases) (and could possibly also reduce cruise ship emissions);  using less diesel reduces the opportunities for spills;  uses fewer hazardous substances. The Project may have the following disadvantages:  As with all hydroelectric projects, the initial cost of development is much higher than for diesel generation.  In addition, there may be environmental impacts associated with the Project, such as the access, transmission route, bridge, and powerhouse through a portion of the Chilkat Bald Eagle Preserve, impacts to fish habitat, and minor modifications of the flow in the Chilkoot River. 4.2 Existing Energy System 4.2.1 Basic configuration of Existing Energy System Briefly discuss the basic configuration of the existing energy system. Include information about the number, size, age, efficiency, and type of generation. The existing ULC energy system configuration is as follows: Unit Type Capacity, kW Efficiency, kWh/gal Age, years Goat Lake Hydro (storage) 4,000 N.A. 12 Dewey Lakes Hydro (storage) 943 N.A. 107 Lutak Hydro (run of river) 285 N.A. 10 10-Mile(1) Hydro (run of river) 600 N.A. 9 Kasidaya Hydro (run of river) 3,000 N.A. 1 Skagway #6 Diesel 855 14.69 23 Skagway #7 Diesel 1,100 14.80 13 Skagway #8 Diesel 500 14.89 18 Skagway #9 Diesel (refurbished) 930 ? <2 Haines #1 Diesel 800 12.64 40 Haines #2 Diesel 1,265 12.93 26 Haines #3 Diesel 1,600 14.92 20 Haines #4 Diesel 2,865 12.83 14 (1) The Applicant purchased power from IPEC’s 10-Mile hydro project until 2002. Purchases Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 11 of 26 7/3//2012 resumed in 2008. Haines and Skagway are interconnected by a 15-mile-long, 34.5-kV submarine cable with a capacity of approximately 20 MW. Skagway and Dyea are connected by a 7.3-mile long 7.2-kV distribution line, and Haines and the IPEC system are connected by a 10-mile long 12.47-kV distribution line. 4.2.2 Existing Energy Resources Used Briefly discuss your understanding of the existing energy resources. Include a brief discussion of any impact the project may have on existing energy infrastructure and resources. The Applicant’s ULC system is primarily hydroelectric generation with diesel backup. In recent years diesel has been needed for peaking operations during summers when loads are high and at the end of some long winters when the storage in Goat Lake is low. The Applicant would use the Project to supplement the other ULC hydro resources to eliminate diesel generation now and for many years to come. The Project could also provide power to 1-2 cruise ships that visit Haines and Skagway each summer; the Applicant as part of its current feasibility evaluation of the Project will determine the costs and benefits of providing power to one or more cruise ships. However, the main purpose of this project is to provide the Haines end of the submarine cable with a reliable renewable energy system that will handle all the current load and allow future economic growth if the cable ever fails. The time needed to repair or replace the cable is estimated to take from 6 to 12 months. The Applicant expects the following impacts on the existing energy resources:  Run-of-river hydros - - no impact; the energy available from run-of-river hydros would continue to be dispatched first  Storage hydros - - the Project operation would be coordinated with that of Goat Lake and Dewey Lakes to maintain storage at comparable levels, with adjustment as necessary for differing runoff characteristics. In the early years at least, this would probably reduce generation by Goat Lake.  Diesels - - the diesel generators would only be operated during hydro forced outages and as necessary to confirm their standby capability  Submarine cable - - the submarine cable linking Haines and Skagway could see less current flow. More importantly, loss of the submarine cable due to seafloor instability or other cause would not have a catastrophic impact since Haines loads would still be fully served by renewable energy 4.2.3 Existing Energy Market Discuss existing energy use and its market. Discuss impacts your project may have on energy customers. Loads in the Applicant’s ULC system are primarily residential and commercial. Loads are typically higher in the summer than winter due to seasonal tourism business, however, winter peaks loads can occur due to cold weather. The Applicant to date has not experienced a significant amount of conversion from oil or wood-fired space heating to electric space heating, but it expects that more conversions will take place in the future as heating oil prices rise. The Project will be able to supply loads in any of the interconnected communities in the ULC system, as well as IPEC loads in the Chilkat valley. Currently, it is sometimes necessary for The Applicant to use diesel generation to supplement the hydro generation, either due to low streamflows, outages, or for peaking. Load increases and expansion of the system have exacerbated this situation. When diesel generation is required, electric rates increase and cause fluctuations in customer energy bills that can be difficult to anticipate or adjust for. Adding more Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 12 of 26 7/3//2012 hydro capacity to the ULC grid will alleviate fluctuating electric rates for customers. If the Project is configured to provide shore power to cruise ships docked at Haines or Skagway, the cruise lines would see their operating costs decrease, which would be beneficial for that industry, which in turn would help the communities because the local economy is currently so dependent on tourism. 4.3 Proposed System Include information necessary to describe the system you are intending to develop and address potential system design, land ownership, permits, and environmental issues. 