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HomeMy WebLinkAboutAPA598c Energy Pq,be I Enqu6te Eneraie an evalUation afthe ISER electricity demand forecast July 30,1980 Robert E.Crow James R.Mars Christopher Conway TIC. 1425 .S8 A23 00.598 een Street, ntario.Canada. KlA OE4 )233-0260 43 Queen's Park Crescent East • Toronto,Ontario.Canada, M5S 2C3. (416)978-7014 , <t. ErnargyPrObe I Enqu&te Energie -2ALkSKA""'o,.,r.,;'-, U.S.D -rK 14:15 I s'i ff;}3 o InledO!~'.J'\{),5 qi an evaluation of the ISER electricity demand forecast July 30.198'0. Robert E.Crow James H.Mars Christopher Conway ARLIS Alaska Resources Library &Information Services Anchorage j Alaska '. 53 Queen Street. Ottawa.Ontario.Canada t KIA OE4 (613)233-0260 43 QueenlsPark Crescent East. Toronto.Ontario.Canada. M5S 2C3. (416)978-7014 '. 1'•. .- In December 1979~Energy Probe was awarded a contract by The House Power Alter nat iv es Study Com- mittee of The Alaska State Legislature to examine and evaluate an electricity demand forecasting model being developed by The University of Alaska's Inst- itute of Social and Economic Research (ISER). Energy Probe's work~along with research carried out by several other consultants retained by The Power Alternatives Study Committee was intendegito provide a framework within which the proposed Susitna Hydroelectric Power Development could be evaluated. A working paper published in January 1980 presented an initial evaluation of the ISER model>primarily on the basis of ISER's ltDetailed Work Plan ll • The following is the final report prepared under Energy Probe's contract.It presents an evaluation of the ISER demand forecasting model in its present form;tests the sensitivity of Railbelt electricity demand to changes in various policy and technological factors;and outlines what the authors believe to be the aP0ropriate interpretation 8Md application of the fOl"ecast \'/Hhin thE'broader context of State energy pol icy development. The views and conclusions presented herein are those of the authors aliAie,and do not nE;cessad1y reflect the position of The House Power Alternatives Study Committee. ( i ) TABLE OF CONTENTS (;;) 1.INTRODUCTION 10 -'"'".,;..1 2.A USER'S GUIDE TO THE ISER FORECASTING MODEL .....•.•....4 2.1 Introduction 2.2 Stage 1 Components 2.2.1 The MAP Econometric Model 2.2.2 The Household Formation Model 2.2.3 The Regional~Allocation Model 2.2.4 The Housing Stock Model 2.2.5 Stage I Summary 2.3 Stage II:The Electricity End Use Model 2.3.1 The Residential Sector 2.3.2 The Commercial-Industrial-Government Sector 2.3.3 Stage II Summary 3.A TECHNI CAL REVIEW OF THE ISER FORECASTI NG METHOD .•.~.,20 3.1 Introduction 3.2 MAP 3.3 The Household Formation Model 3.4 The Regional Allocation Model 3.5 The Housing StDck Model 3.6 The Electricity End Use Model -Residential Sector 3.7 The Electricity End Use Model -CIG Sector 3.8 Summary 4.AN ANALYSIS OF THE ISER ~lODEL OUTPUT .........................'"..28 4.1 Introduction 4.2 Case "A"End Use Scenario 4.2.1 Residential Space Heating Requirements 4.2.2 Major Resident 1al Appl iance Energy Requirements 4 .•2.3 Unspec ifl ed Residential Appl i~nce Requirements 4.2.4 Residential Summary 4.2.5 The Commercial-Industrial-Government Sector 4.2.6 Summary of Case "All Scenario 4.3 Case "B"End Use Scenario 4.3.1 Residential Space Heating -Requirements 4.3.2 Major R~s1~~ntial Appliance Energy Requirements 4.3.3 UnspeciffedResident1al Appliance Requirements 4.3.4 Residential Summary 4.3.5 The Commercial-Industrial-Government Sector 4.3.6 Summary of Case 118 11 Scenario " 5.MAJOR CONCLUSIONS AND·RECOMMENDATIONS ~44 5.1 General Commentary 5.2 Funding For Load Forecasting Research 5.3 ISER Model Automation 5.4 Fu ture Use of the ISER Forecast 5•5 Da ta Co 11 ec t ion 5.6 Statewide E1 ectric ity Demand!Forecast;ng 5.7 Peak Demand Forecasting . 5.8 Additional Stage I Sce~ario 5.9 Indepehdent £xpert Advice on the Load Forecast APPENDIX .............................•........"".....A-l (i i i) 1.INTRODUCTION The electricity demand forecasting model developed by the Institute for Social and Economic Research (ISER)is a major step forward for Alaskan energy planning.The ISER model is of a qualftywhich is orders of magnitude ahead of previous forecasting models employed in the State. This report seeks to accomplish three tasks.The first of these in an introduction to the structure and logic of the ISER model aimed at a non-technical audience.The second is a technical review of the ISER model with a focus on the methods employed and areas for further development.The third is a deilionstration of the use of the model in documenting the effects of alternative energy policy assumptions on the mod el IS ou tput. By far the most important of these is the third.Since Alaska's electricity future is not fixed but rather subject to both fate and pol icy i ntervent ion it is important to a pprec iate that any forecast depends on assumptions concerning factors Which can and cannot be controlled., 1. 2. On the fate side of the ledger are all those factors which are beyond the control of Alaskans.These include national economic pol icy to the extent that it sets the tone.for state economic and social development and,more importantly,the future of resource di scovery ,and expl oitati on in Al aska. Manageable factors include the ways in which Alaskans actually use the energy which is available to them -whether they use is efficiently or inefficiently.A very clear example of the "rna nagea bil Hi'of these factors is the recent energy conservation legislation which will undoubtedly influence energy use in the Stat~. Planning 'is a process by vihich those fClctors \'ihich are, controllable are identified and managed to bring about a desirable future.In addition,planning seeks to identify items subject to fate to adequately prepare for the realization of a range of possible outcomes.A forecasting model is nothing other than an aid to clear thinking in this complex situation.A good forecasting model should be abl e to accommodate both controllabl e and non-controllable factors and·progress logically to actual numeric forecasts.On this count the ISER model is exemplary. .- 3. In any forecasting environment assumpti.ons are crucial; to the extent that they are hidden there is no clear link between policy and actual outcomes.Toth€extent that they are open and accessible they are the basis for analysis and action.On thiscoontas well,the ISER model is excellent.Assumptions are clearly stated and readily changed.When the model is ultimately computerized the latter will become even easier and the model even more useful. But what is most important to realize is that the ISER model is only a tool.Alaskans do to a large extent have control over many aspects of their energy future.In an appropriate planning env'ironrnent,the ISER model can be utilized to suggest means of making that future more desirable. 2.A USER'S GUIDE TO THEISER FORECASTING MODEL The lSER el ectric ity demand forecasti ng model,whil e seeminglycompl ex,has a very stra'ightforward and logical structure and flow of information between components.The output of the model is projected values of electricity· consumption for each of the three geographical areas of the 4. -. Railbelt classified by final use (i.e.heating,lighting,etc.)· and consuming sector (commercial,residential,etc.).In its current form the ISER model produces values for the years 1985,1990,1995,2000 j 2005 and 2010. To accomplish this task the model relies on five special- ized sub-models linked by key variables,and driven by policy and technical assumptions and state and national trerlds.A flow diagram showing the sub-models and their linking and driving variables is given in Figure 2.1 below.Of the five sUb-models~only the MAP econometric model was in existence prior to the Railbelt study;the remaining four were developed by ISER during the course of the study. 2.2 Stage I Components In our earl ier working paper (contained as the appendix to this report)we argued that the electricity demand fore- casting process was essentially two-stage.In Stage I,basic 1 't\II, 1 t • r ... ngure 2.1:A SCh_t,C ;;-;he ISER Electricity Demand Fore:st _1 US economic trends kW.h cons- umpt ion by end use and sector over time fuel market shares·I utilization I employment for 3 areas - \1 households 'J I--household ~head shi p ELECTRICITY 'JG STOCK housing END -USE stock split ...MODEL -~)EL popul at ion by regi on !I-- ,j ...I po pu 1at ion and survey on ~ housing ChOifL:..HOUSI I...t·10 incomes .__ -resource extraction rJS and State scenarios t deillOgraphic t\'endsstategovernment decisions ._~ state populationr---HOUSEHOLD by age and sex3ll-i FORMATI a MODEL MAP ECONOMETRIC MODEL i ~REG~;L !employment by 1 ALLOCATI 0 .sector and MODEL po pu 1at ion • l "'___~~Jl I STAGE I STAGE II (J1 economic and demographic information is developed as input to an electricity demand model which we called Stage II.The final ISER model has this basic structure with the t~AP, household formation,housing stock,and regional allocation model s performing the Stage I function and the el ectricity end use models in the Stage II role. "~~J.