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HomeMy WebLinkAboutAPA1366I I I I I I I I I I I I I I I I I I I ~~~(~ ALASKA POWER AUTHORITY SUSITNA HYDROELECTRIC PROJECT SUBTASK 11.01 -Pk2JECT OVERY I E\t~ PROJECT ivlANUAL FINAL DRAFT Acres American Incorporated Suite 329 The Clark Buiiding Columbia Maryland 21044 Telephone (301) 992-5300 . ·. . . . . . .,· . .· . . . . ·. . . . . . . . '.·· . . .-..~ . ' . . :. . ~ ..... ~ . : -~ . '.. . . • • ! . \.... : • ' • . • • OFFICE MEMORANDUM TO: I See Distribution Date: November 17, 1980 File: P5700.15.1101 . r=ROM: C. Debelius cc: flsuaJECT: Susitna Hydroelectric Project . Project Manual, Subtask 11.01- Final Draft I i I I· I I • - I I •• I I .I I .I Project Overvi e\'1 By rrennrandum dated October 31, 1980, each individual on the distribution 1 is t received a copy of the First Draft of the Project Manua.l . A Fin a 1 Draft is attached for your usee SoJTE changes have been made since the first draft, primarily in terms of dividing the original Chapter 8 intb two chapters, renumbering of most chapters, and changing some section headings. Any work you may have accomplished to date sho u·t j not have been affected by these changes. Your early and continuing attention to the .duties assigned by the attached manual will be very much appreciated, for the completed Project Overview will be an important factor in the Governor's decision process in March 1981. As I stated in my first memorandum, please do advise me as soon as if there is any problem in fulfilling the~ire~rents . DISTRIBUTION: ASSISTANT EDITOR: W. Wells CHAPTER COORDINATORS: C. Debelius P. Hoover J. Landman P. Tucker J. G. Warnock I. Hutchison K. Young N. Blunk (APA) S. Dei ner REVIEWERS: J. D. Lawrence J. W. Hayden T. McGuire (APA) Ro ~bhn. (APA) ~L . ' ,.e..'f.~:<_____ C\. A~ e 1 i us , '\> • E. De~Project M~)ager Phone: 301-992-; 00 . INFORMATION: FILE: J. D. Gi 11 Buffalo Columbia possible I' I I I I, I I I I I I I I, I I I. I: I . . ... ~~~~~ ,, . ALASKA POWER AUTHORITY SUSITNA HYDROELECTRIC PROJECT SUBTASK lla 01 -PROJECT OVERVIE\1 PROJECT MANUAL FINAL DRAFT Acres American Incorporated Suite 329 The Clark Building Columbia, Maryland 21044 Telephone (301) 992-5300 I I I I I I I I I I I I I I I I I I. I TABLE OF CONTENTS Page Section 1 Introduc~ion and PLrpose .................................. . 2 An Overview of The Project Overview .................... ~··· 3 Procedures ............................................... ~ ..... . 4 Outline and File Index ......................•.............. 5 Ch ap'4er Work Plans .............................•.......•... 6 Out i es of Key Personnel ..............•....... , ............ . ' 7 Consolidated Budget and Schedule ........................... . I ••• . I I I I II I I I •• I . I I . -"I I, I, I .. ~ ' 1·-INTRODUCTION AND.PURPOSE I I I I I I I I I I I I I I I I I I I 1 -INTRODUCTION AND PURPOSE 1.1 -Introduction This Project Manual has been prepared by Acres /l.rnerican Incorporated as the basis for proceeding with Subtask 11.01, Project Overview, of Task 11, Marketing and Financing, of the Susitna Hydroelectric Feasibility Study. The entire study is being undertaken on bet.alf of the Alaska Powe·r Authority. A majo~ decision point will be reached by the end of March 1981. At that time, the Governor of Alaska will determine whether the Susitna Hydroelectric Project Feasibility Study should be allowed to proceed. Information avai 1 able to the State ~tJi 11 include not only that which has been provided by the Susitna team, but also that which wi'll have been produced by the concurrent ongoing efforts of others. When thehPlan of Study was prepared, it was clear to us that an assemb1age ofldesign transmittals, prel-iminary reports, subtask reports, and other data will exist in the Spring of 1981. While such information is, of course, essential for project purposes, it does not satisfy the need to present a clear, concise picture which ties together t~e myriad of activities in which we are now engaged and whic~ clearly presents the issues. Subtask 11.01, Project Overview Preparation and Update, provides the vehicle for accomplishing this important purpose. I I I I I I I I I I I I I I I I ~ I I I 1.2 .. Purpose The purpose of this project manual is to provide the basis upon which Sub task 11.01 can be successfully comp 1 eted. Work packages are described herein) duty assignments are made, a schedule is provided, and necessary manhour budgets are allocated. 1.3 -Approach While virtually'every.member of the Susitna Project Team may have an opportu-nity to contribute to the contents of the Project Overview, major responsibilities fall upon the shoulde-rs of certain chapter coordinators who must oversee the preparation of individual draft chapters. The general approach calls for submission of draft chapters about mid-December, after which time the entir·e report wi 11 be edited and rewritten as necessary to ensure consistency of style, I balance in terms of content, and appropriateness of level of detail. A series of reviews is ca 11 ed for because the importance of the document cannot be understated. Indeed, many individuals in the Government of Alaska may form their entire opinion of Acres and its a~ility to meet the needs of the State based only on the Plan of Study itself and the series of Project Overviews described in Subtask ll.Oi. The final products must necessarily be of the highest possible quality. I I I I I I I I I I I I I I I I It is anticipated that most of the contents of the Project Overview will be det""'ivative of other project documentation and analysis. Thus, the chapter coordinator is generally expected to distill available data~ fill .in gaps which may exist, and provide a concise, readable product. Three editions of the Project Overyiew will be prepared during Phase I of the total feasibility study. To the extent possible, each editi.on will contain the same outline (chapter and paragraph headings). Because complete information in all areas will not be available for the first edition~ some chapter subheading~ will not be addressed to any significant extent until the second or third edition. 0 'I 'I .I. I I •• . I I I . I I I I I I I 2 -AN OVERVIEW OF THE PROJECT OVERVIEW ,, I ~. • I I I I I I I I I I I I I I I I . 2 -AN OVERVIEt~ OF THE PROJECT OVERVIEW 2.1 -Plan of Study Extracts At the ·end of this section, a number of pages from the Revised POS (September 1980) have been reproduced. Whereas the POS itself describes the subtask objectives and the overall approach, this project manual provides a detailed and comprehensive work plan for ensuring subtask objectives are accomplished. 2.2 -The End Product ' When the Project Overview is distributed in mid-Marc'h, 1981, it should be a well planned compilation of material which places all the technical, commercials economic, financial, contractual, environmental and other aspects in proper f perspective. Emphasis will be placed on readability, and the overview must present the facts in such a way that a non-engineer can evaluate them readily. While some technical informati.on will be offered, it is anticipated that readers desiring deiailed data will be referred ~o the appropriate technical reports otherwise produced for the project. The format should be attractive and some color separation or half-tone shading may be employed to stimulate reader . · I I -· I I I I I I I I I -I I I I I I interest. 1 i bera lly .. Simple graphics, photographs, layouts, and maps will be used 2.3 -Accomplishing Desired Results If the desired results are to be accomplished on schedule and v1ithin budget,_ it wi 11 be imperative that each individual involved in the effort does his or her job properly the first time atound. It is important, then, that all contributors to the effort read this-manual with care and follow .its instructions closely: Ample room exists for innovation and flexibility in terms of report content and provisions have been made for soliciting ideas from the Study Team, but items'such as format, schedule, and budgets must be regarded as fixed. -i A chapter coordinator has been assigned for each of ,the chapters discussed in detail in the work plans in Section 5, Chapter ~.ark Plans. Duties of chapter coordinators are provided in Section 6. Assignments are made as follows: I I I I I I I I I I I I I • • I I I .I CHAPTER COORDINATOR 1. Introduction C. Debelius {Editor) 2. Project Overview Summary . C. Debe 1 ius 3. Alaska Power Authority J. Landman (with APA input) 4. History of Susitna Hydro Project C. ·Debelius 5. Economic Scenarios. and Parameters S. Deiner 6. Market Area and Power/Energy Demanr. Forecasts S. Oetner 7. Susitna Basin Studies Ech9 8. Generation Expansion Plan P. Tucker ... tr:. ,.,.~c.m;.~ 9. Susitna Hydroelectric Development ~ • 10. Environmental Consider·ations K. Young 11. Analysis of Economic lmpacts S. Diener 12. Analysis of Economic Feasibility and Net Economic Benefits s. o'einer 13. Power and Energy Marketing J. G. Warnock 14. Public Opinion N. Blunk 15. Licensing and Permitting P. Hoover 16. Financial Feasibility Analysis J. G. Warnock . 