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HomeMy WebLinkAboutGrantApplication IV Akutan GeothermalRENEWABLE ENERGY FUND ROUND IV GRANT APPLICATION AEA 11-005 AKUTAN GEOTHERMAL DEVELOPMENT PROJECT Submitted By: City of Akutan 15 September 2010 Application Forms and Instructions The following forms and instructions are provided to assist you in preparing your application for a Renewable Energy Fund Grant. An electronic version of the Request for Applications (RFA) and the forms are available online at: http://www.akenergyauthority.org/RE_Fund- IV.html Grant Application Form GrantApp4.doc Application form in MS Word that includes an outline of information required to submit a complete application. Applicants should use the form to assure all information is provided and attach additional information as required. Application Cost Worksheet Costworksheet4.doc Summary of Cost information that should be addressed by applicants in preparing their application. Grant Budget Form GrantBudget4.doc A detailed grant budget that includes a breakdown of costs by milestone and a summary of funds available and requested to complete the work for which funds are being requested. Grant Budget Form Instructions GrantBudgetInstructions4.pdf Instructions for completing the above grant budget form.  If you are applying for grants for more than one project, provide separate application forms for each project.  Multiple phases for the same project may be submitted as one application.  If you are applying for grant funding for more than one phase of a project , provide milestones and grant budget for completion of each phase.  If some work has already been completed on your project and you are requesting funding for an advanced phase, submit information sufficient to demonstrate that the preceding phases are satisfied and funding for an advanced phase is warranted.  If you have additional information or reports you would like the Authority to consider in reviewing your application, either provide an electronic version of the document with your submission or reference a web link where it can be downloaded or reviewed. REMINDER:  Alaska Energy Authority is subject to the Public Records Act AS 40.25, and materials submitted to the Authority may be subject to disclosure requirements under the act if no statutory exemptions apply.  All applications received will be posted on the Authority web site after final recommendations are made to the legislature.  In accordance with 3 AAC 107.630 (b) Applicants may request trade secrets or proprietary company data be kept confidential subject to review and approval by the Authority. If you want information is to be kept confidential the applicant must: o Request the information be kept confidential. o Clearly identify the information that is the trade secret or proprietary in their application. o Receive concurrence from the Authority that the information will be kept confidential. If the Authority determines it is not confidential it will be treated as a public record in accordance with AS 40.25 or returned to the applicant upon request. AEA 11-005 Page 3 of 123 7/21/2010 SECTION 1 – APPLICANT INFORMATION Name (Name of utility, IPP, or government entity submitting proposal) City of Akutan Type of Entity: Municipal Government – Second Class City Mailing Address 3380 C Street, Suite 205 Anchorage AK99503 Physical Address 100 Windy Way Akutan, Alaska 99553 Telephone 907.275.7565 Fax 907.274.1813 Email Jbereskin@gci.net akutanadmin@gci.net 1.1 APPLICANT POINT OF CONTACT / GRANTS MANAGER Name Joseph Bereskin Title Mayor Mailing Address 3380 C Street, Suite 205 Anchorage AK 99503 Telephone 907.275.7565 Fax 907.274.1813 Email Jbereskin@gci.net akutanadmin@gci.net 1.2 APPLICANT MINIMUM REQUIREMENTS Please check as appropriate. If you do not to meet the minimum applicant requirements, your application will be rejected. 1.2.1 As an Applicant, we are: (put an X in the appropriate box) An electric utility holding a certificate of public convenience and necessity under AS 42.05, or An independent power producer in accordance with 3 AAC 107.695 (a) (1), or x A local government, or A governmental entity (which includes tribal councils and housing authorities); Yes or No 1.2.2. Attached to this application is formal approval and endorsement for its project by its board of directors, executive management, or other governing authority. If the applicant is a collaborative grouping, a formal approval from each participant’s governing authority is necessary. (Indicate Yes or No in the box ) Yes or No 1.2.3. As an applicant, we have administrative and financial management systems and follow procurement standards that comply with the standards set forth in the grant agreement. Yes or No 1.2.4. If awarded the grant, we can comply with all terms and conditions of the attached grant form. (Any exceptions should be clearly noted and submitted with the application.) Yes or No 1.2.5 We intend to own and operate any project that may be constructed with grant funds for the benefit of the general public. AEA 11-005 Page 4 of 123 7/21/2010 SECTION 2 – PROJECT SUMMARY This is intended to be no more than a 1-2 page overview of your project. Project Background In 2008, the City of Akutan adopted a renewable energy strategy, which includes development of both hydroelectric and geothermal resources available on Akutan Island. The goal is to eliminate the dependence on diesel fuel, reduce the cost of power and create a sustainable economic future for residents and business. With funding from the City and a Round II Renewable Energy Fund grant (Grant Agreement No. 2195475), the City conducted a reconnaissance exploration of a known geothermal resource in the Hot Springs Bay Valley of Akutan. Exploration activities included chemical geothermometry, soil and soil gas chemical surveys, remote sensing studies, and deep geophysical surveys using magneto-telluric methods, and conceptual modeling of the resource. A technical feasibility report on the results of the reconnaissance exploration was provided to AEA in April 2010. Through data synthesis and conceptual modeling, four sites were identified in Hot Springs Bay Valley for potential exploratory drilling (Figure 1, below). The cost of drilling all four wells was estimated at $4.2 million. With only $1.7 million of the Round II grant allocated to the drilling program, the City requested additional f unding of $2.87 million through a Round III Renewable Energy Grant application. Although highly ranked by AEA, and recommended by the Legislature, the City’s Round III request was not approved for funding. Figure 1: Geothermal Drilling Sites AEA 11-005 Page 5 of 123 7/21/2010 After review and consultation with the project technical team, the City decided to provide additional funding for drilling two exploratory wells (Wells #2 and #4, as shown in Figure 1). The following funds were authorized by the Akutan City Council on 29 June 2010.  Cash $700,000  Power Project Fund Loan $500,000 With available funding from all sources of just over $3 million, the exploratory drilling program began on 6 July 2010. Results of 2010 Drilling Program During the exploratory drilling period, 6 July – 31 August 2010, Well #TG2 was drilled to a total depth of 833 feet. Well #TG4 was drilled to a total depth of 1500 feet. Data and information collected during the drilling program are contained in the Preliminary Summary of Findings: Akutan Exploratory Drilling Program, September 2010, which is attached to this application as Section 9I. Preparation for Phase III, Final Design and Permitting Completion of the 2010 exploratory drilling program has confirmed the presence of a geothermal resource sufficient for final design and permitting in Hot Springs Bay Valley. The next step is to synthesize the data and information collected into a conceptual system design and develop cost estimates for final design and construction, including production well drilling. This will allow for the completion of remaining Phase II activities, including the draft operational and business plan. It is anticipated that all Phase II milestones will be completed not later than 30 June 2011. This grant request is for funding to complete Phase III, Final Design and Permitting. The application details all aspects of the City’s preparation for entering Phase III, and the funds needed to achieve the milestones established by AEA for the design and permitting phase. 2.1 Project Title – (Provide a 4 to 5 word title for your project) Type in your answer here and follow same format for rest of the application. Akutan Geothermal Development Project 2.2 Project Location – Include the physical location of your project and name(s) of the community or communities that will benefit from your project. Answer here. The project is located on Akutan Island in the eastern Aleutian chain, approximately 760 miles southwest of Anchorage and 40 miles north of Unalaska/Dutch Harbor. The communities on Akutan Island include the City of Akutan and the Native Village of Akutan, both of which will directly benefit from the power and heat generated by the project. Power and heat will also be supplied to Trident Seafoods’ Akutan Shore Plant, a major industrial activity located on the island. AEA 11-005 Page 6 of 123 7/21/2010 2.3 PROJECT TYPE Put X in boxes as appropriate 2.3.1 Renewable Resource Type Wind Biomass or Biofuels Hydro, including run of river Transmission of Renewable Energy x Geothermal, including Heat Pumps Small Natural Gas Heat Recovery from existing sources Hydrokinetic Solar Storage of Renewable Other (Describe) 2.3.2 Proposed Grant Funded Phase(s) for this Request (Check all that apply) Reconnaissance X Design and Permitting Feasibility Construction and Commissioning Conceptual Design 2.4 PROJECT DESCRIPTION Provide a brief one paragraph description of your proposed project. This project is the continuation of the Hot Springs Bay Valley Geothermal Reconnaissance Project, previously funded under Alaska Energy Authority (AEA) Renewable Energy Grant Fund Grant Agreement #2195475. Surface exploration and analysis,, a preliminary technical feasibility assessment and economic assessment were completed in 2009 – 2010. With the City’s commitment of an additional $1.2 million, exploratory drilling of two test wells was completed in August 2010. The drilling program confirmed the presence of a geothermal resource sufficient for final design and permitting as described in the Phase III requirements listed in Section 2.5 of RFA AEA 11-005. This Round IV grant application is a request for funds to complete Phase III, Final Design and Permitting. 2.5 PROJECT BENEFIT Briefly discuss the financial and public benefits that will result from this project, (such as reduced fuel costs, lower energy costs, etc.) There are three primary benefits to this project that support the use of Renewable Energy Fund grant funds for continued development of the Akutan geothermal resource: 1. The project will provide a sustainable resource that eliminates diesel fuel dependence and reduces the cost of energy by as much as 67 percent. 2. The project provides low-cost energy and heat needed to promote economic stability and local/regional economic expansion. 3. The project will serve to eliminate more than 50,000 tons of annual carbon emissions. AEA 11-005 Page 7 of 123 7/21/2010 There are a significant number of indirect benefits for the project, which are discussed in detail in Section 5 of this application. 