~lhe MAP Econometric Model The basis of the Stage I function in the ISER model is , MAP.a medium size econometric model which translates forecasted or assumed levels of national economic trends,statE govern- ment activity,and developments in the Alaska resource sector into forecasted levels of statewide population by age and sex, (-'l1lployrnent by industrial sector,and income.Hhile the MAP model 'is internally complex,its basic logic is that the State of Alaska will tend to follow national trends in economic deve10pment yet will deviate somewhat with resource sector and state government actiVity.These will cause the state to perform somewhat better or worse than the Outside.In periods of pl enty~Alaska will attract immigrants seeki ng employment opportunities;in periods of relatively poor economic perform- ance.peopl e will tend to 1 eave the State to seek opportuniti es in the lower-48. As a result of this basic logic~MAp·s output is quite sensitive to the national trends~'~esource activiiy.and state government actions assumed as input.Since MAP inputs directly 6. " 7• into the electricity end use model,the final results of the forecasting process are equal1y sensitive to these crucial assumpt ions. MAP's output,while technically quite reasonable,is not appropriate for direct input into the electricity model for two reasons.The first of these is that MAP produces forecasts for the entire state of which the Railbelt and its component areas are only a part,a.lbeit an important one.Secondly, electricity consumption is more closely related to tlOuseholds and the number of housing units than to the number of individuals in the market area;MAP produces only the latter.The household formation,housing stock,and regional allocation models translate MAP output into final Stage I form. The hou::.(~hold for'lllation model groups individuals into household units on the basis of national and state demographic trends~The basic logic of this model is than an individual has a finite chance of being a househol~head;the probability of headship depends on the individual's age and sex. Applying these probabilities to MAP's output yields the number of hOllseholds~a critical input into the electricity end use model,and the number of household heads by age and sex,an input into the housing stock model. 8. The purpose of the regional allocation model is to allocate MApis statewide forecasts of population to the regiens .of the Rail belt.The inherent logic of this model is that regional population shares are sensitive to employment opportunities in the various l~egions.These opportunities in turn depend on which industrial sector is predominant in the MAP forecast,and its likely location.The regional allocation model ultimately disaggregates MApls statewide forecasts of employment and population into regional shares.This information serVes as input into both the housing stock model and the electricity end use model. Because heating of residences is an important use of electricity in the Rililbe1t;and because there are a number of different types of housing available (single family,duplex, apartments and mobil e homes)it is necessary to forecast the numbers of each type of dwelling unit i.n each of the Railbelt regions.This task is accomplished in the housing stock model which combines the hOUSehold headship information from the household formation model,the regional population informati6n from the regionaf allocation model ~and the results of an independent survey on housing choice~to produce the number of housi n9 units by type and region foreac h of the forecast years. ,- ~ .} '. The logic of the housing stock model is quite similar to that of the household formation model.After combining the household and population information to produce the number of households per region over the forecast period,the information on housing choice is applied to assign each household to a dwelling.The assignment is based on the probability that a household head of a particular age and sex will choose to live in either a single family,duplex,apartment or mobile housing units by type and region over the forecast period. In summary.the Stage I portion of the e1 ectricity demand forecasting pn1ccoss is handled in the ISER node1 by r·jAP,the household formation mod~l ,the regional allocation model,and the hous;ng stock model.MAP produces forecasts of st~t~~'0_i.~ employment,population and income on the basis of national economic trends.acticUy in the Alaska resource sector.and state government policy.The household formation model .groups individuals into household units on the basis of state and nat'ional demographic trends.The regional allocation model assigns a portion of statewide population and employment to the regions of the Railbe1t on the basis of the location of projected economic activity.The housing stock model produces forecasted counts of dwell ing units by type on the basis of t.he output of the household formation model~the regional allocation 9. model,and a survey of housing choices. The regionally disaggregated employment~population and housing information is then passed forward to the electricity end use model for translation into projected requirements for electricity in the Railbelt. Assumptions playa central role in determining the overall output of the Stage 1 part of ISERts model.While the most important of these are nati ona 1 economic trends,resource sector activities~and state government decisions which drive MAP,there are in addition national and state demographic trends and housing choice information which ultimately influence electricity consumption forecasts for space and water heating,and for other residential uses.Critical among these are the assumptions which lead to projections of household size:should these prove incorrect,or for that matter,should any assumption in the model prove incorrect,then the forecast as a whole becomes somewhat suspect. 2.3 Stage 11:The Electricity End Use Model The ISER electricity end use model translates the Stage I output into estimates of the final demand for electricity for. each region and consuming sector in the Rail belt.The basic logic of virtualli all components of ISER 's Stage II model is that electricity is used in identifiable activities such as cooking,heating a building,etc.Each activity has an observed 10. ,. j electricity "intensity",that is.a quantity of electrical energy required to fuel a single unit of the activity in question.Furner,these intensities are subject ~o change over time.Combining this information with the output of Stilge I,which projects the magnitude of specific activities over the forecast period,yields projections of electricity requirements for each activity in each region.These may be summed to.give final forecast estimates. Consider,for example,the activity of refrigeration.In 1980,a "typical"refrigerator in the Railbelt used about 1250 kWh per year.Over time this average intensity changes as older,smaller,manual-defrost models are replaced by newer, lar-ger,forst-free units.Suppose,hypothetically.that a typical refrirerator in service in the year 1995 uses 1800 kWh annually as Cl result of fHteen 'years of replacelnent of i'lOrn out units with new large units and purchases of new units by newly formed households.If there are,say~15;000 households forecasted to the located in the Fairbanks region in 1995 then the total energy requirement for refrigeration in Fairbanks in 1995 is 1800 kW+ousehold x 15000 households,or 27,000.000 kWh,assuming that each household hasa.refrigerator. In actual fact,the ISER method does not work this way mechanically;however 9 logica.lly and mathematically ISERls model follows this basic procedure for nearly all activities. 11. In the residential sector~ISER has identified seventeen separate activities for analysis.These are: 1.heating a s'ingle family home 2.heating a duplex 3.heating a multi-family unit 4.heating a mobile home 5.powering a water heater for general hot water needs 6.powering a water heater for hot water input into a dishwaSher 7.powering a water heater for hot water input into a washing machine 8.powering an electric range 9.powering a clothes dryer 10.powering a refrigerator 11.powering a freezer 12.powering a television set 13.powering an air conditioner 14.powering a dishwasher exclusive of hot water needs 15.powering a washing machine exclusive of hot water needs 16.powering lights 17.powering small,unspecified appliances In the model,activities 5 through 15 are treated similarly as they relate to energy for large appliances.Activities 1 through 4 are also similar as they deal with space heating. ActiVities 16 and 17 are dealt with as special cases. In space heating)the basic unit of analysis is the individual beating platit of the dwelling unit.For ~n elect- rically heated dwelling unit this means either an electric furnace.a collection of baseboard or ceil 1ng resistance units. or an electric heat pump.ISER has assumed the latter to be insignificant over the forecast period.Heating plants are classified according to their "vintage".that is~their period of installation.There are seven vintages of heating units, 12. '. .. .- 13. pre-1980,1981 -85.1986 90,and so on. Each vintage of heating plant has its own average electricity requirement which is based on the size.construction.and "re trofitll potential of the dwelling unit into which it was originally installed.For units built in 1980 and before. average consumption is simply the observed consumption of eXisting units with no conservation or retrofit over time.For new units t average consum~tion is the product of four terms: a base consumption level.a ho~sing unit size coefficient,a co'nservat ion coeffici ent.and a r~trofit coeffic i ent..The base level gives the consumption of a typical electric unit currently being produced.The size coefficient factors this up over time to account forincreas'ing dwelling unit si.zes. The conservation coeffi ci ent factors the product down to account for improved heating techniques;~nd the retrofit factor further reduces this product to account for improvements to the dwelling unitls efficiency over the life of the heating plant.The average consumption of an electric heating plant can,therefore,increase or decrease with ne\'Jer vintages depending on the assumptions made concerning base level consump- tion and the relative strengths of conservation and retrofit as opposed to increasing unit size. Heating plants in the ISERmode"'wear out over time, according to an expected lifetime schedule.A heating plant has an expl ic it probabil ity of II survivi ng ll from one forecast year to the next,which depends on the age of the heating unit. 14. For example,the probability that a heating plant installed in 1980 will still be in service in 1985 is much higher than the probability that a heating pl~nt