Loading...
HomeMy WebLinkAboutConnelly Lake GrantApplication4 September 14, 2010 Alaska Energy Authority Attn: Butch White, Grants Administrator AEA-11-005-RE Fund Grant Application Round 4 813 West Northern Lights Blvd Anchorage, AK 99503 RE: Connelly Lake Hydroelectric Project Grant Application AEA-11-005-RE Fund Grant Application Round 4 Dear AEA: Enclosed in response to RFA AEA-11-005-RE Fund Grant Application Round 4 program, is an application requesting funding for the Connelly Lake Hydroelectric Project. Enclosed with this letter are two hard copies and one CD with the document in PDF format. Enclosed as per the RFA, o Grant Application Form o Cost Worksheet (included in Section 10 – Appendices) o Grant Budget (included in Section 10 – Appendices) o Grant Budget Form Instructions o Other pertinent information If you have any questions, please call either Glen Martin (Resource Assessment & Permits) 360-385-1733 x122, or Bob Grimm (President) 360-385-1733 x120. Sincerely, Glen D. Martin Resource Assessment & Permits Enc. (as stated) Renewable Energy Fund Round IV Grant Application AEA 11-005 Application Page 1 of 19 7/21/2010 Application Forms and Instructions The following forms and instructions are provided to assist you in preparing your application for a Renewable Energy Fund Grant. An electronic version of the Request for Applications (RFA) and the forms are available online at: http://www.akenergyauthority.org/RE_Fund-IV.html Grant Application Form GrantApp4.doc Application form in MS Word that includes an outline of information required to submit a complete application. Applicants should use the form to assure all information is provided and attach additional information as required. Application Cost Worksheet Costworksheet4.doc Summary of Cost information that should be addressed by applicants in preparing their application. Grant Budget Form GrantBudget4.doc A detailed grant budget that includes a breakdown of costs by milestone and a summary of funds available and requested to complete the work for which funds are being requested. Grant Budget Form Instructions GrantBudgetInstructions4.pdf Instructions for completing the above grant budget form.  If you are applying for grants for more than one project, provide separate application forms for each project.  Multiple phases for the same project may be submitted as one application.  If you are applying for grant funding for more than one phase of a project, provide milestones and grant budget for completion of each phase.  If some work has already been completed on your project and you are requesting funding for an advanced phase, submit information sufficient to demonstrate that the preceding phases are satisfied and funding for an advanced phase is warranted.  If you have additional information or reports you would like the Authority to consider in reviewing your application, either provide an electronic version of the document with your submission or reference a web link where it can be downloaded or reviewed. REMINDER:  Alaska Energy Authority is subject to the Public Records Act AS 40.25, and materials submitted to the Authority may be subject to disclosure requirements under the act if no statutory exemptions apply.  All applications received will be posted on the Authority web site after final recommendations are made to the legislature.  In accordance with 3 AAC 107.630 (b) Applicants may request trade secrets or proprietary company data be kept confidential subject to review and approval by the Authority. If you want information is to be kept confidential the applicant must: o Request the information be kept confidential. o Clearly identify the information that is the trade secret or proprietary in their application. o Receive concurrence from the Authority that the information will be kept confidential. If the Authority determines it is not confidential it will be treated as a public record in accordance with AS 40.25 or returned to the applicant upon request. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 2 of 19 7/21/2010 SECTION 1 – APPLICANT INFORMATION Name (Name of utility, IPP, or government entity submitting proposal) ALASKA POWER COMPANY (a subsidiary of ALASKA POWER & TELEPHONE COMPANY) Type of Entity: Utility Mailing Address P.O. Box 3222, Port Townsend, WA 98368 Physical Address 193 Otto Street, Port Townsend, WA 98368 Telephone 360-385-1733 Fax 360-385-7538 Email glen.m@aptalaska.com 1.1 APPLICANT POINT OF CONTACT / GRANTS MANAGER Name Glen Martin Title Permitting & Licensing Manager Mailing Address Alaska Power & Telephone Company P.O. Box 3222 Port Townsend, WA 98368 Telephone 360-385-1733 x122 Fax 360-385-7538 Email glen.m@aptalaska.com 1.2 APPLICANT MINIMUM REQUIREMENTS Please check as appropriate. If you do not to meet the minimum applicant requirements, your application will be rejected. 1.2.1 As an Applicant, we are: (put an X in the appropriate box) X An electric utility holding a certificate of public convenience and necessity under AS 42.05, or An independent power producer in accordance with 3 AAC 107.695 (a) (1), or A local government, or A governmental entity (which includes tribal councils and housing authorities); Yes 1.2.2. Attached to this application is formal approval and endorsement for its project by its board of directors, executive management, or other governing authority. If the applicant is a collaborative grouping, a formal approval from each participant’s governing authority is necessary. (Indicate Yes or No in the box ) Yes 1.2.3. As an applicant, we have administrative and financial management systems and follow procurement standards that comply with the standards set forth in the grant agreement. Yes 1.2.4. If awarded the grant, we can comply with all terms and conditions of the attached grant form. (Any exceptions should be clearly noted and submitted with the application.) Yes 1.2.5 We intend to own and operate any project that may be constructed with grant funds for the benefit of the general public. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 3 of 19 7/21/2010 SECTION 2 – PROJECT SUMMARY This is intended to be no more than a 1-2 page overview of your project. 2.1 Project Title – (Provide a 4 to 5 word title for your project) Connelly Lake Hydroelectric Project 2.2 Project Location – Include the physical location of your project and name(s) of the community or communities that will benefit from your project. This project is located in Southeast Alaska, approximately 14 miles northeast of the City of Haines and 10 miles southwest of the City of Skagway. Both communities were intertied by APC in 1998 with a 15 mile, 34.5 kV submarine cable. This project would provide power to both communities. 2.3 PROJECT TYPE Put X in boxes as appropriate 2.3.1 Renewable Resource Type Wind Biomass or Biofuels X Hydro, including run of river Transmission of Renewable Energy Geothermal, including Heat Pumps Small Natural Gas Heat Recovery from existing sources Hydrokinetic Solar Storage of Renewable Other (Describe) 2.3.2 Proposed Grant Funded Phase(s) for this Request (Check all that apply) Reconnaissance X Design and Permitting X Feasibility Construction and Commissioning X Conceptual Design 2.4 PROJECT DESCRIPTION Provide a brief one paragraph description of your proposed project. The Connelly Lake Hydroelectric Project (Project) will be located in Southeast Alaska, approximately 14 miles northeast of the City of Haines and 10 miles southwest of the City of Skagway. Connelly Lake (formerly known as Upper Chilkoot Lake) is an 85 acre alpine lake, and drains into the Chilkoot River. The project will be on state and private land, including the Haines State Forest and Chilkat Bald Eagle Preserve. The project facilities will include a dam at the lake outlet, a penstock about 6,200 feet long, a 12.0 MW powerhouse with two generating units, a 14-mile-long 34.5 kV transmission line and a 14-mile long access road. Final dimensions and capacities of these facilities will be determined by optimization studies to be conducted during Phase II. The Project will be developed by APC to provide additional generation to its interconnected Haines and Skagway electrical systems. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 4 of 19 7/21/2010 2.5 PROJECT BENEFIT Briefly discuss the financial and public benefits that will result from this project, (such as reduced fuel costs, lower energy costs, etc.)  This Project will provide additional hydroelectric generation to APC’s Upper Lynn Canal (ULC) system, which includes Haines, Skagway, and other nearby communities. APC also supplies power to Inland Passage Electric Cooperative from the ULC system. The Project will be a long- term resource to offset diesel generation. Currently, diesel generation is necessary during low water periods. Diesel generation during the last 8 years has averaged about 0.7 GWh, but was double that average amount during two of the years. Continuing load growth will make diesel generation more frequent. The potential generation of a 12.0 MW project is estimated to be 45 GWh, which should be sufficient to meet increasing loads for many years to come, although generation during the early years of the Project’s life would likely be fairly limited. To provide revenue in the early years of Project operation, APC will sell power during the summer months to cruise ships docked at either Haines or Skagway. The estimated annual load from supplying one ship is estimated to be 9,000 MWh, with a peak of 11 MW. APC estimates that a power sales rate of $0.20/kWh would be attractive to the cruise lines, and that revenue would be sufficient to offset APC’s debt service and O&M costs, assuming the construction is 80% grant funded by the State. Any excess revenue could be assigned to the State to offset the cost of the grant funding and provide an additional revenue source to the State. Installation of a larger capacity to supply two cruise ships is possible, which would increase the revenue to the State at little additional cost. Another benefit of the Project would be an increase in reliability. Currently, the primary hydroelectric generators in the ULC system are near Skagway, with only diesel generation and two small run-of-river hydros located near Haines. If the submarine cable between Haines and Skagway were to be damaged, nearly all generation for Haines would need to be from diesel units. The Project will connect into the system near Haines, and so in the event of a submarine cable outage Haines would still be fully supplied with hydro generation. It should also be noted that the Project could supply power to new industrial loads if they occurred. Currently, mineral explorations are being conducted in the Klukwan area, and there is discussion that a mine on the order of the Greens Creek Mine near Juneau could be developed. 2.6 PROJECT BUDGET OVERVIEW Briefly discuss the amount of funds needed, the anticipated sources of funds, and the nature and source of other contributions to the project. The total cost of the Project is estimated to be $33,235,000, not including costs incurred by Haines Light & Power Co. (HL&P) in the 1990s for a preliminary design of the project. No reconnaissance level studies (i.e. Phase I) are necessary because of the previous HL&P work, however, APC proposes to conduct additional resource assessment/feasibility analysis/conceptual design studies (Phase II) to update and possibly revise the HL&P work. Also during Phase II, APC will contract with various entities to conduct environmental studies and data collection as necessary for obtaining state and federal permits. Note that APC purchased HL&P in 1998, including assets associated with the Project. If the Phase II studies indicate a feasible project can be developed as expected, APC will immediately begin the Phase III work to obtain the necessary permits and final design. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 5 of 19 7/21/2010 APC request with this application grant funding of $1,028,000 which is 80% of the estimated costs of Phases II and III. APC will provide $257,000 in matching funds (20% match) from its normal operating funds. The total estimated costs for each phase, including construction, are shown below:  Phase II: Feasibility Analysis/Conceptual Design ....................................$585,000  Phase III: Final Design and Permitting ....................................................$715,000  Phase IV: Construction..........................................................................$32,000,000 2.7 COST AND BENEFIT SUMARY Include a summary of grant request and your project’s total costs and benefits below. Grant Costs (Summary of funds requested) 2.7.1 Grant Funds Requested in this application. $1,040,000 2.7.2 Other Funds to be provided (Project match) $260,000 2.7.3 Total Grant Costs (sum of 2.7.1 and 2.7.2) $1,300,000 Project Costs & Benefits (Summary of total project costs including work to date and future cost estimates to get to a fully operational project) 2.7.4 Total Project Cost (Summary from Cost Worksheet including estimates through construction) $33,300,000 2.7.5 Estimated Direct Financial Benefit (Savings) $1,050,000,000 (1) $187,000,000 (2) 2.7.6 Other Public Benefit (If you can calculate the benefit in terms of dollars please provide that number here and explain how you calculated that number in your application (Section 5.) Other benefits due to reduction in cruise ship emissions. (1) Potential savings in diesel fuel costs over 50 years with full utilization of Project output. (2) Estimated revenue from sale of 9,000 MWh/year to cruise ships over 50 years. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 6 of 19 7/21/2010 SECTION 3 – PROJECT MANAGEMENT PLAN Describe who will be responsible for managing the project and provide a plan for successfully completing the project within the scope, schedule and budget proposed in the application. 3.1 Project Manager Tell us who will be managing the project for the Grantee and include contact information, a resume and references for the manager(s). If the applicant does not have a project manager indicate how you intend to solicit project management support. If the applicant expects project management assistance from AEA or another government entity, state that in this section. Vern Neitzer, APC’s Chief Engineer, will be the Project Manager. Mr. Neitzer is located in Skagway near the Project location, and has extensive experience in managing hydroelectric development. A resume for Mr. Neitzer is included in Section 10. 3.2 Project Schedule Include a schedule for the proposed work that will be funded by this grant. (You may include a chart or table attachment with a summary of dates below.) A bar schedule of the expected design and construction sequence is provided in Section 10. The following summarizes key activities and dates of the schedule including time and activities related to a FERC preliminary permit application in Phase II and a FERC license application in Phase III. Phase II: Feasibility Analysis/Conceptual Design: Stream gage installation...................................... October, 2011 FERC Preliminary Permit Application................. October 2011 Conceptual design/optimization.........................December 2011 Scoping Document 1, NOI to FERC .......................... May 2012 Scoping Document 2 ...................................................July 2012 Draft Study Plan, Agency Review ................................July 2012 Final Study Plan ...............................................September 2012 Geotechnical investigations.................................. October 2012 Environmental studies........................................... October 2012 Phase III: Permitting and Final Design: Stream gaging (data collection for 2 years)......... October 2011 Penstock alignment survey.................................... October 2012 Permit application preparation and processing..... August 2013 Final design .......................................................December 2013 License Application to FERC ...........................December 2013 Phase IV: Construction: 2016 –2018 3.3 Project Milestones Define key tasks and decision points in your project and a schedule for achieving them. The Milestones must also be included on your budget worksheet to demonstrate how you propose to manage the project cash flow. (See Section 2 of the RFA or the Budget Form.) The key tasks and decision points for Phases II and III are as follows:  Selection of an installed capacity and optimum project arrangement by the end of 2011, so that a Preliminary Permit Application can be made to FERC in 2011 and environmental and geotechnical studies to be conducted in 2012 can be focused Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 7 of 19 7/21/2010 appropriately.  Installation of stream gages in fall 2011 to provide at least 1-2 full water year of data for analysis prior to filing for a license.  Submittal of permit applications by August 2013 so that FERC license application can be submitted by December 2013 and construction can be authorized for 2016.  Completion of final design by the end of 2013 so that construction can proceed in 2016. 3.4 Project Resources Describe the personnel, contractors, equipment, and services you will use to accomplish the project. Include any partnerships or commitments with other entities you have or anticipate will be needed to complete your project. Describe any existing contracts and the selection process you may use for major equipment purchases or contracts. Include brief resumes and references for known, key personnel, contractors, and suppliers as an attachment to your application. Key APC involved in the project development and their roles will be:  Vern Neitzer, Project Manager  Bob Berreth, Electrical Design  Ben Beste, Mechanical Design  Larry Coupe, Civil Design  Glen Martin, Resource Assessment and Permits Phase II: Resource Assessment/Feasibility Analysis/Conceptual Design In this phase APC will conduct the environmental and engineering/conceptual design studies listed below. A preliminary permit application to FERC will be submitted in 2011 to start resource agency review to establish a study plan. Most of the environmental studies will be by contractors; the contractors listed below are those APC has used on similar tasks. The actual contractors used may vary from those shown, depending on workloads and proposed budgets.  Wetlands delineation - - HDR Alaska Inc.  Threatened and endangered plant species survey - - HDR Alaska Inc.  Fish surveys - - Romey Associates, Inc.  Water quality sampling - - Analytica Group, Inc.  Cultural resource surveys - - Browne Research;  Geotechnical investigations - - GeoEngineers, Inc.  Conceptual design - - APC staff engineers  Feasibility analysis - - APC staff engineers Phase III: Final Design & Permitting FERC will have jurisdiction over this project, per their 2010 determination, hence a license will be required to construct this project. Besides the FERC license, the following permits will be acquired during Phase III:  404 permit (Corps of Engineers)  Fish habitat permit (ADF&G)  Land leases or easements (ADNR, private landowners)  Coastal zone consistency review (ADNR)  Water right (ADNR)  SHPO review APC permitting specialists will compile the environment information obtained in Phase II into resource assessment documents as required by the various permitting agencies. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 8 of 19 7/21/2010 APC will prepare the final design documents in-house using its staff civil, mechanical, and electrical engineers, who all have extensive experience in hydroelectric development. These engineers designed APC’s South Fork Hydroelectric Project which entered service in 2005, as well as APC’s Kasidaya Creek Hydroelectric Project which entered service in October 2008. 3.5 Project Communications Discuss how you plan to monitor the project and keep the Authority informed of the status. During Phases II and III, APC proposes to provide quarterly reports to AEA regarding the status of the work and use of the grant funds. APC has provided similar reports to AEA and other grant funding agencies in the past several years on other projects, and has established the necessary procedures for producing the reports expeditiously. 3.6 Project Risk Discuss potential problems and how you would address them. Site Control – APC does not yet have development rights on land to be occupied by part of the transmission line and access road. We are working with the private land owners to negotiate leases, easements, or sales. Seismic – Project components will be designed appropriately for seismic activity, since the Project will be located in a moderate-risk seismic zone. Structures will be buried as much as possible to minimize seismic impacts. Underground Construction – The Project does not include a significant amount of underground construction, which can be fraught with cost overrun potential. Geotechnical investigations will be conducted at the dam and powerhouse areas to provide an adequate level of knowledge about ground conditions at those sites. Inclement Weather – Working conditions in the dam area are very harsh during the winter. The proposed schedule assumes no work on the dam and upper portions of the penstock during the December-March period. Environmental Opposition – APC is aware that some Haines area resident may oppose Project development, primarily because the proposed road could increase access into the Chilkoot valley, and because of perceived impacts from the minor flow modifications that would occur in the Chilkoot River. APC believes the environmental impacts will be insignificant or can be prevented or adequately mitigated. APC will meet regularly with concerned citizens to address any issues with the Project, with the intent of reaching a favorable concensus. In our meetings to date, some Haines citizens have asked us to consider development of Schubee Lake as an alternative; APC conducted a site visit to Schubee Lake in 2009, and will conduct a reconnaissance study of that sites potential as indicated in a separate grant application. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 9 of 19 7/21/2010 SECTION 4 – PROJECT DESCRIPTION AND TASKS  Tell us what the project is and how you will meet the requirements outlined in Section 2 of the RFA.  The level of information will vary according to phase(s) of the project you propose to undertake with grant funds.  If you are applying for grant funding for more than one phase of a project provide a plan and grant budget form for completion of each phase.  If some work has already been completed on your project and you are requesting funding for an advanced phase, submit information sufficient to demonstrate that the preceding phases are satisfied and funding for an advanced phase is warranted. 4.1 Proposed Energy Resource Describe the potential extent/amount of the energy resource that is available. Discuss the pros and cons of your proposed energy resource vs. other alternatives that may be available for the market to be served by your project. Potential Energy Resource: HL&P’s investigations of the Project in the 1990s were for a development to supply power only to Haines. They ultimately selected a preliminary design with an installed capacity of 6 MW and a potential annual generation of 35 GWh. APC believes the arrangement proposed by HL&P could be undersized with regard to the available water resource and the current load conditions. With the HL&P arrangement, there would be a large amount of water spilled during the summer months. APC believes that it may be economical to utilize the spilled water, either by a larger installed capacity, a larger reservoir, or both. APC estimates the largest practical reservoir would have a storage capacity of 9,000 acre- feet and a maximum water level at El 2,325, which could support an installed capacity of 15 MW and an annual generation of about 50 GWh. APC proposes to conduct an economic sizing of the project as part of its Phase II work. The Project construction cost indicated in this application is based on an installed capacity of 12.0 MW. Pros: This project has enough storage and head for a resource that will provide for future load growth in ULC for many years to come. This would eliminate diesel use except for outages and possibly shutdown for maintenance of the hydro project. Other potential hydro sites in the area have much less generation potential. APC is not aware of any feasible wind, tidal, wave, geothermal or other renewable energy sites in the area. Compared to diesel generation, the Project will have the following advantages:  less expensive to operate than diesel (lower O&M);  no need to purchase fuel;  no air emissions;  fewer hazardous substances;  no particulate matter emissions;  can come on-line after a power outage almost immediately, but diesel can’t;  lower and more stable electric rates for customers Cons: As with all hydroelectric projects, the initial cost of development is much higher than for diesel generation. In addition, there may be environmental impacts associated with the Project, such as the access and transmission route through a portion of the Chilkat Bald Eagle Preserve and minor modifications of the flow in the Chilkoot River. The FERC licensing process will Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 10 of 19 7/21/2010 increase costs for this project. 4.2 Existing Energy System 4.2.1 Basic configuration of Existing Energy System Briefly discuss the basic configuration of the existing energy system. Include information about the number, size, age, efficiency, and type of generation. The existing ULC energy system configuration is as follows: Unit Type Capacity, kW Efficiency, kWh/gal Age, years Goat Lake Hydro (storage) 4,000 N.A. 11 Dewey Lakes Hydro (storage) 943 N.A. 106 Lutak Hydro (run of river)285 N.A. 9 10-Mile(1) Hydro (run of river)600 N.A. 8 Kasidaya Hydro (run of river)3,000 N.A. 0 Skagway #6 Diesel 855 14.69 22 Skagway #7 Diesel 1,100 14.80 12 Skagway #8 Diesel 500 14.89 17 Skagway #9 Diesel (refurbished)930 ? <1 Haines #1 Diesel 800 12.64 39 Haines #2 Diesel 1265 12.93 25 Haines #3 Diesel 1600 14.92 19 Haines #4 Diesel 2865 12.83 13 (1) APC purchased power from Southern Energy’s 10-Mile hydro project until 2002. Purchases resumed in 2008. Haines and Skagway are interconnected by a 15-mile-long, 34.5-kV submarine cable with a capacity of approximately 20 MW. Skagway and Dyea are connected by a 7.3-mile long 7.2-kV distribution line, and Haines and the IPEC system are connected by a 10-mile long 12.47-kV distribution line. 4.2.2 Existing Energy Resources Used Briefly discuss your understanding of the existing energy resources. Include a brief discussion of any impact the project may have on existing energy infrastructure and resources. APC’s ULC system is primarily hydroelectric generation with diesel backup. In recent years diesel has been needed for peaking operations and at the end of some long winters. APC is evaluating another hydroelectric project near Haines (Connelly Lake Hydro) to supplement the ULC resources to eliminate the current diesel generation. That project should also allow for significant load growth in the ULC system. The Project is intended to provide power to the cruise ships that visit Skagway each year from May through September. This project would not have an impact on the existing energy (APC) resources which are solely dedicated to providing power for the residential and commercial customers of ULC. The existing energy resources can in no way handle even one cruise ship at this time. The Project would not replace or share the load with any existing generating resources. The Project could provide backup renewable energy for the ULC system in the event of an emergency, e.g. an extended outage of the Goat Lake hydro project. 4.2.3 Existing Energy Market Discuss existing energy use and its market. Discuss impacts your project may have on energy customers. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 11 of 19 7/21/2010 The Project will be able to supply loads in any of the interconnected communities in the ULC system, as well as IPEC loads in the Chilkat valley. Currently, it is sometimes necessary for APC to use diesel generation to supplement the hydro generation, either due to low streamflows or outages. Load increases and expansion of the system have exacerbated this situation. When diesel generation is required, electric rates increase and cause fluctuations in customer energy bills that can be difficult to anticipate or adjust for. Adding more hydro capacity to the ULC grid will alleviate fluctuating electric rates for customers. If the Project is configured to provide shore power to cruise ships docked at Haines or Skagway, the cruise lines would see their operating costs decrease, which would be beneficial for that industry, which in turn would help the communities because the local economy is currently so dependent on tourism. The Project could provide in the near-term an incentive for additional economic development in the Haines and Skagway areas because there would be a surplus of economical power available. 4.3 Proposed System Include information necessary to describe the system you are intending to develop and address potential system design, land ownership, permits, and environmental issues. 4.3.1 System Design Provide the following information for the proposed renewable energy system:  A description of renewable energy technology specific to project location  Optimum installed capacity  Anticipated capacity factor  Anticipated annual generation  Anticipated barriers  Basic integration concept  Delivery methods Renewable energy technology specific to location – The Project will be a conventional hydroelectric project. Hydroelectric technology is well developed, and provides most of the renewable energy generated in the world in general, and Southeast Alaska in particular. The Project will utilize the abundant rainfall and steep topography afforded by the Connelly Lake basin to generate renewable energy. Other hydro sites may exist in the area but are much smaller than the Project and would have significantly less energy potential. Tidal generating technology may be applicable to the area but is considered too experimental and expensive to compete with the Project. Wind, biomass, wave, and other renewable technologies are not suitable to the area. Optimum installed capacity – The optimum installed capacity is estimated to be 6.0-15 MW. An economic sizing of the installed capacity will be accomplished during the proposed Phase II studies. Anticipated capacity factor – The potential capacity factor is estimated to be from 38% (at 15 MW) to 67% (at 6.0 MW). Anticipated annual generation – The potential annual generation is estimated to be from 35 GWh (at 6.0 MW) to 50 GWh (at 15 MW). Anticipated barriers – There are no known technological barriers to development of the Project. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 12 of 19 7/21/2010 Basic integration concept – The ULC system is already a hydro-based system with diesel backup. Integrating another hydro project to the system will not present any difficulties. The run-of-river hydros in the system (Lutak, Kasidaya) will be dispatched first, followed by storage hydros (Goat Lake and Connelly Lake). Generally, the storage hydros will be dispatched based on their then- current storage levels and operating characteristics. In addition, one or both of the storage hydros will always be on-line to provide system stability. Delivery methods – The Project will be interconnected to the ULC grid at Lutak Inlet by a 14- mile long, 34.5 kV transmission line that is considered part of the Project and included in Project costs. 4.3.2 Land Ownership Identify potential land ownership issues, including whether site owners have agreed to the project or how you intend to approach land ownership and access issues. The project is primarily on State of Alaska Lands (Haines State Forest, Chilkat Bald Eagle Preserve), with some small private landholdings along the access road/transmission line route. A land lease has been applied for from DNR and from the Haines State Forest. Private land owners are currently being negotiated with. 4.3.3 Permits Provide the following information as it may relate to permitting and how you intend to address outstanding permit issues.  List of applicable permits  Anticipated permitting timeline  Identify and discussion of potential barriers  Applicable Permits:  FERC Preliminary Permit  404 permit (Corps of Engineers)  Water right (ADNR)  State land easement (ADNR)  Coastal zone consistency review (ADNR-DCOM)  Fish habitat permit (ADF&G)  State Parks Permit  SHPO review. Permitting Timeline: Permit applications will be filed with the various agencies in Phase III after completion of the necessary resource assessments in Phase II (accept for the FERC Preliminary Permit, which will be applied for in Phase II). We currently estimate that permits applications and FERC license application (Phase III) will be filed in late 2013 and the permits and FERC license will be received by winter 2015-2016. Potential Permitting Barriers: APC is not currently aware of any permitting issues that would preclude development of the Project. Permitting barriers may become known as the Phase II and Phase III work progresses. 4.3.4 Environmental Address whether the following environmental and land use issues apply, and if so how they will be addressed: Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 13 of 19 7/21/2010  Threatened or Endangered species  Habitat issues  Wetlands and other protected areas  Archaeological and historical resources  Land development constraints  Telecommunications interference  Aviation considerations  Visual, aesthetics impacts  Identify and discuss other potential barriers Threatened and endangered species: APC is not aware of any threatened and endangered species in the Project area. APC expects to conduct field studies during Phase II regarding threatened and endangered species, but impacts are not anticipated. Habitat Issues: Habitat surveys were conducted by ADF&G in the 1990’s for fish in Connelly Lake and in the Chilkoot River near the lake outlet stream’s confluence with the river. No fish were found in the lake or using the outlet stream. The Chilkoot River provides anadromous rearing and spawning habitat, and fish surveys and analyses are planned during Phase II to assess any impacts from varying flows due to the project; APC believes the impacts will be minor because the flow fluctuations in the summer will be small compared to the natural flow in the Chilkoot River. In the winter, the project will likely increase the natural flow of the Chilkoot River, which could be beneficial. Wildlife surveys during Phase II will be conducted to assess the current use of the area, particularly by mountain goats; significant impacts are not expected. Wetlands: The Project will affect some wetlands, including Connelly Lake and possibly small muskeg areas along the penstock route. However, no significant impacts are expected. Archaeological Resources: Archeological surveys will be conducted during Phase II. No significant impacts to archeological or cultural resources are expected. Land Development Constraints: No land development constraints are known at this time. Lease agreements with the state will specify any necessary mitigation requirements for the Project features. APC would expect to provide gates on the access road to limit unauthorized access. Telecommunications Interference: The 34.5 kV transmission line will not create interference with telecommunications. Aviation Considerations: The project does not pass by an airport and the wood poles will only be about 45 feet in height, well below any flight pattern. The ROW for the transmission line is bordered by forest on both sides, and trees in the area are generally at least as tall as the poles. Visual, Aesthetic Impacts: Wood poles will be placed approximately 300 feet apart. Much of the route was cleared for a logging road (RS 2477) into the valley and can still be used after some repairs and tree trimming. The area is not easily accessed so that the project would not be visible from Chilkoot Lake or other publicly accessible areas. This project will not be in a visually or aesthetically special viewshed. Other Potential Barriers: No other potential barriers are known at this time. 4.4 Proposed New System Costs and Projected Revenues Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 14 of 19 7/21/2010 (Total Estimated Costs and Projected Revenues) The level of cost information provided will vary according to the phase of funding requested and any previous work the applicant may have done on the project. Applicants must reference the source of their cost data. For example: Applicants Records or Analysis, Industry Standards, Consultant or Manufacturer’s estimates. 4.4.1 Project Development Cost Provide detailed project cost information based on your current knowledge and understanding of the project. Cost information should include the following:  Total anticipated project cost, and cost for this phase  Requested grant funding  Applicant matching funds – loans, capital contributions, in-kind  Identification of other funding sources  Projected capital cost of proposed renewable energy system  Projected development cost of proposed renewable energy system Anticipated Project costs: Phase I...........................................$0 Phase II..............................$585,000 Phase III.............................$715,000 Phase IV........................$32,000,000 Total..............................$33,300,000 Requested Grant Funding: $1,040,000 (80% of total cost for Phase II and Phase III) Applicant Matching Funds: $260,000 (20% of total cost for Phase II and Phase III) Other Funding Sources: Other funding sources have not been identified at this time. APC will provide the $260,000 in matching funds for Phase II and Phase III from its normal operating funds. Projected Capital Cost of Renewable Energy System: $32,000,000 (assumed to be the cost of Phase IV Construction) Projected Development Cost of Proposed Renewable Energy System: $1,285,000 (assumed to be the sum of Phase I, II, and III costs). These estimated costs, reflect the applicant’s knowledge and experience at building hydroelectric projects. Phase II: Project Costs for Resource Assessment/Feasibility Analysis/Conceptual Design Conceptual Design and Optimization ....................................................... $125,000 FERC Licensing .......................................................................................... $50,000 Stream Gaging (Chilkoot River by USGS, Connelly Creek by AP&T) ....... $75,000 Geotechnical Investigations ...................................................................... $100,000 Fish Surveys & Analysis ............................................................................$125,000 Wildlife Surveys ............................................................................................