17. Security of Project Capital Structure J. G. Warnock 18. Organization and Management C. Debelius 19. Implications of Prt;>ceeding C. Oebelius 2{}-.~' Appendices as Required C. 8ebelius The general process by which the Overview will be compiled is illustrated schemat ica ll y at Figure 2 .1. ------------------- IJPI1 ----a..-....-..---.__,_ .... -.. _ ... -... WB" __ ...... _-..... ~---- Pl?tJJF.tr MGH/ ----__ ------__ _ Q SnJbY lJI/f&mR ...WV' 1-J/JN 2. CHIJPT~.A tO -----caORIJJNnn:>,, WHITE I ~HIJPTER CHAPT£1( ----'El'JE"W DRAFTS EDITtJ~ --PREPARE E"l>/7) PROJECr - - -I(EW~IrE MFJNIIIJL . CH/JPTE""RS FIRS/ l>R/I.CT /1/IJVt. i>EC 3-J/JAI/8 JIJNS"-Jlt/V3/ CJIIJpr~ ----~EVIEWS ..1/JN 26, -F£8 6 FE/3 9-13 REPoRr REVIEW J:E13 2.3--4?7 FINIJL. /?EJ/IE)f{l ' .. , .. . . .. i ~. ,, ' . ' ' PI?EI'IJRE". Alf/IJL --- l>I?AI=T FE8 !6-20 PRJNTE:R -----________ _;,. ___________ -------·----.--· .; .PU8LJSI/ F/61/I?E 2.1--GENEA'Iil. f',fotESS FtJ~ PI(IJJE"tr l J:L.OW l tiJIS?V/GW J I I I I I I I I I I I I I I I I I I I 2.4 -Subsequent Editions It is intended that two subsequent editions of the Overview will be produced in Phase I. The 9riginal structure as described herein will be retained, but individual chapters may expand or contract as new data is produced or as issues are resolved. I I I I I I I I I I I ·I I I I I I I R.2.3 ~ TASK 11: MARKETING AND FINANCING -REVISIONS (i} Introduction ( i i) In respons.e to the May 1980 Tussing Report and other public comment during the period April-June 1980, and also as a-result of discussions with the Rower Authority concerning the proposed marketing and financing studies, and finally the recent changes in Alaska State Legislation, the scope and scheduling of the Task 11 activities originally proposed in the February 1980 POS have been modified. Essentially, the major modifications include: -Advancement of schedule and ~ncrease in level of effort for the initial project overview and internal report documents -Elimination of Alternative.Power Source Risk Analysis from the Acres POS Advancement of schedule and increase in level of effort for the Susitna Basin Plan Risk Analysis -Delay of schedule and reduction in level of effort for identifica-tion of Parties in Interest Indefinite delay of commencement of work in Resolution of the Tax.:.. Exempt Bon·d Issue A~vancement of schedule and increases in level of effort for Susitna Financing Risk Analysis -Subtasks have been appropriately renumbered. Revised Scope of~ork (Task 11) At the request of the Alaska Power Authority, the scope of work for Task 11 as proposed in th~~ Acres 1 Plan of Study dated February 1980 has been amended to exclude the Alternative Power Source Risk Analysis (originally Subtask 11.03), and to defer until further notice the Resolution of the Tax-Exempt Bond Issue (originally Subtask 11.07). The originally proposed Subta~ks 11.10, Liaison with APA Bond Underw.riting Managers and 11.11, Draft Documentation for Bond Offering support have also been deferred. Subtask 11.12, Preliminary Financial and Marketing Study, subsequently proposed as a result of the Arlen Tussing Report, has also now been eliminated. Subtask pumbering has been appropriately revised. -27- ·I I I I I I I I I I I •• I I I I I I I TASK 11: MARKETING AND FINANCING o(i) Task Objectives To carry out a comprehensive economic evaluation of the Susitna Hydroelectric Project and to perfonn those economic, financial and marketing analyses of possible generation sequences capable of meeting the needs of the Railbelt to allow Susitna to be presented in proper perspectiveo To establish the feasibility of fi.nancing the project and to develop an approach which provides optimum financing cost to Alaska Power Authority and the best overall benefit to the State of Alaska. An essential element of this task2will be to build confidence in the project if it is shown to be the most appropriate for future development. (ii) Task Output At the request of .the Alaska Power Authority, the scope of work for Task 11 as proposed in the Acres • Plan of Study dated February 1980 has been amended to exclude the Alternative Po\·ler Source Risk Analysis (originally Subtask 11.03), and to defer until further notice the Resolution of the Tax-Exempt Bond Issue (originally Subtask 11.07). The originally proposed Subtasks 11~10, Liaison with APA Bond Underwriting ~1anagers and 1 L.11, Draft Documentation for Bond Offering support have also been deferred. Suotask 11.12) Preliminary Financial and Marketing Study, subsequently proposed as a result of the Arlon Tussing Report, has also now been eliminated. Subtas~ numbering has been appropriately revised. The principal output of this task will be the Project Overview~ which will incorporate comprehensive, but readily understood,documentation of major issues affecting the financing of the Project. This document will first be issued prior to the first decision poi~t on whether or not Susitna studies should continue> currently scheduled for March, 1981 o TvJO subsequent updates of the report wi 11 a1 so be p~epared through M~rch, 1982. A series of internal management reports \'/ill also be prepared. Notable outputs unique to the marketi.ng and financing issue include a series of risk analyses and procedures for risk control and minimization, as well as a taxation report addressing the impor-·tant question of eligibility for tax-exempt bond issuance. The main topics to be dealt with in the Project Overview and Internal Reports w i 11 i n c 1 ud e : · (a) Project Overview: ~ -General Description of Susitna Hydro- electric Project -Review of Design and Construction eoncepts and Methodology -Review of Cost Estimates and Schedule -28- I I I I I I ~. •I I I I I I I I I I I (a) Project Overview (Cont'd) (b) Internal Reports For Management/ Financial Consider- ation (Provisional listing}: -Economic Evaluation of Project and Its Limits -Major Risks and Responses -Overrun Possibilities:and the Security of the Project Capital Structure -Review of Environmental Constraints and Mitigation Plans -Development of the Organization for Management and Operation of Project -Preliminary Assessment of the Financial Plan and Requirements for Bond Offering Documentation Economic Feasibility Study and Determina- tion of Probable Economic limits for the Project -General Economic Review -Review of Global Energy Economics -Economic Impact on the State of Alaska Assessment of Capita 1 Costs, Schedules ard Program of Expenditures -Assessment of Project Operating Costs, and Maintenance/Replacement Expenditures -Assessment of Critical Engineering Tasks and Associated Risk Analyses .. -Project Contingencies, Risk Analysis 3 Policies and Planning for Mitigation of 1 Risks -Escalation Assessment and Analysis of Capital Cost Overrun Possibilities -Security of Project Capital Structure -Financing Requirements of all Parties and for the ·camp let ion Gua.rantee -Evaluation of Alternative Markets Avail- able for Susitna Output . -29- I. •• I I I I I I, I I I I I I I I ~ I I I (b) Internal Reports for Management/ Fi~ancial Consider- ation (Provisional Listing) (Cont'd) . -Evaluation of Alternative Options for Meeting Railbelt Pm·1er 'Needs (by others) -Assessment of Socio-economic Aspects -Review of Construction Contract Perfor- mance History in Alasi<a Relating to Cost and Schedule The Interna1 Report£ and the Project Overview will form the basis for any Bond Offering Memorandum (BOM) Support Documentation that may ultimately be requiredo Preparation of BOM documentation would normally begin after completion of the Susitna Feasibility Studies and submisSion of an Application for Licensing to the FERC. The subject matter of Internal Reports and the Project Overview will also be such as to address the requirements of the BOM documentation, which provisionally will inc~ude: -Primary Vo 1 umes : .. -Support Volumes: -Power Contracts ~ Engineering Report -Statutory Agreements" Legal Approvals and Land Claims -Summary of Corporate Oeicuments -Technical Abstract and Engineer•s Certificate -Construction Cost Estimate SummarJ Construction Schedule and Project Expenditure Program -Insurance -Financing Summary Overall Project Organization -Engineering Reports (Construction} --Access and Site Preservation --Environmental Standards, Monitoring and Control Quality Assurance and Testing Programs --Support Facilities and Logistics -30- .. . ... . . . . . . . : ~ ~ . . . . . : . . .· . .. .'"" --. . . . .. .. : .. -; . : . : . ' :.. . . . --. . . . . . . :. . . .. : . . . . ·. . .. : ·. . .