2.6 PROJECT BUDGET OVERVIEW Briefly discuss the amount of funds needed, the anticipated sources of funds, and the nature and source of other contributions to the project. There are currently three sources of funds for the Akutan Geothermal Development Project, City contributions of cash, Renewable Energy Grant Fund (AEA) grants and Alaska Power Project Fund (PPF) loans. A funding breakdown is shown in Table 1, below. Source Cash PPF Loan In-Kind Total City of Akutan $790,000 $500,000 $1,290,000 AEA Grant Round II 2,595,000 2,595,000 AEA Grant Round III 173,790 75,000 248,790 Total $3,558,790 $500,000 $75,000 $4,133,790 Table 1: Phase I and Phase II Funding to Date Approximately $90,000 of City funds and $1.0 million of AEA Round II grant funds were expensed on project startup, prospecting, preliminary feasibility analysis, permitting, and procurement for the exploratory drilling program. This left just over $3.0 million for the entire exploratory drilling program. Consequently, the drilling program was reduced from four to two exploratory wells. With the completion of post-drilling activities in fall-winter of 2010, all currently available funds will be depleted. The City is expecting to acquire funds for the completion of Phase II from other sources. The purpose of this grant request is to acquire funds for continuation of the project through Phase III, Final Design and Permitting. A breakdown of estimated funds needed to complete the project is shown in Table 2. AEA 11-005 Page 8 of 123 7/21/2010 Project Phase/Milestones Estimated Funds Required Anticipated Source of Funds Phase II Feasibility, Conceptual Design $425,000 City contributions, stakeholder contributions, grants  Final resource assessment  Conceptual design and cost estimates  Detailed economic analysis  Business and operations plan  Final report/recommendations Phase III Final Design and Permitting: $3,050,000 Alaska Renewable Energy Grant Fund, City contributions, stakeholder contributions  Scoping/solicitation  Environmental assessment  Permitting  Land use  Final design, estimates  Power agreements  Final economic assessment and business plan Phase IV Construction $38,000,000 Private investment, City contributions, stakeholder contributions  Construction  Commissioning  Operation  Reporting Total: $41,475,000 Table 2: Estimated Funds Needed for Project Completion, With Anticipated Source of Funds The City intends to begin production drilling and system development by mid-2012. Therefore, several long-lead items, such as environmental assessment and permitting, will be started prior to the availability of funds from this Round IV grant request. AEA 11-005 Page 9 of 123 7/21/2010 2.7 COST AND BENEFIT SUMARY Include a summary of grant request and your project’s total costs and benefits below. Grant Costs (Summary of funds requested) 2.7.1 Grant Funds Requested in this application. $2,695,000 2.7.2 Other Funds to be provided (Project match) $355,000 2.7.3 Total Grant Costs (sum of 2.7.1 and 2.7.2) $3,050,000 Project Costs & Benefits (Summary of total project costs including work to date and future cost estimates to get to a fully operational project) 2.7.4 Total Project Cost (Summary from Cost Worksheet including estimates through construction) $45,000,000 2.7.5 Estimated Direct Financial Benefit (Savings) $ 2.7.6 Other Public Benefit (If you can calculate the benefit in terms of dollars please provide that number here and explain how you calculated that number in your application (Section 5.) $ AEA 11-005 Page 10 of 123 7/21/2010 SECTION 3 – PROJECT MANAGEMENT PLAN Describe who will be responsible for managing the project and provide a plan for successfully completing the project within the scope, schedule and budget proposed in the application. The City’s project management team has been in place since 2008. RMA Consulting Group (“RMA”) acts as the City’s Program Manager for all major City projects, including airport and harbor development, infrastructure development and renewable energy. RMA provides a variety of professionals, including planners, management and technical consultants, engineers, and procurement specialists, to augment City staff and manage key projects. As with all other phases of the Akutan Geothermal Development Project, RMA will provide support for preparation and negotiation of land use agreements, interface with major stakeholders, contractor solicitation and procurement, preparation of funding requests, contract management, budget analysis, cost tracking, and staffing support. AK Geothermal has been providing geothermal expertise (resource analysis, technical reporting, management of exploration activities, etc.), to the City since 2008 A description of specific program and project management roles is provided in Section 3.4, below, along with a project team organizational chart. Resumes of key personnel are provided in Section 9A of this application. 3.1 Project Manager Tell us who will be managing the project for the Grantee and include contact information, a resume and references for the manager(s). If the applicant does not have a project manager indicate how you intend to solicit project management support. If the applicant expects project management assistance from AEA or another government entity, state that in this section. Dr. Amanda Kolker has been managing the scientific and technical components of the Akutan Geothermal Development Project since fall 2008. Her services are provided under a contract between the City of Akutan and Ms. Kolker’s consulting company, AK Geothermal, LLC. Ms. Kolker is a highly qualified and well-known geothermal geologist who has studied and surveyed geothermal resources in Alaska, and who contributed to the development of the State’s Renewable Energy Atlas and Assessment. A résumé for Ms. Kolker is provided in Section 9A of this application. 3.2 Project Schedule Include a schedule for the proposed work that will be funded by this grant. (You may include a chart or table attachment with a summary of dates below.) The City intends to complete Phase II, Feasibility, Conceptual Design in the fourth quarter of FY11. This means that the conceptual design, cost estimates and conceptual business and operations plan will be completed in time for the startup of Phase III in FY12, utilizing the funds being requested in this grant application. The proposed schedule is shown in Table 3, below. AEA 11-005 Page 11 of 123 7/21/2010 Activity Milestones/Tasks Schedule Complete Phase II Requirements Updated resource assessment, conceptual design, cost estimates, financial analysis, conceptual business/operations plan 15 April 2011 Final Report for Phase II Provide final report and recommendations to AEA and prospective investors 1 June 2011 Phase III Implementation Project scoping and Contractor Solicitation 30 July 2011 Final System Design and Cost Estimates 1 September 2011 Environmental Assessment 31 December 2011 Permit Application 31 December 2011 Final land use and site control agreements 15 October 2011 Complete power purchase agreements 15 October 2011 Updated economic and financial analysis 1 February 2012 Final business and operational plan 1 February 2012 Table 3: Project Schedule 3.3 Project Milestones Define key tasks and decision points in your project and a schedule for achieving them. The Milestones must also be included on your budget worksheet to demonstrate how you propose to manage the project cash flow. (See Section 2 of the RFA or the Budget Form.) There are seven milestones identified for Phase III of the Akutan Geothermal Development Project. These are reflected in the Budget Worksheet, presented in Section 9C of this application and further defined below: 1. Project Scoping and Contractor Solicitation Based on the completion of Phase II and milestones/tasks completed prior to a Round IV grant award, a detailed scoping for Phase III activities will be completed, along with an update of the project schedule and budget allocations. Technical and engineering support requirements will be identified and specifications developed for the solicitation of contract services. Procurement of all necessary services, materials and supplies will be completed, and contracts will be negotiated and executed, as needed. 2. Final System Design Conceptual designs for access and support infrastructure, the power plant and transmission system completed in Phase II must be finalized and final cost estimates must be developed. Final design will identify the sites required for drilling of production wells and reinjection wells, pad sites, pipelines and gathering system, cooling water requirements, plant location and road/transmission construction requirements and cost estimates. AEA 11-005 Page 12 of 123 7/21/2010 3. Environmental Assessment and Permitting Consistent with the proposed system design, the City will prepare and file a Coastal Project Questionnaire and Certification Statement (CPQ). All studies, assessments and compliance documentation required as part of CPQ processing will be completed and provided to regulatory agencies for review. Permit applications will be prepared and processed, as required. 4. Development Agreements and Site Control The City has executed exclusive Exploration and Development Agreements for the Hot Springs Bay Valley geothermal site. Akutan Corporation owns the surface rights and Aleut Corporation owns the subsurface rights. Final development agreements must be negotiated based on the final design developed in Phase III. These agreements will address all issues related to access and rights of way, site control, land use, project participation/partnership, and royalty/leasing requirements, if any. 5. Power Sales Agreements and Investment Strategies Trident Seafoods Corporation (“Trident”) will be a primary user of power and heat produced by the Akutan Geothermal Development Project. It is critical that Trident execute a power purchase agreement that supports the proposed project investment. In addition, Trident has expressed strong interest in direct investment in the project, as have several other parties. All potential partnership agreements and investment scenarios must be pursued and developed to the financial and operational benefit of the project. 6. Updated Economic and Financial Analysis The results of milestones 1 – 5 will provide the input and data necessary for an updated economic and financial analysis of the project. The City intends to contract for specialized financial services to complete the tasks associated with this milestone. The selected contractor will have specific experience with the financial analysis of geothermal projects and the development of funding strategies. 7. Final Business and Operational Plan The completion of an updated economic and financial analysis (Milestone 6) will allow for the development of the final business and operational plan needed to support Phase IV, Construction and investment sourcing. 3.4 Project Resources Describe the personnel, contractors, equipment, and services you will use to accomplish the project. Include any partnerships or commitments with other entities you have or anticipate will be needed to complete your project. Describe any existing contracts and the selection process you may use for major equipment purchases or contracts. Include brief resumes and references for known, key personnel, contractors, and suppliers as an attachment to your application. The City of Akutan has limited staff resources for the management of large infrastructure projects and programs such as renewable energy development. Therefore, the City has engaged the services of RMA Consulting Group (RMA) as its Program Management team and AEA 11-005 Page 13 of 123 7/21/2010 the consulting firm, AK Geothermal, as its geothermal project manager. RMA has been working with the City since mid-2008 to support a variety of infrastructure projects, including a regional airport, small boat harbor, harbor access road, hydroelectric generation and electrical distribution, as well as the Akutan Geothermal Development Project. These projects have a combined projected cost of development in excess of $160 million. The City’s planning and management of these projects has provided the team with the development experience and capacity needed to manage and administer the Akutan Geothermal Development Project. The RMA Program Management team has provided Ak Geothermal and the technical support team with the resources and project support needed for completing the prospecting , exploratory drilling and technical analysis tasks of the project. RMA assists the team with the development of detailed scoping documents, project plans, schedules and specifications necessary for issuing bids and requests for proposal. RMA also supports the procurement process, including proposal review, assistance with contractor selection and preparation of contract documents, and acts as the owner’s representative and contract manager to ensure effective performance of all contractors and consultants. Mr. Raymond Mann, President and Senior Consultant of RMA, is the City’s Program Manager. Mr. Mann and the RMA Program Management team will be available to support the Akutan Geothermal Development Project throughout the project period described in Section 3.2 of this application. Résumés for key personnel are provided in Section 9A of this application. Amanda Kolker, Ph.D. Geologist and president of AK Geothermal, has been managing the Akutan Geothermal Project since January 2009. Dr. Kolker provides resource analysis, technical reporting, management of exploration activities, project planning, and other services to the City of Akutan. She is assisted by Pete Stelling, PhD. Geologist and professor at Western Washington University who specializes in the geology of the Aleutian islands. The Geothermal Resources Group, Inc. (GRGI) has been providing drilling engineering support to the City of Akutan since the initial phases of the exploratory drilling program in April 2010. GRG has expressed interest in continuing its partnership with the City of Akutan through to the production drilling phase (Phase IV) of the project. GRGI would help with permitting and design of production wells and associated