$25,000 Botanical Survey ......................................................................................... $25,000 Wetland Survey .............................................................................................$20,000 Archaeological Survey .................................................................................$30,000 Water Quality Testing ................................................................................. $10,000 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 15 of 19 7/21/2010 Total For Phase II: ................................................................................... $585,000 Phase III: Project Costs for Final Design & Permitting Permit Applications and Processing ........................................................... $50,000 Post-License Application Activity, Pre-License Issue ................................. $15,000 Stream Gaging (O&M for 2 years) ............................................................. $50,000 Penstock Alignment Survey ......................................................................... $50,000 Final Design Engineering ......................................................................... $550,000 Total For Phase III: .................................................................................$715,000 Phase IV: Project Costs for Construction Construction Management ........................................................................ $500,000 Mobilization ........................................................................................... $1,000,000 Access Roads and Bridges ..................................................................... $1,500,000 Dam and Reservoir ................................................................................ $8,000,000 Penstock ................................................................................................. $9,000,000 Powerhouse ............................................................................................ $7,000,000 Transmission .......................................................................................... $5,000,000 Total For Phase IV: ........................................................................................$32,000,000 4.4.2 Project Operating and Maintenance Costs Include anticipated O&M costs for new facilities constructed and how these would be funded by the applicant. (Note: Operational costs are not eligible for grant funds however grantees are required to meet ongoing reporting requirements for the purpose of reporting impacts of projects on the communities they serve.) The O&M cost for the Project is estimated to be approximately $500,000 per year (2009 cost level). APC is not requesting grant funding for O&M costs. 4.4.3 Power Purchase/Sale The power purchase/sale information should include the following:  Identification of potential power buyer(s)/customer(s)  Potential power purchase/sales price - at a minimum indicate a price range  Proposed rate of return from grant-funded project APC is developing this project to supply power to APC’s ULC system customers and to cruise lines that visit Haines and Skagway during the summer tourist season. APC expects that the rates to its commercial and residential customers would not increase due to Project development. APC projects that a sales price of $0.20/kWh would be attractive to the cruise lines and the revenue from those sales would provide a positive net income to APC and the State. 4.4.4 Project Cost Worksheet Complete the cost worksheet form which provides summary information that will be considered in evaluating the project. Please see the attached Cost Worksheet. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 16 of 19 7/21/2010 SECTION 5– PROJECT BENEFIT Explain the economic and public benefits of your project. Include direct cost savings, and how the people of Alaska will benefit from the project. The benefits information should include the following:  Potential annual fuel displacement (gal and $) over the lifetime of the evaluated renewable energy project  Anticipated annual revenue (based on i.e. a Proposed Power Purchase Agreement price, RCA tariff, or cost based rate)  Potential additional annual incentives (i.e. tax credits)  Potential additional annual revenue streams (i.e. green tag sales or other renewable energy subsidies or programs that might be available)  Discuss the non-economic public benefits to Alaskans over the lifetime of the project Potential annual fuel displacement: The potential Project generation is about 45 GWh per year, equivalent to 3,300,000 gallons of diesel fuel annually. Over a 50 year period the Project could potentially save 165 million gallons of diesel fuel. Actual fuel displacement will depend on future load growth. APC’s most recent purchase of diesel fuel for Haines was at a price of $2.69/gal, with an additional $0.15/gal in taxes. Current fuel prices may be unusually low because of the current global economic slowdown. APC’s economic analysis assumes that fuel prices will escalate at 3.75% per year for the next 20 years, then hold constant, which results in an average fuel price of $6.36/gal for the assumed 50 year life. Thus the potential lifetime fuel displacement is valued at $1,050,000,000 (not discounted for inflation). Anticipated annual revenue: Revenues would be from 1) sales to residential and commercial customers at APC’s regulated rates, and 2) sales to cruise ships docking in either Haines or Skagway. Power purchase agreements with cruise lines would be negotiated that would provide power to the cruise lines at a cost less than self-generation; sale of 9,000 MWh/year at a rate of $0.20/kWh in the first year is assumed for APC’s economic analysis. Note that this sale volume is much less than the potential generation. Even at that low volume, the cruise ship sales would provide a positive revenue stream. Over the 50-year life of the Project, the total revenue from sales to the cruise lines is estimated to be $187,000,000. Thus the Project has the potential to provide a positive return to the State on its grant investment, and could even be viewed as a revenue source for the State. Potential additional annual incentives: Not estimated. Potential additional revenue streams : Not estimated. Non-economic public benefits to Alaskans: A main non-economic benefit of the Project is the reduction of emissions from diesel generation by cruise ships while docked in Skagway. The potential Project generation is equivalent to a reduction in emissions of about 37,000 tons per year. These environmental benefits will maintain Haines and Skagway’s desirability as a cruise ship destination, which will provide indirect economic benefits to the people of Alaska. Another non-economic benefit is improving the reliability of the ULC system. Currently, Haines is supplied primarily by generation near Skagway that is transmitted over a 12-year old submarine cable. The cable is partially located in an area of loose marine sediment that is known to be unstable during seismic events. The Project would provide hydro generation to Haines in the event the submarine cable becomes unusable. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 17 of 19 7/21/2010 Other benefits: In the short term the local economy would benefit due to local hire for construction labor, materials for construction, and lease or rental of equipment. In the long term, there would be employment for O&M of the Project. SECTION 6– SUSTAINABILITY Discuss your plan for operating the completed project so that it will be sustainable. Include at a minimum:  Proposed business structure(s) and concepts that may be considered.  How you propose to finance the maintenance and operations for the life of the project  Identification of operational issues that could arise.  A description of operational costs including on-going support for any back-up or existing systems that may be require to continue operation  Commitment to reporting the savings and benefits APC operates and maintains all of the existing ULC generation, transmission, and distribution system to provide a high degree of reliability. The Project will be integrated into the ULC system, and will be operated and maintained in a similar manner. With regular maintenance, a conventional hydroelectric project should have a minimum life of 50 years; there are many operating projects over 100 years old. Some components may need replacement or refurbishment during that time, but replacement of major items resulting in significant costs are not expected, since conventional hydroelectric equipment and materials are robust and commercialized. O&M costs are expected to be about $500,000 per year (2009 cost level). Operation and maintenance costs will be funded by revenues from the sale of power from the project. APC will provide whatever reporting of savings and benefits that AEA considers appropriate. SECTION 7 – READINESS & COMPLIANCE WITH OTHER GRANTS Discuss what you have done to prepare for this award and how quickly you intend to proceed with work once your grant is approved. Tell us what you may have already accomplished on the project to date and identify other grants that may have been previously awarded for this project and the degree you have been able to meet the requirements of previous grants. APC has considered development of the Connelly Lake site for many years. In fact, it was the main alternative to development of the Goat Lake site. Over the years, APC has conducted several site visits to Connelly Lake and other nearby potential hydro sites in order to confirm the technical and economic superiority of the Project. In the last couple of years, APC has been holding public meetings and one-on-one communications with Haines residents to provide information about the Project and develop local support. In 2010, FERC made a jurisdictional determination that APC would need to file for a preliminary permit and eventually file for a license on this project. APC intends to proceed with the proposed Phase II work in 2011. There have been no State or Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 18 of 19 7/21/2010 Federal grants awarded to the Project after the Round III AEA funding that was awarded was subsequently cancelled by the Governor. SECTION 8– LOCAL SUPORT Discuss what local support or possible opposition there may be regarding your project. Include letters of support from the community that would benefit from this project. APC has conducted a several public meetings in Haines to explain our intent with this project. APC is aware that some Haines area resident may oppose Project development, primarily because the proposed road could increase access into the Chilkoot valley, and because of perceived impacts from the flow modifications that would occur in the Chilkoot River because of Project operation. APC believes the environmental impacts will be minor or can be prevented or adequately mitigated. APC will meet regularly with concerned citizens to address any issues with the Project, with the intent of reaching a favorable consensus. In our meetings to date, some Haines citizens have asked us to consider development of Schubee Lake as an alternative; APC conducted a site visit to Schubee Lake in 2009, and will conduct a reconnaissance study of that site’s potential as indicated in a separate grant application. SECTION 9 – GRANT BUDGET Tell us how much you want in grant funds Include any investments to date and funding sources, how much is being requested in grant funds, and additional investments you will make as an applicant. Include an estimate of budget costs by milestones using the form – GrantBudget3.doc Investments to date: APC has conducted several sites visits over the years and has reconsidered the conceptual design for the project. The total cost for that work is estimated to be on the order of $10,000, paid out of APC’s general operating budget. Amount requested in grant funds: $1,040,000 (for Phase II & III work) Additional investment by APC: AP&T will provide matching funds in the amount of $260,000 for Phase II and III work (20% match). See the attached GrantBudget3.doc for a breakdown of the costs by milestones. APPENDICES TABLE OF CONTENTS 1. Cost Worksheet 2. Budget Form & Budget Instructions 3. Letters of Support 4. Authorized Signers Form 5. Corporate Resolution with Certificate of Good Standing and Certificate of Public Convenience & Necessity 6. Resumes 7. Project Maps 8. Project Description 9. Project Schedule 10. Reconnaissance Information 11. Permit Applications and Coastal Zone Questionnaire 12. Photographs of Project Area 13. ULC Grid Infrastructure One-Line Diagrams [COST WORKSHEET]   Renewable Energy Fund Round 4 Project Cost/Benefit Worksheet   RFA AEA11-005 Application Cost Worksheet Page 1 7-21-10 Please note that some fields might not be applicable for all technologies or all project phases. The level of information detail varies according to phase requirements. 1. Renewable Energy Source The Applicant should demonstrate that the renewable energy resource is available on a sustainable basis. Annual average resource availability. 45 GWh maximum annual hydroelectric output Unit depends on project type (e.g. windspeed, hydropower output, biomasss fuel) 2. Existing Energy Generation and Usage a) Basic configuration (if system is part of the Railbelt 1 grid, leave this section blank) i. Number of generators/boilers/other 7 hydro units, 8 diesel ii. Rated capacity of generators/boilers/other 8,828 kW hydro, 9,915 kW diesel iii. Generator/boilers/other type Hydro and diesel iv. Age of generators/boilers/other Varies v. Efficiency of generators/boilers/other Varies b) Annual O&M cost (if system is part of the Railbelt grid, leave this section blank) i. Annual O&M cost for labor $125,000 approx. ii. Annual O&M cost for non-labor $40,000 approx., excluding fuel c) Annual electricity production and fuel usage (fill in as applicable) (if system is part of the Railbelt grid, leave this section blank) i. Electricity [kWh] 27,440,000 kWh (2007) ii. Fuel usage Diesel [gal] 100,000 gal/yr (avg.) Other iii. Peak Load 4,900 kW iv. Average Load 2,800 kW v. Minimum Load 1,500 kW vi. Efficiency Varies vii. Future trends Moderate growth d) Annual heating fuel usage (fill in as applicable) i. Diesel [gal or MMBtu] ii. Electricity [kWh] iii. Propane [gal or MMBtu] iv. Coal [tons or MMBtu] v. Wood [cords, green tons, dry tons] vi. Other                                                              1 The Railbelt grid connects all customers of Chugach Electric Association, Homer Electric Association, Golden Valley Electric  Association, the City of Seward Electric Department, Matanuska Electric Association and Anchorage Municipal Light and Power.      Renewable Energy Fund Round 4 Project Cost/Benefit Worksheet   RFA AEA11-005 Application Cost Worksheet Page 2 7-21-10 3. Proposed System Design Capacity and Fuel Usage (Include any projections for continued use of non-renewable fuels) a) Proposed renewable capacity (Wind, Hydro, Biomass, other) [kW or MMBtu/hr] 12,000 kW b) Proposed annual electricity or heat production (fill in as applicable) i. Electricity [kWh] 45,000,000 kWh max. ii. Heat [MMBtu] c) Proposed annual fuel usage (fill in as applicable) i. Propane [gal or MMBtu] ii. Coal [tons or MMBtu] iii. Wood [cords, green tons, dry tons] iv. Other 4. Project Cost a) Total capital cost of new system $32,000,000 (est. cost of Phase IV) b) Development cost $1,300,000 (est. cost of Phase I, II, and III) c) Annual O&M cost of new system $500,000 (2009 est.) d) Annual fuel cost No fuel cost 5. Project Benefits a) Amount of fuel displaced for i. Electricity 650,000 gal/yr (by cruise ships, increasing as ULC loads grow) ii. Heat iii. Transportation b) Current price of displaced fuel $3.00/gal (2009), 3.75% escalation for 20 years c) Other economic benefits d) Alaska public benefits Reduced diesel emissions; reduced PCE (not calculated) 6. Power Purchase/Sales Price a) Price for power purchase/sale $0.20/kWh (sales to cruise ships) 7. Project Analysis a) Basic Economic Analysis Project benefit/cost ratio 1.9 Payback (years) Not calculated [GRANT BUDGET FORM] Renewable Energy Fund Grant Round IV Grant Budget Form 7-21-10 Milestone or Task Phase II – Feasibility Analysis and Conceptual Design Anticipated Completion Date RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In-kind/Federal Grants/Other State Grants/Other TOTALS Stream Gage Installation August-Sept. 2011 $60,000 $15,000 Cash, labor & benefits $75,000 FERC Preliminary Permit Application October 2011 $400 $100 $500 Conceptual Design and Optimization December 2011 $100,000 $25,000 Cash, labor & benefits $125,000 FERC Process: Scoping Document 1 & 2, NOI, Study Plan 1 & 2, License Application Spring 2012 thru Winter 2013-2014 $39,600 $9,900 $49,500 Geotechnical Investigations October 2012 $80,000 $20,000 Cash $100,000 Fish Surveys and Analysis Summer 2011 – Fall 2012 $100,000 $25,000 Cash $125,000 Wildlife Surveys Summer 2012 – Summer 2013 $20,000 $5,000 Cash $25,000 Botanical Surveys Summer 2012 $20,000 $5,000 Cash $25,000 Wetland Surveys Summer 2012 $16,000 $4,000 Cash $20,000 Heritage Resource Survey Summer 2012 $24,000 $6,000 Cash $30,000 Water Quality Testing Summer 2011 – Summer 2013 $8,000 $2,000 Cash $10,000 TOTALS $468,000 $117,000 $585,000 Budget Categories: Direct Labor & Benefits $140,000 $35,000 Direct labor & benefits $175,000 Travel & Per Diem $8,000 $2,000 Cash $10,000 Equipment $ $ $ Materials & Supplies $ $ $ Contractual Services $320,000 $80,000 Cash $400,000 Construction Services $ $ $ Other $ $ $ TOTALS $468,000 $117,000 $585,000 Renewable Energy Fund Grant Round IV Grant Budget Form 7-21-10 Milestone or Task Phase III – Permitting and Final Design Anticipated Completion Date RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In-kind/Federal Grants/Other State Grants/Other TOTALS Permit Applications Preparation and Processing August-Sept. 2013 $40,000 $10,000 Cash, labor & benefits $50,000 Post-License Application Activity, Pre-License Issue December 2015 $12,000 $3,000 Cash Labor & benefits $15,000 Stream Gaging (data collection for 2 years) October 2013 $40,000 $10,000 Cash, labor & benefits $50,000 Penstock Alignment Survey October 2012 $40,000 $10,000 Cash, labor & benefits $50,000 Final Design December 2013 $440,000 $110,000 Cash $550,000 TOTALS $572,000 $143,000 $715,000 Budget Categories: Direct Labor & Benefits $432,000 $108,000 Direct labor & benefits $525,000 Travel & Per Diem $20,000 $5,000 Cash $25,000 Equipment $0 $0 $0 Materials & Supplies $0 $0 $0 Contractual Services $120,000 $30,000 Cash $150,000 Construction Services $0 $0 $0 Other $0 $0 $0 TOTALS $572,000 $143,000 $715,000 Renewable Energy Fund Grant Round IV Grant Budget Form 7-21-10 Project Milestones that should be addressed in Budget Proposal Reconnaissance Feasibility Design and Permitting Construction 1. Project scoping and contractor solicitation. 2. Resource identification and analysis 3. Land use, permitting, and environmental analysis 5. Preliminary design analysis and cost 4. Cost of energy and market analysis 5. Simple economic analysis 6. Final report and recommendations 1. Project scoping and contractor solicitation. 