installed in 1980 will be in service in the year 2000. When a heating plant IIdies",the model assumes that,in effect,the housing unit dies with it.The heating unit is replaced with either an electric or non-electric heating plant according to specified probabilities of "cap ture ll which run on the order of 9:1 in favour of non-electric units.If an electric heating plant is chosen~it is of the average consumption appropriate to the vintage of the replacement period.This assumes for allinte,nts and purposes that either the dwelling unit itself is replaced with a new unit or that the dwelling undergoes major alterations to increase its size to approximate that of currently produced units. There is a "logic prOblem in th"is case which will be discussed in our technical review.Basically,the problem is that the replacement of electric units by non-electric units is likE!ly overstated as is the alleged "growth"of units which switch from one electric heating plant to another in a partic- ular period.In terms of electricity requirements.these tend to offset one another,to an unknown extent.We will assume that they offset one another exactly for the purposes of our subsequent analysis;however,we strongly recommend that the space heating section of the ISER model be reformulated in terms of dwellings rather than heating plants to more accurately r efl ect rea 1 Hy. In operation the ISER electricity end use model accepts as input the number of dwell ing units by type from the housing stock model of Stage I and works recursively through the forecast period by vintage.For a given forecast year.the difference between housing units required and those "surviving" from previous periods constitute new housing starts.The number of these which are electric is mu1tipl ied by the average consumption of electric unitt of the new vintage~together with the total consumption of previously built el ectric units. this given el ectric space heating requirements for the forecast year. Assumptions again are critical at this stage in the model. "The most important are the relative effects of incrci:Jsir,g size as compared to conservation and retrofit potential; aclditiunally,Uie r'elative ;'ca.pturel!of electde as opposed to oil or gas heating is quite important. For majorappl iances,the ISER el ectricity end use model follows a structure similar to that of the space heating segment.Each appliance is classified according to its vintage.for each Vintage the average consumption is computed as the product of base level consumption,a size factor and a conservation factor.The appliances follow a survival schedule similar to that of heating plants;the number of appliances of a particular type in service at a point in time is the number 15. 16. of households times the probability that a household will own the appliance.In some cases,this probability is close to 1 already;for others it is more modest but is assumed to grow over the forecast peri od. General water heating,for purposes other than clothes or dishwBshing is adjusted downward to account for diminishing household size.Where alternative fuels exist,an explicit assumption is introduced to determine the electrical share. Operationally,the model determines required additions to the appl lance stock by subtracting required stock in a forecast year from "surviving"units from previous periods.As in the space heating model,the total energy consumption is the sum of the numbers of units of each vintage mu1tipl~er b:,the appropriate energy intensity per unit. The remain'ing activities in the residential sector are lighting and powering small appliances.The ISER model assumes a constant electricity requirement of 1000 kWh per unit annually for 1ighting.This level is assumed constant over the forecast period with increasing lighting requirements arising from increased dwelling size offset by conservation and technical improvements in the efficiency of 1ighting devices.Small appliances begin with q base requirement (in Anchorage,this is 1010 kWh per year per housing unit),and grow by a constant amount in each five year forecast period to accommodate expanded use of existing small devices as well as the use of "" .. new small appl iances which may come into service over the forecast period. In summary.the residential portion of ISER's electricity end use model operates on seventeen identifiable activities. With the exception of lighting and small appliances,the model works with discrete vintages of consuming devices.It intro- duces expl icit assumptions about the'el1,~rgy intensity and survival charact~ristics of each d~vice and vintijge and calcu- lates the numbers of each vintage in service on the basis of output of the Stage I process.and,where appropriate. explicit assumptions about electricity's share and the proportion of households owning a particular energy using device. 2.3.2 The Commercial-Industrial-Government Sector Because of .data shortages the ISER electricity end use model is rather thin in the eIG sector.While there are certainly as many specific activities using el ectricity in this sector as in the residential sector,they are unknown at the present time.Consequently,the ISER model takes a "second best"approach to modelling el ectricity requirements for the CIG sector. 17 . In the CIG portion of the end use model there is effectively only one activity,providing all the electricity required for a eIG employee to carry out his or her job.Included,or •rather subsumed by this classification are lighting,heating, equipment op(~ration,and a11 of the other activities specific to employment. The CIG portion of the model employs a structure similar· to that of heating and major appliances in the residential sector.Jobs are of one of seven vintages,depending on their creation date which is in turn related to the estimates of. employment originating in the MAP model and allocated to .regions by the regional allocation model.The basic logic is that the energy intensity of a particular job depends on the technology in place at the time of its creation;the job maintains essentially the same energy intensity over the forecast period although conservation may be factored in over time. Explicit assumptions about per job energy intensities are a central feature of the eIG portion of the model;in ISER's forecast these are projected to grow nearly three-fold over the forecast period.Jobs created in the 2005 -2010 period require about 30,000 kWh per year in the Anchorage region as compared to about 10,000 kWh per year for jobs created before 1980. 18 . Operationally,the eIG model is virtually identical to the residential model except that it is driven by employment rather. than the number of households.For a given forecast year, employment gror/th is calculated by subtracting 1 g. existing employment from total employment.Energy intensities specific to the respective "vintages l1 of jobs are applied and the results summed to give overall eIG electricity requirements. Because of the aggregate nature of eIG activity in the model,it is virtually impossible to identify all the assumptions upon which it is based.The actual parameters used in the forecast indicate that ISERwas quite conservative in working with this portion of the model;a large amount of electricity growth per employee is foreseen.However,it is not clear in which of the specific activities of employment the growth is to occur. The Stage II function of the ISER forecast method accepts input from Stage I and translates this information into detailed projections of electricity requirements for each region of.. the Rail belt.The electricity end use model developed by ISER identified 18 -electricityusingaetivities,of which 17 are in the residential sector and 1.in theeommercial- industrial-government sector.The model forecasts on the basis of the vintages of consuming devices..Expl feit assumptions regarding numbers of devices in operations energy intensity, and electricity's share of the fuel market are introc:;1uc~d where appropriate. 20. 3.A TECHNICAL REVIEW OF THE ISER FORECASTING MET~OD 3.1 Introduction Pri or to the development of ISER's el ectri city forecasti ng model~both ISER and Energy Probe agreed that the goal of ISER's research should be the development of an "econometric end-use" (EEU)forecasting model.The name is derived from econometric methods,which employ statistical techniques to estimate the effects of price~income,and other pertinent factors on demand. employment~or population change,and end-use methods,which seek to explain energy use according to its final use. Th~EEU approach is rapidly gaining wide acceptance in the elect~ic utility industry as the most sensible approach to the increasingly difficult task of demand forecasting.As mentioned in our working paper,EEU is a means to combine engineering infonnation on final electricity usage with economic information which governs cOhsumer choice. In an ideal EEU model,not only would basic economic and demographic variables be modelled and forecasted econometrically,so too would information on devices which transform electricity into useful work.The number of"appliances,for example,would depend on not only the number of households in;a given period, .. ..1 21. but also on the current levels of energy and other prices t incomes, and even state fiscal policies. The disadvantage of pure EEU is that it is extremely data- intensive.This proved most telling for ISER's research;a basic scarcity of data rendered EEUimpracticable for Alaska at this time.Consequentl.Yt ISER opted for a llnext best"strategy which combined an econometric model,MAP,with four new non-econometric models to produce the required forecast. 