· .. . . ·. _· . . . ' . . . . . . .. · .. -... · . . . :_:· ... · . : I I I I I I I I I I I I I I I· I I I I -Support Volumes: (Cont'd) -Engineering Reports (Operations) --Operating and Replacement Expenditures --Chargeable Corporate Expenditures --Labor Agreements -·Plan for Alaska Manpower and Procurement Content -Risk Management and Minimization --Ri~k Analysis and Control --Risk Minimization -T~xation Report -Legal Report Review of Giant Projects --Financing -~ Construction and Engineering -Alternative Energy Sources (iii) List of Subtasks (revised) Subtask 11.01 -Project Overview Preparation and Update Subtask 11.02 ·-Internal Report Preparation Subtask 11.03 -Susitna Base Plan Initial Ris-k Analysis Subtask 11.04 -Susitna Base Plan Extension and Revision Subtask 11.05 -Susitna Financing Risk Analysis Subtask 11.06-Resolution of.Tax Exempt Bond Issue Subtask 11.07 -Identify Parties in Interest Subtask 11.08 -Revenue Assurance Procedures Subtask 11.09 -Liaison with APA Bond Underwriting Managers Subtask 11.10 -Draft Documentation for Bond Offering Support Note that Subtasks 1L.03 through 11.10 are renumbered following amendments to scope of work, and 11.06, 11.09 and 11.10 activities are currently deferred. (iv) Subtask Scope Statements It is recognized that if the Susitna Project is selected as an appropriate element in the growth of generating capacity in the Railbelt Reg..ion~ it is most likely to proceed on the basis of a project financing. Essential to this will be an accurate determination of revenues and properly established energy sales agreements. Furthermore, all project risks must be identified, their potentia 1 impact assessed, :md appropriate contingency plans and provisions made. -31- I I ·I I I I I I I I I ·I I I 'I I· I I In the approach recomnl'~nde.d, a c 1 ose working arrangement wi 11 be established from the oufset of the study between technical~ economic and financial advisory groups. The interaction between these interests will be developed through a series of specific tasks '\vhich provide the Authority with successively more comprehensive outlines and definition of a financing plan •. As the stucy proceeds, the specific requirements for supporting material essential. for financing will be identified arid its prepara- tion undertaken in close collaboration with the selected bond under- writers. Work undertaken prior to license application will provide the foundation upon which bond offering support documentation can later be prepared. Ttie completeness and excellence of bond offering support documentation is judged to be of crucial importance to a successful project. The work involves numerous, complex and interlinked tasks; and only ·comprehensive pre-planning can achieve the desired result. In order to present the project in proper perspective to the many parties involved--federal, State and local agenciess regulatory authorities, power purchasers, potential lenders, institutions~ political groups and public--a comprehensive overview will be prepared. This will initially be in general terms, but wtll endeavor to cover all the interrelated elements of the project. As work proceeds, successive editions of the overview report become more explicit and complete. In the event that a Susitna: development is shown to be feasible and most appropriate for satisfactionof electrical energy needs in the Railbelt, stupies and expla!'lations which may seem unnecessary to the sponsoring group may well be needed to convince third parties and engender their enthusiasm. It is furthermore· vitally important to disperse the knovtl edge: among those employed on the project that all potential probTems have been thoroughly examined and solved. If, on the other hand, no Susitna development is found to be warranted, careful and reasoned analysis of the appropriate alternative will be necessary to ensure that the State 1($ decision to proceed with some other project (or projects) is based upon thorough studies which establish technical, economic and financial feasibility as well as environmental acceptability. The work of the interdisciplinary group incorporating technical:, economic, financial, and other skills would, furthermore, demonstrate clearly for management consideration the clear economic limits·to the Susitna project or some other alternative (e.g.,its maximum acceptable cost) and ·the time period in which its accomplishment must be regarded as a certainty before other measures to meet Alaska•s power needs would have to be adopted. While examination of the negative limits of the project could be regarded as an expression of pessimism or recognized to be even, in the ultimate, capable of cancelling the project, we consider such analysts vital. It should serve to establish the general robustness of the project and to demonstrate beyond doubt to the various governments, investors) 1 enders, completion guarantors, concerned interests and others the viability and acceptability of any recommended scheme for development. -32- I I I I I I I. I I I I I I I I I I I The approach to be adopted would derive full benefit from previous financing efforts for major capital projects requiring capita 1 funding of $1 billion or more. Experience has demonstrated the need for close and effective interaction between the owner of such projects and the various elements of his advisory team with the wide range of interests involved. (v) Risk Assessments As the various elements of the project study reach the appropriate level of~completion~ it is planned to apply a rigorous analysis of risk and to recommend contingency provisions. The approaches to be· used \'!ould involve modern techniques of analysis and probability assessment and deal with cost, schedule, technical and other controi 1 ing elements of the project. Risks to be assessed include1those associated with the planning. design and construction of the. project as 1t1ell as the financing of it. There are a nymber of basic project financing risks which must be addressed. The analysis, assessment, and, where appropriate, quantification of these risks will be accomplished under Subtasks 11.03 through 11.05~ Financing risks include: --Cost overruns prior to completion --Late completion and non-completion --Partial or total post-completion outages --Cu~tomer failure to provide anticipated cash flows --Regulatory risks, particularly insofar as·new regulations affect the operation (and, therefore, of course, the profitability ~nd/or consumer costs) Technological risks, particularly insofar as the extent to \i'hich new or relatively unproven technology may increase financing d iff i c u 1 ti e s (vi) Logic Diagram A l_ogic diagram is shown in Plate T11.1 to illustrate the manner in which various documents are prepared, interrelated, and assembled. (vii) Investment Banker Inputs In the February 1980 POS, it was proposed that Salomon Brothers, an investment banking finn whose knowledge and experience of financing large undertakings is unchallenged, would be retained as financial advisors to Acres. Although the advice of Sa 1 oman Brothers and of . the First South West Bank, financial advisors to the Power Authority will be sought from time to time on financial matters, no formal arrangement for participation of Salomon Brothers in the Susitna studies is contemplated at this time. -33- - \ t ~ I --- P.O.S.. RlVIEWED BY . A P A. ANO FINANCIAL ADVISORS JAN 80 - - - ---- - ---- ~----------------------------~----------------~~-------------------------------~ ! I t I TECHNICAL I I UARKE'TIHG I IHSI.JtANC( I . I LABOR 1 lttiAL I : I INPUTS FROM STUDY I TEAM AND OTHER ..------.. I AUTHORlTIES IENVIRO-..'M£HTALI IECONOiloliCI I FINANCIAL I ITRA~SPOFIT&TIO"fl TU: POL•TICALI t i i '------~---------------+-----+----+----'~--+----+-----+------4--+--+---4--..J DECISIONS REACHED ON OVERVIEW CONTENT PREPARE TOPICAL REPORTS FOR MANAGEMENT I FINANCIAL CONSIDERATION JUN'BO TO MAR 82 AND CONTINUING -- r-------------, ...._,. ,._,.------ START ~E VltW AND DECIDE .. INPUTS FROY t TECHMCAL ENVIRONMENTAL ECONOMIC MARKETING FINANCIAl, INSURANCE TRANSPORTAT!OM LASOA ~ - -PROJECT OVERVIEW FIRST PROJECT OVERVIEW AV~ILABLE FOR COMMENT CONTENT BOND OFFERING}---~ DOCUMENTS BONO UNOERWR11ERS, MAN:.~f:iER~ PREPARE FOR ISSUE TAX LEGAL POLITICAL JuN'eo FEB' 61 \ SUBSEQUENT PROJECT OVEftVlEW REPORTS ISSUED · AT APPROXIMATELY SIX MONTH INTERVALS L.... --------__ ....,..._._. __ ------------..,..---------- --- \~---S-E-CO_N_O ____ __ . PROJECT OVERVIEW DRAFT SUPPORT OOCU~'NTATtON FOR BONO OFFERING Sl!JPPORT L---.