2. Detailed energy resource analysis 3. Identification of land and regulatory issues, 4. Permitting and environmental analysis 5. Detailed analysis of existing and future energy costs and markets 6. Assessment of alternatives 7. Conceptual design analysis and cost estimate 8. Detailed economic and financial analysis 9, Conceptual business and operations plans 10. Final report and recommendations 1. Project scoping and contractor solicitation for planning and design 2. Permit applications (as needed) 3. Final environmental assessment and mitigation plans (as needed) 4. Resolution of land use, right of way issues 5. Permit approvals 6. Final system design 7. Engineers cost estimate 8. Updated economic and financial analysis 9. Negotiated power sales agreements with approved rates 10. Final business and operational plan 1. Confirmation that all design and feasibility requirements are complete. 2. Completion of bid documents 3. Contractor/vendor selection and award 4. Construction Phases – Each project will have unique construction phases, limitations, and schedule constraints which should be identified by the grantee 5. Integration and testing 6. Decommissioning old systems 7. Final Acceptance, Commissioning and Start-up 8. Operations Reporting Renewable Energy Fund Round IV RFA AEA11-005 Grant Budget Instructions Page 1 of 5 7-21-10 Grant Budget Instructions NOTICE TO GRANTEES Reimbursement to a Grantee under this program is on a cost reimbursable basis. In accordance with the terms of the grant a Grantee is required to submit certified requests for reimbursements that document commitments and expenditures and demonstrate meeting milestones identified in the grant. A proposed reimbursement schedule tied to completion of milestones must be identified in the applicant’s proposal. The Alaska Energy Authority (“AEA” or “Authority”) will n ot approve a reimbursement schedule that does not reflect costs or commitments tied to the accomplishment of milestones identified in the grant. The final reimbursement schedule is subject to negotiation and will be incorporated into the grant agreement. The Authority may authorize a percentage of grant funds, up to 20% depending on the type of grant, as an advance reimbursement at the start up of the grant. The Authority may also withhold up to 20% of the total grant subject to completion of the project and submission of final reports and other documentation that may be required by the grant. A Grantee is required to account for and document all expenditures of grant and matching funds including documentation of expenditures on any advanced reimbursement. All requests for reimbursement are subject to audit by the Authority. The Grantee is also required to comply with 2.AAC.45.010, the State Single Audit regulations. 1. Budget Form Information concerning the proposed grant budget needs to be provided on the Grant Budget Form. The Grantee must tie their budget request to the proposed milestones they propose in their application. Examples of milestones for each project phase are included with the budget form and in Section 2 of the RFA. For the purposes of determining potential cash-flow and a reimbursement schedule Grantees should use the form to identify the proposed date that the milestone would be met, the anticipated amount of grant funds to be expended to meet that milestone, and the amount and type of matching resources they intend to apply to that milestone. The bottom part of the form includes the allowable Budget Categories and is intended to be a summary of types of cost for each phase of the grant. 2. Allowable Costs Allowable costs for a grant include all reasonable and ordinary costs for direct labor and benefits, travel, equipment, supplies, contractual services, construction services, and other direct costs identified that are necessary for and incurred as a direct result of the project. Grant Budget Instructions Renewable Energy Fund Round IV RFA AEA11-005 Grant Budget Instructions Page 2 of 5 7-21-10 A cost is reasonable and ordinary if, in its nature or amount, it does not exceed that which would be incurred by a prudent person under the circumstances prevailing at the time the decision was made to incur the costs. Allowable costs under this grant include all reasonable and ordinary costs for direct labor & benefits, travel, equipment, supplies, contractual services, construction services, and other direct costs identified and approved in the Project budget that are necessary for and incurred as a direct result of the Project and are consistent with the requirements of the grant agreement. A cost is reasonable and ordinary if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under the circumstances prevailing at the time the decision was made to incur the costs. Allowable costs are only those costs that are directly related to activities authorized by the Grant Agreement and necessary for the Project. The categories of costs and additional limits or restrictions are listed below: a. Direct Labor & Benefits Include salaries, wages, and employee benefits of the Grantee’s employees for that portion of those costs attributable to the time actually devoted by each employee to, and necessary for the Project. Direct labor costs do not include bonuses, stock options, other payments above base compensation and employee benefits, severance payments or other termination allowances paid to the Grantee’s employees. b. Travel, Meals, or Per Diem Include reasonable travel expenses necessary for the Project. These include necessary transportation and meal expenses or per diem of Grantee employees for which expenses the employees are reimbursed under the Grantee’s standard written operating practice for travel and per diem or the current State of Alaska Administrative Manual for employee travel. c. Equipment Include costs of acquiring, transporting, leasing, installing, operating, and maintaining equipment necessary for the Project, including sales and use taxes. Equipment owned by the Grantee is to be charged to the project at the monthly rates contained in the Data Quest Blue Book. The rates for equipment owned by the Grantee for less than a month’s duration are to be computed on an hourly charge determined by dividing the monthly rate by 176. Equipment rented by the Grantee can be charged to the grant at actual invoiced charge rates, subject to a maximum amount equal to the hourly rates contained in the Data Quest Blue Book. The Authority’s Project Manager must approve all equipment charge rates to be used by the Grantee. The Data Quest Blue Book is available to the AEA Project Managers and grantees may contact them for current allowable rates. Grant Budget Instructions Renewable Energy Fund Round IV RFA AEA11-005 Grant Budget Instructions Page 3 of 5 7-21-10 Subject to prior approval of the Authority’s Project Manager, costs or expenses necessary to repair or replace equipment damage or losses incurred in performance of work under the grant may be allowed. However, damage or losses that result from the Grantee’s employees, officer’s, or contractor’s gross negligence, willful misconduct, or criminal conduct will not be allowed. d. Materials and Supplies Include costs of material, office expenses, communications, computers, and supplies purchased or leased by the Grantee necessary for the Project. e. Contractual services Include the Grantee’s cost of contract services necessary for the Project. Services may include costs of contract feasibility studies, project management services, engineering and design, environmental studies, field studies, and surveys for the project as well as costs incurred to comply with ecological, environmental, and health and safety laws. f. Construction Services For construction projects this includes the Grantee’s cost for construction contracts, labor, equipment, materials, insurance, bonding, and transportation necessary for the Project. Work performed by the Grantee’s employees during construction may be budgeted under direct labor and benefits. Contracted project management or engineering may be budgeted under contractual services and major equipment purchases made by the Grantee may be budgeted under equipment. g. Other Direct Costs In addition to the above the following expenses necessary for the Project may be allowed. • Net insurance premiums paid for insurance required for the grant Project; • Costs of permits and licenses for the grant Project; • Non-l itigation legal costs for the Project directly relating to the activities; in this paragraph, “non-litigation legal costs” includes expenses for the Grantee’s legal staff and outside legal counsel performing non-litigation legal services; • Office lease/rental payments; • Other direct costs for the Project directly relating to the activities and identified in the grant documents; and/or • Land or other real property or reasonable and ordinary costs related to interests in land including easements, right-of-ways, or other defined interests. 3. Specific Expenditures not allowed Ineligible expenditures include costs for overhead, lobbying, entertainment , alcohol, litigation, payments for civil or criminal restitution, judgments, interest on judgments, penalties, fines, costs not necessary for and directly related to the grant Project, or any costs incurred before the beginning date of the grant as indicated on the signature page. Grant Budget Instructions Renewable Energy Fund Round IV RFA AEA11-005 Grant Budget Instructions Page 4 of 5 7-21-10 Overhead costs described in this section include: • salaries, wages, applicable employee benefits, and business-related expenses of the Grantee’s employees performing functions not directly related to the grant Project; • office and other expenses not directly related to the grant Project; and • costs and expenses of administration, accounting, human resources, training, property and income taxes, entertainment, self-insurance, and warehousing. 4. Match and Cost Sharing If the Applicant is providing a match, it is should be detailed either as a specific dollar amount or as a percentage of the total project budget. The type and amount of matching contributions should be discussed in the application under section two. Cost sharing or matching is that portion of the Project costs not borne by the Authority. The Authority will accept all contributions, including cash and in-kind, as part of the Applicants’ cost sharing or matching when such contributions meet the following criteria: • Are provided for in the Project budget; • Are verifiable from the Applicant’s records; • Third party costing sharing contributions are verifiable (with a letter of intent or similar document); • Are not included as contributions for another state or federally assisted project or program (i.e., the same funds cannot be counted as match for more than one program); • Are necessary and reasonable for proper and efficient accomplishment of the Project or program objectives; • Are allowable costs; • Are not paid by the State or federal government under another award, except for authorized by the State or federal statute to be used for cost sharing or matching; • Must be incurred within the grant eligible time period. Any match proposed with the application will be required in the Grant award and the Grantee will be required to document the use of the proposed matching funds or in-kind contributions with their request for reimbursement. Previous Renewable Energy Fund grants will not be counted as match. 5. Valuing In-Kind Support as Match If the Applicant chooses to use in-kind support as some; or, its entire match, the values of those contributions will be reviewed by the Authority at the time the budget is approved. The values will be determined as follows: • The value of real property will be the current fair market value as determined by an independent third party or a valuation that is mutually agreed to by the Authority and the Applicant and approved in the grant budget. • The value assessed to Applicant equipment or supplies will not exceed the approved equipment rates or fair market value of the supplies at the time the grant is approved or amended. Grant Budget Instructions Renewable Energy Fund Round IV RFA AEA11-005 Grant Budget Instructions Page 5 of 5 7-21-10 Equipment usage will be valued based on approved usage rates that are determined in accordance with the item c. above. Rates paid will not exceed the fair market value of the equipment if purchased. Rates for donated personal services will be based on rates paid for similar work and skill level in the recipient’s organization. If the required skills are not found in the recipient organization, rates will be based on rates paid for similar work in the labor market. Fringe benefits that are reasonable, allowable, and allocable may be included in the valuation. Transportation and lodging provided by the Applicant for non-local labor will not exceed the commercial rates that may be available within the community or region. 6. Grant Disbursements Applicants are reminded that they must request disbursement of grant funds in the form and format required by the Authority with appropriate back-up documentation and certifications. This format will be provided by the Authority. The back-up documentation must demonstrate the total costs incurred are allowable, and reflect the amount being billed. Documentation must include: • A summary of direct labor costs supported by timesheets or other valid time record to document proof of payment; • Travel and per diem reimbursement documentation; • Contractor or vendor payment requests; and • Invoices. Payment of grant funds will be subject to the Applicant complying with its matching contribution requirements of the proposed grant. Payment of grant funds will be made by AEA to the Grantee within 30 days of receipt of a properly completed, supported, and certified Reimbursement Request. [LETTERS OF SUPPORT] MUNICIPALI'IJ' O F SKAGWAY GATEVVAY'TO TTIE GOLD RUSLI O}: "98" POST OFFICE l]OX 415 SKAGVVAY, ALT\S KA 99S4tI (907) 983-72e7 (PHONE) (90?) 983-215i 0-'A,\) I 3 .lune 2008 Steven I-i. Haagenson Alaslia Energy A utlrori t.v 813 West Nor-tliem Lights Boulevald Anchorage. Alaslca 9950-l Subjcct: Munic:ipal supl)oi't of (lonnelly l.iii';r': I-lyclrol)o\\/cl Pr-oict't Dear Mr. Haagenson, The lVlunicipality of Slcagway suppor-ts Alasl<a Power'&'I'elepht.rrrc Conrpany's (r\l'&f) clesir.' to leusr' or purchase land from the State o1'41aslca to develop a new hych-oelectt-ic gcneration pro.ject rrt Connelly Lake.'l'his project is located in the Haines l3orough at a site founcl above Chill<oot l.,rl<c at the lread of Lutal< Inlet. As a Iicensed pLrblic Lltility in thc State o1'r\laska, AP&'l' provirics llower to the comnrunities in the Upper Lynn Ca-nal thror-rgh an existing distlibution systum fed b-y hydr-oelcctlic ancl clir::sc) geirci'lrtiot.r syslems. AP&'f has lead u successfirl effort in the lasl J3 years tr) r'ccluce tltc rcgiorr's titrpcndt'rtt on diesel generated power. vvith sonrc 70% of power being ltroviderl to cltstonrcrs thloLrglr it-s hydroel ectric lacil ities. Development of the Connelly Lalce Hydropower Project rvould l'itt'ther reduce lJpper l.ynn (-;irnl's dependence on fossil fuels forpowergeneration ancl ensure sr,r['{lcicnt enclg-y is availirirltr ii.rr'lrrtut'c econonric growth within tlre regiou, AP&l is well lsrorvn in thc inclitstry lirr its innt,r'.rt.ir-tn irr develcipmenl t-rl' small scule hydlopf)wer projt-cis. Sincerely, .-,\ ,-(tmau1!&L** Thomas Cochr-an - Mayor' Senatol Al berl I(ookesh Representative lJill fhomas..tr. Memo To: Tom Bolen, Haines Borough Manager From: Stephanie Scott, Energy & Sustainability Coordinator Cc: Commissioners, Energy & Sustainability Commission Date: January 21, 2009 Re : Recommendation to the Borough Assembly regarding the Connelly Lake Hydro Electric Project proposal from Alaska Power & Telephone (APT) before the Committee of the Whole, January 21, 2009 The Energy & Sustainability Commission crafted the following recommendation to the Assembly during its January 20, 2009 Commission meeting. The Energy & Sustainability Commission recommends that the Assembly support efforts by APT to secure funding to do additional design and data gathering for hydro electric sources including but not limited to Connelly Lake and Schubee Lake to help inform the public process prior to permitting. During debate following the making and seconding of the motion, “support” was defined as “support for the grant and the uses of the grant.” The motion carried 7 to 1. Commissioner Wackerman was absent, Commissioner Holmes voted in the negative, and Commissioner Gonce accepted the Chairʼs ruling that he had a conflict of interest and did not vote. From: "Ady Milos" <a1milos@yahoo.com> Date: January 29, 2009 3:23:10 PM AKST To: <sscott@aptalaska.net> Subject: Alaska Power & Telephone's Connelly Lake hydroelectric project Dear Ms. Scott, I am writing this to support Alaska Power & Telephone’s Connelly Lake hydroelectric project. AP&T has presented a plan they feel is feasible, environmentally sound, and will provide Haines with more than three times the power it presently consumes during peak times in winter. According to AP&T’s presentation to the Haines Energy Commission on November 25th, 2008 the Connelly Lake site was chosen for its capacity, proximity to Haines, and because it does not require an undersea cable – a link that, if broken, could put Haines in the dark for several months. The project size is important so that AP&T can sell excess power in other markets (i.e. Skagway, Canada, and cruise ships when docked,) and therefore keep our power rates low. You have already received some letters in opposition to this project. This vociferous handful of opponents is ignoring a basic rule of economics – that every resource is limited and has alternative uses. We can always wish for more wilderness, but by developing this one low-impact hydroelectric project at Connelly Lake we can cut hydrocarbon use in the Haines area by 30 to 50 percent. That’s less pollution in town, less CO2 into the atmosphere, less oil burned, and therefore reduced chance of an oil spill as less oil is transported in our marine environment. By constructing three miles of road, one 6300-foot penstock and a powerhouse we will realize an environmental net gain for the Haines area. And when Haines grows, or finds a new industry ( or port facility?) at its doorstep, the existence of this ample source of power means cleaner, more energy-efficient growth. The Chilkoot River Corridor is a beautiful and productive place, but not as untouched as some folks would like to believe. Local loggers Don Turner and Duck Hess can both testify that they helped log some large tracts of land at the upper end of the lake about 40 years ago, taking the logs out via a logging road along the north side of the lake – the same roadbed that AP&T proposes repairing. That some folks are unaware of this is a testament to the resiliency of the watershed. During their presentation, AP&T explained how they met several environmental challenges during construction of other projects in the Skagway area and on Prince of Wales Island. It appears they are also ready to take every environmental precaution to complete the Connelly Lake Project with a minimal impact. When completed it is likely that none of the power project will be visible from the present DNR campground at the lower end of Chilkoot Lake. Therefore, I have no reservations about supporting AP&T as they work toward plentiful, sustainable hydropower for Haines. And I’m convinced that after it is done, the Chilkoot watershed will remain a beautiful and productive place. Nearly everyone I speak with in Haines feels the same way. Sincerely, Stan & Ady Milos Haines, Alaska.   