3.2 MAP The Qi'1:.is of the ISER electdcity fo"ec2sting !Tiodel is ~1AP, a medium-size econometric model of the State of Alaska.HJ\F IS appropriate for a large role in electricity forecasting because it was designed to deal with different possible events in the resource sector and different possible policies for state finance. Technically,MAP is quite good,as we argued in our earlier Working Paper.It produces statewide forecasts of employment and population by age and sex on the basis,of state and national trends and resource and state government activities.Unfortunately, MAp·s output is not directly applicable to electricity forecasting for the Rail bel t and we made .a number of recommendations on improving this situation,the majority of which have been imple- 22. mented by ISER in th~ir subsequent work. 3.3 The Household Formation Model We recommended that the demographic data output of MAP be expanded to include the number of households by age of head to complement MAp·spopulation by age and sex.This was carried out by the addition of the household formation model. The househol d fOt'mati on model ;s an adequately developed method of accounting for households but relies only on qemo~ graphic analysis for its aggregation of individuals;no economic activities modelled in MAP affect household formation. 3.4 The Recional Allocation Model -~.,.....-~---_....._-;------- Since t·1AP produces statewide estimates of economic and demographic variables another required change was to distribute to Greater Anchorage,Fairbanks.and Glenallen-Valdez appropriate· shares of statewide activity.The regional allocation model was developed to meet this requirement.This is extremely important because resource development projects used in projections of statewide activity could shift population and economic growth regionally within the state and even within the Railbelt. " 23. The forecasting model must be capable of accommodating the pass;bil ity of a remote oil di scovery lead;n9 to the ex- pansion of communities outside the Railbelt grid,for exam~le. Other scenari os might ;nel ude projects whi ch have a differenti al impact on the three Railbelt regions. , The ISER i approach to this problem is acceptable.It appears to be a preciSe statistical allocation of regional activity based on resource sectoj~employmentand other factors.However, there has been so 1;ttl e vari ation in the.regi anal proportions of activity in the years for which data is available that the regional allocation model has not been thoroughly tested. ~hile likely not as DIEc;se as it ~PREars.the regional allocation model is adequate in the context of the present study; I r ;-11 '1~(Jn::de'.''.?1Cr:1'9nt \;,1Oul d be requi red to adeqlJCltely handl e, unusually-located resource projects or to expand the study area to other regions of Alaska. 3.5 The Housing Stock Model The housing stock model is the final bridge between MAP and the electricity end use model.The most important aspect of this model is the projecUcm of the rel ati ve proportions of single family,duplex,apartment,and mobile units. 24. Like the household formati·on model t the hous i ng stack model is based only on demographic factors ahd not 00 the economic output of MAP.Beacuse of the lack of year-by-year housing data it is not possible to relate housing stock to construction activity,interest rates,and other influential variables which would clearly be desirable. While tile necessary data is missing it is possible to recreate it in the future on the basis of aerial photography, utility hookUpst housing sales,and building permit activity. We strongly recommend this be done in future improvements to the ISER model. 3.6 The Electricity End Use Model -Residential Sector The residential part of the end use model applies infonnation on heating plant,appliance ownership,housing heating efficiency, and their changes over time to forecasts of households and housing units.The numerous ways in which this al.lows the analyst to examine the impact of alternative policy options is admirable;the detailed calculation process allows for changes in virtually any aspect of residential electricity consumption patterns. A major problem in the model is the apparent confusion between housing stock attrition,which is not in the model but should be, and heating plant attrition,which is in the model but overly emphasized.Essentially,the rate of heating plant attrition is .... """J 25. qUite high,given that the heating units of concern are electric and conseque~tly last indefinitely given repairs to small com- ponents. The model shoul~allow for a very slow loss of actual dwellings, especially mobile homes,and for a somewhat faster loss of heating plants to newer an~more efficient designs.Consequently,the particular numerical values used by ISERwhichsimultaneously understate attrition of buildings and overstate retrofit are open to question. 3.7 The Electricit.,yEnd Use Nadel -CIG Sector The commercial sector end use model is quite undeveloped and spar-se in comparison to the l~esidential ii,ouel.Ot"i~:inol~y, ISER had intended to build the model on the bas~s of 'floor space in commercial,industrial,and government buildings with a very modest breakdown by type of activity.In the final analysis, employment was used as the benchmark for electricity use projec- tions. This is adequate for the present stUdy but is difficult to interpret as end use analysis as no physical efficiency changes can bledi rectly related per empl oyeeenergy use.Clearly,a model based on physical attributes of structures,such as floor area,would be easier to relate directly to energy use. 26.· Furthermore,the final results reflect no breakdown of . commercial-industrial,government into sectors;and breakdowns published by ISER were generated by across-the-board allocations of final consumption. The most important problem in the eIG fdr~cast ~s that the per-employee energy consumption figures are based on 1973-78 changes in consumption per eIG castomer,i.e.store,factory,etc. While these two years avoid the highest point in the pipeline boom which might exaggerate energy use~the'1978 figure may have been pushed up by the practices of th~boom years (uninsulated buildings,lights on constantly,etc.)This may be an important biasing figure when translated forward into per employee values for future periods. Alaska's recent energy conservation legislation offers the strong possibility that a significant number of energy audits of residential and eIG customers will be carried out ..The audits offer a prime opportunity to buil d a better data base whi ch includes information.on the physical characteristics of buildings. In the mean time,a close scrutiny of actual eIG electricity sales should offer a check on ISER1s assumptions and should reveal whether the potential biases suggested above are in operation. .-:! 27. Eventually,more detail of the eIG sector must be built into the model.At the very least,information on principal activ-ity, size of establishment,and region must be included.As we will note in the following section.the actual eIG forecast produced by rSER appears to be based on overlv-rapid increases in energy use per employee in an era of growing energy awareness. 3.8 Summary In summary,the ISER method is a major improvement over any other forecast methods which,to our knowledge.have been used in Alaska.ltis a two part process with the Stage I model (MAP plus household formation.regional allocation,and housing stock extensions)feedinSJ infonnaticr-'0"r'I and housing stock into an electt"icity end-use modeL The l~tter an underdeveloped commercial portion. c o:Y;~)onen t ~.Il-J..­..../...J.'-' -----------_._--~,-~----- 28. 4.AN ANALYSIS OF THE ISER MODEL OUTPUT 4.1 Introduction As indicated above$the ISER model forecasts Railbelt electricity consumption in terms of energy (or MWh)by end use and consuming sector$for each of the Railbelt's three divisions, for the years 1985$1990~1995,...,2010,and for each of three economic scenarios (which attempt to capture a reasonable range of economic development possibilities).Of the three economic scenarios -low$moderate and high economic growth ISER considers the moderate case to be the "most probable".A summary of aggregate Railbelt electricity growth for each of these three scenarios is presented in Figure 4.1 following: Figure 4.1:Summary of ISER Electricty Proj ect ions ·l I Low Moderate Hi gl!. 1985 2921 (GWh)3171 3561 1990 3236 3599 .4282 1995 3976 4601 5789 2000 5101 5730 7192 11 2005 5617 6742 9177 2010 6179 7952 11736 ~. Annual Growth (%1 1980-1990 3.08 4.18 6.00 1990-2000 4.66 4.76 5.32 2000-2010 1.94 3.33 5.02 Average Annual Growth 1980-2010 (%) 3.22 4.09 5.45 ..,.,. ... collected and analyzed and the model structure improved. 5.3 ISER Model Automation--_._--_.-------- While the ISER MAP model is fully automated,the end use model at present consists of several hundred worksheets, changes to which must be made manually.In this form,the end use model is virtually inaccessible to analysts who might wish to test the effects of various end use assumptions:the development of a single alternative scenario for the entire. Railbellt would take many days.This serves to .limit the potent-ial of the model as a policy analysis tool. Ideally,the entire forecast model,that is,the MAP, hOllc:ehnlcl fOlo'ni'!tion,housing.)"egio'lal allocation and end lise components,\'Iould be automated.·WE:believe that such an effort should be made. 5.4 Future Use of the ISER Forecast....--"--~------""""-~'_.._---~--..'_.""" Because the ISER model represents such an advance over previous forecast methdds,we bel ieve that it should be utilized in the evaluation of future energy projects in the Sta te.In ot her word s,whil e spec i fic assumpt ions can, of course,vary over time and among analysts,they should be incorporated,and the results viewed,within the context of the ISER forecast.Efforts should be made to improve the weak points of the forecast,the result of which would 45. 