activities. In compliance with the City of Akutan purchasing code, the City has procured services for the Akutan Geothermal Development Project through Professional Services Agreements and other service contracts approved by the Akutan City Council. All funds expended on the project are appropriated by City Ordinance as approved by the City Council. Currently approved contracts are: AK Geothermal Amanda Kolker, Project Manager/Lead Geologist RMA Consulting Group Ray Mann, Program Manager Mead and Hunt Engineers and Planners Kari Nichols, P.E., Engineering Manager Stelco Magma Consultants Pete Stelling, Assistant Geologist Geothermal Resources Group Alan Bailey, Bill Rickard, and Wendell T. Howard, Drilling Engineers These contracts will be extended to provide for performance of the work described in Section 4 of this application. Résumés are provided in Section 9A. A team organization chart is provided, below: AEA 11-005 Page 14 of 123 7/21/2010 Services, equipment and supplies required for work to be performed under the Round IV grant will be procured consistent with the requirements of Section 26 and Appendix B of the Standard Alaska Energy Authority Grant Agreement, which is included with Requests for Grant Applications AEA 11-015, dated 21 July 2010, and the Akutan Purchasing Code, AMC Title 5, Chapter 5.50. In addition to the contracted services described above, the City intends to procure the following specialized services in support of Phase III, Final Design and Permitting: System Design One or more professional services solicitation(s) will be conducted to obtain the services of individual(s) or firm(s) experienced in geothermal system design and cost estimating. The selected contractor(s) will be responsible for the following deliverables:  Engineered and approved system configuration  Engineered and approved system design  Road and transmission design  Engineered and approved integration design  Interconnection and delivery study  Final engineers cost estimate Financial Planning and Fund Sourcing A professional services solicitation will be conducted to obtain the services of an individual or firm experienced in financial planning, funding and investment strategies, and the preparation of business plans for geothermal development projects. The selected contractor will review the system design and cost estimates of the project for purposes of preparing a detailed financial plan and funding strategy sufficient to attract investors for construction and operation, and to City of Akutan Ray Mann Program Manager Amanda Kolker Project Manager RMA Mead & Hunt Kari Nichols, PE Engineering Services Manager GRGI Robert Kirkman Technical Services Manager Doug Miller Project Consultant Kathryn Mann Administrative and Financial Services Manager Marieke Armstrong, PE Jon Archibald, PE Subject Matter Experts Bill Rickard Alan Bailey W.T. Howard Stelco Magma Pete Stelling Subject Matter Experts AEA 11-005 Page 15 of 123 7/21/2010 support future grant requests and other financing options. The contractors will also assist the project team with development of the final operational and business plan. Utility Structuring and Operations Professional services will be required to support development of an ownership and operations plan for the geothermal system. The plan is needed to determine ownership and investor participation, tax credits/incentives, and utility funding and operation requirements of the Regulatory Commission of Alaska. The contractor will also assist with the development of power purchase/sale agreements and placement of investment offerings. 3.5 Project Communications Discuss how you plan to monitor the project and keep the Authority informed of the status. The City and AEA have maintained a close working relationship throughout each phase and milestone of the project. Pertinent findings of field investigations and recommendations for project continuation have been reported to the AEA geothermal program manager and grant manager. Regular e-mail and telephone updates are provided to the AEA project manager, along with monthly technical and financial progress reports. All previous methods of communication will be continued throughout the period of any grant agreement executed under Round IV funding. As recommended by the City, the AEA Project Manager (Neil McMahon) visited the project site in Akutan during the startup of drilling operations in July 2010. This visit was an important step for communicating the scope of planning, management, logistical support and financial commitment required for exploration and field operations. The trip also provided an opportunity for the City and AEA to directly interface with the on-site inspector assigned to the project by the Alaska Oil and Gas Conservation Commission. A direct exchange of information took place with respect to inter-agency requirements for geothermal exploration and development. The City conducts a weekly Program Management review meeting for all projects. Participants include the Mayor, City Administrator, City staff, Program Manager and Project Manager. A list of priorities and action items is maintained, to include unresolved issues. This approach allows the entire City project team to monitor project deliverables, milestones, financial control and contractor performance, and helps to create a detailed record of actions taken. T hese meetings will be held throughout the course of the project and the results will be made available to the AEA grant manager, as requested. The City project team employs a full range of electronic reporting systems to include financial, administrative and technical databases, timecard tracking and payroll, project management and communications networks. The City is very familiar with the budget expense and reimbursement requirements for AEA and other grants, and will fully comply with the reporting and reimbursement requirements set forth in Appendices D and E of the AEA standard grant agreement, which is included with Requests for Grant Applications AEA 11-015, dated 21 July 2010. 3.6 Project Risk Discuss potential problems and how you would address them. The remoteness and harsh climate of Akutan Island make the location a challenging place to explore for and develop renewable energy resources. Little infrastructure exists on the island, and the geothermal area is roadless, posing problems for access, transportation and AEA 11-005 Page 16 of 123 7/21/2010 development. These risks were successfully mitigated for the exploration phase of the project through the use of a heliportable drill rig and the use of helicopter transport for all logistical support operations. Production drilling and geothermal resource development will present a variety of uncertainties and risks that must be identified and mitigated as part of the final design and permitting requirements of Phase III. These efforts will include:  Environmental assessment and mitigation plans  CPQ and permit processing  Final site control and right of way agreements In addition to the physical mitigation efforts listed above, the project will require detailed planning and implementation of a project funding strategy, to include power purchase agreements and investor/stakeholder participation. The City plans to engage a qualified financial advisor to assist with the following efforts:  Updated cost-benefit analysis of the project  Development of a comprehensive financial plan  Review and initiate investment/partnership opportunities  Development of power purchase agreements  Support negotiations with power users/stakeholders and investors. The City believes the above-listed efforts, combined with the strong management and technical team resources already in place will substantially mitigate the risks of resource development. The work to be completed under this Round IV grant request will provide a full range of mitigation efforts necessary to support any decision to proceed with construction and operation of the proposed system. Some risk remains in terms of geothermal resource assessment at Akutan, because only two of the four planned exploratory holes were actually drilled in 2010 due to budget constraints. However, this can be partially mitigated through detailed analysis of exploration and drilling data, and iterative reservoir modeling with ongoing updates of input data. In fact, this type of resource uncertainty is normal in geothermal field development, which typically follows a progressive, multi-year path of exploration, and data development – starting with conjecture and moving toward practical certainty, as various stages of drilling proceed. With every new hole drilled, new information becomes available about the geothermal resource that is iterated into the resource model. This is an inherent inconvenience of geothermal energy. There are several risks associated with development of the proven outflow resource versus the unproven upflow resource (see section 4.1 for explanation of the two resources). Development of the outflow resource would likely require more production and injection wells per MW , spread over a larger area. Additionally, there is a greater risk of technical problems (injection breakthrough and cold water influx) in an outflow zone. Finally, there is some risk considering that Akutan is an active volcano with frequent historical eruptions. However, the target areas for production/development are not near the active volcanic vent and are not located within likely paths of volcanic material. AEA 11-005 Page 17 of 123 7/21/2010 SECTION 4 – PROJECT DESCRIPTION AND TASKS  Tell us what the project is and how you will meet the requirements outlined in Section 2 of the RFA.  The level of information will vary according to phase(s) of the project you propose to undertake with grant funds.  If you are applying for grant funding for more than one phase of a project provide a plan and grant budget form for completion of each phase.  If some work has already been completed on your project and you are requesting funding for an advanced phase, submit information sufficient to demonstrate that the preceding phases are satisfied and funding for an advanced phase is warranted. 4.1 Proposed Energy Resource Describe the potential extent/amount of the energy resource that is available. Discuss the pros and cons of your proposed energy resource vs. other alternatives that may be available for the market to be served by your project. The geothermal system on Akutan Island has long been considered one of the most promising high-temperature sites in Alaska for geothermal development (Motyka et al,. 1993). The Akutan geothermal resource is a volcanic hydrothermal system, with a deep “upflow” resource of >220 °C (>430 °F), and a shallow “outflow” resource at >180 °C (>355 °F). The heat source is conduction from the volcano area causing convection. The 2010 drilling program included the drilling of two small-diameter core holes in the Akutan geothermal area. The purpose of the core holes was to gather temperature gradient (TG) data, crucial in determining the production capacity of a geothermal resource. Additionally, the drilling plan was designed so that if geothermal fluids were encountered in the TG wells, they could be sampled and tested. The TG drilling activities were completed on August 24, 2010. At the time of writing, partial TG data were available for both wells, with the full dataset available in December, 2010. The full dataset includes: equilibrated regional temperature gradient data (only available several months after drilling completion), plus temperature, depth, and chemical composition of the shallow geothermal aquifer. These data are the parameters required for estimating resource capacity, with resource volume being the one unknown remaining. The reason for this is that core holes are small-diameter, therefore they restrict natural flow rates (so resource volume cannot be measured). The 2010 drilling program successfully proved that the geothermal resource at Akutan can support planned development. Well TG2 encountered a shallow aquifer of 359 °F (182 °C) at 585 ft. (178 m). This is extremely shallow for a geothermal resource and is good news as it could mean substantially reduced capital costs of development if it means that only shallow production wells need be drilled. Since volume could not be measured, calculations based on empirical geothermal field observations were used to predict the deliverability of a full sized production well completed to a similar depth as TG2. These calculations yielded an extrapolated pumped capacity of the TG2 resource ranging from 465 to 820 gallons per minute for a single larger-diameter production well. This means that a single production well with the same flow characteristics as TG2 would produce 1.34 MW up to a maximum of 2.38 MW. While the size of the outflow is not reliably