4.3.1 System Design Provide the following information for the proposed renewable energy system:  A description of renewable energy technology specific to project location  Optimum installed capacity  Anticipated capacity factor  Anticipated annual generation  Anticipated barriers  Basic integration concept  Delivery methods Renewable energy technology specific to location – The Project will be a conventional hydroelectric project. Hydroelectric technology is well developed, and provides most of the renewable energy generated in the world in general, and Southeast Alaska in particular. The Project will utilize the abundant rainfall and steep topography afforded by the Connelly Lake basin to generate renewable energy. Optimum installed capacity – The optimum installed capacity is estimated to be 12 MW. An economic sizing of the installed capacity will be accomplished during the Phase II studies now in progress. Anticipated capacity factor – The capacity factor is estimated to be 38%, based on an installed capacity of 12 MW and the estimated average annual generation of 40 GWh. Anticipated annual generation – The potential annual generation is estimated to be 40 GWh (with a 12 MW installed capacity). The actual annual energy will vary from year to year, depending on load and precipitation. Anticipated barriers – There are no known technological barriers to development of the Project. Basic integration concept – The ULC system is already a hydro-based system with diesel backup. Integrating another hydro project to the system will not present any difficulties. The run- of-river hydros in the system (Lutak, Kasidaya, Dewey) will be dispatched first, followed by storage hydros (Goat Lake and Connelly Lake). Generally, the storage hydros will be dispatched based on their then current storage levels and operating characteristics. In addition, one or both of the storage hydros will always be on-line to provide system stability. Delivery methods – The Project will be interconnected to the ULC grid at Lutak Inlet by a 14- mile long, 34.5 kV transmission line. 4.3.2 Land Ownership Identify potential land ownership issues, including whether site owners have agreed to the project or how you intend to approach land ownership and access issues. The project is primarily on land owned by the State of Alaska (Haines State Forest, Chilkat Bald Eagle Preserve), with some small private landholdings along the access road/transmission line Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 13 of 26 7/3//2012 route. The Applicant has applied for land leases from DNR and the Haines State Forest. The Applicant is currently negotiating with private landowners. Permits to conduct field surveys on state land have been received (Dept. of Parks & Outdoor Recreation). The Applicant now has a FERC Preliminary Permit (P-14229). 4.3.3 Permits Provide the following information as it may relate to permitting and how you intend to address outstanding permit issues.  List of applicable permits  Anticipated permitting timeline  Identify and discussion of potential barriers Expected permits:  FERC license  404 permit (Corps of Engineers)  Water right (ADNR)  State land lease (ADNR)  Fish habitat permit (ADF&G)  State Parks Permit (including approval from Chilkat Bald Eagle Preserve) (DNR)  Haines State Forest (easement/permit?) (DNR)  SHPO review Permitting Timeline: Permit applications will be filed with the various agencies in Phase III after completion of the necessary environmental studies, begun in Phase II. We currently estimate that permit applications and the FERC license application will be filed in late 2014 or early 2015 and the permits and FERC license will be received by winter 2017. Potential Permitting Barriers: At this time the Applicant is not aware of any issues that would preclude development of the Project, having received State approval to conduct field studies on State land; however, the main issue we are addressing is State approval for development. The Applicant is aware that some Haines residents are opposed to the Project and may use the permitting process to prevent or delay development, however, using the FERC process will keep the project moving forward. 4.3.4 Environmental Address whether the following environmental and land use issues apply, and if so how they will be addressed:  Threatened or Endangered species  Habitat issues  Wetlands and other protected areas  Archaeological and historical resources  Land development constraints  Telecommunications interference  Aviation considerations  Visual, aesthetics impacts  Identify and discuss other potential barriers Threatened and endangered species: The Applicant is not aware of any threatened and endangered species in the Project area. The Applicant conducted field studies regarding threatened and endangered species during the summer of 2012, but the results are not in yet. However, impacts are not expected to their habitat in part because the valley was previously logged. Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 14 of 26 7/3//2012 Habitat Issues: Habitat surveys were conducted by ADF&G in the 1990’s for fish in Connelly Lake and in the Chilkoot River near the lake outlet stream’s confluence with the river. No fish were found in the lake or using the outlet stream. The Chilkoot River provides anadromous rearing and spawning habitat, and the Applicant is continuing fish surveys at least through October 2012 with analyses to determine potential impacts. The Applicant believes the impacts will be minor because the flow fluctuations in the summer will be small compared to the natural flow in the Chilkoot River. In the winter, the project will likely increase the natural flow of the Chilkoot River, which could be beneficial, but needs further evaluation. Control of sediment is a major concerned by those reviewing the project; so good design and a sound Erosion & Sedimentation Control Plan will be required. Impacts to wildlife are currently being evaluated, but are not expected to be significant. Wetlands: The Project will affect some wetlands, including Connelly