46. be a forecast structure which forms an excellent basis for project evaluation and policy analysis. ~.5 Data Collection---------- Data collection methods within the State should be improved,in at least the following ways: (a)the results of the 1980 Census should be incorporated into the forecast at the earli est opportunity; (b)air photo interpretation should be employed to reconstruct the building stock for the Railbelt; (c)information from the energy auditing programs should be used to 9a i,n a full er understandi ng of the CIG and residential building stocks. Data should be collected,and the ISER model revised and expanded,so that the model can ,be used to forecast electricity requirements for the ent'ireState of Alaska.This will require several structural revisions to the model,especially with respect to the regional all Dcation component. 5.7 Peak Demand Forecast;ng A peak demand forecasting method should be developed to be applicable to all Stage I and Stage II scenarios.This analysis h ~_ should be conducted by estimating and summing the load characteristics of each individual end use.The potential for load management and the effects of time-of-day pricing should be considered in the research.However.at the present time.we do not bel feve that it would be worthwhile to develop an 'integrated energy/demand forecast. 5.8 Additional Stage I Scenario.-..... ,At present.all three Stage I scenarios developed by ISER ,assume a steadily increasing level of State economic activity.However,the possibility of a significant slowdnwn in resource sector activity during the 1990's has, been considered by a number of individuals.resulting from the depletion of the most Rccessible and least expensive natural gas and oil deposits.Given the real possibility and significant consequences of such a scenario,we believe that it would be worthwhile to model this possibility in the same fashion as ISER has modelled the three major scenarios to date. 5.9 Independent ExeertAdv;ce on the Load Forecast It has been argued that an appropriate way to review and evaluate the ISER model results would be to draw together a groupl of individuals familiar with State economic and energy affairs.This group would evaluate the likelihood and feasibility of the model's assumptions,from which a.fuller 47. appreciation of the range of possible e,lectrical futures could be obtained. We believe that such an exercise might prove fruitful for two r~asons.Firstly,such a group might achieve a CDnsensus with respect to p~obable electrical futures (or. fail ing consensus,might better understand the assumptions about which the group cannot agree).Secondly,the logic behind the ISER method could be spread over a wider range of parties.resulting in a deeper appreciation of the factors. affecting electricity growth and the role of State policy in these areas. We should qualify the above,however,by stating that 48. policy intervention can assist in detenrJining the "probability" of a parttcular electrical future;thus this approach should be seen not as a substitute for.but rather as a complement to.continued energy policy research in the State. A-I APPENDIX WORKING PAPER #1:A PRELIMINARY EVALUATION OF THE ISER ELECTRICITY DEMAND FORECAS-l ..J.a1!!!.c'!.!:Y...2,1980 (amended for inclusion) Preface In October 1979,Energy Probe was asked by The House Power Alter- natives Study Committee (HPASC)of The Alaska State Legislature to submit a proposal for a study that would evaluate the elect- ricity demand forecasting method developed by The University of Alaska's Institute of Social and Economic Research (ISER). This report presents an initial evaluation of the ISER forecasting model and the Man in the Arctic (MAP)model on which,in part, the electricity demand forecast is based. The'present report draws on information contained within the Detailed Work Plan submitted November 14,1979,by Dr.Scott Goldsmith of ISER;May 1979 MAP model docu~entation;various publications relevant to the future social and economic activity in the State of Alaska;and personal discussions ,with ISER personnel. A further report will deal with the sensitivity of electricity growth in the Railbelt region of Alaska to policy and market induced changes in the social.economic and physical factors which influence electricity growth;and with an analysis ·of the appropriate tole of electricity demand forecasts rvHhin the [;1'uctGET context of State energy policy development. 8ecaus€!this report is a working document intended only for use b,j'f,;PASC melnbers and consultants,it is \-witten '~n ~'elativE:Jy technical language.Our final report will detail the three areas mentioned above in less technical terms. The views expressed herein are those of the authors,and not necessarily The House Power Alternatives Study Committee. 1.Intr'oduction Electricity demand forecasting,like all quantitative forecasting, is an E~ffort to view the past and present in a systematic way with a view towards making reasonable statements about the future. The ba!iic problem is that the.future is not known,and indeed can- not be known,even in a probabilistic sense.'As a matter of fact,pretending to forecast the future is an indictable offence under the New York State Criminal Code.(1).Similar provisions, we are cerdin,are 1n effect elsewhere.' Howevel·,analysts often find it necessary to fly in the face of strict legality when the Viability of a large project hinges on A-2 the need for it in the future.Hence,forecasting has become an integral part of planning for investments in energy,transportation, housing,and a myriad of other functional service delivery areas. Forecasting the demand for such services comprises a two stage process.In the first stage,aggregate social and economic activity is projected into the future (using,for example,the lSER MAP model);the second stage translates this aggregate activity into a detailed forecast of the demand for the produ'ct or service in question. Stage 1 models tend to be rather ubiquitous,finding application in a number of functional areas.MAP,for example,has been used in a variety of forecasting environments including energy impact analysis and fiscal forecasting.Gnthe other hand,Stage II models are generally specialized and tailored t6 the.problem at hand.In transportation planning,they are classifi·ed under the general headi ng of travel demand model s.In energy demand forecasting,a number of different approaches have been developed, which have met with varying degrees of success.To the extent that a debate over appropriate forecasting methods exists,it is rea11y a debate over the choice of a Stage II approach.In fact as we argue below,the choice of a Stage II approach essentially dictates the output and hence the structure of the Stage I model to be used.. The argument over Stage II models centers on the extent to which the model should deal with two distinct but equally important aspects of the probl em.Given an aggregate forecast from Stage I,should ~Stage II model focus on the specific activity "invo'lved or shollld it focus on the decision of the cons')rnina unit?:In forecasting I'/ithin a polic:y envir"ohment concerned'l'lit!: housing,for example,the latter dictates that we ~xamine housel;olJ budgets,prices and so on.However,a dwelling offers service far beyond simp"l e shelter;amenity,proximity and opportunities for social intpraction are but a few of these.Hence,the former approach would.argue that the demand for housing ;s really a composite demand for the services offered by a structure.Energy and transportation are similar.Rarely are they required for their own sake:in reality they ar~crucial inputs into a number of satisfaction-yielding activities. In el ectric Hy demand forecasti ng it was once possi bl e to do a reasonabl e job of prediction by looking at a historical growth rate and simply plotting future levels of consumption against time.A draftsman with a French curve (or an engineer with semi- log paper)could make a reasonable guess at future demand by' simple curve fitting and extrapolation.However,it is logically clear that the growth in electricity demand has little to do with the passa,~of time ear~.Rather,it is related to individual .9E!Cl:§ions--to engage in a growing number of el ectricity-using activities over time. 2.Stage II Modelling Approaches Attempts to deal seriously with this complexity became necessary in the early years of the 1970's when historical rates of elec- A-3 tricity growth ceased to be real ized by most el ectrical util Hies in North America.The formation of OPEC and the 1973 Arab oil embargo,with its subsequent increases ;n petrol eum prices.ended the era of cheap energy;and all fuels.including electricity, rose in price rather dramatically.Unfortunat~y,the econometric demand forecasting models in use at this time (2)were incapable of dealing with such rapid changes and continued to point to historic or near-historic rates of electricity growth.ISER1s 1975 electricity demand forecast for the State of Alaska (with which,we might add,lSER itself was not comfortable)is a case in point.The most telling criticism of its strict time-series econometric approach is that potentially ludicrous a<;tivity forecasts result.In ISERls 1975 effort,for example,initial results indicated a demand for el ectricitywhich impl ied 100% saturation of electric space heating in Fairbanks in the future. The point to be made here is that because individual activity levels are not explicitly identified in aggregate economic mddels,such models run the risk of implying physically unrealistic activity 1evel s. End uie forecasting models in their pure form take the opposite approach by Y'ely'ing almost exclusively on activitie~,independent of the underlying economic conditions.The logic is simple: consuming units engage in various activities requiring energy. Energy glrowth can result from (a) (b) (c ) :d) engaging in additional energy consuming activities; engaging in the same activities more intensively; eng a gin gin 't he S cUi I e i:i c·t i v i t -;e s ~s ~~S L T 'j""j ,~.~c::.~~:.