From: "Marie DisBrow" <marie@wildernesswritings.com> Date: January 31, 2009 12:03:05 PM AKST To: <sscott@aptalaska.net> Subject: re: Connelly Lake Project Stephanie Scott, ESC Coordinator Haines Borough 103 Third Avenue S. P.O. Box1209 Haines, AK 99827 re: Connelly Lake Hydroelectric Project Dear Ms Scott: As a resident of Lutak, I am writing to encourage you to support Alaska Power & Telephone’s Connelly Lake hydroelectric project. AP&T’s environmentally sound plan will provide Haines with over three times the power presently consumed during winter peak times. According to AP&T’s presentation to the Haines Energy Commission on November 25th, 2008, the Connelly Lake site was chosen for its capacity, proximity to Haines, and because it does not require an undersea cable. Just yesterday, both Skagway and Haines lost power when heavy snow caused trees to contact the transmission line along the Klondike Highway. In spite of the Haines diesel- fired generator, we were without electricity for several hours. If it becomes necessary to use the diesel power plant for a long period of time, the rate could go from $0.07 per kilowatt hour to over $0.23 per kilowatt hour—over three times the cost of hydroelectric power, because of the high cost of fuel. The project size is important so that AP&T can sell excess power in other markets (i.e. Skagway, Canada, and cruise ships when docked) and therefore keep our power rates low. It appears that AP&T is ready to take every environmental precaution to complete the Connelly Lake Project with a minimal impact. Sincerely, Marie E. DisBrow From: "Dave DisBrow" <dave@davedisbrow.com> Date: February 2, 2009 12:30:37 AM AKST To: <sscott@aptalaska.net> Subject: Connelly Lake Hydroelectric Project Stephanie Scott, ESC Coordinator Haines Borough 103 Third Avenue S. P.O. Box1209 Haines, AK 99827 re: Connelly Lake Hydroelectric Project Dear Ms Scott: I feel it is time to step to the plate and support Alaska Power & Telephone’s Connelly Lake hydroelectric project. Being a resident of Lutak and doing without electric and or phone service until last year, I don't see why anyone would want to go back to the dark side of living. Our present hydro power from AP&T's undersea (Umbilical) cable from Skagway has a limited lifetime and regression is not a viable nor logical option. We now have a potential future for Haines, may I mention our deep harbor possibilities? Without a quality and quantity source of clean electricity for the docks we would stand to lose this resource. Governor Palin has set a goal..."This guide will help us move to a future where, ideally, 50 percent of Alaska's electricity is generated from renewable resources by 2025,". This is twice the goal President Barack Obama has called for by 2025. Alaska can set the pace for renewal resources for our nation! ...and Haines could be leading the way. Lets not show them how stubborn we can be on this issue. Win Win Dave DisBrow [AUTHORIZED SIGNATURES] Grant Documents Authorized Signers Please clearly print or type all sections of this form. Community/Grantee Name: ALASKA POWER COMPANY Regular Election is held: Annually / Board of Dir. IDate: September 14, 2010 Authorized Grant Si Printed Name Title Term Glen Martin Permitting I Lic.ensing / PermanenEnvlfonnfental KeVleW Robert S. Grimm CEO I President Permanen I authorize the above person(s) to sign Grant Documents: (Highest ranking organization/community/municipal official) Printed Name Title Term Robert S. Grimm CEO I President Permanent Grantee Contact Information' . Mailing Address: P.o. Box 3222, Port Townsend, WA 98368 Phone Number: (360) 385-1733 x122 Fax Number: (360) 385-7538 E-mail Address: glen.m@aptalaska.com Federal Tax 10 #: 92-0153693 Please submit an updated form whenever there is a change to the above information. Please return the original completed form to: Alaska Energy Authority ALASKA813 W. Northern Lights Blvd. ENERGY AUTHORITYAnchorage, AK 99503 Attn: Butch White, Grants Adminjstrator H:\GRANTSIAEA Round IV Renewable Energy Grants LOIO\Grant_Authorized_Signers4.doc [CORPORATE RESOLUTION] RESUME’S [PROJECT MAPS] PROJECT DESCRIPTION CONNELLY LAKE HYDROELECTRIC PROJECT PROJECT DESCRIPTION Project Location The Connelly Lake Project would be located in Southeast Alaska, approximately 14 miles northeast of the City of Haines and 10 miles southwest of the City of Skagway. Stream or other body of water: Connelly Lake (formerly Upper Chilkoot Lake) at elevation 2272 feet above mean sea level, connected by an unnamed stream to the Chilkoot River. Affected land: State of Alaska land in Sections 22, 26, 27, 34, 35, and 36 withinT28S, R57E and Sections 4, 5, 9, 10, 14, 15, 22, 23, 25, 26 within T29S, R58E (Copper River Meridian). Project Features The following description of project features is based on a preliminary evaluation of the site. The sizes and types of project features are subject to modification as further evaluations are made. Dam, Intake and Spillway There will be a 48-foot-high rock fill dam located at the outlet of Connelly Lake, which would raise the lake elevation from 2,280 to 2,312. The crest length would be approximately 575 feet, the crest elevation would be approximately 2,318 feet, the crest width would be approximately 12 feet, and the base width would be approximately 100 feet. If suitable impervious material can be found in the reservoir area, the dam would have an impervious core, otherwise, the upstream face would have a concrete or membrane lining. The dam would increase the size of the lake from 90 acres to 160 acres and provide for an active storage capacity of 4,700 acre-feet between El 2280 and El 2312. The reservoir would be drawn down in the winter and early spring, and refill in the late spring and early summer. The spillway would be located on a bench cut into the right abutment, and would have an ungated concrete crest approximately 100 feet long, with the crest elevation at El 2,312. The intake would be situated on the left abutment of the dam, with the centerline at about El 2,270 feet. The intake would be a free-standing concrete structure diverting flow into a 48-inch-diameter conduit under the dam. An outlet works structure would be located at the downstream end of the conduit, which would provide a transition to the penstock and a branch to a 48-in discharge valve to provide for rapid drawdown of the reservoir. Penstock Project Description 1 Connelly Lake Hydroelectric Project A 6,188-foot-long, 30-inch-diameter steel penstock would convey water from the intake/outlet works to the powerhouse. The penstock would be aligned with a minimum of horizontal bends to allow construction with a highline system. The penstock would be exposed and located within a cleared corridor about __ feet wide. The pipe would be coated with an appropriate color to blend it into the vegetation as much as possible. Powerhouse The powerhouse would be a prefabricated 40-foot by 60-foot metal building, located on the west bank of the Chilkoot River at approximately 170 feet in elevation. The powerhouse will be on a reinforced concrete foundation. The powerhouse will contain one or two generating units with an installed capacity of 6,200 kW. Hydraulic capacity would be approximately 45 cfs. Tailrace A tailrace would be a riprap-lined excavated channel extending a short distance from the powerhouse to the Chilkoot River to conduct powerhouse discharges. Access Access to the powerhouse area would be via an existing road previously used for logging that crosses both state and private land as well as construction of approximately 0.25 miles of new road and a bridge across the river. Access to the dam and the penstock areas during construction would be by helicopter and the highline system. Access to the highline system and powerhouse site would be by road. Access during operation would be by road and helicopter during operation. Transmission Line and Substation A 14-mile-long, 34.5 kV, underground and overhead transmission line would interconnect with Alaska Power & Telephone Company’s existing 34.5 kV transmission system at Lutak inlet. Project Generation The powerhouse will contain one or two generating units with an installed capacity of 6,200 kW. The peak load capacity would be approximately 6.2 MW. The average annual generation would be about 35 GWh (potential). Lands of the United States There are no federal lands within the project boundary, only state and private. The project would run through the Chilkoot Eagle Preserve and is also in Haines State Forest. Project Description 2 Connelly Lake Hydroelectric Project Project Description 3 Connelly Lake Hydroelectric Project Proposed Market Current electrical demand of the Haines and Skagway Boroughs are expected to increase as more consumers are placed on the power grid. Although, sufficient hydro generation presently exists, it is reaching its capacity, requiring the occasional use of diesel for peak load and late in the winter. It is anticipated that a need for additional hydroelectric power will occur within the next five years and this storage project will take us well into the future. Permitting and construction of this project will take about five years to complete if started now. Project Maps The proposed project location is identified on Figure 1: Project Location, as well as project features and the boundary of the Chilkat Bald Eagle Preserve. Environment This project will be within the Haines State Forest, Chilkat Bald Eagle Preserve, and on some private land along the access road / transmission line route. The Chilkoot River above Chilkoot Lake has Coho, Sockeye, and Dolly Varden. Connelly Lake and its outlet stream are above Chilkoot Lake and drain into the Chilkoot River. According to ADF&G’s habitat maps, the outlet stream from Connelly Lake is not used by any fish. ADF&G conducted fish surveys in 1995 in Connelly Lake, the outlet stream from Connelly Lake, a stream approximately 0.25 miles south of the Connelly Lake outlet stream from the river confluence, and seven other streams along the access road north of Chilkoot Lake. The fish studies were part of a cooperative agreement between ADF&G and Haines Light and Power Company. ADF&G’s finding were: 1. Connelly Lake and its outlet stream do not appear to support fish populations; 2. The lower reaches of the stream approximately 0.25 miles south of the Connelly Lake outlet stream confluence with the river provides rearing habitat for juvenile coho and Dolly Varden; and, 3. Seven streams along the access road (north of Chilkoot Lake) support spawning and/or rearing fish. Permits Although no permits have been acquired at this time, there is a water use reservation number LAS14292 for AP&T from previous efforts to retain this site for hydro development. Now we are going ahead with development and will acquire all permits necessary to do so. A FERC preliminary permit will be needed initially and eventually a FERC license will be applied for. [PROJECT SCHEDULE] Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4PHASE II: Resource Assessment, Feasibility Analysis, Conceptual DesignConceptual DesignStream Gage InstallationGeotechnical InvestigationsEnvironmental StudiesFERC Preliminary Permit App.PHASE III: Final Design and PermittingPermit Application & ProcessingStream Gaging (data collection)Penstock Alignment SurveyFinal DesignPHASE IV: ConstructionMobilizationAccess RoadDamPenstockGenerating Equipment ProcurementPowerhouseTransmission LineTesting and Start-Up2017 20182016CONNELLY LAKE HYDROELECTRIC PROJECTDESIGN AND CONSTRUCTION SCHEDULE2011 2012 2013 2014 2015 RECONNAISSANCE INFORMATION PERMIT APPLICATIONS & COASTAL ZONE QUESTIONNAIRE State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 1 of 18 Coastal Project Questionnaire and Certification Statement The Coastal Project Questionnaire (CPQ) is a diagnostic tool that will identify the state and federal permit requirements for your project that are subject to a consistency review. You must answer all questions. If you answer “Yes” to any of the questions, please call that specific department for further instructions to avoid delay in processing your application. You can find an agency contact list online at http://alaskacoast.state.ak.us/Contacts/PRCregcont.html. A complete project packet includes accurate maps and plan drawings at scales large enough to show details, copies of your state and federal permit applications, your answers to this questionnaire, and a complete consistency evaluation. DCOM will notify you within 21 days of receipt if the packet is incomplete and what information is still required. For additional information or assistance, you may call or email the Juneau Project Review at (907) 465-2142, or the Anchorage Project Review at (907) 269-7478. This CPQ document contains numerous hyperlinks (underlined text that has a connection to an internet web page) and is best viewed on-line. Additional instructions are available at http://www.alaskacoast.state.ak.us/Projects/pcpq.html „ APPLICANT INFORMATION 1. Alaska Power & Telephone Company Name of Applicant P.O. Box 3222 Address Port Townsend, WA 98368 City/State/Zip 360-385-1733 x122 Daytime Phone 360-385-7538 glen.m@aptalaska.com Fax Number E-mail Address 2. Agent (or responsible party if other than applicant) Address City/State/Zip Daytime Phone Fax Number E-mail Address „ PROJECT INFORMATION Yes No 1. This activity is a: new project modification or addition to an existing project 2. If this is a modification or an addition, do you currently have any State, federal or local approvals for this activity? NOTE: Approval means any form of authorization. If "yes," please list below: Approval Type Approval # Issuance Date Expiration Date 3. If this is a modification, was this original project reviewed for consistency with the Alaska Coastal Management Program? ............................................................................................................................................................................. Previous ACMP I.D. Number: (example: AK 0706-05AA or ID2004-0505JJ) Previous Project Name: Previous Project Applicant: „ PROJECT DESCRIPTION Attach a complete and detailed narrative description of your new project or of your modification/addition including ALL associated facilities and changes to the current land or water use (if not already attached as part of an agency application). Clearly delineate the project boundaries and all property owners, including owners of adjacent land, on the site plan. The scale of the maps and plan drawings must be large enough to show pertinent details. Identify your proposed footprint or State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 2 of 18 disturbed area. If this project is a modification to an approved project, identify existing facilities and proposed changes on the site plan. Proposed starting date for project: 2011 Proposed ending date for project: 2013 „ PROJECT LOCATION and LAND OWNERSHIP Yes No 4. Describe/identify the project location on a map (Including nearest community, the name of the nearest land feature or body of water, and other legal description such as a survey or lot number.). Township T28S, T29S Range R58E Section see attachment for full list Meridian CRM Latitude/Longitude / (specify Decimal Degrees or Degrees, Minutes, Seconds) USGS Quad Map Skagway (B-2) 5. The project is located on: State land or water* Federal land Private land Municipal land (Check all that apply) Mental Health Trust land University of Alaska land Contact the applicable landowner(s) to obtain necessary authorization. State land ownership can be verified using Alaska Mapper. *State land can be uplands, tidelands or submerged lands to 3 miles offshore. 6. Is the project within or associated with the Trans Alaska Pipeline corridor? ...................................................................... „ COASTAL DISTRICT Yes No 7. Is the project located in a coastal district? .......................................................................................................................... If yes, identify the applicable coastal district(s) and contact them to ensure your project conforms with district policies and zoning requirements. Coastal districts are a municipality or borough, home rule or first class city, second class municipality with planning powers, or coastal resource service area. A coastal district is a participant in the State's consistency review process. Early interaction with the district can benefit you significantly; please contact the district representative listed on the contact list at http://www.alaskacoast.state.ak.us/Contacts/PRCregcont.html „ DEPARTMENT OF NATURAL RESOURCES (DNR) APPROVALS DNR DIVISION OF MINING, LAND & WATER- LAND SECTION Yes No 1. Is the proposed project on State-owned land or water or will you need to cross State-owned land for access? (NOTE: State land includes the land below the ordinary high water line of navigable streams, rivers and lakes, and in marine waters, below the mean high tide line seaward for three miles. State land does not include Alaska Mental Health Trust Land or University of Alaska Land.) ……………………………………………………………..……………………….. 2. If you answered yes to the question above, indicate the person you contacted at the appropriate Division of Mining, Land and Water regional office for information. a) Name/date of Contact: b) Is an application required for the proposed activity? ..................................................................................................... c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DNR DIVISION OF MINING, LAND & WATER- MATERIALS SECTION Yes No 3. Do you plan to dredge or otherwise excavate or remove materials such as rock, sand, gravel, peat, or overburden from any land regardless of ownership? ...................................................................................................................................... a) Location of excavation site if different than the project site: Township Range Section Meridian 4. At any one site (regardless of land ownership), do you plan any of the following? ............................................................ Excavate five or more acres over a year’s time Excavate 50,000 cubic yards or more of materials (rock, sand, gravel, soil, peat, overburden, etc.) over a year’s time Have a cumulative, un-reclaimed, excavated area of five or more acres 5. Do you plan to place fill or excavated material on State-owned land? ............................................................................... a) Location of fill or material disposal site if different than the project site: Township Range Section Meridian 6. If you answered yes to any question above, indicate the person you contacted at the appropriate Division of Mining, State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 3 of 18 Land and Water regional office for information. a) Name/date of Contact: b) Is an application required for the proposed activity? ....... Is covered under the Land Easement Application................. c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DNR DIVISION OF MINING, LAND & WATER- MINING SECTION Yes No 7. Do you plan to mine for locatable minerals such as silver, gold, or copper? ..................................................................... 8. Do you plan to explore for or extract coal? ........................................................................................................................ 