constrained, the minimum size of outflow system appears to be about ~1000 x 500 m and may be as large as ~3500 x 1000 m based on magneto-telluric (MT) data. This suggests that the resource could support the drilling of multiple production wells, if necessary. Well TG4 did not encounter much fluid flow, but preliminary analysis of TG data from TG4 show evidence for an anomalously high temperature gradient, indicating regional favorability AEA 11-005 Page 18 of 123 7/21/2010 for a developable resource, and suggesting a deeper, hotter, aquifer is present. This deeper “upflow” resource is predicted to be >220 °C (>430 °F; see “Akutan Geothermal Project Preliminary Technical Feasibility Study,” 2010, by Kolker, Cumming, and Stelling). The 2009 exploration data suggests that the likely location for this hotter aquifer is in the vicinity of the fumarole field. This poses access limitations because the fumarole is located 350 m up a very steep hillside. Because of the modest demand at Akutan, either the upflow or the outflow resource might be adequate to support planned development for power production and direct use applications. The shallow outflow resource of 182°C is less risky, as it has been proven to be accessible for development at Akutan. The outflow resource is comparable to the developed resource at several geothermal fields in the western USA, such as the Casa Diablo field at Long Valley, CA and the Steamboat Springs Field near Reno, NV. Even handicapping the Akutan resource by 50% relative to these reservoirs (because of the unknown volume), would give an analogous total resource capacity estimate of 20 MW. Because the high temperature resource might exist, a more optimistic capacity estimate for the entire system would be as high as 100 MW. The “undiscovered” deeper, hotter, upflow resource of >220°C might be targeted in the future because of its potentially lower development cost. Pros Geothermal provides baseload energy, which means the energy source (heat) is constantly available. Geothermal energy is available 24 hours a day, 365 days a year. Geothermal power plants have average availabilities of 90% or higher, compared to about 75% for coal plants, according to National Renewable Energy Laboratory. This makes it the only renewable resource that would get remote communities completely off diesel, as opposed to wind or solar or even hydro (which in most Alaskan communities has seasonal availability issues as well). At Akutan, the geothermal energy resource could likely match or exceed the total 7-8 MW combined peak load for the village and Trident Seafoods. Geothermal energy is a mature industry and therefore carries minimized risks at the development level (most of the risk is at the exploration level). With the exploratory drilling complete at Akutan, the riskiest stage has already passed. The City of Akutan is considering taking a modular approach to geothermal development that minimizes risks even further. This means adding power generation capacity as wells become operational, scaling output to meet demand. As more wells become operational, a modular system would allow for growth to satisfy the increasing usage loads including that of the seafood processing facility. The containerized modular systems are relatively easy to transport especially considering the rugged terrain. Further, a modular system utilizing the ORC units described in section 4.3 greatly reduces on-site preparation and installation efforts and costs. In addition to power generation, geothermal development can address a variety of other energy needs. The use of geothermal energy for space heating will further reduce diesel fuel consumption and the cost of energy for village residents. This is because heating fuel costs are even higher than the costs of fuel for power generation. Other applications include cold storage for fish processing, and greenhouse agriculture. Cons The major drawback with geothermal development at Akutan is the capital costs, or up-front costs, of the project. While geothermal power immunizes user communities against AEA 11-005 Page 19 of 123 7/21/2010 fluctuations in fuel cost, capital costs for geothermal plants can often be prohibitively high. This is especially true in remote Alaskan villages where the immense distances can more than double costs. However, drilling accounts for most of the costs of geothermal plants, and these could be substantially reduced due to the extremely shallow resource depth at Akutan. Additionally, the high cost of production drilling can potentially be offset by sharing mobilization/demobilization costs among two or more projects; for example between Unalaska (Makushin Geothermal Project) and Akutan. The City of Akutan has been exploring this option with the landowners at Makushin, and believes that the timing of production well drilling could very well overlap between the Akutan and Makushin projects. The location of Hot Springs Bay Valley poses some problems in terms of resource development. The valley is remote, and is a swampy marsh area ringed by steep and rugged mountains. These characteristics will make construction activities (road, transmission lines, and plant infrastructure) expensive and challenging. 4.2 Existing Energy System 4.2.1 Basic configuration of Existing Energy System Briefly discuss the basic configuration of the existing energy system. Include information about the number, size, age, efficiency, and type of generation. Milestone 6 of the City of Akutan–AEA (Round II) Grant Agreement #2195475 required the preparation of a preliminary economic assessment for the project. Information Insights, LLC was engaged to develop the assessment, which was submitted to AEA on 15 March 2010 as Akutan Geothermal Development Project: Geothermal Energy Demand & Stakeholder Assessment. Since detailed cost and financial data for geothermal system development will not be available until late in Phase II or early in Phase III, the economic assessment focused on existing and potential demand for electric power and heating. The information provided in this Section 4.2 is based upon the research, findings and recommendations as presented in the Information Insights report. There are three primary components of the energy system at Akutan:  Diesel produced energy for power and heating of the village and public facilities.  Diesel produced energy for power and heating of the Trident Seafoods’ Akutan Shore Plant  Hydroelectric power to augment power production for the village and public facilities. Diesel and hydroelectric power for the village and public facilities is provided by Akutan Electric Utility. Space heating for individual homes, businesses and public facilities is provided by each owner through on-site delivery of diesel heating fuel. Trident Seafoods provides its own power and heat using diesel fuel, heating fuel and some fish oil. The Trident system also includes power generation heat recovery. There is no distribution or power sharing connection between the City and Trident. AEA 11-005 Page 20 of 123 7/21/2010 The power generation system operated by Akutan Electric Utility is configured as follows: A. Diesel Plant Facility Akutan Electric Utility Inc. operates a diesel power generating facility that can provide electricity to the entire community. The power plant is located at the west end of the City. It houses two diesel generators: 70 kW Caterpillar engine, 150 kW Perkins engine and associated switchgear. The switchgear includes a Direct Logic 205 PLC and equipment for a third generator. The 205 PLC was set up for an I/O interface with the hydro plant via radio communications, although no communication link has been installed. B. Hydroelectric Facility The City also operates a hydroelectric powerhouse at the east end of the city. It is a stand-alone generation facility consisting of a self-contained 175 kVA (105 kW peak capacity) Canyon Industries hydro generator, backed by a 125 kW Perkins diesel generator in the same module. The facility features a 4- inch plastic penstock, which provides water to a Pelton wheel turbine from a reservoir 800 feet above the powerhouse. The hydro plant has a PLC based control system that allows for the hydro generator to be paralleled with the diesel. The controls also provide remote monitoring and control of the powerhouse. The system operates intermittently due to equipment and maintenance issues, which are being addressed through a Round III renewable energy grant. These two facilities have a total power generation capacity as shown in Table 4, below. Power Plant Generator Capacity Main Plant Caterpillar 70 kw Main Plant Perkins 150 kw Hydroelectric Plant Canyon Industries 105 kw Hydroelectric Plant Perkins 125 kw TOTAL: 450 kw Table 4: Akutan Electric Utility Power Generation Capacity There are two power-related projects currently underway in Akutan that effect the energy system. A field survey and conceptual design for the hydroelectric system (“Town Creek”) is being funded by AEA Renewable Energy Grant Agreement #2195473. A Round III grant award in the amount of $1.4 million (pending Grant Agreement) will be devoted to additional work on the Town Creek system. The purpose of this work is to design a repair and upgrade for the hydroelectric system that will optimize the production of hydroelectric produced power and reduce the consumption of diesel fuel. AEA is also managing a Denali Commission funded distribution system upgrade. This project will include replacement or upgrade of the existing system to improve distribution and long-term safety and efficiency. Expected completion is in October 2010. Note: For further information on the Town Creek Hydroelectric project refer to Town Creek Hydroelectric Project Field Report and Recommendations for Improvement and Town Creek Hydroelectric Project Safety Report on file with AEA. AEA 11-005 Page 21 of 123 7/21/2010 4.2.2 Existing Energy Resources Used Briefly discuss your understanding of the existing energy resources. Include a brief discussion of any impact the project may have on existing energy infrastructure and resources. As detailed in Section 4.2, above, with the exception of intermittent power provided by the Town Creek hydroelectric plant, both the City and Trident are entirely dependent on diesel fuel for power and heating. Table 5 summarizes fuel utilization for 2008. Fuel Usage Gallons Per Year Estimated Annual Cost City of Akutan Power 45,000 $179,925 City of Akutan Heat 37,500* $157,500 Trident Power 2,495,172 $7,610,375 Trident Heat 2,063,064 $6,292,425 Total: 4,640,736 $14,240,225 *Assumes 750 gallons per household Table 5: Fuel Utilization 2008 As a combined power and heat system, the Akutan Geothermal Development Project will eliminate diesel fuel dependence for the City, its residents and Trident. In addition, more than 50,000 tons of carbon emissions from existing and planned facilities will be eliminated. Other anticipated impacts include:  Power and heat to support the Akutan small boat harbor (to be constructed in 2010-12), and resulting fishing fleet activities.  Power and heat to support the Akutan airport marine link system facilities (to be constructed 2011-12) on Akutan Island.  Power and heat to support local economic growth and business opportunities, including greenhouse agriculture, industrial applications such as the production of ice and/or alternative fuels, recreation/tourism, and other options  Stimulation of regional and local economic development and jobs creation.  Expansion of Bering Sea fishery activities, including Trident Seafoods. Without the renewable energy resource available from the Akutan Geothermal Development project, all of the above activities must be supported by additional diesel power generation, adding to the already high cost of diesel dependence, and contributing to an expanded carbon emissions footprint. 