----------------- - ----MAR 8Z AND CONTIMJING tTENTATI\IE) AVAILABLE fOR COMMENT AUG 81 THIRD PROJECT OVEAVIEW AVAILABLE FOR COMMENT FOURTH -,1 PROJECT OVtRVIEW. AVAILABLE FO~ j COMMEIH f SEr'ez (TENTATIVE} FINAL DOCUMENTAT.IQ~ f'OR I LICENSt APPLICATIC~ l'$ ASSEMBLED AND AB·~. ~~." .. ttONI J IS FILED WITH FE.RC; JUN '82 LOGIC 01AGRAM PROJECT FINANCING I I I I I I I I I I I I I I I I I I I Subtask lloOl -Project Overview Preparation and Update (a) Objective To provide a k~y project do6ument which reviews all major aspects of the project and its objectives, determining in principle whether these can be successfully met; provide through successive updating a continuing reassessment of the project's overall yiability and financibility as vafious milestones are reached; and allow multidisciplinary inputs from many sources to be properly coordinated into a cohesive and well-balanced definition of the project. ·(b) Approach This Subtask will be performed by a small team who will receive inputs from many multidisciplinary sectors involved in the study. The team will be directed by experienced senior staff familiar \'lith the approach essential to projects of such magnitude and the complex financing arrangements that these involve. Initially the Project Overview will concentrate on descriptive outlines of the project objectives, the site for development and the project facilities. Capital costs and schedules will be at the outset preliminary only, but nonetheless cunsidered -3dequate to determine initial overall viability. The Project Overview will identify the sensitivity to various risks and outline methods of mitigating these and possibly removin9 some from further consideration. The initial · Project Overview Report will be scheduled to be available for review by all parties· concerned prior to the March 1981 decision point on \'lhether or not to continue the Susitna Feasibi.lity Study •. It will also be available for review prior to the public meeting scheduled in the hspring of 1981, and it _will incorporate as comprehensive a review of issues involved in judging Susitna as can be assembled at that time. The Project Overview .and its subsequent revisions in updated fonn at intervals throughout the study will be presented from the 11 owner 1 s viewpoint .. and will consider all important aspects which affect the viability, acceptance, financibility and the undertaking of construction of the hydroelectric facilities. The first update will be completed approximately nin~teen weeks after the Susitna Development Report is prepared under Subtask 6.05. In achieving its goal of preparation of a comprehensive, cle~rly understandable, concise and accurate overview of the project, the Project Overview Task Force will call on specific inputs from many sources, including: -Technical -Environmental -Econom·ic -Marketing -Financial -Insurance -Transportation -Labor -Tax -Legal -Political -35-0 I I I I I I I I I I I I I I• I I I I I Typic a 1 e 1 ements of the Project· Overview are 1.1 sted in Subparagraph (ii){a) of Task Output above. The final issue of the Project Overview during the study phase will provide a valuable summary document to bridge into subsequent licensing and preliminary design phases of the work .. It will be available prior to the March 1982 decision point On wheth~r or not to proceed with a FERC license application for the Susitna Project. Eventually its content will have signific~nt value for the Bond Offering Support Document and a variety of other applications, including preparation of project brochures as part of the public participation program. (c) Discussion The concept of the continuously updated "Project Overview" is of relatively recent origin and has developed-from the special needs of large complex projects.. It is necessary to address the complexity with a well planned compilation of ~aterial which places all the technical, cowmercial, economic~ financial, contractual~ environmental and other as~ects in proper perspective and demonstrates that all vital problems are being sensibly addressed. The overview is planned to provide a consistent thread of documentation through the vtho 1 e study process and, if construction should proceed, to provide a datum baseline for judging actual performance of the many elements in relation to the plans. ,.. ·As the documents will have to serve many varied and ~on-technical interests, the language must be appropriately chosen ~nd carefully edited for clarity and ease of understanding. Extensive use wi 11. be made of graphics, drawings, maps and pictorial illustrations. Produc- tion and binding will reflect the level of economy appropriate tQ draft and eventually final documentation. {d) Schedule First Project Ov.erview ...................... Heeks 24 through 63 First Update ··················•·······••o•• Heeks 64 through 85 Second Update ................................ We,eks 86 through 117 -36- I I I I . I I " • • I . I· I 3 -PROCEDURES I I I I I I I> I ~ I !I I I I I I I I I I I I I I I I I I I I 3 -PROCEDURES 3.1 -Format The format for submission of draft chapters will be in accordance with Susitn~ Project Procedure 7.1. It is anticipated that the final Project Overview format will be more closely akin to~that found in standard textbooks (i.e., only c.hapters are numbered and sqbparagraph headings are centered, but not numbered). Even so, retention of the standard numbering system up to final report preparation will facilitate the review process and will also permit us to more • easily access the appropriate portions of Lanier disks when corrections are necessary. For the Overview, all drawings, maps, photographs, etc., will be referred to as Figures. Both Figures and Tables will be numbered consecutively within a chapter (e.g., Figure 7.1, Figure 7.2, Table 7.1 will be the first figures and table in Chapter 7). I I I I I I I I I •• I I I· I I I I I I 3.2 -Existing Drawings Certain drawings or maps which have been produced for other purposes (design transmittals, subtask reports~ etc.) may be appropriate for inclusion in the Project Overview. When the chapter. coordinator believes an existing drawing should be used, he will furnish a copy of the drawing with the submission of h·is draft chapter. The copy should contain a notation as to the location of the original drawing. If changes are reco11111~nded to better serve the Project Overview purposes, such change-s will be marked in red on the copy furnished~ but the original \vill not be c.hanged until a final decision .is made as to which plates should appear in the reporto 3.3 -Photographs Good photographs are particularly useful in carrying a message and they also tend to stimulate interest in the report. to provide photographs whenever possible. Chapter coordinators should attempt If a photograph or a slide is provided, a caption should be attached to it. The caption should·explain what the picture is iht~nded to demonstrate and should identify individuals shown by name. Pictures illustrating activities. are particularly useful (e.g., an internal review meeting in progress; an animal being tagged; a drilling oper.at ion; a weather station being checked; seismology equipment being serviced). •• I I I I I I I I I I I I' I I ]I I I I In every case that a photograph is provided, the task coordinator should review it carefully and critically to ensure it represents the best interests of Acres and APA .(e.g., no~safety violations, no environmental desecration, etc.) .. In the event that the Chapter Coordinator determines that a picture would be particularly useful, but is unable to locate one, he should include a recommendation with his draft chapter. The recorrmendation should describe the picture he would like to use. If possible and appropriate, we will attempt to have a few high qua 1 ity photographs taken. 3.4 -New Graphics and Drawin~s ·. Chapter Coordinators may determine that a new i] 1 ustrat ion or drawing should be . pren~rPd for the Overview. In each such case, only a decent sketch of the proposed graphics will be provided with the draft chapter. Final graphics or drawings wi 11 ·only be produced when the decision has been made as to whether they should be included in the Overview. For graphics in particular, we will attempt to use the same illustrator throughout in Ot"der to enhance consistency in appearance. I- I I I I I I I I: I I I I I •• I •• ·I .I 3.5 -Submitting Text All draft chapter text will be submitted in doub 1 e space draft form. A copy of the Lanier disk will also be furnished to the Editor if the draft chapter has been typed on a Lanier. 3.6 -Reviewer Comments Reviewers are encouraged to make comm.ents and recommend changes. Notes may be \ made directly on the draft or additional sheets may be provided. Under no circumstances, however, will the revi"ewer physically cut up and rearrange the typed version (when this happens the word processing operator is unable to perform her function efficien~ly). If paragraphs should be moved around, notes should be placed on the draft .explaining what is to be moved and where. I .~ I I I I I I I .I . '- I I I I I I I I I 3.7 -Chanqinq Chapter Content Chapter Coordinators may find that certain portions of the work plan are inadequate to convey the message which they believe is required. Subparagraphs may be added whenever the Chapter Coordinator deems it appropriate, but no subparagraphs shown in the work plan may be deleted. Hhen new subparagraphs are added, they will be put in the appropriate place and given an alphabetic subnumber so that the integrity of the designated subparagraph structure can be maintained. (For example, a new subparagraph is deemed appropriate to be placed between designated subparagraphs 6 .1. 6 and 6 .1. 7. The added subparagraph will be designated 6.1.6.A. A second added subparagraph \\*OUld be 6.1.6.8, etc.) Tne purpose of ~his approach is to ensure that other Chapter Coordinators \\no may wish to refer to information contained elsewhere will always be able to cite the proper location. 