9. If you answered yes to any question above, indicate the person you contacted at the appropriate Division of Mining, Land and Water regional office for information. a) Name/date of Contact: b) Is an application required for the proposed activity? ...................................................................................................... c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DNR DIVISION OF MINING, LAND & WATER- WATER SECTION Yes No 10. Will this project or development divert, impound, withdraw, or use any fresh water (regardless of land ownership)? (NOTE: If you know of other water users who withdraw from the same source or any potential conflicts affecting this use of water, contact the Water Section. If you are obtaining water exclusively from either an existing Public Water Supply or from a rainwater catchment system, you are not required to contact the DNR Water Section regional office.) ...................... a) Check all points-of-withdrawal or water sources that apply: Public Water system (name): Stream or Lake (name): Connelly Lake Well Rain catchment system Other: b) Intended use(s) of water: Hydropower generation c) Amount (maximum daily, not average, in gallons per day): 45 cfs d) Is the point of water withdrawal on property you own? …………………………………………………………........... 11. Do you plan to build or alter a dam (regardless of land ownership)? .................................................................................. 12. If you answered yes to any question above, indicate the person you contacted at the appropriate Division of Mining, Land and Water regional office for information. a) Name/date of Contact: b) Is an application required for the proposed activity? .............................. LAS 14292; Priority already established........ c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DNR DIVISION OF FORESTRY Yes No 13. Does your operation meet both of the following criteria on any land, regardless of ownership? a) The project will commercially harvest timber on 10 or more acres, or commercially harvest timber that intersects, encompasses, or borders on surface waters, and b) The project involves one or more of the following: site preparation, thinning, slash treatment, construction and maintenance of roads associated with a commercial timber harvest, or any other activity leading to or connected to a commercial timber harvest operation…………………………........................................................................................ 14. If you answered yes to any question above, indicate the person you contacted at the appropriate Division of Forestry regional office for information. a) Name/date of Contact: b) Is an application required for the proposed activity?..Project within Haines State Forest; HSF says they will handle through DNR easement.................................. c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DNR DIVISION OF OIL & GAS Yes No State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 4 of 18 15. a) Will you be exploring for or producing oil and/or gas? ………………………………………………………………... b) Will you conduct surface use activities on/within an oil and gas lease or unit? ………………………………………. If yes, please specify: 16. Do you plan to drill a geothermal well (regardless of land ownership)? …………………………………………………. 17. If you answered yes to any question above, indicate the person you contacted at the appropriate Division of Oil & Gas office for information. a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………... c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: Visit the Division of Oil & Gas website for application forms and additional information. DNR OFFICE OF HISTORY & ARCHAEOLOGY Yes No 18. Will you investigate, remove, or impact historical, archaeological or paleontological resources (anything over 50 years old) on State-owned land? ………………………………………………………………………………………………… 19. If you answered yes to the question above, indicate the person you contacted at the State Historic Preservation Office for information. a) Name/date of Contact: DNR DIVISION OF GEOLOGICAL & GEOPHYSICAL SURVEYS Yes No 20. Is the proposed project located within a natural hazard area designated by a coastal district in the approved district plan? (Refer to the district plan or contact the coastal district office.) ……………………………………………………. a) If “yes”, describe the measures you will take in the siting, design, construction, and operation of the proposed activity to protect public safety, services, and the environment from potential damage caused by the designated natural hazard(s) in the Natural Hazards portion of the attached Coastal Consistency Evaluation (11 AAC 112.210). 21. If you have contacted someone, please indicate the person you contacted at the Coastal District or the State for information. The Division of Geological & Geophysical Survey may have additional information on hazards for the area. a) Name/date of Contact: DNR DIVISION OF PARKS & OUTDOOR RECREATION Yes No 22. Is the proposed project located in a unit of the Alaska State Park System including navigable waters, tidelands or submerged lands to three miles offshore? …………………………………………………………………………………. 23. If you answered yes to any question above, indicate the person you contacted at the appropriate DNR Division of Parks & Recreation office for information. a) Name/date of Contact: b) Is an application required for the proposed activity? ……………Project in Chilkoot Bald Eagle Preserve; they are reviewing to determine what steps we should take next…………... c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DNR APPROVALS List the Department of Natural Resources permits or authorizations required for your project below: Types of project approvals or permits needed. Date application submitted DNR Land Use Permit 10/13/08 DNR Water Use Permit LAS 14292; priority has been established; DNR Div. of Forestry DNR Div. of Parks & Outdoor Rec (Chilkoot Bald Eagle Preserve) They are going to follow through DNR easement process; Parks is reviewing what steps to take; „ DEPARTMENT OF FISH AND GAME (DFG) APPROVALS Yes No State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 5 of 18 1. Is your project located in a designated State Game Refuge, Critical Habitat Area or State Game Sanctuary? …………... 2. Does your project include construction/operation of a salmon hatchery? ………………………………………………… 3. Does your project affect, or is it related to, a previously permitted salmon hatchery? …………………………………… 4. Does your project include construction of an aquatic farm? ……………………………………………………………… 5. Will you work in, remove water or material from, or place anything in, a stream, river or lake? (NOTE: This includes work or activities below the ordinary high water mark or on ice, in the active flood plain, on islands, in or on the face of the banks, or, for streams entering or flowing through tidelands, above the level of mean lower low tide. If the proposed project is located within a special flood hazard area, a municipal floodplain development permit may be required. Contact the affected city or borough planning department for additional information and a floodplain determination.) …………………………………………………………………………………………………………….. a) If yes, name of waterbody: Connelly Lake 6. If you answered yes to any questions above, indicate the person you contacted at the appropriate Department of Fish and Game office for information. (For projects involving Hatcheries or Aquatic Farms, please contact the Division of Commercial Fisheries. Other projects should contact the Division of Habitat.) a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………. c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DFG APPROVALS List the Department of Fish and Game permits or authorizations required for your project below: Types of project approvals or permits needed. Date application submitted Habitat Permit 10/13/08 „ DEPARTMENT OF ENVIRONMENTAL CONSERVATION (DEC) APPROVALS DEC DIVISION OF WATER Yes No 1 a) Will a discharge of non-domestic wastewater to lands, waters, or the subsurface of the state occur? (NOTE: Non- domestic wastewater includes wastewater from commercial or industrial facilities, excavation projects, wastewater from man-made containers or containment areas, or any other non-domestic wastewater disposal activities see 18 AAC 72.990 for definitions.) …………………………………………………………………………………………... b) Will a discharge of domestic wastewater or septage to lands, waters or the subsurface of the state occur? (see 18 AAC 72.990 for definitions.) …………………………………………………………………………………………….. c) Will the wastewater disposal activity require a mixing zone or zone of deposit to meet Water Quality Standards (WQS)? (Many disposal activities require a mixing zone to meet WQS, contact DEC if unsure.) …………………….. d) Will the project include a stormwater collection/discharge system? …………………………………………………… e) Will the project include placing fill in wetlands? ………………………………………………………………………. f) Is the surrounding area inundated with water at any time of the year? …………………………………………………. g) Do you intend to construct, install, modify or use any part of a domestic or non-domestic wastewater treatment or disposal system? ………………………………………………………………………………………………………… 2. Does your project qualify for a general permit for wastewater? ............................................................... 3. If you answered yes to any questions above, indicate the person you contacted at the DEC-Division of Water for information. a) Name/date of Contact: b) Is an application required for the proposed activity? ………………see attached e-mail from DEC…………………... c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 6 of 18 DEC DIVISION OF ENVIRONMENTAL HEALTH Yes No 4 a) Will your project result in construction, modification, or operation of a facility for solid waste disposal? (NOTE: Solid waste means drilling wastes, household garbage, refuse, sludge, construction or demolition wastes, industrial solid waste, asbestos, and other discarded, abandoned, or unwanted solid or semi-solid material, whether or not subject to decomposition, originating from any source. Disposal means placement of solid waste on land.) ………. b) Will your project result in treatment of solid waste at the site? (Examples of treatment methods include, but are not limited to: incineration, open burning, baling, and composting.) ……………………………………………………… c) Will your project result in storage or transfer of solid waste at the site? ………………………………………………. d) Will the project result in storage of more than 50 tons of materials for reuse, recycling, or resource recovery? ……… e) Will any sewage solids or biosolids be disposed of or land-applied to the site? (NOTE: Sewage solids include wastes that have been removed from a wastewater treatment plant system, such as a septic tank lagoon dredge, or wastewater treatment sludge that contain no free liquids. Biosolids are the solid, semi- solid or liquid residues produced during the treatment of domestic septage in a treatment works which are land applied for beneficial use.) .. 5. Will your project require application of oil, pesticides, and/or any other broadcast chemicals? …………………………. 6. Does your project qualify for a general permit for solid waste? ................................................................ 7. If you answered yes to any question above, indicate the person you contacted at the DEC- Division of Environmental Health for information. a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………... c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DEC DIVISION OF AIR QUALITY Yes No 8 a) Will you have an asphalt plant designed to process no less than five tons per hour of product? ……………………… b) Will you have a thermal remediation unit with a rated capacity of at least five tons per hours of untreated material? .. c) Will you have a rock crusher with a rated capacity of at least five tons per hour? …………………………………….. d) Will you have one or more incinerators with a cumulative rated capacity of 1,000 pounds or more per hour? ……….. e) Will you have a coal preparation plant? ………………………………………………………………………………... f) Will you have a Port of Anchorage stationary source? …………………………………………………………………. g) Will you have a facility with the potential to emit no less than 100 tons per year of any regulated air contaminant?..... h) Will you have a facility with the potential to emit no less than 10 tons per year of any hazardous air contaminant or 25 tons per year of all hazardous air contaminants?........................................................................................................ i) Will you be constructing a new stationary source with a potential to emit greater than: ……………………………… 15 tons per year (tpy) of PM-10 40 tpy of nitrogen oxides 40 tpy of sulfur dioxide 0.6 tpy of lead; or 100 tpy of CO within 10 km of a nonattainment area j) Will you be commencing construction, or (if not already authorized under 18 AAC 50) relocating a portable oil and gas operation? (answer “yes” unless you will comply with an existing operating permit developed for the portable oil and gas operation at the permitted location; or you will operate as allowed under AS 46.14.275 without an operating permit) ……………………………………………………………………………………………………….................... k) Will you be commencing construction or (if not already authorized under 18 AAC 50) relocating an emission unit with a rated capacity of 10 million Btu or more per hour in a sulfur dioxide special protection area established under 18 AAC 50.025? ………………………………………………………………………………………………………… l) Will you be commencing a physical change to or a change in the method of construction of an existing stationary source with a potential to emit an air pollutant greater than an amount listed in g) that will cause for that pollutant an emission increase (calculated at your discretion) as either an increase in potential to emit that is greater than: 10 tpy of PM-10 10 tpy of sulfur dioxide 10 tpy of nitrogen oxides; or 100 tpy of CO within 10 km of a nonattainment area; or actual emissions and a net emissions increase greater than: State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 7 of 18 10 tpy of PM-10 10 tpy of sulfur dioxide 10 tpy of nitrogen oxides; or 100 tpy of CO within 10 km of a nonattainment area m) Will you be commencing construction or making a major modification of a Prevention of Significant Deterioration stationary source under 18 AAC 50.306? ……………………………………………………………………………….. n) Will you be commencing construction or making a major modification of a nonattainment area major stationary source under 18 AAC 50.311? …………………………………………………………………………………………... o) Will you be commencing construction or reconstructing a major stationary source under 18 AAC 50.316, for hazardous air pollutants? Definition of Regulated Air Pollutants can be found at http://www.epa.gov/ttn/oarpg/t5/memoranda/rapdef.pdf .................................................................................................. 9. If you answered yes to any questions above, indicate the person you contacted at the DEC- Division of Air Quality for information. a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………… c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: DEC DIVISION OF SPILL PREVENTION AND RESPONSE Yes No 10 a) Will your project involve the operation of waterborne tank vessels or oil barges that carry crude or non crude oil as bulk cargo, or the transfer of oil or other petroleum products to or from such a vessel or a pipeline system? …………. b) Will your project require or include onshore or offshore oil facilities with an effective aggregate storage capacity of greater than 5,000 barrels of crude oil or greater than 10,000 barrels of non-crude oil? ……………………………….. c) Will you operate facilities on land or water for exploration or production of hydrocarbons? …………………………. 11. If you answered yes to any questions above, indicate the person you contacted at the DEC-Division of Spill Prevention and Response office for information. a) Name/date of Contact: b) Is a plan required for the proposed activity? …………………………………………………………………… c) If “YES” then submit a signed copy of the completed Oil Discharge Prevention & Contingency Plan to the DCOM. If “No”, explain why an application isn’t required. Explanation: DEC APPROVALS List the Department of Environmental Conservation permits or authorizations required for your project below: Types of plan approvals or permits needed Date application submitted „ FEDERAL APPROVALS U.S. ARMY CORPS OF ENGINEERS (USACE) Yes No 1. Will you discharge dredged and/or fill material or perform dredging activities in waters of the U.S? Section 404 of the Clean Water Act requires that a Department of the Army permit be obtained for the placement or discharge of dredged and/or fill material into waters of the U.S., including wetlands (33 U.S.C. 1344). (Your application to the USACE would also serve as application for DEC Water Quality Certification.) …………………………………. 2. Will you place fill or structures or perform work in waters of the U.S? Section 10 of the Rivers and Harbors Act of 1899 requires that a Department of the Army permit be obtained for structures or work in or affecting navigable waters of the U.S. (33 U.S.C. 403) (Waters of the U.S. include marine waters subject to the ebb and flow of the tide, rivers, streams, lakes tributaries, and wetlands. If you are not certain whether your proposed project is located within a wetland, contact the USACE Regulatory Division to request a wetlands determination. For additional information about the Regulatory Program, visit www.poa.usace.army.mil/reg) ……………………………………….. State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 8 of 18 3. If you answered yes to the question above, indicate the person you contacted at the US Army Corps of Engineers for information. a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………… c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: BUREAU OF LAND MANAGEMENT (BLM) Yes No 4. Is the proposed project located on BLM land, or will you need to cross BLM land for access? …………………………. 5. If you answered yes to the question above, indicate the person you contacted at the Bureau of Land Management for information. a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………… c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: U.S. COAST GUARD (USCG) Yes No 6 a) Do you plan to construct a bridge or causeway over tidal (ocean) waters, or navigable rivers, streams or lakes? ……... b) Does your project involve building an access to an island? ……………………………………………………………. c) Do you plan to site, construct, or operate a deepwater port? …………………………………………………………… 7. If you answered yes to any question above, indicate the person you contacted at the appropriate US Coast Guard office for information. a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………… c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: U.S. ENVIRONMENTAL PROTECTION AGENCY (EPA) Yes No 8 a) Will the proposed project have a discharge to any waters? ……………………………………………………………... b) Will you dispose of sewage sludge? ……………………………………………………………………………………. c) Will construction of your project expose 1 or more acres of soil? (NOTE: This applies to the total amount of land disturbed, even if disturbance is distributed over more than one season, and also applies to areas that are part of a larger common plan of development or sale.) …………………………………………………………………………... d) Is your project an industrial facility that will have stormwater discharge directly related to manufacturing, processing, or raw materials storage areas at an industrial plant? If you answered yes to c) or d), your project may require an NPDES Stormwater permit ……………………………………………………………………………………………… 9. If you answered yes to any question above, indicate the person you contacted at the US Environmental Protection Agency for information. a) Name/date of Contact: 09/30/08; stated that we would just get the COE 404 Permit; COE will communicate with them. b) Is an application required for the proposed activity? …………………………………………………………………… c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: FEDERAL AVIATION ADMINISTRATION (FAA) Yes No 10 a) Is your project located within five miles of any public airport? ……………………………………………………… b) Will you have a waste discharge that is likely to decay within 5,000 feet of any public airport? …………………… 11. If you answered yes to the question above, indicate the person you contacted at the Federal Aviation Administration for information. a) Name/date of Contact: FEDERAL ENERGY REGULATORY COMMISSION (FERC) Yes No State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 9 of 18 12 a) Does the project include any of the following: ………………………………………………………………………… 1) a non-federal hydroelectric project on any navigable body of water 2) locating a hydro project on federal land (including transmission lines) 3) using surplus water from any federal government dam for a hydro project b) Does the project include construction and operation, or abandonment of interstate natural gas pipeline facilities under sections 7 (b) and (c) of the Natural Gas Act (NGA)? .....