Lake and possibly small muskeg areas along the penstock route. Wetlands along the access road may also be impacted. However, no significant impacts are expected. The Applicant will conduct a wetland delineation survey. Wetlands will be avoided where possible in the project design. Archaeological Resources: The Applicant will conduct an ethnographic survey prior to conducting an archaeological survey. Both are expected to occur in 2013, but could go into the summer of 2014 since one must occur before the other. No significant impacts to archeological or cultural resources are expected, although the area has some cultural history. Land Development Constraints: We are unsure if there will be any land development constraints; discussions with DNR-Chilkat Bald Eagle Preserve have not begun. Lease agreements with the state will specify any necessary mitigation requirements for the Project features. DNR will determine how much access will be allowed into the valley with a road improvement. Telecommunications Interference: The 34.5 kV transmission line will not create interference with telecommunications. In addition, the Applicant expects to bury all of the transmission line to avoid any impacts to bald eagles and any other avian species. Aviation Considerations: The Applicant does not expect any interference or concerns regarding aviation; with transmission line buried there is nothing tall enough to cause a problem. Visual, Aesthetic Impacts: The Applicant expects that most visual impacts from the Project will be associated with the forest clearing required for the access road, penstock, staging area, and powerhouse site. Most of the access road will be a reconstruction of an existing abandoned and overgrown logging road. The Applicant expects to take appropriate steps to reduce the visual impacts with coloration, by sitting project features so that natural features to block there view, and by keeping clearings as small as possible. The project is unlikely to be visible from the Chilkoot Lake State Park at the south end of the lake. Other Potential Barriers: No other potential barriers are known at this time. 4.4 Proposed New System Costs and Projected Revenues (Total Estimated Costs and Projected Revenues) The level of cost information provided will vary according to the phase of funding requested and any previous work the applicant may have done on the project. Applicants must reference the source of their cost data. For example: Applicants records or analysis, industry standards, consultant or manufacturer’s estimates. 4.4.1 Project Development Cost Provide detailed project cost information based on your current knowledge and understanding of the project. Cost information should include the following: Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 15 of 26 7/3//2012  Total anticipated project cost, and cost for this phase  Requested grant funding  Applicant matching funds – loans, capital contributions, in-kind  Identification of other funding sources  Projected capital cost of proposed renewable energy system  Projected development cost of proposed renewable energy system Anticipated Project costs: Phase I (not required)..................................................................$0 Phase II (including current Round IV grant) ……………$960,000 (R6: $375k + R4: $585k) Phase III Final Design and Permitting ...........................$1,815,000 Phase IV Construction................................................ $43,700,000 Total............................................................................. $46,475,000 Requested Grant Funding: $1,752,000 (80% of total cost for Round VI Phase II + Phase III) Applicant Matching Funds: $438,000 (20% of total cost for Phase II + Phase III) Other Funding Sources: Other funding sources have not been identified at this time. The Applicant will provide the matching funds for Phase II and Phase III from its normal operating funds. Projected Capital Cost of Renewable Energy System: $43,700,000 (assumed to be the cost of Phase IV Construction) Projected Development Cost of Proposed Renewable Energy System: $2,775,000 (assumed to be the sum of Phase I, II, and III costs). These estimated costs reflect the applicant’s knowledge and experience at building hydroelectric projects. The estimated costs have increased significantly since previous grant applications to fully consider the expected costs of FERC licensing, as well as the costs to increase the capacity to 12 MW to provide for load growth in the area; and also to possibly serve cruise ship loads in the early years of operations (which will help reduce the debt service much faster). Phase II: Project Costs for Completion of Field Studies Environmental Studies (additional)………………………………………… $375,000 Total For Phase II:………………………………………………………….. $375,000 Phase III: Project Costs for Final Design & Permitting Permit Applications/FERC License Application Preparation ................... $329,000 Permit Applications Processing................................................................. $64,000 Post-License Activity ............................................................................... $125,000 Stream Gaging (data collection for 3 years).............................................. $42,000 Geotechnical Investigations......................................................................$527,000 Surveying and Mapping.......................................................................... $156,000 Final Design........................................................................................... $572,000 Total For Phase III:.............................................................................. $1,815,000 Phase IV: Project Costs for Construction Construction Management ................................................................... $1,200,000 Mobilization ...........................................................................................