4.2.3 Existing Energy Market Discuss existing energy use and its market. Discuss impacts your project may have on energy customers. In the small community of Akutan there are two distinct energy users and energy producers; the City of Akutan and the Trident Seafoods processing plant. Despite the fact that these two entities exist very close to each other on Akutan Island, they have completely separate energy systems. Trident operates as an industrial enclave, producing all of the energy it needs for its operations. The City has a local utility that serves local residents and AEA 11-005 Page 22 of 123 7/21/2010 businesses (with the exception of Trident). The local utility does not have the capacity to meet Trident’s energy needs so there has been little reason to engage the processor in conversations about purchasing energy before now. The City of Akutan burns an estimated 45,000 gallons of diesel per year generating electricity. At an average cost of $4.00 per gallon, the utility spends as much as $180,000 per year for fuel. The cost to residential users is offset by Power Cost Equalization (PCE) funds and a city subsidy so the majority of potential savings from geothermal development would accrue to the State of Alaska through a reduction in the PCE subsidy, the City, and to local businesses that are not eligible for PCE. The City of Akutan generates electricity at a rate of $0.32 per kWh. Sales Revenue Class Customers Revenue Residential 37 $70,441 Commercial 17 $67,775 Community Facilities 12 $41,709 Total: $179,925 Table 6: Sales Revenue, 2008 Trident Seafoods uses considerably more electricity, burning an estimated 2.5 million gallons per year to meet the plants’ electric energy needs. Total estimated cost for fuel associated with electricity generation is roughly $7.6 million per year. At $3.05 per gallon of fuel, we estimate Trident is effectively paying $0.21 per kWh for electricity. Gallons Per Year $/kWh (Estimated for Trident) Estimated Total Costs Trident Plant (Electric) 2,495,172 0.21 $7,610,373 Akutan (Electric) 45,000 0.32 $179,925 Total: 2,540,172 $7,790,298 * Based on FY08 PCE report for Akutan and assumes an average 13 kWh per gallon Table 7: Fuel Use - Electricity Generation Cost estimates are always a snapshot; the cost of fuel is a moving target. The last few years have seen wild variation in price in relatively short periods of time. The costs associated with fuel presented in the table above are based on EIA 2009 base case with cost increments associated with refining, barging from Seattle to Akutan, and carbon tax on refining, going into the future. This model produces fuel prices of between $3.05 and $4.00 for electric generation depending on the buyer. Space heating is the other significant piece of the energy equation in Akutan. The City of Akutan uses around 37,500 gallons of fuel for space heat per year. At an estimated cost of $4.20 per gallon. The average homeowner pays a little over $3,000 per year to heat their home. The community as a whole spends approximately $157,000 per year on space heating at today’s rates. The Trident plant consumes 2.1 million gallons of fuel per year for heat energy at an estimated cost of $6.3 million dollars. Fuel use is based on conversations with Trident AEA 11-005 Page 23 of 123 7/21/2010 personnel. Cost estimates are produced through review of Trident’s energy production inventory and independent analysis. Gallons Per Year Cost Per Gallon Estimated Total Costs Trident Plant (Heat) 2,063,064 3.05 $6.292,426 Akutan (Heat) 37,500* 4.20 $157,501 Total 2,100,564 $6,449,927 *Assumes an average 750 gallons of heating fuel per residential household Table 8: Fuel Use – Heat Generation The tables below estimate the value of energy required on Akutan Island in 2012 and the net present value of energy consumed between 2012 and 2030. Total net present value of energy in Akutan is more than $200 million, with just over half of that value consumed in electric energy. $/Year Electric ($/Year) Heat ($/Year) Akutan $312,580 $155,079 $157,501 Trident $13,902,798 $7,610,373 $6,292,426 Total $14,215,379 $7,765,452 $6,449,927 Table 9: Annual Cost of Energy in Akutan – 2012 $ Electric ($) Heat ($) Akutan $4,520,313 $2,263,948 $2,256,364 Trident $207,749,254 $113,721,659 $94,027,595 Total $212,269,566 $115,984,608 $96,283,959 Note: assumes a 5% discount rate Table 10: NPV Akutan Energy Market - 2012 To 2030 Estimates of the value of the local energy market assume a modest increase in the price of diesel as well as a future and increasing cost associated with carbon emissions. We assume no population growth or contraction in the community. Likewise we assume a steady rate of activity at the Trident plant. 4.3 Proposed System Include information necessary to describe the system you are intending to develop and address potential system design, land ownership, permits, and environmental issues. 4.3.1 System Design Provide the following information for the proposed renewable energy system:  A description of renewable energy technology specific to project location  Optimum installed capacity  Anticipated capacity factor  Anticipated annual generation  Anticipated barriers  Basic integration concept AEA 11-005 Page 24 of 123 7/21/2010  Delivery methods Description of renewable energy technology specific to project location The proposed geothermal energy system at Akutan is based on 1-6 production wells producing between 540 and 820 gpm, approximately, of hot water at 359 °F or greater (see section 4.1 for resource description). Production well(s) in Hot Springs Bay Valley would be completed with large-diameter casing so that a 12” downhole pump could be run in the casing and the well(s) would be pumped. This system would be capable of satisfying part or all of the electrical and thermal loads of the village and Trident Seafoods. Development of the extraction infrastructure at the geothermal site will necessarily involve both production and injection wells to keep the geothermal resource renewable. The basic approach to power production using the Akutan geothermal resource involves the installation of a high efficiency Organic Rankine Cycle (ORC) binary system to generate electrical energy using the thermal gradient between the geothermal fluid (359 °F) and the ambient air and/or water (34-40 °F). Depending on demand, power could be brought online in a scalable fashion, adding generation units as wells are drilled. As more wells become operational, a modular system would allow for growth to satisfy the increasing usage loads including that of the seafood processing facility. The modular system design greatly reduces on-site preparation and installation efforts and costs. All necessary electrical, mechanical, fluid and control sub- systems are installed in the modular containerized package. These come in both stationary as well as wheel mounted, mobile versions. The units require only a simple mounting platform and external hookup to the geothermal fluid source and electrical connection. The ORC binary system would use an environmentally friendly secondary working fluid such as R245fa. The current technology in ORCs using R245fa as the working fluid is capable of converting thermal energy into electrical energy at 11% (summer) to 17% (winter) conversion efficiency depending on ambient cooling air temperature. However, several companies have approached the City of Akutan to discuss improvements that would advance the technology, with ORC systems capable of conversion efficiency exceeding 25%. This would be possible due to both technology improvements and the fact that the heat sink on Akutan is lower-temperature than normal ambient worldwide. It is Akutan’s intention to work with these companies to optimize the power system for Akutan users. The heat sink for the power plant would be either ambient air or an infiltration gallery utilizing cold water from nearby creek(s), depending on the engineer’s determination of which provides greater efficiency. Optimum installed capacity Based on demand, the optimum installed capacity for the Akutan geothermal project is around 10 MW. The proven Akutan resource would be able to produce an electrical power output between 2 and 20 MW (see section 4.1); more drilling must be completed before these estimates can be refined further. In combination with the “undiscovered” deeper, hotter, upflow resource, the total field capacity estimate could be as high as 100 MW. Anticipated capacity factor We anticipate the standard capacity factor for geothermal power system; on the order of 90-98%. AEA 11-005 Page 25 of 123 7/21/2010 Anticipated annual generation Akutan is considering taking a modular approach to geothermal development. This means adding power generation capacity as wells become operational, scaling output to meet demand. Initially, the anticipated annual generation may be designed to meet only part of the total demand, corresponding to the production capacity of the well(s). Ultimately, generation could exceed 40 million kWh of electricity annually, corresponding to demand. Anticipated barriers The Akutan geothermal project faces many challenges, but nothing that could be called a “barrier” at this time. The challenges are mostly related to the intertwined problems of project capital costs and the remote location of Akutan. Basic integration concept The basic integration concept is to drill enough geothermal production wells and brine injection wells to supply a binary ORC power plant of 10 MW net output capacity. After confirming that the geothermal reservoir will support a geothermal power plant of 10 MW for 30 years a geothermal power plant of 10 MW net output complete with switch yard and 480/4160 volt transformer will be constructed. In addition to the power plant and facilities, a 4160 volt transmission line will be constructed between the power plant in the Akutan geothermal field and the village of Akutan. It is anticipated that the power output from the geothermal power plant would replace the 7.1MW combined City-Trident demand, and provide power for planned and proposed infrastructure improvements and industrial expansion (see Akutan Geothermal Project: Geothermal Energy Demand and Stakeholder Assessment, Information Insights, January 2010). The existing diesel powered generating units would be converted to standby generation units in case problems were encountered with the geothermal generating plant or transmission line. Akutan’s electric utility stakeholders are strong supporters of the Akutan geothermal project and will work to ensure that the existing infrastructure is updated to accommodate renewable sources of power, including the geothermal and hydro systems. Delivery methods The delivery method for the above integration concept is to confirm an existing geothermal discovery well in the Akutan geothermal field with several additional geothermal production wells with enough deliverability to sustain a 10 MW net output generating facility. After confirming the generating sustainability of the Akutan geothermal reservoir, a power plant will be designe d and built simultaneously with the construction of a 4160 volt transmission line from the Akutan geothermal field to the village of Akutan (see Figure 2, below). Deliverability of clean non- polluting electricity will be used to replace existing diesel powered electricity production for the village of Akutan and the fish plant which is the principle employer in the village. Milestones of the project will be (1) the confirmation of 10 MW net deliverability from the Akutan geothermal reservoir, (2) design and construction of a 10 MW net capacity geothermal generating facility, (3) construction of a 4160 volt transmission line from the Akutan geothermal field to the village of Akutan, and (4) conversion of the existing diesel generation facilities to standby status. AEA 11-005 Page 26 of 123 7/21/2010 4.3.2 Land Ownership Identify potential land ownership issues, including whether site owners have agreed to the project or how you intend to approach land ownership and access issues. As identified in the City’s existing Round 2 Grant Agreement, surface rights to the geothermal resource exploration site are owned by Akutan Village Corporation, including access to the site, rights of way for ancillary facilities and transmission lines. Land required for the project within City boundaries is owned by the City of Akutan. Subsurface rights are owned by The Aleut Corporation. The City has executed Exploration and Development agreements with both Native Corporation land owners. These agreements provide for the exclusive rights of the City of Akutan to access, explore and develop the geothermal resources of Hot Springs Bay Valley. The development plans resulting from the completion of Phase III milestones proposed in this application, must be provided to both land owners for review and discussion. The City has proposed the creation of a consortium, which will allow the corporations to participate in development and to become investors. Final negotiations will determine the financial components of land use and development rights needed to complete a final business plan. The City has prepared an annexation request that will expand the area of the City by 133 square miles, to include all lands necessary for the geothermal development project. The application has been reviewed by staff of the State of Alaska Local Boundary Commission and a formal submission of the request is expected in early 2011. 4.3.3 Permits Provide the following information as it may relate to permitting and how you intend to address outstanding permit issues.  