……………………………………………………… c) Does the project include construction and operation of natural gas or liquefied natural gas importation or exportation facilities under section 3 of the NGA? ......................................................................................................... d) Does the project include construction for physical interconnection of electric transmission facilities under section 202 (b) of the FPA? …………………………………………………………………………………………………… 13. If you answered yes to any question above, indicate the person you contacted at the appropriate Federal Energy Regulatory Commission office for information. a) Name/date of Contact: b) Is an application required for the proposed activity? ……A jurisdictional determination was requested from FERC on October 28, 2008……………………………………………………………… c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: U.S. FOREST SERVICE (USFS) Yes No 14 a) Does the proposed project involve construction on USFS land? ……………………………………………………….. b) Does the proposed project involve the crossing of USFS land with a water line? ……………………………………... c) The current list of Forest Service permits that require ACMP consistency review are online at http://alaskacoast.state.ak.us/Clawhome/handbook/pdf/11_AAC_110.pdf in Article 4, 11 AAC 110.400, pages 28-30. Does your proposed project include any of Forest Service authorizations found on pages 28-30 of the ACMP Handbook? ……………………………………………………………………………………………………………… 15. If you answered yes to any question above, indicate the person you contacted at United States Forest Service for information. a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………… c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: U.S. FISH AND WILDLIFE SERVICE (USFWS) Yes No 16 a) Is your proposed project on land managed by the USFWS? ……………………………………………………………. b) Does your project require a Right of Way from the USFWS under 50 C.F.R. 29 and 50 C.F.R 36? .............................. 17. If you answered yes to any question above, indicate the person you contacted at the US Fish and Wildlife Service for information. a) Name/date of Contact: b) Is an application required for the proposed activity? …………………………………………………………………… c) If “YES” then submit a signed copy of the completed application to the DCOM. If “No”, explain why an application isn’t required. Explanation: OTHER FEDERAL AGENCY APPROVALS Yes No 18 a) Other Federal agencies with authorizations reviewable under the Alaska Coastal Management Program are posted online at http://alaskacoast.state.ak.us/Clawhome/handbook/pdf/11_AAC_110.pdf in Article 4, 11 AAC 110.400, pages 28-30. Does your proposed project include any of the Federal agency authorizations found on pages 28-30 of the ACMP Handbook? …………………………………………………………………………………………………... b) If yes, which federal authorizations? COE permit State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management CPQ Revised 8/15/2008 Page 10 of 18 19. Have you applied for any other federal permits or authorizations? ……………………………………………………….. Agency Approval Type Date Submitted COE permit 404 Certification or Individual Permit 11/03/08 FERC Jurisdictional Determination 10/28/08 Note: The Coastal Project Questionnaire (CPQ) identifies state and federal permits subject to a consistency review. You may need additional permits from other agencies or the affected city and borough government to proceed with your activity. Attach the documentation requested under the Project Description. ACMP Consistency Evaluation & Certification Statement Pursuant to 11 AAC 110.215 (a)(1)(c), the applicant shall submit an evaluation of how the proposed project is consistent with the statewide standards at 11 AAC 112.200 - 11 AAC 112.990 and with the applicable district enforceable policies, sufficient to support the consistency certification. Evaluate your project against each section of the state standards and applicable district enforceable policies using the template below or by submitting a narrative description in letter or report form. District enforceable policies are available on the ACMP website at http://www.alaskacoast.state.ak.us. Definitions of key terms can be found at: 11 AAC 110.990, 11 AAC 112.990 and 11 AAC 114.990. If you need more space for an adequate explanation of any of the applicable standards, please attach additional pages to the end of this document. Be sure to include references to the specific sections and subsections that you are evaluating. STATEWIDE STANDARDS 11 AAC 112.200. Coastal Development Standard: (a) In planning for and approving development in or adjacent to coastal waters, districts and state agencies shall manage coastal land and water uses in such a manner that those uses that are economically or physically dependent on a coastal location are given higher priority when compared to uses that do not economically or physically require a coastal location. (b) Districts and state agencies shall give, in the following order, priority to (1) water-dependent uses and activities; (2) water-related uses and activities; and (3) uses and activities that are neither water-dependent nor water-related for which there is no practicable inland alternative to meet the public need for the use or activity. (c) The placement of structures and the discharge of dredged or fill material into coastal water must, at a minimum, comply with the standards contained in 33 CFR Parts 320 - 323, revised as of July 1, 2003. Evaluation: (a) How is your project economically or physically dependent on a coastal location? Why are you proposing to place the project at the selected location? Connelly Lake offers a very good storage type of hydroelectric project and these sites are only available at certain locations based on certain criteria, such as how much elevation change there is between lake and powerhouse, fish in lake or not (in this case no fish), and how much storage can be made at the lake by installing a dam and how far is it to market for the power, which isn’t all that far considering that there is power out to the community of Lutak now, and an old road corridor exists (RS2477). This project is not on the coast or shoreline, but is in land within the coastal district of Haines. (b) Evaluation of development priority. (1) How is the proposed project water-dependent? Explain. (2) How is the proposed project water-related? Explain. (3) If the proposed project is neither water-dependent nor water-related, please explain why there is not a practicable inland alternative that meets the public need for the use or activity. Explain. This project is water dependant and related because it is a hydroelectric project that is within a coastal district and because it is near the market for power. This project will not impact coastal waters because it is well in land. (c) DCOM defers to the United States Corps of Engineers (USACE) to interpret compliance with the referenced standards. If you plan to discharge or fill waters of the US, have you applied to the Corps of Engineers for the State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management Consistency Evaluation 8/15/2008 Page 11 of 18 appropriate authorization? We are planning on applying to the COE for a permit. 11 AAC 112.210. Natural hazard areas. Standard: (a) In addition to those identified in 11 AAC 112.990, the department, or a district in a district plan, may designate other natural processes or adverse conditions that present a threat to life or property in the coastal area as natural hazards. Such designations must provide the scientific basis for designating the natural process or adverse condition as a natural hazard in the coastal area, along with supporting scientific evidence for the designation. (b) Areas likely to be affected by the occurrence of a natural hazard may be designated as natural hazard areas by a state agency or, under 11 AAC 114.250(b), by a district. (c) Development in a natural hazard area may not be found consistent unless the applicant has taken appropriate measures in the siting, design, construction, and operation of the proposed activity to protect public safety, services, and the environment from potential damage caused by known natural hazards. (d) For purposes of (c) of this section, "appropriate measures in the siting, design, construction, and operation of the proposed activity" means those measures that, in the judgment of the coordinating agency, in consultation with the department’s division of geological and geophysical surveys, the Department of Community and Economic Development as state coordinating agency for the National Flood Insurance Program under 44 C.F.R. 60.25, and other local and state agencies with expertise, (1) satisfy relevant codes and safety standards; or (2) in the absence of such codes and standards; (A) the project plans are approved by an engineer who is registered in the state and has engineering experience concerning the specific natural hazard; or (B) the level of risk presented by the design of the project is low and appropriately addressed by the project plans. Evaluation: (a) Describe the natural hazards designated in the district plan as they affect this site. (b) Describe how the proposed project is designed to accommodate the designated hazards. How will you use site design and operate the proposed activity to protect public safety, services and the environment from potential damaged caused by known natural hazards? No natural hazards are identified in the district plan that relate to this site. (d)(1) Describe the measures you will take to meet relevant codes and safety standards in the siting, design, construction and operation of the proposed activity. (d)(2)(A) If your project is located in an area without codes and safety standards, how is your project engineered for the specific natural hazard? Give the name of the appropriately qualified registered engineer who will approve the plans for protecting public safety, services, and the environment from damage caused by hazards OR (d)(2)(B) If the level of risk presented by the design of the project is low, how do the project plans and project design address the potential natural hazard? 11 AAC 112.220. Coastal access. Standard: Districts and state agencies shall ensure that projects maintain and, where appropriate, increase public access to, from, and along coastal water. Evaluation: Please explain how the proposed project will maintain and, where appropriate, increase public access to, from and along coastal water. This project will not impact coastal waters as it is approximately 16 miles in land from Lutak Inlet. 11 AAC 112.230. Energy facilities. Standard: (a) The siting and approval of major energy facilities by districts and state agencies must be based, to the extent practicable, on the following standards: State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management Consistency Evaluation 8/15/2008 Page 12 of 18 (1) site facilities so as to minimize adverse environmental and social effects while satisfying industrial requirements; (2) site facilities so as to be compatible with existing and subsequent adjacent uses and projected community needs; (3) consolidate facilities; (4) consider the concurrent use of facilities for public or economic reasons; (5) cooperate with landowners, developers, and federal agencies in the development of facilities; (6) select sites with sufficient acreage to allow for reasonable expansion of facilities; (7) site facilities where existing infrastructure, including roads, docks, and airstrips, is capable of satisfying industrial requirements; (8) select harbors and shipping routes with least exposure to reefs, shoals, drift ice, and other obstructions; (9) encourage the use of vessel traffic control and collision avoidance systems; (10) select sites where development will require minimal site clearing, dredging, and construction; (11) site facilities so as to minimize the probability, along shipping routes, of spills or other forms of contamination that would affect fishing grounds, spawning grounds, and other biologically productive or vulnerable habitats, including marine mammal rookeries and hauling out grounds and waterfowl nesting areas; (12) site facilities so that design and construction of those facilities and support infrastructures in coastal areas will allow for the free passage and movement of fish and wildlife with due consideration for historic migratory patterns; (13) site facilities so that areas of particular scenic, recreational, environmental, or cultural value, identified in district plans, will be protected; (14) site facilities in areas of least biological productivity, diversity, and vulnerability and where effluents and spills can be controlled or contained; (15) site facilities where winds and air currents disperse airborne emissions that cannot be captured before escape into the atmosphere; (16) site facilities so that associated vessel operations or activities will not result in overcrowded harbors or interfere with fishing operations and equipment. (b) The uses authorized by the issuance of state and federal leases, easements, contracts, rights-of-way, or permits for mineral and petroleum resource extraction are uses of state concern. Evaluation: (a) If this standard applies to your project, please describe in detail how the proposed project is designed to meet each applicable section of this standard: (1) Project is being sited to use an existing road corridor (RS2477) and to minimize clearing needed. One such solution is to use an aerial tramway to move materials up the slope for placing the penstock and to transport materials to the lake. Helicopters will also be used to transport materials and equipment to the lake rather than build a road. Not constructing a road up to the lake will significantly reduce the environmental impacts. (2) (3) (4) (5) (6) (7) Project will use the existing RS2477 corridor as an access route and transmission line route to limit impacts to the environment. (8) (9) (10) (11) (12) (13)This project site will use the existing RS2477 ROW so as to limit scenic and environmental impacts along the west side of Chilkoot Lake. (14) (15) (16) (b) List the authorizations for state and federal leases, easements, contracts, rights-of-way, water rights, or permits for State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management Consistency Evaluation 8/15/2008 Page 13 of 18 mineral and petroleum resource extraction you have applied for or received. 11 AAC 112.240. Utility routes and facilities. Standard: (a) Utility routes and facilities must be sited inland from beaches and shorelines unless (1) the route or facility is water-dependent or water related; or (2) no practicable inland alternative exists to meet the public need for the route or facility. (b) Utility routes and facilities along the coast must avoid, minimize, or mitigate (1) alterations in surface and ground water drainage patterns; (2) disruption in known or reasonably foreseeable wildlife transit; (3) blockage of existing or traditional access. Evaluation: (a) If the proposed utility route or facility is sited adjacent to beaches or shorelines, explain how the route or facility is water dependent water related or why no practical inland alternative exits. This project is not near beaches or shorelines. (b) If the proposed utility route or facility is sited along the coast, explain how you will avoid, minimize or mitigate: (1) alterations in surface and ground water drainage patterns; (2) disruption in known or reasonably foreseeable wildlife transit; (3) blockage of existing or traditional access. 11 AAC 112.250. Timber harvest and processing. Standard: AS 41.17 (Forest Resources and Practices Act) and the regulations adopted under that chapter with respect to the harvest and processing of timber are incorporated into the program and constitute the components of the program with respect to those purposes. Evaluation: Does your activity involve harvesting or processing of timber? Yes No X If yes, please explain how your proposed project meets the standards of the State Forest Resources and Practices Act. 11 AAC 112.260. Sand and gravel extraction. Standard: Sand and gravel may be extracted from coastal waters, intertidal areas, barrier islands, and spits if there is no practicable alternative to coastal extraction that will meet the public need for the sand or gravel. Evaluation: If your proposed project includes extracting sand or gravel from coastal waters, intertidal areas, barrier islands or spits, please explain why there is no practicable alternative to coastal extraction that meets the public need for sand or gravel. N/A 11 AAC 112.270. Subsistence. Standard: State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management Consistency Evaluation 8/15/2008 Page 14 of 18 (a) A project within a subsistence use area designated by the department or under 11 AAC 114.250(g) must avoid or minimize impacts to subsistence uses of coastal resources. (b) For a project within a subsistence use area designated under 11 AAC 114.250(g), the applicant shall submit an analysis or evaluation of reasonably foreseeable adverse impacts of the project on subsistence use as part of (1) a consistency review packet submitted under 11 AAC 110.215; and (2) a consistency evaluation under 15 C.F.R. 930.39, 15 C.F.R. 930.58, or 15 C.F.R. 930.76. (c) Repealed 10/29//2004, Register 172. (d) Except in nonsubsistence areas identified under AS 16.05.258, the department may, after consultation with the appropriate district, federally recognized Indian tribes, Native corporations, and other appropriate persons or groups, designate areas in which a subsistence use is an important use of coastal resources as demonstrated by local usage. (e) For purposes of this section, "federally recognized Indian tribe," "local usage", and "Native corporation" have the meanings given in 11 AAC 114.990. Evaluation: (a) Is your proposed project located within a subsistence use area designated by a coastal district? Yes No X If yes, please describe how the proposed project is designed to “avoid or minimize impacts to subsistence uses of coastal resources:” (b) If your project is located in a subsistence use area designated by the coastal district, provide an analysis or evaluation of its reasonably foreseeable adverse impacts to the subsistence uses. (c) No response required. (d) If your project is not located in a designated subsistence use area, please describe any subsistence uses of coastal resources within the project area. Please be advised that subsistence use areas may be designated by the department during a review. There is subsistence use of fish resouces in Chilkoot Lake and Chilkoot River below Chilkoot Lake. (e) No response required. 