$1,600,000 Access Roads and Bridges .................................................................. $3,200,000 Dam and Reservoir............................................................................... $8,900,000 Penstock .............................................................................................$11,600,000 Powerhouse ..........................................................................................$9,900,000 Switchyard.............................................................................................$1,900,000 Transmission ....................................................................................... $5,400,000 Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 16 of 26 7/3//2012 Total For Phase IV:........................................................................... $43,700,000 4.4.2 Project Operating and Maintenance Costs Include anticipated O&M costs for new facilities constructed and how these would be funded by the applicant. (Note: Operational costs are not eligible for grant funds however grantees are required to meet ongoing reporting requirements for the purpose of reporting impacts of projects on the communities they serve.) The Applicant estimates the following incremental annual O&M costs for the Project ($2011): Incremental labor cost.................................................................. $200,000 Incremental expenses.................................................................. $400,000 Total ............................................................................................. $600,000 The Applicant is not requesting grant funding for O&M costs. 4.4.3 Power Purchase/Sale The power purchase/sale information should include the following:  Identification of potential power buyer(s)/customer(s)  Potential power purchase/sales price - at a minimum indicate a price range  Proposed rate of return from grant-funded project The Applicant is developing this project to supply power to the ULC system customers. The Haines area is supplied by 90-95% of its renewable energy from the Skagway end of a submarine cable. If this cable were to fail or the only storage project (Goat Lake Hydro) were to have a major stoppage with lengthy repairs, Haines and those communities around it would be relying upon diesel generation for 90-95% of their electricity. The cable could take from 6-12 months to replace or repair. Goat Lake Hydro could take 2-6 months to repair depending on the problem and time of year. If Goat Lake Hydro shuts down during the winter, Skagway would also suffer under the use of a significant amount of diesel generation. Connelly Lake Hydro, depending on the situation, could also provide backup renewable energy for Skagway as well as Haines. In the mean time, or before all the energy that Connelly Lake Hydro would generate is needed, at least one cruise ship that visit Haines and Skagway during the summer tourist season could be supplied with renewable energy while they idle in port. The load for the larger cruise ships is about 9 MW; these ships idle in port running their diesel generators the whole time. Having a sales contract with the cruise industry in the early years of operations could significantly offset the debt service for the project. The Applicant projects that a sales price of $0.25/kWh in 2019 would be attractive to the cruise lines and the revenue from those sales would provide a positive net income to the Applicant and the State. The Applicant expects that the rates to its commercial and residential customers would not increase due to Project development. 4.4.4 Project Cost Worksheet Complete the cost worksheet form which provides summary information that will be considered in evaluating the project. Please fill out the form provided below Renewable Energy Source The Applicant should demonstrate that the renewable energy resource is available on a sustainable basis. Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 17 of 26 7/3//2012 Annual average resource availability. 40 GWh potential annual hydroelectric output (amount varies depending on precipitation & load) Unit depends on project type (e.g. windspeed, hydropower output, biomasss fuel) Existing Energy Generation and Usage a) Basic configuration (if system is part of the Railbelt 2 grid, leave this section blank) i. Number of generators/boilers/other 7 hydro units, 8 diesel ii. Rated capacity of generators/boilers/other 8,828 kW hydro, 9,915 kW diesel iii. Generator/boilers/other type Hydro and diesel iv. Age of generators/boilers/other Varies v. Efficiency of generators/boilers/other b) Annual O&M cost (if system is part of the Railbelt grid, leave this section blank) i. Annual O&M cost for labor $125,000 approx. ii. Annual O&M cost for non-labor $40,000 approx., excluding fuel c) Annual electricity production and fuel usage (fill in as applicable) (if system is part of the Railbelt grid, leave this section blank) i. Electricity [kWh] 27.4 GWh generation (2010) ii. Fuel usage Diesel [gal] 67,000 gal/yr (2001-2010 avg.) Other iii. Peak Load 4,900 kW iv. Average Load 2,900 kW (2010) v. Minimum Load 1,500 kW vi. Efficiency Varies (13.8-14.0 kWh/gal diesel, 80-85% hydro) vii. Future trends Modest growth d) Annual heating fuel usage (fill in as applicable) i. Diesel [gal or MMBtu] ii. Electricity [kWh] iii. Propane [gal or MMBtu] iv. Coal [tons or MMBtu] v. Wood [cords, green tons, dry tons] vi. Other Proposed System Design Capacity and Fuel Usage (Include any projections for continued use of non-renewable fuels) a) Proposed renewable capacity (Wind, Hydro, Biomass, other) [kW or MMBtu/hr] 12,000 kW b) Proposed annual electricity or heat production (fill in as applicable) i. Electricity [kWh] ii. Heat [MMBtu] Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 18 of 26 7/3//2012 c) Proposed annual fuel usage (fill in as applicable) i. Propane [gal or MMBtu] ii. Coal [tons or