3.8 -Citinq Sources Most of the material in the Overview will actually be a distillation of materials otherwis~ produced for the Project. It is particularly important at I I I I I I I I .:.: I I I I :I I I I I I' the initial draft stage that sources of information are properly referenced -- both to facilitate verification of contents and to provide the basis ·upon which readers may be led to detailed reports \'lhich support the concise information in the Overview. Footnoteswi11 b1~ numbered conse~utively, beginning with 1/ for each chapter .. 3.9 -Direct Quotations and Use of Major Portions of Existing Reports ~ In some cases, \'-/hole _paragraphs or pages may be lifted from oth~r reports \~ich have previously been prepared. It is not necessary to retype such material at . the draft chapter stage, but xeroxed pages will be supplied and a note will be appended citing the original source document. 3.10 -Bibliography A bibliography will be supplied with each chapter and all applicable references will be listed, whether footnoted in the text or not. I i\ . ·I .. .... ·.· - -.. ' · • ..:-~-.-~-.,:--;.;c_·~c-..!"~.:':=:::~::::•:=~..:c:.:.... __ ---- • .. I ·-· . I I .I ' •. I I I; ........... .. ~·· .......... . . ., 4 -: 4 -OUTLINE AND FILE INUEX .. ·. . ' tf ' '~ .. I I ••• I I I I I ;I I I I I I I ,I ,I I I 4 -OUTLINE AND FILE INDEX An outline of the Project Overview is provided on SLICCeeding pages, togethe-r with a file index number for each chapter. Draft chapters are parts of a major report within Task 11. The Project Overview itself is assigned file number 5700.15.1101. ~ Individual chapters will carry subnumbers corresponding to I chapter numbers. (Thus, Chapter 3 has the file number 5700.15.1101.03). If • I I I -1. I •• I I I •• I I I I ~· I I I I 1. 2. 3. INTRODUCTION OUTLINE OF PROJECT OVERVIEW 1.1 Outline of Purpose of Project Overview P5700.15.1101 File Number P5700.15.110l.,Ol 1.2 Initial Emphasis -Decision Whether or Not to' Proceed with ·study 1.3 Evolutionary Process for Subsequent Issues of the Project Overview 1.4 Outline of Form and Content PROJECT OVERVIEW SUMMARY P5700.15.ll0l.02 ALASKA POWER AUTHORITY P5700.15.1101.03 3.1 Outline of Legislation Creatinq the Authority .. 3.2 O~ganization 3.3 Existing and Planned Activities '" 3.4 Procedures Adopted for the Study of the Potential of Hydroelectric Power Resources of the Susitna River I I I I I I I I I I I I ~I I I I 'I I I 4. 5. 3.5 Alaska State Legislative Act 11 Relating to Power Projects of Alaska Power Authority and the Susitna River Hydroelectric Project 11 HISTORY OF SUSITNA PROJECT The Study Area Early·Studies of Hydroelectric Potential 4.,1 4.2 4.3 4.4 4.5 4.6 4.7 4.8 U.S.S.R. -Department of the Interior, Studies U.S. Army Corps of Engineers Studies I Kaiser Proposal for Development Interests of Alaska Power Authority Selection of Consulting Engineers Plan of Study 1980 -1982 ECONOMIC SCENARIOS AND PARAMETERS IN ALASKA 5.1 Introduction 5.2 The need for Internal Consistency 5.3 Global Energy Economics 5.4 U. S. Energy Supply and Demand 5.5 U .. S. Energy Price Forecasts 5.6 Alaskan Prospects for Economic Growth 5.6.1 ISER Assumptions 5.~.2 Demographics 5o6.3 5.6.4 5.6.5 5.6.6 Government Revenues and Expenditures Industrial Output Employment General Price Inflation . P5700.15.1101.04 P5700.15.1101.05 I I PROJECT OVERVIEW. I I I I I I I I I I I •• I I •• I I 5. 7 Forecasts of Energy Prices in Alaska 5.7.1 Forecasts of Market Prices 5. 7. 2 Concepts and Deve 1 opment of Energy Shadow Prices 5.8 Non-Energy Costs Forecasts 5.8.1 Labor Productivity and Wage Rates 5.8.2 Equipment €ost Escalation 5.8.3 Materials Cost Escalation ' 5.8.4 Other Non-Energy Cost Escalation 5. 9 Interest and Discount Rates 5.9.1 Forecasting Market Rates of Interest 5.9.2 Defining a Social Discount Rate 6. MARKET AREA AND POWER/ENERGY DEMAND FORECAST P5700.15.1101.06 6.1 Market Area 6.2 Utility Structure and Present and Planned Generatin~ Capacity 6.2.1 Alaska Power Administration 6.2.2 Anchorage Municipal Light and Power 6.2.7 Others I I I I I I I I I I I I I I I I I' I I 7. 6.3 Electricity Demand Profile 6.4 Past Forecasts of Power and Energy Demand 6.5 ISER Energy Forecasts 6.5.1 Methodology 6.5.2 Base Case Results 6.5.3 Range of Forecasts 6.6 Load Forecast, 1980-2000 6.6.1 Methodology 6.6.2 Base Case Results 6.6.3 Range of Focecasts 6.7 Potential for Load t~anagement and Energy Conservation 6.7.1 Technological Developments 6.7.2 Economics of Energy Conservation and Substitution , 6.7.3 Impact on Load Forecasts SUSITNA BASIN STUDIES 7.1 Introduction 7.2 Technica,l Data 7.2.1 Hydrology 7.2.2 Site Exploration and Geology 7.2.3 Siesmic Considerations 7.3 Selection of Dam Sites and Design of Structures P5700.15.1101 .. 07 7.4 River Management Studies .and Optimization of Ultimate Capacity 7.5 Tunnel Alternative to Devil Canyon Dam ••• I I I I I I I I I I I I I I j ..... I ••• I I PROJECT OVERVIEW 8. GENERATION EXPANSION PLAN P5700.15.1101.08 8.1 Introduction ~ 8.2 Options Available to Meet Capacity Requirements 8.2.1 Coal-Fired Steam Powered Generation 8o2.2 Gas Turbine Power Generation 8.2.3 Combined Cycle Generation 8.2.4 Diesel Power Generation 8.2.5 Impact of the Fuel Use Act 8.2.6 Review of Other Potential System Components_; Municipal Solid Waste, Wood-Fired, Peat-Fired, Biomass Fueled Power Generation, Cogeneration, Methanol Fuels 8.2.7 Decentralized Power Generation Facilities Including Review of Wind Energy Potential and Other Renewable Sources 8.2.8 Hydroelectric Alternati.ves to ~usitna Po\'/er Development 8.3 Environmental Analysis ~nd Assessment of System Components 8.4 Distribution of Load and Generating Capacities 8.5 Generation Planning Without Load ~1anagement and Conservation, 1980-2000 I I I I I I I I I I I I I I I I. I I I 8.6 Generation Planning With Load Management and Conservation, 1980-2000 8.7 Generation Plans With and Without Susitna 8.8 Preferred Generation Plan 9. SUSITNA HYDROELECTRIC DEVELOPMENT 9.1 Introduction 9.2 The Selected Development 9.2.1 Dam Selection (and Tunnel, if appropriate) ~};.2.2 Spillways .. 9.2,3 Power Generation Facilities and E~uipment 9.2.4 Access Roads and Cofferdams 9.2.5. Construction Scheduies 9.2.6 Contract Packages and Contracting Policies ·9. 2. 7 Cost Estimate 9.2.8 Program of Expenditures P5700.15.1101.09 9.2.9 Analysis of Risks and Assessment of Project Contingencies 9~3 Review of Transmission Development Plan 9.3.1 Ttansmission System Planning for the Railbelt 9.3.2 9.3.3 9.3.4 9.3.5 Susitna Hydroelectric Project Transmission Facilities Cost Estimate Program of Expenditure Analysis of Risks and Assessment of Project Contingencies 9.4 Logistics, Transportation and Construction Facility Requirements 9.5 Operating Costs and Replacement Expenditure I I PROJECT OVERVIEW I I I I- I • • I I I I I I I I I I I 10. ENVIRONMENTAL CONSIDERATIONS 10.1 Environment~ 1 Impact on Recommended 10.1.1 Fisheries 10.1.2 Wildlife :.:. 10.1.3 Vegetation 10.1.4 Recreation 10.1.5 Archaeo 1 ogica 1 Issues 10 .1. 6 Other Impacts 1Q.2 Lands Affected by Power Generation Impacts on Native People 11. ANALYSIS OF SOCIOECONOMIC IMPACTS 11.1 Introduction 11.2 State-Wide Impacts 11.3 Regional Impacts 11.4 Local Impacts Development and Transmission 12. ANALYSIS OF ECONOMIC FEASIBILITY AND NET ECONOMIC BENEFITS P5700.15.1101.10 Facilities and P5700.15.1101.11 P5700.15.ll01.12 I I -I I -I I· I I I I I I I I 01 I I I I 12.1 Introduction 12.2. Evaluation Methodology 12.3 Base Case Analysis 12.3.1 Direct Costs and Benefits 12.3.2 Indirect Costs and Benefits 12.4 Risk Analysis 12.5 Conclusions 13. POWER AND ENERGY ~lARKETING OPTION 13.1 Introduction 13.2 Supply Contract Arrangements 13.3 Cost of Service 14. PUBLIC OPINION AND PERCEPTION OF PROJECT ' 14.1. Public ParticipatiDn Program 14.2 Public Concerns P5700.15.1101.13 P5700.15.1101.14 14.3 Public Awareness of Implications of Various Means of Meeting Power/Energy Demand 15. LICENSING AND PERMITTING PROCEDURES 15.1 Introduction 15.2 Federal Energy Regulatory Commission 15.3 Federal Requirements (Excluding FERC) 15.4 State and Local Requirements P5700.14.1101.15 I I I I I I I I I -· c•-,_, ___ ..., I I I I I I I I I I PROJECT OVERVIEW . 15.4.1 The Alaska Public Utilities Commission 15.4.2 State Environmental Agencies 15.443 Local Requirements 15.5 Minimization of Regulatory Conflicts 16. FINANCIAL FEASIBILITY ANALYSIS 16.1 Introduction 16.2 Alternative Financing Strategies 16.3 Basic Structure of Fin~ncial Feasibility Analysis 16.4 Special Features of Financial Analysis 16.4.1 Choice of Calculation Method 16.4.2 Quarterly and Annual Calculation ' P5700.14.1101.16 16.4.3 Taxation Consideration (Including Tax Exr::mpt Bond Issue) 16.4.4 Escalation Inflation Treatment 16.4.5 Revenue and Operating Profit 16.4.6 Financial Statements 16.4.7 Discounted Cash Flow Returns 16.4.8 Special Cash Flow Computation 16.4.9 Net' Present Value Calculation 16.5 Sensitivity Analysis and Financial Risk 16.6 Conclusions 0 I· I I I I I I I I I I I I I I I I I I 17. SECURITY OF PROJECT CAPITAL STRUCTURE 17.1 Introduction 17.2 Over a 11 Risk Ana 1 ys is anJ Cant i ngency Planning 17.3 Completion Guarantee 17.4 Revenue Assurance Requirements ?5700.15.1101.17 17.5 Form of Power Contract and Interrelationships With Financing Plans 17.6 Role of the State· of Alaska 'in the Susitna Hydroelectric Power Development 18. ORGANIZATION AND MANAGEMENT P5700.15.110l.l8 18.1 Role of Alaska Power Authority in Development of Susitna Hydroelectric Power Project 18.2 Project Management 18.3 Management of Engineering and Construction 18.4 Policies and Procedures: Management Information Systems 18.5 External Boards of Review 18.6 Quality Assurance 18.7 Public Participation and Information Program 18.8 Labor Relations 18.9 Security 18.10 Organization for Operating Phase 19. IMPLICATIONS OF.PROCEEDING WITH STUDY DF SUSITNA HYDROELECTRIC POWER DEVELOPMENT 20. APPENDICES AS REQUIRED P5700.15.1101.19 P5700.15.1101.20 I I I I I I I I I I , I I I I . •• "I I I ,I ., .. . ·". 