List of applicable permits  Anticipated permitting timeline  Identify and discussion of potential barriers The City completed a Coastal Project Questionnaire and Certification Statement (CPQ) for the exploratory drilling program conducted July – August 2010. A Consistency Determination letter was issued on 22 March 2010 with a determination that permits would be required from Department of Fish and Game, Department of Natural Resources (DNR) Division of Mining, Land, and Water, and DNR Division of Oil and Gas. All necessary permits were issued prior to the commencement of drilling operations. It should be noted that authority for issuance of geothermal drilling permits was transferred from DNR Division of Oil and Gas to Alaska Oil and Gas Conservation Commission (AOGCC) in May 2010. All necessary drilling permits, inspections and compliance requirements were approved by AOGCC before and during drilling operations. The City will follow the same CPQ permitting process to obtain permits for production drilling and system development. It is assumed that environmental review and permitting will be more extensive for this phase of the project. Therefore, the project schedule will allow 10 -12 months for processing of required permits. Based on the experience of obtaining permits for exploratory drilling, the City believes there are no known significant barriers to permit approval for system development. Necessary permits will likely include: AEA 11-005 Page 27 of 123 7/21/2010  Water use  Materials excavation  Geothermal drilling – production and reinjection  Waterbody/waterway use  Solid waste disposal 4.3.4 Environmental Address whether the following environmental and land use issues apply, and if so how they will be addressed:  Threatened or Endangered species  Habitat issues  Wetlands and other protected areas  Archaeological and historical resources  Land development constraints  Telecommunications interference  Aviation considerations  Visual, aesthetics impacts  Identify and discuss other potential barriers As indicated in Section 4.3.3, above, the City has conducted an extensive environmental review and permitting process to support the 2010 exploratory drilling program. Federal, state and local agencies were contacted to determine potential environmental impacts and land use constraints. Although exploratory drilling operations employed helicopter transport to reduce or mitigate certain impacts, most of the determinations made for Phase II will apply to the more significant requirements of Phase III. These determinations include: 1. There are no threatened or endangered species that will be directly impacted by geothermal development in Hot Springs Bay Valley. 2. The development area is uninhabited other than the presence of 20 -30 feral cattle. The area consists of remote terrain covered by mixed grass alpine tundra, heath meadows and barrens. 3. In cooperation with State Office of Historic Preservation (SHPO), the City employed an archaeological team to survey the entire Hot Springs Bay Valley prior to and during exploratory drilling. No archaeological, paleontological or historic resources were identified. A final report of the survey will be provided to SHPO and AEA. 4. Land development will occur in accordance with the final approved system design and the placement of supporting infrastructure, such as roads and transmission lines. All identified constraints will be mitigated as a result of permit approval and construction methodology. 5. There are no known potential impacts on telecommunications or aviation. 6. The landscape of Hot Springs Bay Valley will be impacted visually and aesthetically; however, the site is physically separated from Akutan village and settlement lands. The isolated nature of the site will offset any potential impacts. AEA 11-005 Page 28 of 123 7/21/2010 4.4 Proposed New System Costs and Projected Revenues (Total Estimated Costs and Projected Revenues) The level of cost information provided will vary according to the phase of funding requested and any previous work the applicant may have done on the project. Applicants must reference the source of their cost data. For example: Applicants Records or Analysis, Industry Standards, Consultant or Manufacturer’s estimates. 4.4.1 Project Development Cost Provide detailed project cost information based on your current knowledge and understanding of the project. Cost information should include the following:  Total anticipated project cost, and cost for this phase  Requested grant funding  Applicant matching funds – loans, capital contributions, in-kind  Identification of other funding sources  Projected capital cost of proposed renewable energy system  Projected development cost of proposed renewable energy system Geothermal development at Akutan will entail five phases: I) Prospecting; II) Exploratory well drilling; III) Final permitting and system design; IV) Production well drilling; and V) Construction of the power generating facility. Geothermal resource analysis is an ongoing, iterative process that occurs throughout these phases, but most extensively after the completion of Phases I, II and IV. We have completed the first two phases, at a cost of $4.1 million. This Round IV grant application is requesting funds to complete Phase III, Final Design and Permitting, at a cost of $2.695 million. Additional in-kind and cash contributions of the city for Phase III are budgeted at $355,000, making the total cost for Phase III $3,050,000. The costs of the remaining two phases of the project are the largest components of the project cost and are also the most difficult to estimate, as many variables may affect the expense of production well drilling and the cost of the power generating facility. Industry guidelines suggest that each production and injection well could cost $2 million or more. However, it is unclear how this will compare to production drilling costs at Akutan where the drilling could be abnormally shallow (lowering costs) but the remote location could make rig costs abnormally high. Moreover, it is unknown how many production and injection wells will be needed – anywhere from one to six production wells may be needed; the same goes for injection wells. Again, only ongoing and iterative resource analysis will resolve that question. The industry standard cost for geothermal field development and power plant is around $2500- $4500 per installed kW in the U.S., according to the United States Department of Energy. Normally, the larger the plant the better the cost/kW, however, in the case of Akutan, estimates should always err towards the high end due to the remote location. Hence, for a 10 MW plant, we estimate that the Hot Springs Bay Valley Geothermal Project will require $45 million to bring to completion. For a smaller plant, the cost/kW would be greater, perhaps on the order of $6000- 8000/kW. Hence, for a 1.5 MW plant, the cost would be estimated around $9-12 M. Note that this second number is of interest only if the Akutan Geothermal project were to develop in a modular fashion; the ultimate installed capacity of the geothermal plant at Akutan is anticipated to be ~10 MW. AEA 11-005 Page 29 of 123 7/21/2010 4.4.2 Project Operating and Maintenance Costs Include anticipated O&M costs for new facilities constructed and how these would be funded by the applicant. (Note: Operational costs are not eligible for grant funds however grantees are required to meet ongoing reporting requirements for the purpose of reporting impacts of projects on the communities they serve.) An industry standard rate for estimating operational and maintenance costs is $0.03/kWh. Given the remote location of the facility and the difficulty in delivering replacement equipment and personnel, we have increased this estimate to $0.08/kWh. Some plants can charge more during peak demand periods. Given the average electrical demand on Akutan of 4.3 MW, and assuming 8,000 working hours annually (~30 days downtime), this calculates to ~$3.0M annual O&M cost. These expenses will be covered by the cost of the electricity to the users. Assuming a cost of $0.13/kWh (37% of the current cost of electricity on Akutan), the net revenue generated (after O&M) is ~$1.5M annually. 4.4.3 Power Purchase/Sale The power purchase/sale information should include the following:  Identification of potential power buyer(s)/customer(s)  Potential power purchase/sales price - at a minimum indicate a price range  Proposed rate of return from grant-funded project The single largest power user for this project is Trident Seafoods Corporation. With an annual cost of electric and heating between $10 million - $14 million, Trident is eager to reduce energy costs and eliminate its total dependence on diesel. The Akutan Geothermal Development Project: Geothermal Energy Demand and Stakeholder Assessment (Information Insights, January 2010) estimates that Trident is effectively paying $0.21 per kWh for electricity, and more than $6 million annually for heating. This means Trident can substantially reduce costs through the development of the Hot Springs Bay Geothermal Resource. The US standard cost per kilowatt-hour at active geothermal power generation projects is $0.031 to $0.080. Even if the high-end estimate were doubled for Akutan at $0.16 per kWh, the project would still be economically viable as it is well below Trident’s power costs of $0.21 per kWh and the City’s costs of $0.32 per kWh. In a number of meetings with the City and AEA, Trident has expressed interest in the Akutan Geothermal Development project, and a desire to participate in the development. In that regard, the City and Trident have executed the Memorandum of Understanding provided in Section 9D. It is assumed that Trident will become an investor in the project and the primary user of the resulting power. Therefore, any power purchase agreement for Trident will be subject to a negotiated “ownership” agreement and most likely a number of requirements of the Regulatory Commission of Alaska. These activities will be completed as part of the Phase III requirements defined in this grant application. 4.4.4 Project Cost Worksheet Complete the cost worksheet form which provides summary information that will be considered in evaluating the project. Download the form, complete it, and submit it as an attachment. Document any conditions or sources your numbers are based on here. AEA 11-005 Page 30 of 123 7/21/2010 SECTION 5– PROJECT BENEFIT Explain the economic and public benefits of your project. Include direct cost savings, and how the people of Alaska will benefit from the project. The benefits information should include the following:  Potential annual fuel displacement (gal and $) over the lifetime of the evaluated renewable energy project  Anticipated annual revenue (based on i.e. a Proposed Power Purchase Agreement price, RCA tariff, or cost based rate)  Potential additional annual incentives (i.e. tax credits)  Potential additional annual revenue streams (i.e. green tag sales or other renewable energy subsidies or programs that might be available)  Discuss the non-economic public benefits to Alaskans over the lifetime of the project The Akutan Geothermal Development Project provides substantial public and financial benefit for: a. Achieving national and state goals for the development of renewable energy resources. b. Developing State and regional strategies for remotely located renewable energy resources, particularly the Aleutian Arc of geothermal resources. c. Eliminate the local dependence on diesel fuel for power and heating – currently 4.6 million gallons annually - and the associated carbon emissions of 50,000 tons per year. d. Substantially reduce the cost of power and eliminate State power cost equalization (PCE) and City of Akutan subsidies. e. Support local and regional economic expansion related to the Bering Sea fishery; resource development, including oil and gas; energy dependent industries, including agriculture; and tourism. f. Provide a sustainable energy resource that eliminates the uncertainties of rising fuel costs and a corresponding rise in the cost of goods and services. The sustainable nature of the project not only protects community and tribal values, but helps to maintain an important tax base of the City, Aleutians East Borough and the Stat e of Alaska through the collection of a raw fish tax. It is important to note that the Akutan Geothermal Development Project is based on a multi- component model that would provide power and heat for a variety of purposes, including economic expansion, jobs creation, enhanced tax revenues, and the promotion of new industries, such as greenhouse agriculture and alternative fuel development. When viewed in this way, as opposed to a single purpose power project, the potential long-term benefits of this project certainly warrant the investment of State funds for project continuation. AEA 11-005 Page 31 of 123 7/21/2010 Finally, the Akutan Geothermal Development Project provides the added benefits of a public- private partnership. The geothermal resource is located on private land owned by the Ak utan Village Corporation and Aleut Regional Native Corporation. The City of Akutan has executed exploration and development agreements with both owners. It is anticipated that these agreements will evolve into a consortium approach to resource development and future funding. In addition, the City intends to seek private equity investment and development funding for the project, particularly beyond production well drilling. Creating a development partnership with private investors will both enhance and protect the State’s investment in the project. SECTION 6– SUSTAINABILITY Discuss your plan for operating the completed project so that it will be sustainable. Include at a minimum:  Proposed business structure(s) and concepts that may be considered.  