\",~ any cOillbination of the above. "". The case of oral hygiene provides a humorous example.,A household may switch from lImanua"j"to electric toothbrushing,an additional energy using actitity.Given an electric toothbrush,members of the household may wish to brush more regularly.When the tooth- brush wears out it maybe replaced with a model which delivers fewer brush strokes per unit of energy input.In any of these .cases,electricity use increases.In principle,it is possible to examine all electricity use in this manner,noting that all energy is used iin a final form such as heat,light,motion or sound,and that it is transformed from its input·form to its final end use •form by cl I!device".. A9ain,in principle,electricity demand can be projected by fo,re- casting the characteristics of devices and activities.This has become known as the engineering or end use approach to demand forecasting.The most tell ing criticism of this method·in its pure form is that it is not sensitive to changes in prices,incomes and prefi!!rences,i.e.the decision aspect of the process modelled in Stage II.This is a generally accurate criticism whose resol- ution re~luires an examination of pol iciesaffecting the decisions of the ir1ldhidual consuming unit ..In further work for HPASC,we will be dliscussing this problem. A-4 For functional forecasting purposes,an approach is emerging which seeks to overcome the inherent difficulties of both extremes of Stage II modelling methods.The econometric-end use approach (EEU)attempts to deal with el;ectricity use at the level of the E~J:j_vity while recognizing that the decision to own and operate a device,i.e.to engage in an activity at some level of intensity, is inherently a problem of microeconomic choice and is therefore sensitive to prices,incomes and the availability of alternatives (3). )~our:._~pi rii C?!ll __an_JIlL.approach is the only setls i bl eway to forecast .eJ.~~_~!icit.i clem_and and to justify a huge e1-penditure of public funds. We are pleased that ISER agrees in principle with this general philosophy.The detailed work schedule circulated by ISER lays out a rather impressive work plan.We anticipate problems arising becaUse of the extensive data requirements of EEU,which will be intensified by the basic data problems of Alaska:short time series and small population.However.we fully support ISER's desire to cast the net widely at first.while recogniZing that data,and more importantly time and financial constraints will require the net to be drawn in.somewhat. At this point we would like to comment on the allocation of resources for independent demand forecasting relative to the magnitude of potential capital investments.Given the magnitude of the stakes for a project such as $usitna,i.e.a potential investment of billions of dollars,we feel that far too little money is being spent on this crucial element of project feasibility.ISERwill likely argue.and justifiably so,that data is simply not availa.ble 1.0 construct a full scale EEU model.The missing data,hmvevel", is not of the variety which is impossible to collect.With .additiona1 resources made available,it could be gathered and 'incorporated into the forecast model.resulting in a forecast method with which all could be reasonably comfortable. In the following pages we will review the EEU approach to Stage II and the requirements of a Stage I model to provide requisite inputs into EEU.Our goal is twofold:first to analyze and suggest approaches to particular problems for the benefit of ISER,and secondly to layout the logic of ISER's forecasting proposal for the benefit of all cons.ultants involved in HPASC studies.It is our hope that this will facilitate discussion and understanding of ISER's methods and in the longer term,identify avenues for potential policy intervention.. L.The Econometric-End Use Approach EEU beg"ins with the simpl e proposition that all energy is used in capital items or devices,which perform a specific task,.i .e.an end use.Each device.by virtue of its de~ign,has a specific energy input requirement for each unit of useful output,a concept similar to ilFirst.law ~fficiency".Devices are owned or rented and operated by consuming units.However,not all consuming units own all types of devices,nor do devices operate at all times. >,.. A-5 Further,many devices may be powered by more than one fuel.The decisions to own or lease and operate a device are economic decisions made by the consuming unit in light of prices.incomes, preferences and available options.Fora given period,say a year,the total energy required by a consuming unit to power a given device is by definition its hours of operation times its power requirement.If the device is electrically powered,this energy dE~ma nd will cantri bute to an e1 ectric ity demand est ima te. Any port'ion of the e1 ectric power consumed by the economic unit which it generates itself,does not contribute to this utility forecast" There are,of course,many consuming units and many devices.We may translate from the device level at the consuming unit by simply summing over devices and consuming units yielding the following expression for utility electric demand over a period of one year: N M TUD =~~ k=1 j =1 (1) where TUD Dkj Ekj lkj HI,; .t,,) Sk N r~ =total uti'lit.y demand (kW.h) ::1 (if consuming unit k has device j) a (if otherwise) ::1 (if device j is powered by electricity in consuming unit k) O(1f otherwise). =intensity of use of device j by consumihg unit k (hours) pO\:el~f'ElWll'ement of devi·ce j by consurninCi unit k (Hi) ~amount of self supplied electricity by consuming unit k (kW.h) ::total number of consuming units ::nUl'nher of"di stinctdevices (2 ) M ".E.(N.x PD,..x PE..x I..x R..-S.)j=1 1 J lJ lJ .lJ 1 This ;s an account"ing framework for utility demand (4).To operationalizeit for forecasting purposes,each of the components must be related to known of "knowable"variables.Engineering .knowledge and economic theory suggest potenti~l relationships. Econometdc or other techniques are used to estimate their direction and strength. For operi:ltional purposes it is necessary to group consuming units into classes on the basis of predominant activity within the unit (i.e.residential,commercial,etc.),similarity in patterns of device o'fJnership or energy requirements,or some other appropriate criterioill.Clearly,there are losses in precision due to this sort of aggregatioh.After grouping consumingunfts into classes,the demand for utility electricity is obtained by the following expressil:>n: TUD ::l CUD i ::~ i =1 1=1 ,} .-. -_._.._-----_.._._--_._-------------------""'- where CUD.1 N; ,PD •.lJ PE ij I ..lJ R•.lJ 5 i Q ==the demand for electricity by class i (kWh) the number of consuming units in class i ' ==the proportion of class i consumers owning device j ==the proportion of device j in class i that are electrically powered ==the average intensity of use of device j by members of class i (hours) =the average power requirement of device j owned by members of class i (kW) ==the amount of electdcity self supplied by class i members (kWh) ==the number of consuming classes A-6 ..~ ~. The advantage,of exarn'ining end usedemand in this manner.is obvious.Not only is it less data intensive than Equation (1). but also,key parameters become easier to pinpoint.For example, in an analysis of a subclass comprised of mobile homes built before 1970,space heating requirements would be rather similar. Time,of course,is also a crucial consideration which must enter the model in a forecasting environment.The ~dvantage of an end use model is that the factors developed above exhaust the realm of demand factors,and each will change ,over time.As time passes,classes of consuming units grow or dec11ne,devices become more or 1 ess preva 1ent and more or 1ess "el ectrical", se1f~supp"lied electricity may become more widely llsed,devices may be used more or less intensively,and device efficiencies will undoubtedly change.The latter is particularly important since many devices will be replaced over the forecast period and those which are not may be "retrofitted"to improve their rerforrna nc e. Whil e the passage of time is itsel f not the reason for'change, the argument above suggests that it may prove fruitful to " view demand grovlth in a temporal sense.At a point in time we begin \'lith a "stock"of consuming units equipped with devices. Over the ensuing year the consuming unit may disappear,change or modify its collection of dev"icesormeans of powering them. In addition,new consuming units may be formed complete with new devices.Presumably these new devices would have energy consumption characteristics d'ifferent from "old"devices.At the end of the year we witness a revised stock of existing consuming units and devices comprised of the previous year's units plus net increas~s;This may be taken a year at a time' over the entire forecast period yielding electricity require- ments for specific annual points and annual incranents in danand. 