5 -CHAPTER ~IORK PLANS I I I I I I I I I I I I I I I .I I I I 5 -CHAPTER WORK PLANS Work p 1 an s for each chapter are provided in this section. Chapter Coordinators must as a matter of course be thoroughly familiar with the plans for content of assigned chapters. Beyond that, however, this work plan affords an opportunity to make reference to other portions of the report, thereby eliminating I redundancy which would exist if each chapter had to stand alone. In every case that a numb~r of pages is estimated, it is assumed that one Hpage 11 consists of one 8 1/2 11 x 11" sheet with standard margins, typed in double space draft on the Lanier word processor. Figures and Tables are not included in the page number estimate. The page estimates are to be considered as a guide only; there is no restriction on increases or decreases as long as the work plan· content is substantially satisfied. Remember, though, that it will be easier to delete portions that are too detailed than to add to incomplete information .. I I I I I I I I; I I I I· I' •• I I I I I 5.1 -Chapter 1 -Introduction (i) Objective To introduce the reader to the Project Overv ie\·J, exp 1ain the purpose of the document, and initiate the concept of a continuing series of which this edition is the first. ( i i) Approach Four sections will be prepared as follows: (a) 1.1 Outline of Purpose of Project Overview (1-2 pages) This portion begins with a statement that the document has been prepared by Acres. for APA in accordan-ce with the POS. The Proj~ct itself. is introduced and the contents of Subtask 11.01 as contained in the Revised POS are su~m~a.rized. Basically, this first part of the report has to say WHY it has been prepared~ The fact that this . . is a distillation of detailed technical data is introduced here and the preliminary nature of results to date is emphasized. (b) 1.2 Initial Emphasis -Decision Whether or Not to Proceed with Study (1-2 pages) () I I I ••• I I I I I I I I I 'I I I· •• I I , 11&6/ . " Having said WHY in 1.1 above, we must now introduce the concept of a decision point and the factors which must be taken into account. A stylized graphic showing various inputs (e.g., Project Overview, Development Selection Report, ISER Forecast, Public Comment, Agency &econmendations, etc.) to a decision point with alternative outputs for proceeding and terminating may be used to illustrate the point. Mention is made here of the fact that implications of proceeding and important issues are discus~ed in Chapter 19. (c) 1.3 · Evolutionary Process for Sutisequent Issues of the Project Overview (3 pages) Introduces the idea that the Overview .will be published on a regular ' basis if the project proceeds. The general form and structure \'il 11 remain constant, but the emphasis on any given chapter and the results reported can ~e expected to evolve as the study continues. The second decision point in April.,1982, is introduced ·here and • note is made of new inputs which must be considered, including the Railbelt Alternatives Study,· Intertie Study, and Tidal Power Study. 1.4 Outline of Form and Content (2-4 pages) Discusses the complexity of the decision making process. Observes that a variety of diverse disciplines have been brought to bear and that this report attempts to tie them together in a meaningful way I I I· I I I I . I I I I I~ I I I I I I I (iii ) for decision makers. Notes that the report is sunmari zed in Chapter 2 and that the organization of the text is designed to establish the basis upon which the study is being done (Chapters 3, 4), ~onsider the needs for energy in the Railbelt {Chapter 5 and 6) examine how Susitna might contribute to satisfaction of those needs (Chapters 7 and 8), and then discus~-from a preliminary standpoint the technical, socio-economic and· environmental information obtained to date (Chapters 9 through 11), etc. A flow diagram containing a series of questions and parenthetical reference to chapters may be employed • Schedule and Budget (a) Prepare draft (b) Edit/rewrite (c) Review Chapter draft Manhours 40 None 8 Completion Date Dec. 31 None Jan. 23 I' I I. I I I I I I I I I I I I ,I I I I 5.2 -Chapter 2 -Project Overview Summary ( i) Objective To provide an executive sunmary of the most important information in the Overview. ( i i) Approach Subparagraphs wi 11 be prep.ared --one for each chapter. Each chapter will be summarized as succinctly as possible (1-3 pages ;per} and a few ... ' graphics, tables, etc .. may be simplified or sumnarized as illustrations. This Chapter will not be prepared until completion of chapter revie~~ for all other chapters. (iii) Schedule and Budget (a} Prep-are draft (b) Edit/rewrite {c) Review Chapter draft *Included in dr·aft report review. Man hours Completion Oate 40 Feb. 6 None None * Feb. 13 ••• cl I· I I I I I I I ·I I I I I I I I 5.3 -Chapter 3 -Alaska Power Authority ( i) Objective To document the authority under which the APA operates. ( i i) Approach Five sections will.be provided as follows: (a) 3.1 Outline of Legislation Creating the Authority;(l pa-ge) A concise statement of the legal basis upon which APA is founded. This statement may cite specific statutes, but i.t will avoid legal phraseotogy and simply make it clear that APA has the authority to perforu its g-ener·al functions. If a copy of the appropriate la\\1 is considered necessary, it should probably appear as an Appendix (See 5.20). (b) 3.2 Organi'zation (3-4 pages) This section provides a brief description of the duties of various .APA staff members in much the same way as we normally describe duties of various project team members in our proposals. Names of incumbents will not be used with position descriptions. As a •• I I I I I I I I I I I I I I I I . I .I minimum, description will be provided for Chairman of the _Board, Member of the Board, Executive Director, Director of Finance, Director of Engineering, Public Participation Officer, Native Inspector and Project Engineer. An organization chart should be sketched and provided with the preliminary chapter draft submission. The final paragraph in this section may list incumbents. (This approach will facilitate later update versions since only incumbents may need to be changed --unless, of course, APA reorganizes). : (c) 3.3 Existing and Planned Activities (1-2 pages) Provide a general review of the types of projects for which APA has responsibility. It is not necessary to cite every project and, in fact, it .js preferable to write in terms of categories (e.g., re~onnai5sance stud.ies, feasibility studies, licensing, construction, financing, etc.). It would be appropriate to note that as of December 31, 1980, five reconnaissance studies were in progress, two feasibility studies, etc. (Numbers are for ··~ illustration only. Facts must be obtained). If APA has plans for change~ either in breadth'or depth of scope in the future, such plans should be cited. ,-. I I I I I I I I I I I •• I I I I I I (d) 3.4 Procedures Adopted for the Study of the Potential of . Hydroelectric Power Resources of the Susitna River (2-3 pages) Note that the process by which a consultant was selected is covered in paragraph 4.7. Section 3.4 should discuss such matters as the form of contract used~ the conduct of Public Participation by APA itself, the relationship with ADF&G and other state agencies, APA's role in the intertie study, relationship with the Office of.the Gover'nor on the Railbelt Alternatives Study, .the manner in which eontrol by APA is~exercised (including external review, offering major decision points to the Governor, incorporating public concerns, etc.). (e) 3~5 Alaska State Legislative Act "Relating to Power Projects of Alaska Power Authority and the Susitna River Hydroelectric Project" (2 pages) Just as in Section 3-1, this should be ~ brief review of the legislation in layman's words. An appendix may be used to actually publish the Act if desired. (iii) Illustrative Materials Consideration should be given to providing photographs of an APA Board Meeting in progress or of an External Review Board Meeting. The organi~ation chart sketch noted at (ii){b) above is a requirement. I ,I I I I I I I I I I I •• I I• I I I I ( iv) (v) Getting the Information Portions of this chapter will probably.have to be based on materials obtained directly from APA. The Chapter Coordinator should seek help . from the Susitna Project Office in Anchorage in