MMBtu] iii. Wood [cords, green tons, dry tons] iv. Other Project Cost a) Total capital cost of new system $46,100,000 (est. cost of Phases I-IV) b) Development cost $2,400,000 (est. cost of Phase II, and III) c) Annual O&M cost of new system $600,000 (2019 est.) d) Annual fuel cost No fuel cost Project Benefits a) Amount of fuel displaced for i. Electricity 36,000 gallons / annually ii. Heat iii. Transportation b) Current price of displaced fuel $3.97/gal (May 2011) Haines price; with taxes = $4.07/gal. c) Other economic benefits $2,250,000 revenue from sales to cruise ships (2019) d) Alaska public benefits Reduced diesel emissions; reduced PCE Power Purchase/Sales Price a) Price for power purchase/sale $0.25/kWh (2019 sales to cruise ships) We currently serve Upper Lynn Canal (Haines, Lutak, Skagway, Dyea) except for about 10-Mile on the Haines Highway. We do not expect this project to increase costs for our customers, but the final percentages for loans and grants has not been determined. Project Analysis a) Basic Economic Analysis Project benefit/cost ratio 2.2 Payback (years) 15 years 4.4.5 Proposed Biomass System Information Please address the following items, if know. (For Biomass Projects Only) N/A Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 19 of 26 7/3//2012 SECTION 5– PROJECT BENEFIT Explain the economic and public benefits of your project. Include direct cost savings, and how the people of Alaska will benefit from the project. The benefits information should include the following:  Potential annual fuel displacement (gallons and dollars) over the lifetime of the evaluated renewable energy project  Anticipated annual revenue (based on i.e. a Proposed Power Purchase Agreement price, RCA tariff, or cost based rate)  Potential additional annual incentives (i.e. tax credits)  Potential additional annual revenue streams (i.e. green tag sales or other renewable energy subsidies or programs that might be available)  Discuss the non-economic public benefits to Alaskans over the lifetime of the project Potential annual fuel displacement: The Applicant estimates the Project’s potential annual fuel displacement to be about 139,000,000 of diesel fuel over a 50 year period, for an average annual potential displacement of about 2,800,000 gallons. The actual displacement will vary from year to year, depending on the volume and timing of precipitation in the Connelly Lake basin and the load growth of the interconnected system. The fuel displacement by the Applicant would be relatively small, amounting to about $79,000,000 over a 50 year period. Direct revenue from sales of power to one cruise ship would amount to an additional $236,000,000 over a 50-year period. The rate of return over 50 years would be 7.2%. The actual lifetime of the Project is indefinite; many hydro projects are still operating after 100 years of service. The values provided above are from the Applicant’s analysis, which is based on the following assumptions:  Diesel fuel costs as estimated by Black & Veatch for the Southeast Integrated Resource Plan through 2061; for 2062-2068, fuel cost escalation assumed at 7.43% to match SEIRP rate for 2061. Fuel prices are the average of prices for Haines and Skagway.  Load growth through 2061 as estimated by Black & Veatch for the Southeast Integrated Resource Plan, with modifications to eliminate a large load addition in 2016. Loads for 2062-2068 are assumed to escalate at 0.3% per year to match SEIRP rate for 2036- 2061.  9,000 MWh cruise ship load begins in first year of Project operation and continues throughout the Project life.  Minimum diesel generation of 1,000 MWh/yr without Connelly Lake due to outages and testing.  Minimum diesel generation of 500 MWh/yr with Connelly Lake.  Average diesel efficiency of14.4 kWh/gallon.  Current diesel O&M costs of $0.010/kWh, escalating at 2.75% per year.  Sales to cruise ships at $0.25/kWh in 2019, escalating at 2.75% per year. Anticipated annual revenue: The Applicant would expect a net decrease in its revenue, because the Project would substitute hydro generation for diesel generation, thus decreasing the Cost of Power Adjustment rate. At current RCA tariff rates, the Applicant would expect to obtain Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 20 of 26 7/3//2012 $184,000,000 over a 50-term for its investment in the Project (depreciation, incremental O&M, and regulated return on investment). Sales to cruise ships could provide an additional $236,000,000 in revenue over a 50-term term. That amount would be sufficient to cover the incremental costs to the Applicant so that the Applicant’s rates would not be affected, as well as surplus revenue that could be used to reduce the Applicant’s rates or reimburse the State for its investment. In addition, the State would spend less on the PCE program, since the Project generation would decrease the amount of diesel generation subject to PCE reimbursement. The Applicant estimates that this savings could amount to about $5,000,000 over a 50 year term. If the cruise ship revenues are split 85% Applicant / 15% State, the return would be approximately equal over the 50 year term. The PCE savings are based on the following assumptions: Current PCE rate............................................................................ $0.072 PCE rate escalation................................................................... 1.0%/year Portion of incremental generation valued at PCE rate ..................... 