4.The ISER Model and Suggested Approaches and Revisions In the context of the Rail belt region,EEU makes a great deal of ~; A-7 sense for the residential and commercial sectors which,taken together,account for about 86%of Alaska IS total electricity demand.Because industrial development in Alaska is largely of the major project variety,it is best to examine these in a case by case manner.!Further,with the exception of block heating in vehicles,the transportation sector currently uses an insignificant amount of electricity.Again,this is best viewed as a special case.' ISER1s EEU model,Figure lin their IIDetailed Work Plan 'i , incorporates most of the features of an ideal EEU discussed above.It is a stock/flow model which segregates consuming units into II new "and lI o ld ll and deals with four residential subclclsses.and segregates devices into six categories incl uding an "o ther ll category for minor appl iances. The commercial sector should be divided into at 1 east the following groups: (a)public/institutional buildings; (b)large shopping plazas/office buildings (say larger than 100,000 or 250,000 square feet); (c)other commercial buildings. This would be fruitful for two re~sons~within each group there are s'imilar requirements for electricity;and policies/programs may bl~specifically tailored,at a later date,to this partic- ular pattern of consumption and occupancy/ownership. Missing in ISER's proposed model is a term to account for el ectric ity or energy su ppl i ed by the consumi 119 unit and hence not required from a central system.This should be added to tile illudel even thDugh it Iilay liiJt greatly affectbhe rhagniLLAuE::of the final fOI'ecast./\number'of considerations vlarrant it:; inclusion,not the least of which is the possibility of co-generation of electricity and steam for space heating in large commercial establishments,schools,hospitals and the like. The present ISER formulation allows for the scrapping of dwelling units but not for the replacement of appliances within existing units.A number of appliances ISER intend£to consider have useful lives of substantially fewer years than either the forecast period or the structure.In ISER's model,this problem could be solv~d by adjust-j ng the average consumption of appl iances on an annual basis.It is better,however,not to confound the effidency measure with the effectof new appliance stocks. Given these structural refinements which we consider necessary, the ISER approach to residential and commercial electricity demand forecasting is methodologically sound.Since residential and commercial consumption inthe Rail bel tis.quite important, it is necessary to exami ne the components of the EEU mode'and to suggest possible approaches to modelling each component.In this case we refer initially to our formulation of EEU above, and el<pl icitly to these el ements pertaining to Stage II. In Equation (2),total utility demand was expressed as the sum of class demands •.Class demand is a function of the number of ""-,_._--,--------_._._-"---~.._---------------~------------~, A-B units in the class,the proportion owning various devices,the proportion of these devices powered by electricity,the average intensity of each device's use,the average power requirements of the various devices and the amount of self supplied electricity. The number of consuming units in eath class is essentially a modified form of the output of State I which we discuss below. The remai.ning factors are,however,Stage II concerns which we deal within turn. POij.the proportion of class i units owning device j,is obviously a variable whose value lies between 0 and 1.For certain end uses,i.e.space heating,its value equals unity and will continue to do so over the forecast period.In other cases like clothes drying and refrigeration.its value is a matter of choice.and while perhaps initially close to unity,it is variable over the forecast period.In an ideal world we would hope to estimate this proportion on the basis of income 1evel and distribution within the Railbe1t region,bearing in mind that the decision to ovm a device also commits the owner to operating expenses over its lifetime.Hence the general price level of all competing fuels may be important. PEij,the proportion of device j owned by class i which are electrically powel'ed is also a variable whose value ranges from o to 1.Again,for certain end uses,especially refrigeration, its value is close to unity and will likely remain so over the forecast period.However,a great deal of choice exists in this area.A useful way to look at this prob1 em has been proposed by Fuss who suggests the decision to engage in an activity with a specific fuel is essentially separable.In other words.given a decision to ellS!21~12 in an activity,the choice G{fuel is essen-. tiallya separate question (5)made on the basis of relative prices, The question of the treatment of conservation arises in this instance.If cnns~rvation is factored into average energy requirel1lents,then no more need be said,However,if we view each or any device as having a '1base-line lt energy requirement, then any effort to reduce it involves an explicit tradeoff of electricity for conservation.In this sense.conservation is self-supply,and has an average supply price equal to the· amortized a.nnua1 cost of the conservation project divided by the number of kilowatt-hours displaced during a year.Marginal costs may be calculated by assuming.ideally,various levels of conser- vat ion and cal cul at i ng.presumably,a step function for the fuel equivalent value of various conservation schemes.The same logic may be applied to renewable energy projects as well. We feel it is usefUl to view conservation and renewables in this \>Jay when considering existing activities at a point in time.The major point is that given an existing activity,like space and water heating (the major ones)the consuming unit can choose not only to switch from one conventional fuel to another but can also choose to supply a portion of its requirements with conservation. In an oil heated home,for example,the household may switch to gas,electricity,or conservatiDn for all or part of its heating f''. A-9 on the basis of relative prices.Considering conservation as an explicit fuel represents a useful modification of interfuel substitution analysis. Rij,the average power requirement of device j in class i,becomes basically an engineering design parameter when conservation is treated as a fuel.Consequently,it is a function mainly of vintage,not confounded by retrofit.One item that should be examined is the trend in device efficiencies over time.This may well be an appropriate area for regulation. Iij,the average intensity of use of device j by class i members is also a consumer choice variable although to a limited extent in the major consumption categories.Actions like reducing inside temperatures and the like are evidence of the ecoilomizing behaviour of households under this category;how much further we can go in this area is certainly questionable.In this case, comfort and convenience bound choice from below.To the extent that there is flexibility it is likely price and income related. The final term in our formulation 1s 51,the amount of self- su"ppl ied electricity by members of class i.In this instance we suggest that this term be kept pure in the sense that conser- vation not be viewed as self supply in this term.We include 5i in the model for the reasons stated above.There is a price at which self generation or co-generation becomes attractive whether by means of water power,wind or conventional fuel.The model should be sensitive to this possibility. The above relates to our formulation and al so to ISER 1 s model. The remaining terms in ISER's model relate to new household :fc5Y'iIJdt'ioll \'.ll)t.i -~'12 d'jscu:__,~,:_O;l.:.::;.i:J tIle \,'-&(-;,~.l'~'C''''(lPi)~ng JcJ1.es".SCI';.I))il'19 of a uE'c"idim!o'ives riot CJr:y phys'ica'! deterioration but also economic considerations,one of which is the device's fuel requirements.Logically,the scrapping rate should increase with decreasing energy requirements for ilew ;;,oaels of d ('tkular device.lids is extracrc.iinarily diff'ic0.!t. to measure and project over time;however,it is something to be ke pt in ill i nd . Generally speaking,we are impressed with ISER's proposed method for handling the Stage II modelling of the residential and commercial sectors.With the modifications suggested above we can who]eheartedly endorse ISER I sapproach and we look forward to working with ISER on!further questions of approach and sensitivity analysis.With respect to the ISER approach to non-r'esidential and commercial use of e1ectricity,we reserve judgEment si nee the method has not yet been developed.We will, of C(llurse,comment at an appropriate time and we are confident that ISER will take a sound approach t based on their work to date. 5.Stage I AEproaches We nCit turn to the merits of the MAP model of the Alaskan economy as a Stage I model for EEU forecasting.Regional economic forecasti ng can take a number of fonns.Some approaches bei ng number That number A-IO considered in the "Detailed Work Plan ll are input-output analysis, the economic base approach,Curtis Harris l locationally efficient model,and the Delphi technique.These all have strong and weak points but none is a serious contendor to a moderately detail ed econometric mode'l 1i ke MAP.. What is required of the Stage I model?It must provide the of consuming units in each class for the end use equation. is,in the numbel~of housing units of severa.ltypes and the of firms,'employees,square footage or bus i nes's volume for commercial and institutional units.It must be sensitive to the scenarios of fast.likely and slow growth mentioned in the "Detailed \4ork Plan".It must respond to changes in oil and gas pricing,energy and other major investment projects,national economic trends.and demographic realities including migration. While the current MAP model incorporates most of the latter functions,the restriction of demographic projections to persons (not households or families),the introduction of housing only through the dollar volume of construction~and the lack of other physical measures of economic activity closely related to the number and type of consuming units are major deficiencies.As noted in the "Detailed Hork Pian",data must be gathered and incorporated into new versions of MAP~. What regional techniques must be added?In our~pinion,none of the above mentioned techniques merit much effort. Input-output analysis is appropriate when a region has a large industrial base wh"ich t'el ies to a great extent on inter-industry sales.Alaska does not have such an economy yet,and the methodts ,·/("11 known data intensity sliggests that it nepd not be considered further',Shortcuts to true regional input-output data gatherirH}- such as the use of technical co~fficients borrowed from other studies -are inarrwopriate for an unusual state E?conomy such as that of Alaska.. Ttl",~,tT()liSl point~~of ,,~COnOd!jc base analysis -atechnique','ih·ich is useful when the regional economy pivots on clearly defined basic industries -are already contained within the MAP mode1. The simple economic base methods are too elementary;ISER is well beyond them