collecting information. It is appropriate to seek an .early review by APA of the chapter when it is in presentable form but correspondence transmitting this material I should be prepared for the signature of the Editor (Deputy Project ·Manager). Schedule and Budget (a) Prepare draft (b) Edit/rewrite {c) Review Chapter d~aft u Man hours 40 15 8 Completion Date Dec. 3 Jan. 2 Jan. 9 I I I I I I I I I I I I I I I -I I I I 5.4 -Chapter 4 -History of Susitna Project ( i) Objective To provide a brief historical review of events leading to the selection of Acres and to introduce the reader to the Plan of Study. ( i i) Approach Much of the subject matter for this chapter is already covered 1n Subtask 6.01 closeout report~ Materials provided should be consistent with that ,; . report as well as with the Development Selection Report~ Eight sect 1ons wi 11 be provided as fo 11 O\'ls: (a) 4.1 The Study Ar~a (4-pages) Begin with a statement of Acres' concept of the preferred Susitna development as presented in more detail later in the report. This section is a brief introduction which loc~tes the project area and offers a broad overview of the setting. Much useful material is available from the 1975 Interim. Feasibility Report prepared by the Corps of Engineers (pp. -7-27). · As a minimum, paragraphs are required to define the Susitna basin, discuss climate, topography, I I. I I I I I I I I I I I I I (b) I I I hydrology, fisheries,. birds, mammals., and vegetation. This is by no means a detailed envit"on.roental description. Bear in mind that environmental considerations will be discussed in rrore detail in Chapter 10 .. A stmple map should be provided, but detail should be minimized. i 11 ustrat ion simi 1 ar to the one shown at Figure 4.1 may be usefu 1. In · TANA ········ RIVER BASIN riGtlr!t:' Lf. I. ;?o..5.s .·/;Je hrrn...;t r ~r h~S/¥t. /cc.Jh'?:.,., ''~/· addition, one or more photographs showing the rugged should be supplied. 4.2 Early Studies of Hydroelectric Potential (1 page) terrain An Cite all Susitna studies leading up to the USBR reports of the aarly sixties. Briefly mention results. Also note other major projects such as Rampart. I I I I I I I I I .I I I I I I ·I I I I (c) (d) (e) . 4.3· USBR, Department of the Interior~ Studi~s (2~3 pages) Discuss the princtpal findings of the USSR report, particularly that which was produced in 1974. proposed by USBR and others. Provide a map locating dam sites Refer to a Table \>Jh i ch should be prepared li.sting possible developments, by whom proposed~ dam heights, installed capacities, date of study. t 4.4 UoS.·Army Corps of Engineers Studies (4-5 pages) .... Once again, describe the principal findings of the Corps.studies. ' Discuss items in particular which may now have changed (for example, load forecasts). This section must be succinct, bu,t it also must set the stage for latet"' more detailed descriptions of technical and environmental studies \>Jhich have been oriented tm~Jard the Watana and Devil Canvon dams as the more probably viable sites. Refer to the map and table introduced at (c) above .. 4.5 Kaiser Proposal for Development (1 page) Briefly describe this study. Make a point of the fact that it considered industrial development as an adjunct to hydro development. Point out that no field data exists for the Kaiser sites. I I I I I I I I I •• I I I I I I •• I I (f) 4.6 Interests of Alaska Power Authority {2 pages) Describe how after formation of APA (refer to Chapter 3), this Susitna Project fell within its bgiliwick. Discass the procedures which Alaska used to detPrmine whether the State should fund Federal activities or employ a private consultant. Tell how statements of qualifications were seught and three consulting firms were funded $40K to prepare detailed pl~ns of study~ Describe the presentations and testimony in ~eptember 1979 and selection of Acres as one option with Corps of Engineers as the other. The APA report on public meetings should be considered a primary reference for information 1n this paragraph as well as in paragraph 4.7 below . ' (g) 4.7 Selection of Consulting Engineers (1 page) Discuss the November 1979 APA meeting, the Corps presentation, and the recomnendat io.n by the APA board that Acres be selected. Note Governor • s acceptance and signing of contract in late December 1979. (h) 4.8 Plan of Study 1980-1982 (5 pages) Emphasize that the document is dynamic and hr..s evolved since it was submitted in September 1979 . Discuss contents briefly ~--only down to Task level. Explain ho\tJ it was reviewed and how the reader can. refer to the POS itself if more I ·I I I I I I I I I I I I I I I I I •• . detail is needed. Brin9 out the fact that· alternatives are no\'1 being studied in detail by others. Note scheduled decision points. Q (iii) Schedule and Budget (a} Draft chapter (b) Edit/rewr.ite (c) Review '" Man hours 60 None 8 Completion Oate Dec. 8 None ., Dec. 19 I I, -···· I I I I I: .I I' ,I I I I I I :I I I I 5.5 -Chapter 5 -Economic Scenarios, and Parameters 1n Alaska (i) Objective To provide a unified discussion of economic scenarios and parameters t~at influence various aspects of the study, including energy demand and load j forecasts, generation planning, cost estimating, socioeconomic impact, and economic and financial feasibility. To ensure that sets of assumptions are internally consistent both within and across these tasks. {ii) Approach The first five sections (10 pages) will concern preliminary and -'I- conceptual issues,~global energy economics, U. S. energy supply and demand and U. S. energy price forecasts. The remaining four _sections (10 pages) will concern Alaska-and project-specific issues: Alaskan prospects for economic growth (including ISER assumptions); projections of Alaskan energy prices, both market and opportunity (shadow) values; forecasts of non-energy costs, and the establishment of market costs of capital and real discount rates applicable to current dollar cost of . power analysis and real dollar economic evaluations, respectively. The parameter values provided in the first Project Overview win be based on I I I .~ I I' I I I I :I I I I I :1 I I I (iii) work up to November 30 1980. Additional values and revisions to this information will be incorporated regularly and systematically into the on-go1ng production of internal management reports and subsequent editions of the Project Overview R-eports. It is expected that l·ater editions of the Project Overview Report will maintain the format of the currently proposed documentation. Schedule and Budget (a) Draft Chapter (b) Edit/rewrite (c) Review Man hours _, __ _ 60 30 8 Completion Date December 19 December 31 January 12 .. ••• I I • - I I I I I I I I I I I I• I· I I 5~6 -Chapter 6 -Market Area and Power/Enerqy De.mand Forecast ~~~------~--------------~-~·~------------ (i) Objective To provide an overview of the Railbelt market area, ·the existing supplies and suppliers of electric power, and existing and forecast demand for electric energy and power. ( i i) Approach The chapter wi 11 be organized into seven sect ions as fallows: 5.1 -Market Area: (2 pages) 6.2 -Util_ity Structure and Present Generating Capacity (3 page~) 6.3 -Electricity Demand Profiles (3 pages) 6.4 -Past Forecasts of Power and Energy Demand (3 pages) 6.5 -ISER Energy Forecasts (5 pages) ' 6.6 -Load Forecasts (5 pages) 6 .. 7 -Potential for Load ~1anagement and Energy Conservation (4 pages) Particular emphasis will be placed on appropriate lower and upper bounds for incremental power and energy demand and the assumptions underlying ISER*s energy demand forecasts. Section 6.7 will address load management and conservation only in a manner consistent with Subtask 6.35 .. I I I :I I I •• I ·I I I! • I I I I ·I I I I .(iii) Schedule and Budget (a) Draft Chapter (b) Edit/rewrite (c) Review ,, Man hours Completion Date - 60 December 19 30 December 31 8 January 12 I I I I I I I 5~7 -Chapter 7 -Susitna Basin Studies { i) Objective To review technical data collection activities and the process by which various potential Susitna Basin developments were evaluated. (ii) Approach This chapter will pecessarily deal with a substantial amount of highly . technical data. It is important to keep in mind that we are presenting this information so that it can be readily understood an.d absorbed by decision makers whose education and experience are not necessarily technically oriented. Five sections are required as follows: (a) 7.1 Introductio·n (2-4 pages) A'~ _/; ... • r/Y' <p' Review the massive efforts undertaken in tn,e~~" past year to gather and Jf ¥;..,.· .-"P' evaluate impottant data. Describe how,;a' camp ·was assembled, the ,/ major transportation support re~Ve'ments, and the number of people involved in the collection ot!"