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HomeMy WebLinkAboutFourth of July Creek Hydroelectric Project App Prepared by: INDEPENDENCE POWER, LLC 1503 West 33rd Avenue, #310 Anchorage, Alaska 99503 Tel: (907) 258-2420 Fax: (907) 258-2419 FOURTH OF JULY CREEK HYDROELECTRIC PROJECT AEA-09-004 - RENEWABLE ENERGY GRANT APPLICATION FY 2009 OCTOBER 8, 2008 INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE i Table of Contents SECTION 1. - APPLICANT INFORMATION............................................................................ 2 1.1. Applicant point of contact.................................................................................................... 2 1.2. Applicant minimum requirements ....................................................................................... 2 SECTION 2. - PROJECT SUMMARY........................................................................................ 3 2.1. Project Type......................................................................................................................... 3 2.2. Project Description............................................................................................................... 3 2.3. Project Budget Overview..................................................................................................... 3 2.4. Project Benefit ..................................................................................................................... 3 SECTION 3. - PROJECT MANAGEMENT PLAN..................................................................... 4 3.1. Project Manager................................................................................................................... 4 3.2. Project Schedule................................................................................................................... 5 3.3. Project Milestones................................................................................................................ 5 3.4. Project Resources................................................................................................................. 5 3.5. Project Communications...................................................................................................... 6 3.6. Project Risk.......................................................................................................................... 6 SECTION 4. - PROJECT DESCRIPTION AND TASKS............................................................ 6 4.1. Proposed Energy Resource..................................................................................................6 4.2. Existing Energy System....................................................................................................... 8 4.2.1. Basic configuration of Existing Energy System........................................................... 8 4.2.2. Existing Energy Resources Used.................................................................................. 8 4.2.3. Existing Energy Market................................................................................................ 9 4.3. Proposed System.................................................................................................................. 9 4.3.1. System Design .............................................................................................................. 9 4.3.2. Land Ownership..........................................................................................................10 4.3.3. Permits........................................................................................................................ 10 4.3.4. Environmental............................................................................................................. 11 4.4. Proposed New System Costs (Total Estimated Costs and proposed Revenues) ............... 11 4.4.1. Project Development Cost......................................................................................... 11 4.4.2. Project Operating and Maintenance Costs.................................................................. 12 4.4.3. Power Purchase/Sale................................................................................................... 12 4.4.4. Cost Worksheet........................................................................................................... 12 4.4.5. Business Plan.............................................................................................................. 13 4.4.6. Analysis and Recommendations................................................................................. 14 SECTION 5. - PROJECT BENEFIT........................................................................................... 14 5.1. Estimated Fuel Displacement ............................................................................................ 14 5.2. Estimated Annual Revenue................................................................................................ 15 5.3. Other Annual Revenue Streams......................................................................................... 15 5.4. Project Benefit from Direct Cost Savings.......................................................................... 16 5.5. Indirect Project Benefits .................................................................................................... 18 SECTION 6. - GRANT BUDGET.............................................................................................. 19 SECTION 7. - ADDITIONAL DOCUMENTATION AND CERTIFICATION....................... 