100% Potential additional annual incentives: Unknown. Potential additional revenue streams: Unknown. Non-economic public benefits to Alaskans: The main non-economic benefit of the Project would be improving the reliability of the ULC system. Currently, Haines is supplied primarily by generation near Skagway that is transmitted over a 13-year old submarine cable. The cable is partially located in an area of loose marine sediment that is known to be unstable during seismic events. The Project would provide hydro generation to Haines in the event the submarine cable becomes unusable. Another major non-economic benefit would be the reduction of emissions from on-board generation by cruise ships while docked in Skagway or Haines. The potential Project generation is equivalent to a reduction in emissions of about 33,000 tons per year. These environmental benefits would maintain the desirability of Haines and Skagway as cruise ship destinations. Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 21 of 26 7/3//2012 SECTION 6– SUSTAINABILITY Discuss your plan for operating the completed project so that it will be sustainable. Include at a minimum:  Proposed business structure(s) and concepts that may be considered.  How you propose to finance the maintenance and operations for the life of the project  Identification of operational issues that could arise.  A description of operational costs including on-going support for any back-up or existing systems that may be require to continue operation  Commitment to reporting the savings and benefits Proposed business structure: The Applicant is a public utility regulated by the Regulatory Commission of Alaska. The Applicant does not anticipate any change to that business structure as a consequence of the Project. O&M financing: The Applicant will fund the O&M costs from power sales revenues. Potential operational issues: The Project will be designed in accordance with all applicable standards and practices, and the design will be reviewed by FERC prior to and during construction to minimize the potential for unusual operational issues. The impact of climate change on the Project operation is unknown at this time; a recent study for the State of Alaska suggests that climate change may cause more winter precipitation to be in the form of rain than snow. This could actually be of benefit, as it would decrease the extreme variability in the seasonal flow pattern, thus making the limited storage more effective. O&M costs: The Applicant estimates the following incremental annual O&M costs for the Project ($2011): Incremental labor cost.................................................................. $200,000 Incremental expenses.................................................................. $400,000 Total ............................................................................................. $600,000 Reporting commitment: The Applicant will provide reports to AEA on the savings and benefits in any format and on any schedule specified by the AEA. SECTION 7 – READINESS & COMPLIANCE WITH OTHER GRANTS Discuss what you have done to prepare for this award and how quickly you intend to proceed with work once your grant is approved. Tell us what you may have already accomplished on the project to date and identify other grants that may have been previously awarded for this project and the degree you have been able to meet the requirements of previous grants. The Applicant has considered development of the Connelly Lake site for many years. In fact, it was the main alternative to development of Goat Lake Hydro. Over the years, The Applicant has conducted several site visits to Connelly Lake and other nearby potential hydro sites in order to confirm the technical and economic superiority of the Project. In the last couple of years, the Applicant has been holding public meetings and one-on-one communications with Haines residents to provide information about the Project and develop local support. The Applicant is currently in Phase II feasibility work with $468,000 in REF Round IV grant funding. That work includes the following:  Evaluation of alternative arrangements and development of a conceptual design Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 22 of 26 7/3//2012  Installation of a stream gage at the Connelly Lake outlet  A geotechnical reconnaissance in the fall of 2011, to be followed by seismic refraction surveys in the summer of 2012  Environmental scoping per FERC license requirements  Environmental field studies Most of this work will be completed by December 2012. However, during meetings held this summer with the agencies and public, additional issues have surfaced requiring additional funding (as well as the reallocation of Round IV funds that occurred earlier this year due to these meetings). The Applicant has budgeted for additional Round VI funding to complete the environmental studies, i.e. ethnographic survey, archaeological survey, recreation and subsistence use survey, and stream gaging. Additional studies may be required as this project moves forward. The Applicant will proceed with the proposed Phase III work as soon as the funds are available, in order to maintain continuity of the field work. SECTION 8– LOCAL SUPORT Discuss what local support or possible opposition there may be regarding your project. Include letters of support from the community that would benefit from this project. The Applicant has conducted several public meetings in Haines to explain our intent with this project. An agency and public meeting were held in Juneau and Haines in June to discuss the project. There is a small but vocal portion of the Haines area residents opposed to the Project, primarily because the proposed road could increase access into the Chilkoot Valley, and because of perceived impacts from the flow modifications that would occur in the Chilkoot River due to Project operation (potentially impacting fish). The Applicant believes the environmental impacts will be minor or can be prevented or adequately mitigated. Letters of support are included in Section 11. The Applicant will meet regularly with concerned citizens to address any issues with the Project, with the intent of reaching a favorable consensus. SECTION 9 – GRANT BUDGET Tell us how much you want in grant funds Include any investments to date and funding sources, how much is being requested in grant funds, and additional investments you will make as an applicant. Amount requested in grant funds: $1,752,000 (80% of the estimated Phase II and Phase III cost) Investments to date: The Applicant has invested (or will as Round IV funds are used) $117,000 for Phase II work. Also, the Applicant has conducted several site visits over the years and has reconsidered the conceptual design for the project; the total cost for that work is estimated to be on the order of $20,000, paid out of the Applicant’s general operating budget. Additional investment by The Applicant: AP&T will provide matching funds in the amount of $438,000 (20% of the estimated Phase II and Phase III costs). Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 23 of 26 7/3//2012 PHASE II MILESTONES OR TASKS Milestone or Task Phase II – Completion of Environmental Surveys and Geotechnical Investigations Anticipated Completion Date RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In- kind/Federal Grants/Other State Grants/Other TOTALS Environmental Studies (additional) July 2014 E.1: Ethnological Survey December 2013 $96,000 $24,000 $120,000 E.2: Archaeological Survey July 2014 $108,000 $27,000 Cash, labor & benefits $135,000 E.3: Recreational & Subsistence Survey April 2014 $96,000 $24,000 Cash, labor & benefits $120,000 TOTALS $300,000 $75,000 $375,000 Budget Categories: Direct Labor & Benefits $56,000 $14,000 $70,000 Travel & Per Diem $11,200 $2,800 $14,000 Equipment Materials & Supplies $4,000 $1,000 $5,000 Contractual Services $228,800 $57,200 $286,000 Construction Services Other TOTALS $300,000 $75,000 $375,000 PHASE III MILESTONES OR TASKS Milestone or Task Phase III – Design & Permitting Anticipated Completion Date RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In- kind/Federal Grants/Other State Grants/Other TOTALS Project Scoping and Contractor Solicitation Completed June 2017 Cash, labor & benefits Permit Applications Submitted to Agencies May 2015 $23,200 $5,800 Cash, labor & benefits $29,000 FERC License Application submitted and FERC Review, AIR, EA Review, License Articles Developed October 2017 $144,000 $36,000 Cash, labor & benefits $180,000 Final Environmental Assessment and Mitigation Plans Completed May 2017 $96,000 $24,000 Cash, labor & benefits $120,000 Land Ownership – Resolution of land use & right-of-way issues / Permitting completed July 2017 $51,200 $12,800 Cash, labor & benefits $64,000 Post-License Activity (after license is issued) (administrative) October 2018 $100,000 $25,000 Cash labor & benefits $125,000 Stream Gaging (data collection for 2 years) September 2015 $33,600 $8,400 Cash, labor & benefits $42,000 Geotechnical Investigations (for design) December 2014 $421,600 $105,400 Cash, labor & benefits $527,000 Surveying and Mapping December 2014 $124,800 $31,200 Cash, labor & benefits $156,000 Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 24 of 26 7/3//2012 Final Design Completed April 2018 $457,600 $114,400 Cash, labor & benefits $572,000 Project Benefits – Updated economic & financial analysis completed Final business & operational plan completed TOTALS $1,452,000 $363,000 $1,815,000 Budget Categories: Direct Labor & Benefits $555,280 $138,820 $694,100 Travel & Per Diem $58,720 $14,680 $73,400 Equipment $1,600 $400 $2000 Materials & Supplies $3,600 $900 $4,500 Contractual Services $832,800 $208,200 $1,041,000 Construction Services $0 $0 $0 Other $0 $0 $0 TOTALS $1,452,000 $363,000 $1,815,000 Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 25 of 26 7/3//2012 SECTION 10 – AUTHORIZED SIGNERS FORM Community/Grantee Name: Alaska Power & Telephone Company Regular Election is held: 1st Quarter annually Date: May (specific date varies) Authorized Grant Signer(s): Printed Name Title Term Signature Glen D. Martin Permitting/Licensing/Environmental Review/Grant Writing N/A Karl Wood Grant Funds Administration N/A I authorize the above person(s) to sign Grant Documents: (Highest ranking organization/community/municipal official) Printed Name Title Term Signature Robert S. Grimm CEO / President N/A Grantee Contact Information: Mailing Address: P.O. Box 3222, Port Townsend, WA 98368 Phone Number: (360) 385-1733 x122 Fax Number: (360) 385-7538 E-mail Address: glen.m@aptalaska.com Federal Tax ID #: 92-0153693 Please submit an updated form whenever there is a change to the above information. Renewable Energy Fund Round 6 Grant Application AEA13-006 Grant Application Page 26 of 26 7/3//2012 SECTION 11 – ADDITIONAL DOCUMENTATION AND CERTIFICATION SUBMIT THE FOLLOWING DOCUMENTS WITH YOUR APPLICATION: A. Contact information, resumes of Applicant’s Project Manager, key staff, partners, consultants, and suppliers per application form Section 3.1 and 3.4. Applicants are asked to separate resumes submitted with applications, if the individuals do not want their resumes posted. B. Letters demonstrating local support per application form Section 8. C. An electronic version of the entire application on CD per RFA Section 1.7. D. Governing Body Resolution or other formal action taken by the applicant’s governing body or management per RFA Section 1.4 that: - Commits the organization to provide the matching resources for project at the match amounts indicated in the application. - Authorizes the individual who signs the application has the authority to commit the organization to the obligations under the grant. - Provides as point of contact to represent the applicant for purposes of this application. - Certifies the applicant is in compliance with applicable federal, state, and local, laws including existing credit and federal tax obligations. E. CERTIFICATION The undersigned certifies that this application for a renewable energy grant is truthful and correct, and that the applicant is in compliance with, and will continue to comply with, all federal and state laws including existing credit and federal tax obligations and that they can indeed commit the