11 AAC 112.280. Transportation routes and facilities. Standard: Transportation routes and facilities must avoid, minimize, or mitigate (1) alterations in surface and ground water drainage patterns; (2) disruption in known or reasonably foreseeable wildlife transit; and (3) blockage of existing or traditional access. Evaluation: If your proposed project includes transportation routes or facilities, describe how it avoids, minimizes, or mitigates (1) alterations in surface and ground water drainage patterns; The transportation route will be using the existing RS2477 that will need some improvements such as new culverts, some bridges to cross streams, brushing, and tree limbing to put the old road back into serviceable condition. Culverts and bridges will be used to avoid and minimize impacts to fish species using creeks that cross through this road corridor. There should be no alterations as these actions will be to replace existing and previously existing features. (2) disruption in known or reasonably foreseeable wildlife transit; and These activities should not impact wildlife transit other than to provide the occasional motorized disturbance from a maintenance vehicle passing through to the project site. State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management Consistency Evaluation 8/15/2008 Page 15 of 18 (3) blockage of existing or traditional access. N/A 11 AAC 112.300. Habitats. Standard: (a) Habitats in the coastal area that are subject to the program are (1) offshore areas; (2) estuaries; (3) wetlands; (4) tideflats; (5) rocky islands and sea cliffs; (6) barrier islands and lagoons; (7) exposed high-energy coasts; (8) rivers, streams, and lakes and the active floodplains and riparian management areas of those rivers, streams, and lakes; and (9) important habitat. (b) The following standards apply to the management of the habitats identified in (a) of this section: (1) offshore areas must be managed to avoid, minimize, or mitigate significant adverse impacts to competing uses such as commercial, recreational, or subsistence fishing, to the extent that those uses are determined to be in competition with the proposed use; (2) estuaries must be managed to avoid, minimize, or mitigate significant adverse impacts to (A) adequate water flow and natural water circulation patterns; and (B) competing uses such as commercial, recreational, or subsistence fishing, to the extent that those uses are determined to be in competition with the proposed use; (3) wetlands must be managed to avoid, minimize, or mitigate significant adverse impacts to water flow and natural drainage patterns; (4) tideflats must be managed to avoid, minimize, or mitigate significant adverse impacts to (A) water flow and natural drainage patterns; and (B) competing uses such as commercial, recreational, or subsistence uses, to the extent that those uses are determined to be in competition with the proposed use; (5) rocky islands and sea cliffs must be managed to (A) avoid, minimize, or mitigate significant adverse impacts to habitat used by coastal species; and (B) avoid the introduction of competing or destructive species and predators; (6) barrier islands and lagoons must be managed to avoid, minimize, or mitigate significant adverse impacts (A) to flows of sediments and water; (B) from the alteration or redirection of wave energy or marine currents that would lead to the filling in of lagoons or the erosion of barrier islands; and (C) from activities that would decrease the use of barrier islands by coastal species, including polar bears and nesting birds; (7) exposed high-energy coasts must be managed to avoid, minimize, or mitigate significant adverse impacts (A) to the mix and transport of sediments; and (B) from redirection of transport processes and wave energy; (8) rivers, streams, and lakes must be managed to avoid, minimize, or mitigate significant adverse impacts to (A) natural water flow; (B) active floodplains; and (C) natural vegetation within riparian management areas; and (9) important habitat (A) designated under 11 AAC 114.250(h) must be managed for the special productivity of the habitat in accordance with district enforceable policies adopted under 11 AAC 114.270(g); or (B) identified under (c)(1)(B) or (C) of this section must be managed to avoid, minimize, or mitigate significant adverse impacts to the special productivity of the habitat. (c) For purposes of this section, (1) "important habitat" means habitats listed in (a)(1) – (8) of this section and other habitats in the coastal area that are (A) designated under 11 AAC 114.250(h); (B) identified by the department as a habitat State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management Consistency Evaluation 8/15/2008 Page 16 of 18 (i) the use of which has a direct and significant impact on coastal water; and (ii) that is shown by written scientific evidence to be biologically and significantly productive; or (C) identified as state game refuges, state game sanctuaries, state range areas, or fish and game critical habitat areas under AS 16.20; (2) "riparian management area" means the area along or around a waterbody within the following distances, measured from the outermost extent of the ordinary high water mark of the waterbody: (A) for the braided portions of a river or stream, 500 feet on either side of the waterbody; (B) for split channel portions of a river or stream, 200 feet on either side of the waterbody; (C) for single channel portions of a river or stream, 100 feet on either side of the waterbody; (D) for a lake, 100 feet of the waterbody. Evaluation: (a) List the habitats from (a) above that are within your proposed project area or that could be affected by your proposed project. Wetlands, river, stream, lake, important habitat (Chilkoot Bald Eagle Preserve), (b) Describe how the proposed project avoids, minimizes, or mitigates impacts to each of the identified habitat(s) in section (a) above. Wetlands: this project will minimize impacts to wetlands by keeping the cleared ROW corridor as narrow as possible, keep buffers between activity and wetlands when possible, and use effective erosion & sedimentation control methods to prevent same. River, Stream, and Lake: this project will minimize impacts to these features by keeping vegetation buffers between them and project activities, where possible, and using erosion & sedimentation control methods to prevent and minimize impacts to these waterbodies. Important Habitat: the site will be surveyed for bald eagle nests and the removal of trees and clearing will be kept to a minimum. In addition, construction activity will be geared to avoid important eagle breeding or rearing periods, as practical. (c) No response required. 11 AAC 112.310. Air, land and water quality Standard: Not withstanding any other provision of this chapter, the statutes and regulations of the Department of Environmental Conservation with respect to the protection of air, land, and water quality identified in AS 46.40.040(b) are incorporated into the program and, as administered by that department, constitute the exclusive components of the program with respect to those purposes. Evaluation: No response required. 11 AAC 112.320. Historic, prehistoric, and archeological resources. Standard: (a) The department will designate areas of the coastal zone that are important to the study, understanding, or illustration of national, state, or local history or prehistory, including natural processes. (b) A project within an area designated under (a) of this section shall comply with the applicable requirements of AS 41.35.010 – 41.35.240 and 11 AAC 16.010 – 11 AAC 16.900. Evaluation: (a) Have you contacted the State Historic Preservation Office (SHPO) to see if your project is in a designated area of the coastal zone that is important to the study, understanding, or illustration of national, state, or local history or prehistory, including natural processes? Not yet, but plan to consult with them. (b) If your project is within an area designated under (a) of this section, how will you comply with the applicable requirements in the statutes and regulations listed in (b)? We will consult with SHPO as to how they want to accomplish compliance. State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management Consistency Evaluation 8/15/2008 Page 17 of 18 Affected Coastal District Enforceable Policies Evaluate each applicable district enforceable policy using a format similar to the one you completed above for the State Standards. District enforceable policies are available at 6http://alaskacoast.state.ak.us/. If you need more space for an adequate explanation of any of the applicable district enforceable policies, please attach additional pages to the end of this document. Applicable District Plan(s) Haines District Plan Enforceable Policy: N/A Evaluation: Enforceable Policy: Evaluation: Enforceable Policy: Evaluation: Certification Statement The information contained herein is true and complete to the best of my knowledge. I certify that the proposed activity complies with, and will be conducted in a manner consistent with, the Alaska Coastal Management Program. _________________________________________________11/03/08__ ____________________________ Signature of Applicant or Agent Date Note: Federal agencies conducting an activity that will affect the coastal zone are required to submit a federal consistency determination, per 15 CFR 930, Subpart C, rather than this certification statement. ACMP has developed a guide to assist federal agencies with this requirement. Contact ACMP to obtain a copy. This certification statement will not be complete until all required State and federal authorization requests have been submitted to the appropriate agencies. State of Alaska, Department of Natural Resources, Division of Coastal & Ocean Management Consistency Evaluation 8/15/2008 Page 18 of 18 Project Description: Please provide or attach a brief description of your project including the planned work, any effects to coastal uses and resources and how your project is being designed to avoid, minimize and mitigate those effects. Please see the attached project description. Project Area: Please provide or attach a map of your project location and your proposed work. (Including nearest community, the name of the nearest land feature or body of water, and other legal description such as a survey or lot number.) Nearest Community: Lutak & Haines Nearest Waterbody: Connelly Lake, Chilkoot River, Chilkoot Lake, Lutak Inlet Legal Survey Description: Please see the attached maps. BLANK PAGE Glen Martin From: Ashton, William S (DEC) [william.ashton@alaska.gov] Sent: Thursday, October 30, 2008 12:47 PM To: glen.m@aptalaska.com Subject: RE: Connelly Lake Hydro Page 1 of 2 10/30/2008 Yes,  We use the COE individual permit Public Notice as our application to the 401 certificate.   From: Glen Martin [mailto:glen.m@aptalaska.com] Sent: Thursday, October 30, 2008 7:50 AM To: Ashton, William S (DEC) Subject: RE: Connelly Lake Hydro William, Does your response below mean that even if FERC is not involved you would wait for COE to include you in their permitting process? Glen From: Glen Martin [mailto:glen.m@aptalaska.com] Sent: Wednesday, October 29, 2008 2:43 PM To: 'Ashton, William S (DEC)' Subject: RE: Connelly Lake Hydro William, This is likely not going to be a FERC project, which is why we filed for a jurisdictional determination. This project doesn't fit the criteria FERC has for needing their license. We expect them to say this is a non-jurisdictional project and they would not be involved. Glen From: Ashton, William S (DEC) [mailto:william.ashton@alaska.gov] Sent: Wednesday, October 29, 2008 2:34 PM To: glen.m@aptalaska.com Subject: RE: Connelly Lake Hydro Hi,   ADEC does not issue a 401 certificate for FERC permits.  We do issue 401 certificates for Corps of Engineers 404  dredge and fill permits.  ADEC does not have any specific permit requirements for FERC projects.   William Ashton Ph 269‐6283   From: Glen Martin [mailto:glen.m@aptalaska.com] Sent: Wednesday, October 29, 2008 1:13 PM To: Ashton, William S (DEC) Subject: Connelly Lake Hydro William, We are starting the permitting for the Connelly Lake Hydro project near Haines, Alaska. We are also seeking a non-jurisdictional determination from FERC. What permit application do we need to fill out for DEC, or will you have the Corp. of Engineers handle water quality? Regards, Glen Glen D. Martin Project Manager Alaska Power & Telephone Co. P.O. Box 3222 Port Townsend, WA 98368 (360) 385-1733 x122 Page 2 of 2 10/30/2008 BLANK PAGE Glen Martin From: Palmieri, Greg J (DNR) [greg.palmieri@alaska.gov] Sent: Thursday, August 21, 2008 1:03 PM To: glen.m@aptalaska.com Subject: RE: ADL 107601: Connelly Lake Public Easement Application Page 1 of 3 10/23/2008 Glen, Reference the map I sent earlier; the property along the access RS2477 is owned by native allotee’s as well as other individuals. At the roads beginning from the south it passes through the Sam Dennis allotment (BLM # J10001) USS 974. Just north of the lake, in section 4, the road passes through the old Reeve’s homestead which was subdivided into 5 acre lots which are found on both sides of the road. In sections 34 and 35, the road passes through the Eva L. Pardee allotment (BLM # AA6542). These are the three private owners that may impact development. The RS2477 designation does not apply in the native allotments as they are settlement land returned from Federal title to individuals at which point any federal rights were relinquished. The RS2477 does apply across all remaining lands. I believe a right of way was designated for the existing road location in the subdivision of the Reeves homestead. Just a correction on the map in reference I created for you back in October. The township and range info is incorrect. I used a template map and failed to check that before I sent it to you. There are two townships and ranges covering the length of you project. Connelly Lake sits in 28s57e and the road passes through 29s58e to the south. Sorry for the error. From: Glen Martin [mailto:glen.m@aptalaska.com] Sent: Wednesday, August 20, 2008 12:25 PM To: Palmieri, Greg J (DNR) Subject: RE: ADL 107601: Connelly Lake Public Easement Application Greg, Thanks again for the map of Chilkoot Lake and the surrounding land ownership. Regarding the RS2477 route, do you know if any of the land ownership predates the creation of RS2477? From what I can understand, if RS2477 predates any land ownership, public access is guaranteed, or is that an inaccurate interpretation? Would you be able to identify for me who the land owners are you mention below and show on the map? Thanks, Glen Glen D. Martin Project Manager AP&T (360) 385-1733 x122 From: Palmieri, Greg J (DNR) [mailto:greg.palmieri@alaska.gov] Sent: Wednesday, October 24, 2007 4:12 PM To: Glen Martin Cc: Josephson, Roy M (DNR); Derr, Chiska C (DNR) Subject: RE: ADL 107601: Connelly Lake Public Easement Application Glen, Your project area is within the Haines State Forest boundary and specifically management unit 8; identified in the Haines State Forest Management plan which is available at the Division of Lands (or Forestry) office in Juneau for your review. As you are aware, the project area also includes development in the Chilkat Bald Eagle Preserve. Your permitting process should continue through the Lands office and we will review your application once the agency comment period has begun. The potentially complicated issue, as I see it, will be development access. You may have already considered this, but here are a few facts that may be of interest. z Legal road access does not currently exist due to private property holding at the junction of the Lutak Road. z The existing Chilkoot Lake Road, identified as a RS2477 route, is in poor condition requiring reconstruction in many places with several stream crossings required. z There are private property holdings adjacent to the current road location to the north of the lake between your project area and the lake head. Please see the attached map for a land status illustration. From: Glen Martin [mailto:glen.m@aptalaska.com] Sent: Wednesday, October 24, 2007 10:15 AM To: Palmieri, Greg J (DNR) Subject: RE: ADL 107601: Connelly Lake Public Easement Application Greg, Based on Chiska Derr’s e-mail below you evidently work for the Haines State Forest. It appears part of our proposed project may be within Haines State Forest land, although I don’t have a map delineating the current land ownership, which I would sure like to have. I have attached a map showing the project boundaries. This project, the Connolly Lake Hydroelectric Project is not expected to be constructed for a number of years, but it is important to get some of the permitting in place, particularly a lease of state land. I would appreciate information on what we would need to do to lease land from the Haines State Forest if indeed this project is within its boundary. Regards, Glen Glen D. Martin Project Manager AP&T (360) 385-1733 x122 From: Derr, Chiska C (DNR) [mailto:chiska.derr@alaska.gov] Sent: Tuesday, October 23, 2007 11:38 AM To: glen.m@aptalaska.com Cc: Dugaqua, Alexandria R (DNR); Anderson, James W (DNR); Palmieri, Greg J (DNR); Eberhardt, Michael W (DNR); Scott, Brady A (DNR) Subject: ADL 107601: Connelly Lake Public Easement Application Hello Glen,   I got your message asking about the status of the application you submitted in July for a hydro utility easement near Haines, Alaska.  I left a voice message yesterday, but Valerie DeLaune in our water section Page 2 of 3 10/23/2008 said that sometimes you have problems with your voice mail?    I do have your application, but before we can process it I need:   -$100.00 application fee (I apologize if you already sent it however our records indicate we did not receive it.) -Completed Coastal Project Questionaire (CPQ).  You can download a blank questionnaire at ACMP’s web site:  http://alaskacoast.state.ak.us/   Please note that I’ve assigned ADL 107601 to your casefile.  Please use this number on subsequent correspondence.  I’ve also spoken with our water section, who have assigned water permit LAS 14292 several years ago.  It would be helpful if you included that number with your CPQ as well.   Our preliminary research shows that there is a complex mixture of land ownerships and interests within your project area.  It appears you may also need to work with State Parks because of the Chilkat Bald Eagle Preserve (Mike Eberhardt) and Haines State Forest (Roy Josephson or Greg Palmieri).  I’m sending this message to them as well.   I will be leaving this position soon; this Thursday 25 October is my last day.  Please send the application fee to us, the CPQ to the ACMP office (address is on questionnaire), and your case will be prioritized among our remaining staff.  Unfortunately we are extremely short staffed, so thanks for your patience and understanding.  Please call me if I can help with something in the next few days.   Chiska Derr Land Adjudicator Alaska Dept. of Natural Resources Division of Mining, Land & Water Southeast Regional Office 400 Willoughby Ave., 4th Floor P.O. Box 111020 Juneau, Alaska 99801 phone:  907.465.3442 FAX:    907.586.2954 email:   chiska.derr@alaska.gov Page 3 of 3 10/23/2008 PHOTOGRAPHS OF PROJECT AREA ULC GRID INFRASTRUCTURE ONE-LINE DIAGRAMS