19 INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 2 OF 25 SECTION 1. - APPLICANT INFORMATION Name Independence Power, LLC Type of Entity: Independent Power Producer 1 Mailing/Physical Address 1503 West 33rd Avenue, Suite 310 Anchorage, AK 99503 Telephone 258-2420 Fax 258-2419 Email joel@polarconsult.net 1.1. Applicant point of contact Name Joel Groves, PE Title: Project Manager Mailing Address 1503 West 33rd Avenue, Suite 310 Anchorage, AK 99503 Telephone 258-2420 Fax 258-2419 Email joel@polarconsult.net 1.2. Applicant minimum requirements As an Applicant, we are: (put an X in the appropriate box) X1 An electric utility holding a certificate of public convenience and necessity under AS 42.05, or X1 An independent power producer, or A local government, or A governmental entity (which includes tribal councils and housing authorities); Endorsements Yes Attached to this application is formal approval and endorsement for its project by its board of directors, executive management, or other governing authority. If a collaborative grouping, a formal approval from each participant’s governing authority is necessary. (Indicate Yes or No in the box ) Yes As an applicant, we have administrative and financial management systems and follow procurement standards that comply with the standards set forth in the grant agreement. Yes If awarded the grant, we can comply with all terms and conditions of the attached grant form. (Any exceptions should be clearly noted and submitted with the application.) 1 Under State Law (AS42.05.221), IPPs selling wholesale energy to a public utility are subject to RCA jurisdiction. IP intends to apply to the RCA for an exemption from regulation as allowed in AS42.05.711. If an exemption is not granted, then IP would need to become a certificated utility, and is fit, willing, and able to do so. Fishhook Renewable Energy, LLC and South Fork Hydro, LLC are currently pioneering this process for grid-tied IPPs on the railbelt, and their efforts will provide some clarity on this process for this and similar projects. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 3 OF 25 SECTION 2. - PROJECT SUMMARY 2.1. Project Type The proposed project is for the development of a run-of-river hydroelectric project located on Fourth of July Creek near Seward, Alaska and includes reconnaissance, feasibility, permitting, design, and construction for that project. Fiscal year 2009 (FY09) grant funds are requested for reconnaissance, feasibility, conceptual design, final design, and permitting. FY 2010 grant funds are requested for project construction. 2.2. Project Description The Fourth of July Creek hydroelectric project is a low-impact run-of-river project located near Seward, Alaska. The project would be located east of the Spring Creek Correctional Facility, across Resurrection Bay from the city of Seward. Energy from the project would be provided into the Seward Electric System grid. Independence Power, LLC (IP) is the project developer, and would contribute funding and own and operate the project. IP would manage the pre-construction study process, completing some efforts internally, and contracting out other activities to qualified consultants as appropriate. Construction would be completed by qualified contractors selected through a competitive bidding process. 2.3. Project Budget Overview IP requests FY09 grant funds to contribute to the preconstruction phase of the project. IP has initiated the preconstruction phase of the project, and will contribute both capital and in-kind services to the project. IP proposes to contribute 50% to the cost of the project for preconstruction, and 50% for construction. A project cost summary is provided below. 2.4. Project Benefit The direct financial benefits from the proposed project are summarized below. These benefits are based on a number of assumptions, as power sales contracts and similar items that will have a direct bearing on these benefits have not been negotiated or finalized. These assumptions are discussed in Section 5 of this application. 1. The project will be eligible for Renewable Energy Credits (RECs), which will be transferred to the State or local utility as part of the public benefit from a grant. 2. The capacity of the project will be made available to the local utility at no cost. This is a direct benefit to the owners of the local utility, which are the residents of Seward. 3. The project will decrease the amount of energy being transmitted from the CEA system to Seward. This will reduce line losses over that transmission line, increasing overall efficiency of both the SES and CEA transmission and distribution systems. Project Phase Grant Funds Local Match (Capital and In-Kind) Total Funding PRE-CONSTRUCTION (FY 09) $196,500 $196,500 $393,000 CONSTRUCTION (FY 10) $7,641,000 $7,641,000 $15,282,000 TOTAL CAPITAL COST $7,837,500 $7,837,500 $15,675,000 INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 4 OF 25 4. During episodes when Seward is isolated from the CEA system, SES currently uses diesel generators. This project will reduce the quantity of diesel fuel consumed in the city’s diesel electric plants, reducing the fuel costs passed on to ratepayers. The project is also expected to have the following indirect benefits to the public: 1. Increased reliability and stability of the local power grid. Also, increased diversity of fuel sources both in the Seward vicinity, and on the railbelt grid as a whole. 2. Reduced demand for Cook Inlet natural gas. This project will offset natural-gas fired power generation, reducing natural gas consumption and incrementally extending the life of the existing Cook Inlet fields, to the benefit of the public that relies upon these fields for electricity and heating needs. 3. A significant portion of the project funding will go towards hiring local construction firms to perform the work, thus boosting the local economy. 4. A local firm is performing the design and development. This benefits Alaska by promoting local experience and can be used to develop additional future projects thus providing additional economic development and jobs for Alaskans. 5. The project's summertime capacity may be helpful in enabling SES to provide shore power for cruise ships when in port, and would reduce air quality impacts from on-board power generation. 