How you propose to finance the maintenance and operations for the life of the project  Identification of operational issues that could arise.  A description of operational costs including on-going support for any back-up or existing systems that may be require to continue operation  Commitment to reporting the savings and benefits The City of Akutan is committed to the development of this project as a sustainable resource of the community, the region, and the State of Alaska, as discussed in Section 5, above. This will require a public-private partnership, where the City, State and federal governments should invest in identifying and capturing the resource, and private sector partners should build, operate and maintain a “geothermal utility”. This makes additional renewable energy grant funding requested in this application extremely important. It also means that the City must continue to invest in the project through matching funds, loan commitments, in-kind support, and targeted requests for federal funding. At the same time, the City’s business model addresses the need for private sector participation. The following opportunities are actively being pursued by the City:  Participation and equity investment by property owners and power/heat users, including the City, Trident Seafoods, Akutan Corporation, Akutan Native Village, and The Aleut Corporation.  Execution of a development agreement with a qualified geothermal development partner for the design, build, operate and maintain elements of the project.  Identification of government and industrial power/heat users to locate at Akutan, including resource extraction, Coast Guard operations, alternative fuel production and recreation/tourism. The completion of Phase II of the project during the next six months will provide needed information for the variables of project cost, equity participation, power purchase/sales and O&M costs. The evaluation of funding strategies will also include an examination of available tax credits, subsidies, loan guarantees and other incentives which could greatly benefit the long-term sustainability of the project. AEA 11-005 Page 32 of 123 7/21/2010 SECTION 7 – READINESS & COMPLIANCE WITH OTHER GRANTS Discuss what you have done to prepare for this award and how quickly you intend to proceed with work once your grant is approved. Tell us what you may have already accomplished on the project to date and identify other grants that may have been previously awarded for this project and the degree you have been able to meet the requirements of previous grants. As detailed in Section 2.6 of this grant application, the Akutan Geothermal Development Project has been funded to date by City of Akutan cash and in-kind contributions, and AEA renewable energy grant #2195475, for a total of $4.1 million. With the com pletion of exploratory drilling in August 2010, additional funding is needed for design and permitting of production drilling and system development. Approval of this Round IV grant request will allow the City to complete Phase III of the project, including the final operational and business plan that will be needed to attract development partners and investors. It is the intention of the City to complete Phase III requirements in sufficient time to begin production well drilling in summer 2012. SECTION 8– LOCAL SUPORT Discuss what local support or possible opposition there may be regarding your project. Include letters of support from the community that would benefit from this project. Two recent reports have documented support by stakeholders, potential investors and the general public. These are Akutan Geothermal Project: Geothermal Energy Demand and Stakeholder Assessment, Information Insights, January 2010, and Infrastructure and Community Development Impact Assessment, RMA Consulting Group, June 2010. Both studies verify a high level of interest in the project and support for the continuation of development. Public meetings were held in Akutan in fall 2009 and spring 2010 to review project status and receive input from the community. Although there were differing opinions expressed about the feasibility and potential of the project, support was nearly unanimous that development of Akutan’s geothermal resource will promote long-term stability and create economic and job opportunities. The results of the City’s efforts to measure support for the project and address identified concerns, include the following: 1. The general community strongly supports development of the Hot Springs Bay Valley geothermal resource, to provide long-term sustainability of community and traditional values, to aid economic growth and provide jobs. 2. The Akutan and Aleut Native Corporations continue to support the project and have reaffirmed their desire to participate in project development through a consortium approach that would include the Akutan Traditional Tribal Council. 3. In keeping with the Memorandum of Understanding between the City of Akutan and Trident Seafoods Corporation (Section 9D), Trident participated in a meeting with AEA in December 2009, to affirm its commitment to the project and its intent to purchase power from the geothermal project. Since that time, Trident AEA 11-005 Page 33 of 123 7/21/2010 participated in the development of the energy demand and impact assessments referenced above. In addition, Trident provided substantial logistical support and in-kind services for the exploratory drilling program in summer 2010, estimated at $75,000 - $100,000. 4. When the conceptual design and preliminary business plan tasks of Phase II are completed, Trident Corporation is prepared to immediately enter negotiations with respect to power purchase and equity participation, as set forth in Section 3 of the Memorandum of Understanding. Trident has recently engaged in informal discussions with the City of Akutan to express the desire to provide project investment funding. These discussions are continuing. 5. Support was also expressed by other stakeholders and interested parties, including Aleutians East Borough, Akutan Traditional Tribal Council and Aleutians-Pribilof Islands Community Development Association (see Akutan Geothermal Project: Geothermal Energy demand and Stakeholder Assessment, Information Insights, January 2010). Letters of support gathered for Phase II of the project are provided in Section 9D of this application. The City will continue to provide AEA with copies of letters and agreements pertaining to support for continuation of the project. SECTION 9 – GRANT BUDGET Tell us how much you want in grant funds Include any investments to date and funding sources, how much is being requested in grant funds, and additional investments you will make as an applicant. Include an estimate of budget costs by milestones using the form – GrantBudget3.doc Provide a narrative summary regarding funding sources and your financial commitment to the project. As documented throughout this grant application, both the City and State of Alaska have directly invested in the exploration of geothermal resources in the Hot Springs Bay Valley of Akutan. The completion of exploratory drilling in July – August 2010 confirms the presence of a viable and accessible resource (Section 4.1, above). It is now necessary to complete Phase II of the project with a conceptual system design and preliminary cost estimates. The City of Akutan anticipates completing these milestones in the second half of FY 11, using City funds and possible stakeholder contributions. With the completion of Phase II, the City will need funds to complete Phase III, Final Design and Permitting. The City estimates the need for at least $3,050,000 to complete Phase III, as shown in the Grant Budget Form in Section 9C of this grant application. If additional funds are needed for Phase III, the City will arrange for needed funds through sources other than the Renewable Energy Grant Fund. Total project development costs are estimated at $45 million (Section 4.4.1, above). This means with the completion of Phases II and III, an additional $38 million will be required for construction and system development. The City’s goal is to obtain these funds through stakeholder investment and private equity placement(s). AEA 11-005 Page 34 of 123 7/21/2010 The Grant Budget Form in Section 9C of this application provides a listing of project milestones, funds requested and the City’s proposed matching funds. AEA 11-005 Page 35 of 123 7/21/2010 SECTION 9 – ADDITIONAL DOCUMENTATION AND CERTIFICATION SUBMIT THE FOLLOWING DOCUMENTS WITH YOUR APPLICATION: A. Contact information, resumes of Applicant’s Project Manager, key staff, partners, consultants, and suppliers per application form Section 3.1 and 3.4. B. Cost Worksheet per application form Section 4.4.4. C. Grant Budget Form per application form Section 9. D. Letters demonstrating local support per application form Section 8. E. An electronic version of the entire application on CD per RFA Section 1.6. F. Authorized Signers Form. G. Governing Body Resolution or other formal action taken by the applicant’s governing body or management per RFA Section 1.4 that: - Commits the organization to provide the matching resources for project at the match amounts indicated in the application. - Authorizes the individual who signs the application has the authority to commit the organization to the obligations under the grant. - Provides as point of contact to represent the applicant for purposes of this application. - Certifies the applicant is in compliance with applicable federal, state, and local, laws including existing credit and federal tax obligations. AEA 11-005 Page 36 of 123 7/21/2010 A. Contact information, resumes of Applicant’s Project Manager, key staff, partners, consultants, and suppliers per application form Section 3.1 and 3.4. . Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 73 of 123 7/21/2010 B. Cost Worksheet per application form Section 4.4.4. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 74 of 123 7/21/2010 Please note that some fields might not be applicable for all technologies or all project phases. The level of information detail varies according to phase requirements. 1. Renewable Energy Source The Applicant should demonstrate that the renewable energy resource is available on a sustainable basis. Annual average resource availability. Continuous for estimated 30-year project life. Unit depends on project type (e.g. windspeed, hydropower output, biomass fuel) 2. Existing Energy Generation and Usage a) Basic configuration (if system is part of the Railbelt1 grid, leave this section blank) i. Number of generators/boilers/other 1 hydropower; 3 diesel ii. Rated capacity of generators/boilers/other Hydro: 105 kW; Diesel: 70 kW, 125 kW, 150 kW iii. Generator/boilers/other type Hydro Plant: 1 Canon Industries hydro, 1 Perkins Diesel Diesel Plant: 1 Caterpillar diesel, 1 John Deer diesel iv. Age of generators/boilers/other 1 Canyon hydro, 15 years; 2 Perkins diesel, 10 years; 1 John Deere diesel, 2 years v. Efficiency of generators/boilers/other 70% - 80% b) Annual O&M cost (if system is part of the Railbelt grid, leave this section blank) i. Annual O&M cost for labor FY 08 - $79,697 ii. Annual O&M cost for non-labor FY 08 - $281,118 (including fuel) c) Annual electricity production and fuel usage (fill in as applicable) (if system is part of the Railbelt grid, leave this section blank) i. Electricity [kWh] 692,000 kWh generated; 560,000 kWh sold ii. Fuel usage Diesel [gal] 48,000 gallons Other iii. Peak Load 108 kW iv. Average Load 84 kW v. Minimum Load 50 kW vi. Efficiency 14.14 kWh/gallon vii. Future trends Significant 5-10 year growth to support new infrastructure, Trident Seafoods and economic expansion. d) Annual heating fuel usage (fill in as applicable) i. Diesel [gal or MMBtu] 37,500 gallons ii. Electricity [kWh] iii. Propane [gal or MMBtu] iv. Coal [tons or MMBtu] 1 The Railbelt grid connects all customers of Chugach Electric Association, Homer Electric Association, Golden Valley Electric Association, the City of Seward Electric Department, Matanuska Electric Association and Anchorage Municipal Light and Power. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 75 of 123 7/21/2010 v. Wood [cords, green tons, dry tons] vi. Other 3. Proposed System Design Capacity and Fuel Usage (Include any projections for continued use of non-renewable fuels) a) Proposed renewable capacity (Wind, Hydro, Biomass, other) [kW or MMBtu/hr] 10 MW b) Proposed annual electricity or heat production (fill in as applicable) i. Electricity [kWh] 36.8 million kWh* ii. Heat [MMBtu] 125,400 MMBtu* c) Proposed annual fuel usage (fill in as applicable) i. Propane [gal or MMBtu] ii. Coal [tons or MMBtu] iii. Wood [cords, green tons, dry tons] iv. Other 4. Project Cost a) Total capital cost of new system $45 million b) Development cost $30 million c) Annual O&M cost of new system $3.0 million d) Annual fuel cost none 5. Project Benefits a) Amount of fuel displaced for i. Electricity 2.5 million gallons* ii. Heat 2.1 million gallons* iii. Transportation b) Current price of displaced fuel $14.2 million c) Other economic benefits Expansion of local/regional economy, jobs creation, increased industrial capacity d) Alaska public benefits Elimination of PCE subsidy, elimination of 50,000 tons of carbon emissions, expansion of regional economy, increased tax revenue 6. Power Purchase/Sales Price a) Price for power purchase/sale Estimated: $0.13 - $0.16/kWh 7. Project Analysis Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 76 of 123 7/21/2010 a) Basic Economic Analysis Project benefit/cost ratio To be determined. Payback (years) *Includes Trident Seafoods plant. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 77 of 123 7/21/2010 C. Grant Budget Form per application form Section 9. Renewable Energy Fund Round IV Grant Application AEA 11-005 Application Page 78 of 123 7/21/2010 Milestone or Task Anticipated Completion Date RE- Fund Grant Funds Grantee Matching Funds Source of Matching Funds: Cash/In-kind/Federal Grants/Other State Grants/Other TOTALS (List milestones based on phase and type of project. See Attached Milestone list. ) $ $ $ 1. Project Scoping and Contractor Solicitation $55,000 $20,000 Cash $75,000 2. Final System Design $2,175,000 $110,000 Cash/in-kind $2,285,000 3. Environmental Assessment and Permitting $195,000 $60,000 Cash $255,000 4. Development Agreements and Site Control $70,000 $25,000 Cash $95,000 5. Power Sales Agreements and Investment Strategies $35,000 $35,000 Cash/in-kind $70,000 6. Updated Economic and Financial Analysis $125,000 $25,000 Cash $150,000 7. Final Business and Operational Plan $40,000 $80,000 Cash/in-kind $120,000 $ $ $ $ $ TOTALS $2,695,000 $355,000 $3,050,000 Budget Categories: Direct Labor & Benefits $ $120,000 $120,000 Travel & Per Diem $ $40,000 $40,000 Equipment $ $ $ Materials & Supplies $ $5,000 $5,000 Contractual Services $2,695,000 $190,000 $2,885,000 Construction Services $ $ $ Other $ $ $ TOTALS $2,695,000 $355,000 $3,050,000 Applications should include a separate worksheet for each project phase (Reconnaissance, Feasibility, Design and Permitting, and Construction)- Add additional pages as needed Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 79 of 123 /21/2010 Project Milestones that should be addressed in Budget Proposal Reconnaissance Feasibility Design and Permitting Construction 1. Project scoping and contractor solicitation. 2. Resource identification and analysis 3. Land use, permitting, and environmental analysis 5. Preliminary design analysis and cost 4. Cost of energy and market analysis 5. Simple economic analysis 6. Final report and recommendations 1. Project scoping and contractor solicitation. 2. Detailed energy resource analysis 3. Identification of land and regulatory issues, 4. Permitting and environmental analysis 5. Detailed analysis of existing and future energy costs and markets 6. Assessment of alternatives 7. Conceptual design analysis and cost estimate 8. Detailed economic and financial analysis 9, Conceptual business and operations plans 10. Final report and recommendations 1. Project scoping and contractor solicitation for planning and design 2. Permit applications (as needed) 3. Final environmental assessment and mitigation plans (as needed) 4. Resolution of land use, right of way issues 5. Permit approvals 6. Final system design 7. Engineers cost estimate 8. Updated economic and financial analysis 9. Negotiated power sales agreements with approved rates 10. Final business and operational plan 1. Confirmation that all design and feasibility requirements are complete. 2. Completion of bid documents 3. Contractor/vendor selection and award 4. Construction Phases – Each project will have unique construction phases, limitations, and schedule constraints which should be identified by the grantee 5. Integration and testing 6. Decommissioning old systems 7. Final Acceptance, Commissioning and Start-up 8. Operations Reporting Renewable Energy Fund Round IV Grant Application AEA 11-005 Application Page 80 of 123 7/21/2010 Appendix D: Letters demonstrating local support per application form Section 8. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 81 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 82 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 83 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 84 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 85 of 123 7/21/2010 Appendix E: An electronic version of the entire application on CD per RFA Section 1.6. (Disc provided separately) Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 86 of 123 7/21/2010 F. Authorized Signers Form. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 87 of 123 7/21/2010 Grant Documents Authorized Signers Please clearly print or type all sections of this form. Community/Grantee Name: City of Akutan Regular Election is held: Date: Authorized Grant Signer(s): Printed Name Title Term Signature Joseph Bereskin Mayor I authorize the above person(s) to sign Grant Documents: (Highest ranking organization/community/municipal official) Printed Name Title Term Signature Hermann J. Tuna Scanlan, D.P.A. City Administrator Grantee Contact Information: Mailing Address: 3380 C Street Suite 205 Anchorage AK 99503 Phone Number: 907.274.7565 Fax Number: 907.1813 E-mail Address: akutanadmin@gci.net Federal Tax ID #: Please submit an updated form whenever there is a change to the above information. Please return the original completed form to: Alaska Energy Authority 813 W. Northern Lights Blvd. Anchorage, AK 99503 Attn: Butch White, Grants Administrator Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 88 of 123 7/21/2010 G. Governing Body Resolution or other formal action taken by the applicant’s governing body or management per RFA Section 1.4 that: - Commits the organization to provide the matching resources for project at the match amounts indicated in the application. - Authorizes the individual who signs the application has the authority to commit the organization to the obligations under the grant. - Provides as point of contact to represent the applicant for purposes of this application. - Certifies the applicant is in compliance with applicable federal, state, and local, laws including existing credit and federal tax obligations. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 89 of 123 7/21/2010 Introduced by: Mayor Joe Bereskin Date: September 14, 2010 Public Hearing: September 14, 2010 CITY OF AKUTAN, ALASKA RESOLUTION NO. 11- A RESOLUTION OF THE AKUTAN CITY COUNCIL AUTHORIZING THE MAYOR OF AKUTAN TO SERVE AS THE CITY’S POINT OF CONTACT WITH RESPECT TO AN ALASKA ENERGY AUTHORITY GRANT APPLICATION THROUGH THE STATE OF ALASKA RENEWABLE ENERGY FUND FOR THE HOT SPRINGS BAY VALLEY GEOTHERMAL PROJECT; CONFIRMING THE LOCAL MATCH MADE IN THE CITY’S APPLICATION; AND CERTIFYING COMPLIANCE WITH APPLICABLE FEDERAL, STATE AND LOCAL LAWS. WHEREAS, in 2008 the Alaska Legislature passed House Bill 152 establishing a Renewable Energy Fund and authorizing the Alaska Energy Authority (AEA) to distribute renewable energy grants to Alaskan communities to meet current and prospective energy needs through alternative energy sources and a reduction in dependence on fossil fuels; and WHEREAS, in March 2009, the City of Akutan was awarded funding for the Hot Springs Bay Valley Geothermal (HSBV) Project during AEA’s Round II application phase; and WHEREAS, the City of Akutan has successfully completed the feasibility and reconnaissance milestones of the HSBV grant and has begun the exploratory drilling milestone in July 2010; and WHEREAS, The City wishes to seek further funding through the Round IV Renewable Energy Fund application process to continue the drilling program, ascertain access, and continue business plan development; and WHEREAS, The City of Akutan is a second class city, and as a local government with an electric utility holding a certificate of public convenience and necessity, qualifies as an eligible applicant; NOW THEREFORE BE IT RESOLVED BY THE COUNCIL OF THE CITY OF AKUTAN: SECTION 1. The Mayor of Akutan is authorized to serve as the City’s point of contact, to represent the City for purposes of its application to AEA for Round IV funding for Hot Springs Bay, and to administer any grants from AEA which may be awarded. SECTION 2. The Council authorizes submittal of a grant application to AEA for the Hot Springs Bay Valley alternative energy project, through Round IV funding from the Renewable Energy Fund, at the match amounts stated in those applications. SECTION 3. The Council certifies that to the best of the City’s belief and knowledge, the City is in compliance with all federal state, and local laws, including existing credit and federal tax obligations. SECTION 4. Effective Date. This Ordinance shall become effective immediately upon adoption. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 90 of 123 7/21/2010 PASSED this __ day of September, by a vote of ___ in favor and ___ opposed. Joe Bereskin, Mayor ATTEST: _________________________________ Amanda Tcheripanoff, City Clerk Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 91 of 123 7/21/2010 H. CERTIFICATION The undersigned certifies that this application for a renewable energy grant is truthful and correct, and that the applicant is in compliance with, and will continue to comply with, all federal and state laws including existing credit and federal tax obligations.* Print Name Signature Title Date *The City of Akutan is currently resolving its compliance obligations with the State of Alaska Public Employees Retirement System (PERS) with respect to certain employee enrollment dates and classifications. Also, there is a $735.09 underpayment of Federal payroll taxes (Form 941) for the tax year/period 2009/12 being resolved. To the best of my knowledge, the City is in compliance with all other federal and State laws. Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 92 of 123 7/21/2010 I. Preliminary Summary of Findings: Akutan Exploratory Drilling Program Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 93 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 94 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 95 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 96 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 97 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 98 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 99 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 100 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 101 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 102 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 103 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 104 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 105 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 106 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 107 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 108 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 109 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 110 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 111 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 112 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 113 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 114 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 115 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 116 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 117 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 118 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 119 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 120 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 121 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 122 of 123 7/21/2010 Renewable Energy Fund Grant Application Round IV AEA11-005 Grant Application Page 123 of 123 7/21/2010