entity to these obligations. Print Name Robert S. Grimm Signature Title CEO / President Date RESUMES   04/04/12 3     4                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 Page 2 LETTERS OF SUPPORT I support this Hydro Project. Please make this happen. Thank You Scott Bradford 20111122-5087 FERC PDF (Unofficial) 11/22/2011 1:00:50 PM I am writing this comment in support of the Connelly Lake Hydro project. I have followed this project and am in favor of hydro power being on the Haines side of the canal, it just makes more sense. Karen Hess (907) 766-2050 office (907) 766-2424 home (907) 314-0037 cellular 20111011-5209 FERC PDF (Unofficial) 10/11/2011 2:12:46 PM HAINES BOROUGH RESOLUTION NO. 09-01-149 A resolution of the Haines Borough Assembly recognizing the need for a new, cost-effective, environmentally appropriate, reliable, and renewable source of electric power for citizens of the Haines Borough, and supporting the efforts of Alaska Power & Telephone, Inc. (AP&T) to develop a project to address this need. WHEREAS, the Haines Borough is committed to replacing fossil fuel-based energy production wherever and whenever possible with energy produced reliably, efficiently and at a reasonable cost from renewable sources, and WHEREAS, at a January 20, 2009 meeting, the Haines Borough Energy Sustainability Commission recommended that the Assembly support efforts by AP&T to secure funding to do additional design and data gathering for hydro electric sources including but not limited to Connelly Lake and Schubee Lake to help inform the public process prior to permitting, and WHEREAS, electricity has the potential to replace petroleum products as the energy resource used for home heating and transportation, and WHEREAS, current hydro-electric power production infrastructure is inadequate to provide for present demand for power, and therefore cannot meet potential increased demand for low cost electric power to support new or expanded uses such as heat, transportation, and industrial/commercial growth, and WHEREAS, the demand for electric power in the Upper Lynn Canal has periodically exhausted the installed capacity of the existing hydroelectric generating system during the fall, winter, and spring months, forcing the utility to generate power with diesel generation equipment, resulting in higher rates for customers, and WHEREAS, AP&T proposes to investigate, permit, design, and construct a hydroelectric facility in the most viable and appropriate site in Upper Lynn Canal area, to address the energy needs of the area, and WHEREAS, the Haines Borough Assembly acknowledges there are risks to any ecosystem in the vicinity of planned projects for developing new energy resources, and WHEREAS, AP&T has a long history of constructing hydroelectric plants in Southeast Alaska while simultaneously providing for the protection of the ecosystem within which the hydroelectric plant is located; Adopted Resolution 09-01-149 Page Two THEREFORE BE IT RESOLVED, that the Haines Borough Assembly recognizes the need for increased electric power generation from a renewable resource in the Upper Lynn Canal, and it endorses the concept of creating new hydro-electric capacity in the region; AND BE IT FURTHER RESOLVED, that the Haines Borough Assembly supports the investigation, study, conceptual design, and initial permitting of any potential projects by AP&T or others which can be shown to provide reliable, cost effective, renewable energy in a manner which does not adversely impact local rate payers, the local economy, the watershed ecosystems, or the traditional uses of the area; AND BE IT FURTHER RESOLVED, the Haines Borough Assembly has an interest in participating as a partner in any power generation project that would promote and ensure the lowest possible rates for its citizens, provide for the greatest reliability and future growth, and create potential for the Borough to realize revenue from the sale of excess power to commercial users. ADOPTED BY A DULY CONSTITUTED QUORUM OF THE BOROUGH ASSEMBLY OF THE HAINES BOROUGH, ALASKA, THIS 27th DAY OF JANUARY, 2009. ____________________________ Jerry LAPP, Deputy Mayor ATTEST: ______________________________ Julie Cozzi, Borough Clerk MUNICIPALI'IJ' O F SKAGWAY GATEVVAY'TO TTIE GOLD RUSLI O}: "98" POST OFFICE l]OX 415 SKAGVVAY, ALT\S KA 99S4tI (907) 983-72e7 (PHONE) (90?) 983-215i 0-'A,\) I 3 .lune 2008 Steven I-i. Haagenson Alaslia Energy A utlrori t.v 813 West Nor-tliem Lights Boulevald Anchorage. Alaslca 9950-l Subjcct: Munic:ipal supl)oi't of (lonnelly l.iii';r': I-lyclrol)o\\/cl Pr-oict't Dear Mr. Haagenson, The lVlunicipality of Slcagway suppor-ts Alasl<a Power'&'I'elepht.rrrc Conrpany's (r\l'&f) clesir.' to leusr' or purchase land from the State o1'41aslca to develop a new hych-oelectt-ic gcneration pro.ject rrt Connelly Lake.'l'his project is located in the Haines l3orough at a site founcl above Chill<oot l.,rl<c at the lread of Lutal< Inlet. As a Iicensed pLrblic Lltility in thc State o1'r\laska, AP&'l' provirics llower to the comnrunities in the Upper Lynn Ca-nal thror-rgh an existing distlibution systum fed b-y hydr-oelcctlic ancl clir::sc) geirci'lrtiot.r syslems. AP&'f has lead u successfirl effort in the lasl J3 years tr) r'ccluce tltc rcgiorr's titrpcndt'rtt on diesel generated power. vvith sonrc 70% of power being ltroviderl to cltstonrcrs thloLrglr it-s hydroel ectric lacil ities. Development of the Connelly Lalce Hydropower Project rvould l'itt'ther reduce lJpper l.ynn (-;irnl's dependence on fossil fuels forpowergeneration ancl ensure sr,r['{lcicnt enclg-y is availirirltr ii.rr'lrrtut'c econonric growth within tlre regiou, AP&l is well lsrorvn in thc inclitstry lirr its innt,r'.rt.ir-tn irr develcipmenl t-rl' small scule hydlopf)wer projt-cis. Sincerely, .-,\ ,-(tmau1!&L** Thomas Cochr-an - Mayor' Senatol Al berl I(ookesh Representative lJill fhomas..tr. GOVERNING BODY RESOLUTION CERTIFICATION FIGURES