6. The project will present an opportunity for the Alaska Vocational Technical Center (AVTEC) to develop a curriculum around hydroelectric power. This would benefit AVTEC, the city of Seward, and the state at large, by developing a workforce that is proficient in the special skills required to build, operate, maintain, and repair hydroelectric systems. Project Cost and Benefit Summary 2.1 PROJECT COST AND BENEFIT SUMMARY Include a summary of your project’s total costs and benefits below. FY 09 FY 10 Total 2.5.1 Total Project Cost (Including estimates through construction.) - - $15,675,000 2.5.2 Grant Funds Requested in this application. $ 196,500 $ 7,641,000 $ 7,837,500 2.5.3 Other Funds to be provided (Project match) $ 196,500 $ 7,641,000 $ 7,837,500 2.5.4 Total Grant Costs (sum of 2.5.2 and 2.5.3) $ 393,000 $15,282,000 $15,675,000 2.5.5 Estimated Benefit (Savings) - - $ 0 2.5.6 Public Benefit (See section 5 for discussion) $ - - $12,677,660 SECTION 3. - PROJECT MANAGEMENT PLAN 3.1. Project Manager The Project Manager is Joel D. Groves, PE. Daniel J. Hertrich, PE will serve as alternate Project Manager. Both Mr. Groves and Mr. Hertrich are members of IP, and have considerable INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 5 OF 25 experience evaluating, designing, permitting, and operating hydroelectric projects similar to the proposed project in southcentral Alaska. Resumes and references are attached to this proposal. No project management assistance from AEA or other government entities is expected for this project. 3.2. Project Schedule IP initiated field reconnaissance efforts for this project in late August 2008. To date, the following activities have occurred: 1) Reconnaissance evaluations. 2) Begin hydrology study. 3) Initiate contact with city of Seward and Chugach Electric Association (CEA) to begin power sales contract negotiations. 4) Initiate permitting processes for project. In 2009, IP will complete reconnaissance, feasibility, contract negotiation, permitting, design, and other activities required to advance the project. With successful completion of these activities, IP would be in a position to construct the project in 2010, with project commissioning occurring in late 2010. 3.3. Project Milestones IP will continue to evaluate the viability of the project throughout the 2009 development phase. Key factors such as hydrology, expected power generation, power sales, construction cost, construction feasibility, and similar issues will be reviewed to validate that the project is feasible. These key project milestones are summarized in the table below. Milestone Scheduled Completion Reconnaissance Study April 2009 Hydrology Report December 2009 Feasibility Study January 2010 Final Permit Approvals January 2010 Execute Power Sales Contract February 2010 Secure Project Financing February 2010 Design Drawings and Bid Package March 2010 Commence Construction May 2010 Complete Construction October 2010 Project Commissioning November 2010 3.4. Project Resources IP's members are all professional civil engineers with extensive experience in designing, constructing, and operating small run-of-river hydroelectric projects in Alaska, such as the Fourth of July project. IP will manage and/or conduct pre-construction activities, such as the reconnaissance study, feasibility study, conceptual design and final design. Some activities will be subcontracted out to appropriate qualified entities. IP has access to the resources of Polarconsult Alaska, Inc (PCA), the engineering consulting firm that employs all five of the members of IP. These resources include equipment for stream INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 6 OF 25 gauging and hydrology work, surveying work, and similar equipment necessary for pre- construction field investigations. In the construction phase of the project, IP will retain bids from multiple vendors/contractors for construction and major equipment supply. IP will select vendors/contractors based upon the best interests of the project. 3.5. Project Communications IP will keep AEA apprised of project status by issuing monthly project status reports. The reports will include a brief (1 page) report including a narrative of current project status, activities in the current month, problems encountered, and anticipated activities in the following month. The report will also include a budget status summary. As warranted, IP may also advise the AEA grant manager of upcoming events such as field visits on an as-needed basis. 3.6. Project Risk Major project risk items that IP has identified to date are listed and discussed below: 1) Bed load – Fourth of July Creek appears to have a significant bed load, and is prone to frequent flooding. The intake structure must be designed to reliably handle frequent flooding and high-volume sediment transport. The reconnaissance study will evaluate the candidate intake site and means of passing the bed load in a cost-effective and reliable manner. 2) Overall Project cost and economic feasibility. At the reconnaissance level, the project appears viable. Economic feasibility will be reviewed at key milestones throughout the development phase of the project. 3) Permitting risk. Based on initial findings from reconnaissance efforts, IP has not identified any permitting issues likely to impact project viability. Based on the initial positive results from reconnaissance, IP has started the permitting processes for the project. This will identify any permitting issues that may impact project viability as early as possible, mitigating permitting risk. SECTION 4. - PROJECT DESCRIPTION AND TASKS 4.1. Proposed Energy Resource IP has used existing available hydrology data to estimate the hydrology for the Fourth of July Creek basin, and recently started a hydrology study for the basin. The estimated hydrology based on existing information is presented in the figures below. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 7 OF 25 Based on this hydrology, the project would have an installed capacity in the range of 3.0 to 4.5 MW, and an average annual energy generation of around 16,000 to 23,000 MWh. More precise estimates for average annual energy generation and installed capacity will be possible after hydrology studies currently under way are completed in 2009. For this grant application, an installed capacity of 4.4 MW and the hydrology profile based on Lowell Creek is assumed. Alternative energy resources available to this market include all alternatives available to the railbelt energy grid, which principally include: natural gas, diesel/oil, coal, storage hydro, run-of- river hydro, hydrokinetic, wind, geothermal, and tidal. Many of these resources are not in the immediate Seward vicinity, and thus are not considered firm energy resources, because the transmission line into Seward is subject to extended outages. Currently, local generation in Seward is limited to diesel generation. There is a small hydro project behind the town that is not operational. The various alternatives available to Seward are discussed briefly below. ¾ Natural gas and diesel have high fuel costs, and some exposure to any future carbon taxes. ¾ Coal has a relatively high capital cost. The fuel is relatively inexpensive, however it has significant exposure to any future carbon taxes. In some areas of the state, coal has received a stiff opposition from the public. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 8 OF 25 ¾ Storage hydro, wind, and geothermal have high capital costs. ¾ Wind has a low capacity factor (typically 25-35%, and varying from 0-100% output at any time), and must be backed by firm stand-by generation. ¾ Tidal and hydrokinetic systems also have high capital costs, and many tidal / hydrokinetic technologies are not yet mature. ¾ Other run-of-river hydroelectric projects may be competitive with this project on a cost basis, however this project has very favorable economics on a capital cost per installed kW or kWh basis. Overall, this project is competitive with other renewable and nonrenewable generation options available to the railbelt. 4.2. Existing Energy System 4.2.1. Basic configuration of Existing Energy System The project would be connected to the SES grid, which is interconnected with the railbelt energy grid. Seward's has diesel generators located in town to provide firm capacity for the town during episodes when the transmission line is down. Seward's prime generators are reaching the end of their useful life, and the city utility is in the process of purchasing two new diesel generators to replace these older units. 4.2.2. Existing Energy Resources Used Under normal operating conditions, SES purchases wholesale power from Chugach Electric Association (CEA) and Alaska Energy Authority (AEA, Bradley Lake Hydroelectric Plant). Seward receives a small percentage of the output from Bradley Lake, and the balance of its power is provided by CEA. When the transmission line to CEA is out of service, Seward relies 100% on local diesel generation. The project would not significantly impact existing energy infrastructure. The project would interconnect with the SES grid at a point where that system is capable of receiving the full project output. In fact, this project would likely improve voltage and frequency stability on the SES system. Under normal operating conditions, the project would offset natural gas-fired generation in the Cook Inlet basin. This would incrementally reduce the demand for Cook Inlet natural gas, extending the life of the Cook Inlet gas fields. This would directly benefit the residents of the railbelt, which rely on that gas supply for affordable electricity and heating requirements. The volume of natural gas offset by this project is modest, but is a significant benefit to the public. When the transmission line to CEA is out of service, this project would directly reduce the amount of fuel burned by SES's diesel generators. During the summer months, this project could serve approximately 30 to 50% of SES average system load. During the winter months, the project could serve approximately 5 to 20% of SES average system load. The actual load that could be served would depend on the size of the system load, installed project capacity, and water availability at the time of the outage. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 9 OF 25 4.2.3. Existing Energy Market The existing energy market is the six railbelt utilities, SES, CEA, Homer Electric Association (HEA), Matanuska Electric Association (MEA), Municipal Light & Power (MLP), and Golden Valley Electric Association (GVEA). SES is the logical market for energy from this project, as the project is located within SES service territory. Sales to other utilities are possible, although the wheeling costs and complexity in negotiating wheeling agreements could significantly adversely affect the project’s economic feasibility. Initial conversations with the City of Seward have indicated some interest in providing shore power for cruise ships when they are in port. This is a high load (10 MW) short duration (24 hour) load. Capacity from this project could be very helpful in providing shore power services to cruise ships and reducing air quality impacts. 4.3. Proposed System 4.3.1. System Design The Fourth of July Creek Project will consist of the following major components: ¾ Intake structure. The intake structure will be located at about the 720’ elevation on Fourth of July Creek. It will divert water from the creek up to the design flow (tentatively 120 cfs), pass it through a settling basin, screens, and other apparatus to remove deleterious materials from the water and discharge it to the penstock. Filtered materials would be returned to the creek below the intake structure. The intake structure will be designed to handle the significant bed loads and frequent flooding characteristic of Fourth of July Creek. ¾ Penstock. The penstock will be about 48 inches in diameter, and will convey water from the intake about 4,600 feet to the powerhouse. The penstock will be constructed of plastic and/or steel. The penstock will be constructed above ground, partially buried, or fully buried depending on geotechnical conditions along the penstock route. Power and communications between the intake and powerhouse will be co-located with the penstock. The penstock alignment will generally serve as the access route to the intake for construction, maintenance and operations. ¾ Powerhouse. The powerhouse will house the turbines, generators, switchgear, controls, and associated equipment for the project. It will be located at an elevation of approximately 130 feet near Fourth of July Creek. The powerhouse will measure approximately 40 by 60 feet. ¾ Generation equipment. The precise turbine/generator configuration has not been determined. Tentatively, at least two turbine-generator sets will be installed to maximize reliability and efficiency of the project. The generation equipment will likely be synchronous, to best integrate with the utility. ¾ Tailrace. Water from the powerhouse will be discharged via a short tailrace back into Fourth of July Creek. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 10 OF 25 ¾ Transmission Line. Power generated by the project will be transmitted via a new transmission line approximately two miles to SES’s existing substation at the intersection of Nash Road and Jellison Avenue. The point of interconnection with the SES system will be at the end of this transmission line. If existing distribution lines are capable of carrying the energy from the project, the point of interconnection could be closer to the Spring Creek Correctional Facility, reducing the length of this line by approximately ½ mile. ¾ Access. Access to the project will be via approximately one mile of new unpaved road extending east from an existing restricted-access maintenance road serving city wells just north of the Correctional Center. Because of the proximity to the Correctional Center and public wells, this access road will be closed to unauthorized motorized vehicles. The project will have an installed capacity of between about 3.0 and 4.5 MW. Final installed capacity will depend largely on the outcome of hydrology studies, final gross head, economic evaluation to optimize project cost and resource utilization, and efficiency of the selected turbine-generator package. The project’s capacity factor will be determined after the conclusion of the hydrology studies. Based upon existing information and preliminary analyses, the capacity factor will likely be in the range of 0.45 to 0.60. 4.3.2. Land Ownership The project intake, penstock, and powerhouse are all located entirely on state lands. Most of the access road and roughly half of the transmission line would also be located on state lands. Some of the access road and transmission line serving the project would be located on lands owned by the City of Seward. IP has filed applications with the Alaska Department of Natural Resources for land easements for the linear features of the project, and land leases for the powerhouse and intake locations. Easements will also be required across city of Seward property for portions of the project access road and transmission line. 4.3.3. Permits The following permits and approvals have been identified as being required for this project: ¾ Water Use Permit / Water Rights (ADNR) ¾ Land Lease/easement (ADNR) ¾ Fish Habitat Permit (ADFG) ¾ Nationwide Permit 17 for Hydropower Projects – for incidental wetlands fill and similar matters (Army Corps of Engineers) ¾ Alaska Coastal Management Program Consistency Review (ACMP) ¾ Utility certification or exemption (RCA) ¾ Finding of non-jurisdiction (FERC) ¾ Archeological consultation (SHPO) Applications and permitting processes for all of the above permits have been initiated by IP. Based upon initial review of the permit issuance criteria, we expect that all required permits can INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 11 OF 25 be issued in time for 2010 construction. In addition to the above permits, the City of Seward may have additional local permits that are necessary for the project. 4.3.4. Environmental Compatibility of the project with environmental considerations has been reviewed as part of the permitting process. Key initial findings are summarized below. ¾ Fish Habitat. The project is located above fish habitat as designated on the Atlas of Waters Important to the Rearing and Spawning of Anadromous Fishes. ADFG has not yet made a fish habitat determination on this project, but site reconnaissance indicates that the project is unlikely to have any adverse impact on anadromous fish habitat. ¾ Threatened or Endangered Species. USFWS and NMFS were contacted as part of completing the Coastal Project Questionnaire. Neither agency has identified the project vicinity as critical habitat for threatened or endangered species. ¾ Aesthetics. The project will have negligible if any adverse aesthetic impact. The project’s most visible feature will be roads and power lines, which are common sights in the general vicinity. The project is located in a part of Seward that is used for industrial and institutional (prison) purposes. The project would be mostly located in an undeveloped area in the mountains east of the state prison. The project would not be visible from the city of Seward or from Resurrection Bay. The project would be visible from the air in the project’s immediate vicinity. ¾ The project is not expected to fill a significant area of wetlands. Any required fill of wetlands is expected to be permitted under a Corps of Engineers nationwide permit. ¾ No archeological or cultural resources are known to be in the project vicinity. SHPO will be consulted during the course of the project. ¾ Land development constraints. None known. ¾ Telecommunications Interference. None known. ¾ Aviation Considerations. None known. 4.4. Proposed New System Costs (Total Estimated Costs and proposed Revenues) 4.4.1. Project Development Cost IP has prepared an opinion of probable cost for the project of $15,675,000. This includes all development and construction costs required to commencement of operations. This value will be refined as additional information is compiled and analyzed during the initial phases of project development. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 12 OF 25 4.4.2. Project Operating and Maintenance Costs Project operation and maintenance costs are projected to be in the range of approximately $200,000 to $300,000 annually. A more accurate annual O&M budget will be possible when the project is more advanced. IP would establish an operating fund at project startup to fund annual O&M expenses. This fund would likely be capitalized as part of IP’s project financing, and then replenished on a perpetual basis from operating revenues. The fund would also cover seasonal cash flow fluctuations, such as reduced power sales revenue during the winter months, when the flow in Fourth of July Creek is reduced. This fund would also be used to manage longer-term cash flow issues, such as weathering drought years and some major maintenance / repair activities. No grant funding is requested for operations and maintenance costs. 4.4.3. Power Purchase/Sale The energy from the project would be sold to one of the six railbelt utilities. The most logical purchaser would be the local utility, SES. If a contract cannot be negotiated with SES, CEA would be the next most logical purchaser for the energy generated. Negotiations for a power purchase contract have not been initiated. Generally, the power purchase price would be either (1) at a fixed price, possibly with an escalator to accommodate O&M costs over time, or (2) at the purchasing utility’s avoided cost of energy. Based on current cost estimates and the proposed grant amount, a fixed price would need to be in the range of 5 to 9 cents per kWh. An avoided cost contract would likely track CEA’s avoided costs, which are projected to run in the range of 5 to 12 cents/kWh for the foreseeable future. Based upon existing estimates and available information, the estimated rate of return for the project would be in the range of 2 to 15% annually. 