already in its work.The same criticism holds for purely extrapolative methods.Just as ruler~and graph paper are inappropriate for load forecasting,they are too simplistic for the economic part of econometric-end use analysis. Curtis C.Harris developed a regional forecasting mod~l at the detailed industry level based on short time series changes in output by industry and state and incorporating tr.ansportation costs estimated by optimization techniques.Alaska clearly is not likely to exhibit consistent locational cost patterns of industrial development necessary to take Harris I approach. Delphi,a technological and political forecasting technique .developed first at the Rand Corporation is unlikely to yield the moderately detailed consuming unit forecasts needed here.However, it may always be cons"ldered for developing scenarios for energy projects,general economic growth levels.or energy policy A-ll decisions.Hence it is not a Stage I model but a source of exogenous and policy variable values for any forecasting method., Among general methods for forecasting regional economic activity, one not yet mentioned is shift-share analysis.This method is basE~d on statistical estimation of the contribution to d state's industrial growth of industry factors and regional factors.It is an excellent basic method which is sufficiently incorporated in a MAP-style econometric approach.While both input-output and, shift-share methods are usually performed with a great deal of industry det.ail.such detail is not needed in our Stage I approach. What is needed is more detail aimed at household characteristics and bu ildi ng__?toc k c haracteri st i cs.Whlreda-~sourc end poi nts for households are well known and trusted,a region such as Alaska can have rapid and crucial post-Censal fluctuations in households and household size.As for buildings,only dwelling units are enumerated in the Census.Building stock estimates for non-residential units are rare above the city leve'J (6). Land use surveys and Civil Defense surveys give spotty data sets, but the building stock is basically an unknown quantity for regions stich as states.For the current research;increased information ant he bUilding s tacit is important. As an expedient is is suggested that housing be looked at in detail (so as to allow better end use forecasts for space and water heating,lighting and appliance loads);that large commercial and institutional uses be examined through enumeration of structures;and that the rest be treated by the use of ernployment or sales estimates. :-"., !,,-;;.:.:..~<'~",.:.-,~-).'-' ~)PI'"'OdC hc~:: ,(a)macroeconomic econometric models such as MAP; (b)Iil'icrvecuJlolidc simulat.i(Jiis of COfLSUi.t)!lj Jilit lesVJi,ses to changes in price,income and the availability of The former is necessary to introduce national and major regional trends.The latter is used to discover what the distributional effects of new pricing and supply levels will be. A study commi ss i oned by a number of New York consumer groups and carded out at Cornell University was used in testimony before the New Yor k State Energy Master Pl an t4eet i ngs in September 1979 (7).In this approach,Green,Mount and Saltzman utilized a four-sector economic/demographic state econometric model with a part'ia11y integrated energy sub-model.The four sectors were residential.industrial.commercial'and transportation.An major energy types-electricity,oil,gas and coal -were forecasted simultaneously.Thi s Cornell model as well as another mod ell developed with end use detail by The New York State Energy Office.predicted significantly lower electricity requirements than has previous state plans.It should be noted that while the' Cornell model is not extremely complicated (57 economic equations. 150 demographic equations)it contains household formation functions for each age~sex cohort.Unfortunately,the Cornell model does not give explicit place in its structure to self-supply wood space heating or conservation.. A-12 Furthermore,in the Cornell approach,a microeconomic simulation was linked to the macro model in order to relate income and price changes and restrictions on fuel ,supply to consumer demand Tor the different fuels (8).This,of ,course,requires an extensive data'base of individual households studied by survey research methods.In this case a sample of 7000 households was utilized. While such microsimulation may be beyond current possibilities in evaluating Susitna (and we are not convinced that such further study should be considered extravagent)it suggests again the need to make the energy forecasting version of MAP more oriented to consuming units,households,and the biggest devices of all,p.I:l_LLd i ~_92..-------- Looking in more detail at MAP,based on the may 31 1979 document- ation,we note that it has more than enough economic detail,but not enough demographic information because of households not appearing explicitly.Finally,a housing and/or buildings component is lacking;this is a critical shortcoming."", In the fl'Detailed Work Plan",\'ie support most strongly Items A7-9 on,electricity consumption;Item 10 on households,houses and appl iances.These are more important,in our estimation,than the refinement of the MAP economic model ~,?e.They should receive top prior'ity. Regional disaggregation (Task B)is important,but less so than getting on toEEU forecasting for the Railbelt region as a ' whole.Thus the items in "0"arecrucial -interfuel substitution .EJ,.~~the addition of conservation. ,(I,OPT1H'Cil '''''l1::2tion of the r'1Ml mcioelsserves to reveal s'everal-'-.". strengths in ;:cidition to the <Jhove shDr,tcomings.First,despite the limited length of the Alaska data series.the resulting' equations are adequate by conventional,statistical benchmarks, at least for forecasting use.The detailed fiscal ~nd nati~e/ non'-nativi'/military results,needed for earlier appliCi'lti:o,ns,are well developed,but may not be particularly helpful in the current application. What is needed,more than any other modification,is a housing sub-model.Whether the data can be gathered for such an ~ddition remains to be seen.Lacking a formal housing model.some inter- mediate step is reqUired based on the housing stock data from the decennial censuses.A brief outline of each alternative is in order. A full-blown econometric sub model for housing would flow from the folloWing modifications to MAP: (a)inclusion of household formation equations in the demographic sub-model; (b)a set of equations for the housing stock (or alternatively changes to that stock)by age and type of unit. Some of the ~rucial right hand variables would be from the construction and investment functions of the economic model as well as the household formation results. ... A-13 If the time series data are lacking for the housing modifications to MAP,then the available census benchmarks -number of dw~lling units by age and type -should be combined with recent data on housing starts,mobile home sales,building permits,etc.,to updatE~the distribution of the housing stock.This results in the following structure: Stage I Stage II _~A ....A r '1 f'------................._- MAP---~eco nom ic demogra phy .----------..;)0-.... including households I....__-::i;;....match of I -'!!~,..hou se ho 1ds to --~--~.,...,.. houses housing stock estimate of data-..~future stock '"building data 6.Conclusions Energy demand forecasting,the most crucial element of energy p(]lie y d C'v c 1C j";C !it ,i s difficult in the -;::[c C of 9r 0 "r;n9 . uncertainties.In order to maintain confidence ,infore::.asting procedures,the analyst is faced with the need to d~velop what amount to relatively more sophisticated models and forecasts than has traditionally been the case. Pure eCUIlOilletric and pure end use forecasts suffer inadequacies; hence,a blended approach combining the best elements of each is necessary.This blended EEU approach is difficult because of·its datarequiranents and because modifications must be made to the structure of the underlying econometric and end use models on which it is based. In the:long run,an fEU forecasting system for Alaska can be developed with MAP,suitably modified,at its heart.Its data requirements are not yet attainable in a small region such as Alaska with a short data history.Therefore,in the short term, ad hoc forecasting must be carried out with the outputs of the current version of MAP.These outputs must be obtained by using a very wide range of input sce.narios. The most crucial shortcoming of the current version of MAP is the lack of a housing sector and this must be bridged by some reason- abl e.if imperfect method of estimating Al askan ·housing stock and characteristics in recent years. A-14 7.Footnotes 1.Joan·Robinson,"What are the Questions?",Journal of Economic Literature 15,December 1977,p.1322. 2.fiiese-are-extremely expensive and sophisticated versions of semi-log paper.See Herman Daly,lIEnergy Demand Forecasting: Prediction or Planningt'•Journal of The American Institute of Planners,January 1976. 3."RobertW:Shaw Jr.,"New Factors in Utility Load Forecasting", E.~RlL~__~_U_~U.!ies fortnighfu,July 19,1979,pp.19 -23. 4.Much as Dr.Goldsmith1s is a stock/flow approach to accounting for demand. 5.M.A.Fuss,liThe Demand for Energy in Canadian Manufacturing: An Example of the Estimation of Production Structures with Many Inputs",Journal of Econometrics 5,January 1977,pp. 89 -116. 6.B.Jones,D.Manson,J.Mulford,M.Chain,The Estimation of BuJldjJ.19 Stocks and their Characteristics in Urban Areas, Program in Urban and Regional Studies,Cornell University, 1976. 7.·W.Greene,T.Mount,and S.Saltzman,"Forecast of the Demand for Major Fuels in New York State 1980 -1994",Technical Report,September 4,1979. 8.S.Caldwell,W.Greene,T.Mount and S.Saltzman,IIForecasting Regional Energy Demand with Linked Macro/Micro Models", ~orking Paper in Planning #1,Department of City and Regional Planning,Cornell University,January 1979,forthcoming in Pa£ers of the Regiona1 Science Association 45. ./.. ...