4.4.4. Cost Worksheet Assumptions used in completing the attached AEA cost worksheet are summarized below. ¾ 1 – Annual average resource availability. Resource availability range of 0.45 to 0.60 is based on existing hydrology for basins similar to Fourth of July Creek. The ongoing hydrology study will determine the actual resource availability. All remaining entries on the Cost Worksheet are based on a resource availability of 0.59. ¾ 3.b.vi – Annual renewable electricity generation. This is based upon an assumed water- to-wire efficiency of 77%, and a plant reliability of 95%. ¾ 4. – Project Costs. These are opinions of probable cost based upon available information. ¾ 5. – Project Benefits. Displaced fuel is based upon assumed an assumed outage rate on the transmission line to Seward, and an assumed heat rate for CEA's incremental gas-fired generation and costs for CEA gas supply. See section 5 for more details on these assumptions. ¾ 6. – Power Purchase Price. Depends on contract pricing structure and future avoided costs. Range given is likely range of contract pricing. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 13 OF 25 4.4.5. Business Plan All of the Members of Independence Power, LLC (IP) are Alaskan licensed Professional Engineers. Together, they have decades of experience in all aspects of hydropower projects in Alaska. The work completed to date without outside financial assistance illustrates IP's commitment and capability to successfully build and operate the Fourth of July Creek Hydroelectric Project. IP's members have direct experience in permitting, design, construction, and operation of hydroelectric facilities. In addition to the numerous projects that the Members have worked on as part of their regular course of business as engineering consultants for Polarconsult Alaska, the Members also have experience owning, operating, and maintaining the McRoberts Creek hydroelectric project over the past 18 years. All of IP's members are employees of Polarconsult Alaska, Inc. Attachment A includes a Statement of Qualifications for Polarconsult that highlights IP member capabilities. IP members have extensive experience managing a business and remaining financially secure. Three of IP's members have jointly owned and operated a consulting engineering business since 1984. Additionally, IP will be managed in a manner that requires cash reserve and efficient project operation. As a for-profit entity, IP has a significant interest in maintaining long term sustainability for this project. All members will be investing a significant amount of personal resources and work effort to get the project started. Such investment keeps members highly motivated to operate the project as efficiently and reliably as possible to realize the highest possible return on the investment. Additionally, IP's members are building a track record for developing projects, similar to the 18-year old McRobert's Creek Project. These projects include the Fishhook and South Fork Hydroelectric Projects, both of which are now in the advanced development phase. The five Members of IP have all successfully worked together for 14 years, since 1994. Mr. Earle Ausman and Mr. Dahl have worked together managing an engineering company, Polarconsult Alaska, Inc. since 1984. Mr. David Ausman joined Polarconsult in 1986 Mr. Hertrich joined in 1993, and Mr. Groves joined in 1994. IP members, as owners and employees of Polarconsult, have clearly demonstrated a long standing and healthy business history that will endure well into the future. The project financials are being tailored to ensure a low development risk coupled with long term sustainability. This will be achieved primarily through risk mitigation using conservative estimating, revenue analysis, and extensive cash reserves. Such efforts equate to a high probability of profit from year to year that insures financial fitness and capability. As project development proceeds into the feasibility phase, the economic model will have the following conservative assumptions: • High contingency on a detailed cost estimate (20%). • Low turbine efficiency estimate (95% of actual). • Low water availability estimate (95% of actual). • Low reliability estimate (90%). INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 14 OF 25 Through our experience, IP has the knowledge, institutional framework, and processes to sustainably operate small hydroelectric projects such as the Fourth of July Creek project. These processes include: ¾ Financial Management Team. IP will contract with independent entities to perform bookkeeping, accounting, and financial management functions, with the direct oversight of IP members. Our financial management team is familiar with the unique financial aspects of small hydroelectric projects. ¾ Operations and Maintenance Team. IP members will be directly responsible for and involved in operations and maintenance of the hydroelectric project. The project will employ a supervisory control and data acquisition (SCADA) system that will enable unmanned operation of the plant. Operators will be able to monitor plant operations and telemetry, and will be able to troubleshoot and modify plant settings remotely via secure communications. IP will have a local representative in Seward to respond to plant emergencies in a timely manner as needed. The project will have a rigorous preventative and scheduled maintenance program to minimize unscheduled outages. ¾ Business Team. IP members will develop and maintain a formal business plan, that will address key business issues such as maintaining regulatory compliance, capital replacement needs, etc. 4.4.6. Analysis and Recommendations Based upon work completed to date, the Fourth of July Creek project is an economically robust run-of-river hydroelectric resource. Reconnaissance efforts have not identified any major concerns that give IP pause in recommending that this project be advanced for development. This is why IP has proceeded with filing permits on this project and initiating the long-lead time hydrology study. With timely completion of the permitting process, contract negotiations, and numerous other required tasks, construction of this project is possible in 2010. SECTION 5. - PROJECT BENEFIT 5.1. Estimated Fuel Displacement The project would primarily displace Cook Inlet natural gas burned by Chugach Electric for power generation. The project would also offset some diesel fuel burned during transmission outages. Estimated fuel displacement and assumptions used to generate the estimates are summarized in the following table. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 15 OF 25 Fuel Type Natural Gas Annual Displaced Energy 21,702,708 kWh Displacement 100% Efficiency of Displaced Generation (Heat Rate) 9,800 btu/kWh Average Annual Displaced Fuel (Natural Gas) 213 MMCF Displaced Fuel over 30 Years 6,380 MMCF Average Market Value of Displaced Fuel $7.00/MCF Annual Value of Displaced Fuel $1,488,806 Inflation Rate 2% Discount Rate 5% Present Value of Displaced Natural Gas Fuel over 30 years $29,181,250 Fuel Type Diesel Annual Displaced Energy 92,400 kWh Displacement 100% Efficiency of Displaced Generation 14 kWh/gal Average Annual Displaced Fuel (diesel) 6,600 gal Displaced Fuel over 30 Years 198,000 gal Average Market Value of Displaced Fuel $4.00/gal Present Value of Displaced Diesel over 30 years $517,452 TOTAL PRESENT VALUE OF DISPLACED FUEL $29,698,701 5.2. Estimated Annual Revenue Estimated annual revenue from power sales and assumptions used to generate the estimates are summarized in the following table. Contract Item Proposed Terms Contract pricing Avoided Cost Average avoided cost over 30 years (Power Sales Rate) $0.050/kWh Average Annual Energy Sales 21,795,108 kWh Average Annual Gross Revenue From Power Sales $1,035,268 Average Annual Operating Expenses $760,090 Average Annual Net Revenue (Before Taxes, Depreciation, etc.) $206,383 5.3. Other Annual Revenue Streams IP anticipates that the project would qualify for low-impact certification under the national standards established by Green-e, and likely other certification entities. This would make energy from the project eligible for green tags/renewable energy certificates (RECs). RECs currently market in Alaska for $0.02/kWh (Denali Green Tags). IP proposes to transfer REC rights to AEA as a public benefit of this project. No project revenue is assumed from RECs. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 16 OF 25 State or federal tax credits may be available to the project over its life. Currently available federal tax credits for renewable energy have very limited eligibility criteria for hydroelectricity, and this project would likely not quality. Generally, the volatility in tax credits precludes forecasting any benefit from them over the project’s life. 5.4. Project Benefit from Direct Cost Savings IP has identified the following direct cost savings resulting from this project. ¾ Green Tag / Renewable Energy Credits (RECs): IP will transfer title and rights to RECs the project will qualify for to AEA. These RECs could be marketed by the state or transferred to the local utility or other utilities. The project meets the certification criteria established by Green-e for low-impact hydropower. RECs currently market in Alaska for $0.02/kWh (Denali Green Tags). ¾ Capacity and Energy Rate Reduction: While a power sales contract has not been negotiated for this project, it has been our experience that the most amenable form of contract for utilities in the railbelt to accept and execute for wholesale power from small renewable projects is for non-firm power at the cost of avoided energy. To expedite contract negotiations, IP would likely pursue a similar price structure for this project. The lowest avoided cost of energy available in the Seward vicinity is likely to be CEA's avoided cost for the foreseeable future, and this is the avoided cost upon which a contract would likely be based. This price structure offers the project's capacity as a direct benefit to SES at no cost. ¾ Line Efficiency: The line losses from the Fourth of July Creek project to the city of Seward are less than the line losses from CEA generation to the city of Seward. The project will increase the efficiency of the SES and CEA systems, reducing costs for both utilities. ¾ Annual Property Tax Revenue: The Kenai Peninsula Borough and City of Seward will likely levy property taxes on the project over the life of the project. These annual property tax payments will contribute to the tax base and economic activity in the Borough. ¾ Reduced Diesel Costs: When the transmission line to CEA is out of service, Seward relies entirely upon diesel generators. For example, in February 2006, avalanches isolated Seward from the CEA grid for a period of 26 days. The project will reduce the amount of the system load that must be met by the generators, reducing the fuel consumption during such outages and lowering utility and ratepayer costs. Similarly, the project would also reduce the O&M costs for the diesels by reducing their running hours. This would save costs on consumables (lube oil, filters, etc.) and overhauls. These annual public benefits are summarized, and their present value is estimated in the following table. Assumptions used to generate the estimates are also stated. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 17 OF 25 DIRECT ECONOMIC BENEFITS FROM PROJECT Green Tags / RECs Average annual generation: 21,795,108 kWh (assumed) Market Value: 0.02 $/kWh Annual Value: $435,902 Term: 30 years Inflation Rate: 2% Discount Rate: 5% Present Value: $8,543,875 Increased Available Capacity value per kW $300 ( approx. cost, diesel) kW provided (firm, summer months) 4,439 kW (estimated) Capacity value $1,331,682 Present Value $1,331,682 Line Efficiency Line losses from CEA G&T to SES 3.0% (CEA Tariff) Line losses on SES System: 1.5% (assumed) Line losses from 4th of July to SES load center: 0.5% (assumed) Power throughput avoided by project: 21,795,108 kWh (assumed) Avoided energy losses (CEA): 651,674 kWh Avoided energy losses (SES): 217,951 kWh Nominal value of energy: 0.05 $/kWh (projected over life) Average annual savings from reduced energy losses: $43,481 Term: 30 years Inflation Rate: 2% Discount Rate: 5% Present Value: $852,251 Property Tax Revenue to Mat-Su Borough Estimated annual tax obligation: $73,080 Term: 30 years Present Value: $1,432,400 Reduced Diesel Consumption Annual transmission outage hours: 168 hrs (assumed) Average hydro capacity during outage: 550 kW (assumed) Incremental fuel efficiency: 14 kwh/gal (assumed) Avoided fuel consumption: 6,600 gal Fuel cost 4.00 $/gal (assumed) Annual value: $26,400 Term: 30 years Inflation Rate: 2% Discount Rate: 5% Present Value: $517,452 TOTAL DIRECT ECONOMIC BENEFITS FROM PROJECT $12,677,660 INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 18 OF 25 5.5. Indirect Project Benefits IP has identified several indirect public benefits that may result from the project. These are summarized and briefly discussed below. 1. The project will be connected to the railbelt electrical grid. This provides desirable operational enhancements to this transmission and distribution system. There is an increase in stability, reliability, and redundancy. These gains can only be obtained by providing multiple, distributed generation sources which is generally not feasible with typical large utility generation facilities. This new generation asset also improves the diversity of fuel sources powering the grid through the addition of renewable energy. 2. This new generation asset will offset generation from existing natural gas-burning facilities in Southcentral Alaska. This will reduce consumption of Cook Inlet basin natural gas. Cook Inlet gas production from existing developed fields is declining, and shortages are already occurring during periods of peak gas demand. By offsetting natural gas demand for electricity generation, this project will be extending the useful life of the Cook Inlet gas fields to the benefit of the public. 3. A significant portion of the project funding will go towards hiring local construction firms to perform the work, thus providing local jobs and experience in building a hydroelectric project. Current unemployment in the area is at 6.5% compared with a state average of 6.0%2. 4. A local firm is performing the design and development. This benefits Alaska by promoting local experience and can be used to develop additional future projects thus providing even more economic development and jobs for Alaskans. 5. The project access road and penstock trail have the potential to be recreational resources for non-motorized recreation. Such a use would need to be coordinated with the State Department of Corrections and the Seward Water Utility, as the access route to this potential recreational opportunity would pass closely to the state prison and city water supply wells. 6. City officials in Seward have expressed an interest in providing shore power to cruise ships when they are in port. This is a large short duration load, typically on the order of 10 MWs for 24 hours or so per ship. The project’s summer capacity of up to 4.5 MW would be available to help meet this large transient load and keep the grid stable as these ships come on and off line, and could considerably improve the feasibility of providing shore power to cruise ships. 7. The project should coordinate with the curriculum at AVTEC to educate Alaskans on hydroelectric power, construction, operations, maintenance, repair, and similar aspects. This would help grow a local workforce that is skilled and knowledgeable in working with renewable energy systems. As Alaska builds more renewable energy projects, a workforce well-trained with these unique mechanical and electrical systems will be critical to reducing construction costs and maximizing operational life for these projects. 2 August 2008, State of Alaska, Department of Labor and Workforce Development, http://www.labor.state.ak.us/research/monthlyunemprate/sep08map.pdf INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 PAGE 19 OF 25 SECTION 6. - GRANT BUDGET The total estimated cost for project development through to commissioning is $15,675,000. Since August 24, 2008, IP has invested approximately $14,000 in capital and in-kind services to the project on the activities listed in Section 3.2 of this application. IP anticipates an additional expenditure of capital and in-kind services in the range of $25,000 to $30,000 through the end of 2008 for additional field work, studies, and initial contract negotiations. IP would contribute capital and in-kind services to the project from its private resources through the pre-construction phases of the project. IP's share of construction funds would be in the form of loans, either from commercial lenders or government lenders, such as AIDEA's Power Project Fund. IP is requesting a grant totaling $7,837,500 for this project. The grant budget is summarized on the attached Grant Budget Form. SECTION 7. - ADDITIONAL DOCUMENTATION AND CERTIFICATION A. Resumes of Applicant’s Project Manager, key staff, partners, consultants, and suppliers per application form Section 3.1 and 3.4 B. Cost Worksheet per application form Section 4.4.4 C. Grant Budget Form per application form Section 6. D. An electronic version of the entire application per RFA Section 1.6 E. Governing Body Resolution per RFA Section 1.4 F. CERTIFICATION The undersigned certifies that this application for a renewable energy grant is truthful and correct, and that the applicant is in compliance with, and will continue to comply with, all federal and state laws including existing credit and federal tax obligations. Print Name Joel D. Groves Signature Title Project Manager Date October 8, 2008 INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 A. RESUMES OF APPLICANT’S PROJECT MANAGER, KEY STAFF, PARTNERS, CONSULTANTS, AND SUPPLIERS PER APPLICATION FORM SECTION 3.1 AND 3.4 INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 B. COST WORKSHEET PER APPLICATION FORM SECTION 4.4.4 INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 C. GRANT BUDGET FORM PER APPLICATION FORM SECTION 6. INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 D. AN ELECTRONIC VERSION OF THE ENTIRE APPLICATION PER RFA SECTION 1.6 INDEPENDENCE POWER, LLC RENEWABLE ENERGY FUND GRANT APPLICATION FOURTH OF JULY CREEK HYDROELECTRIC PROJECT OCTOBER 8, 2008 E. GOVERNING BODY RESOLUTION PER RFA SECTION 1.4