~chnical data. Place some emphasis ,Ji~;;:r on the fact that Alaskan nvolvement has been extensive. Discuss the fact that field · vestigations are by no means complete and that an even 1arger da a collection effort will come in the next year if the State dec) es to proceed with the Project. Refer to Chapter 9 where the .,8'~ected developme~t plan appears in more detail. /~ / I I I I I I I I I I I I (b) Vs 7.2 Technical Data ~ {/ ,.,.'5~,;-> r)i'(f "". ,y;· (1) 7.2.1 Hydrology (3~o5 page~; ·P,:~l' /~ #" / Provide a basin descr~pt¥ and streamflow data. An annual hydrograph showing me~ low, and ~igh flows of at record Watana or Devil C ~ would be a useful illustration. Briefly ure, precipitation, ice, wind-driven waves, sedimentat· n. Particularly emphasize constraints which hydro~al··studies may place on basin developm~t. / . -~ (2) /.2.2 Site Exploration and Geology (3-5 ~. / Begin with a geological overview ~""e Basin. Describe what investigations were conducted fring the first year of the study and what from them. State what uncertainties remain what steps will be taken to resolve work done on stability. Note that adits may be required to determine more confidence the ability to construct certain that they will not be constructed unless other alyses demonstrate that such types would be favored, .I I I •• I I I I I I I I I I I I I I I (c) (d) (3) 7.2.3 Seismic Considerations {3-6 pages) Discuss the WCC program as accomplished to date and the plans ; for next season. Provide a simplified preliminary map with . major faults shown thereon. Review work done on Reservoir Induced Seismicity. Briefly discuss how results of seismic studies affect dam designs. 7.3 Selection of Dam Sites' and Design of Structures (8-10 pages) Refer to the .map mentioned 1n Section 4.3 of ,ehapter 4: Briefly summarize (perhaps in tabular form) known characteristi~s of alternative dam sites. Describe the procedure use~ to select particular ones for more detailed consic;ieration. Several examples . of preliminary site layou.:ts (if available) should be furnished .. State which dam types appear to be favored at Watana and Devil Canyon p~:f 7.4 13-;(v~r Management Studies and Opt imi zat ion ·of Ultimate Capacity < '. ll-2 pages) ·~ .. ~"'""'> -- Describe the manner in which we are looking at staged development .._, and how various concepts contribute to or constrain full basin development. Provide .9rtY initial information which may have been obtained regarding .flow regulations which may apply for mitigation and other purp9)s·es. I I I I I - I I I I I .; I I I I I ~ I I 'I I I i (f) 7. 5 Tunnel A 1ternat ive to Devi 1 Canyon Dam (p-:-B;pages) .,., ,.~-«"' I I I Describe the process we are using to consider this alternative. Several layo.ut sketches would be valuable, particularly one for the I /. l ,~..,/ alternative we most favor at this time. State advantages and disadvantages of using a tunnel. It may be appropriate to ~rovide a table laying out various tunnel options, possible relative costs, capacities of the project, miles of river preserved, etc. A basin plan and elevation with tunnel alternatives marked thereon would be useful. Provide an initial assessment of how the tunnel alternative compares with other developments. (iii) Schedule and Budget (a) Draft chapter (b) Edit/rewrite (c) Review Man hours 90 30 12 Completion Date January 2 J January 16 January 23 I I I I I I ~~I ·I I I I I I I I I I I I 5.8 -Chapter 8 -Possible Generation Expansion Plan (i) Objective To review viable candidates for inclusion in a future generation system for the Railbelt; to develop apparent optimum generation systems under varying assumptions; to provide a preliminary assessment of system environmental impacts._ ( i i) Approach Six sections and eight subsections will be provided as follows: (a) 8.1 Introdu~tion (1-3 pages) (b) 8.2 Options Avai.lable to Meet Capacity Requirements (8-12 pages) To the extent possible, the use of the term "alternatives" will be avoided. Note that the actual alternatives study is being done by others. Explain that any hydroelectric development on the Susitna . River would necessarily be a part of a generation system. Recognizing that a variety of developments is possible and that staged development may well be a reasonable way to avoid having too much excess capacity at any given time, note that it has been .. •• I •I I I I I I I I I I I I I I I I I necessary to examine likely ways in \'lhich. the current system will grow to meet various demand scenarios. The economic viability of various development schemes in the Susitna Basin must be tested against generation expansion sequences which do not include a Susitna develo-pment. Each possible type of generation should then be discussed in turn, and, where fuels are required, it is appropriate to address availability and costs in the future. Two or three paragraphs should be provided for each of the following topics: 8.2.1 8.2.2 8.2.3 8.2.4 8.2.5 8.2~6· Coal-Fired Steam Powered Generation Gas Turbine Power Generation Combined Cycle Generation Diesel Power Generation Impact of the Fuel Use Act Revie\'1 of Other Potential System Components; Municipal Solid Waste, Wood-Fired, Peat-Fired, Biomass Fueled Po\-Jer Generatiop, Cogeneration, Methanol Fuels 8.2.7 Decentralized Power Generation Facilities Including Review of Wind Energy Potential and Other Renewable Sources 8.2.8 Hydroelectric Alternatives to Susitna Po\<ter Development It must be noted that sections 8.2.6·and 8.2.7 l'ti11 not be addressed in the March 1981 Project Overview. For these two sections it will be sufficient to use a sentence to the effect that this work is now being accomplished by others and it will be reported on when results become available (probably the final edition of the Project Overview). I I I I I I I I ·I I I I I I I I () I I I One or two summary tables listing the possible system components, capacities considered, capital costs ($/kW), operating costs, etc. should be provided. These· could very well be along the lines bf tables used by P. Tucker· in the October 15 briefing for R. Mohn. This section will. be largely derived from information developed for Subtasks 6.32, Thermal Generating Resources, and 6.33," Hydroelectric Generating Sources~ Photos of plant types, a few layouts (if they are prepared) and similar illustrations would be us~ful. . (c) 8.3 Environmental Analysis ang Assessment of System Components (3-5 pag~s) This section should report the results of Subtask q.34, • Environmental Analysis. Recognizing that the draft chapter is due before the completion of Subtasks 6.32, 6.33, and 6.34, we should report our results as 11 preliminary11 or 11 tentative11 and candidly state that work is continuing in these areas. If evaluation matrices are developed for Subtask 6.34, an abbreviated example shou 1 d be inc 1 ud2d with submission of the text. When importa_nt analytical work has not yet been completed, it is appropriate to provide a few paragraphs describing what will be accomplished in the near future. The screening criteria should be stated. (d) 8.4 Distribution of Load and Generating Capacities {2-3 pages) A map containing graphic symbols for locating each of the potential system components in the Railbelt should be provided. It may be I I I I I I I I I I I I I I I I I I I appropriate to also use this map as a reference in discussions for paragraph 7.2.7 (Decentralized). Discussions should be provided relating known load centers and relative sizes to potential generating source locations. To· the extent that imba 1 ances exist, address the impli~ations. ~o the extent that peaks are not coincident from one load center to another, it will be useful to demonstrate how capacity factor might improve with an interconnected system. (e) 8.5 Generation Planning Without Load Management and Conservation, ., 1980-2010 (4-5 pages) Briefly describe the Generation· Planning Model and how it is being ... - used. (Note that the actual preliminary results will be discussed in Section .8.7) (f) 8.6 Generation Planuing With Load Management and Conservation~ 1980-2010 (2-3 pages) Summarize the work accomplished in Subtask 6~35, load Management and Conservation. Provide sketches showing t~e impact on future demand and on load duration curves under various assumed measures$ A sunmary table may also be useful. It would list possible measures and the expected impact they might have on demand and load shape as well as the degree of difficulty in implementing them. (g) 8.7 Generation Plans With and Without Susitna (5-8 pages) Base this section on work done ·in Subtask 6.36, Generation Planning. . Explain what preliminary runs show. If insufficient information is I I I •• I I I I I I I I I I I I I I I (iii) available on actual runs when this section is prepared, provide a description of what \'te intend to do and how we expect to use the results. If it can reasonably be expected that useful information will have been developed by February 16 (when the final draft is . prepared), provide a paranthetical summary of what you intend to supply at that time. We may make changes to the initial version, but the submission prepared to meet schedules noted in (iii) below should be complete and accurate as of the time of submission. (h) 8.8 Preferred Geperation Plan (2-4 pages) If we have arrived at a preferred generation plan as of the time that this chapter is prepared, briefly describe it. If no i conclusion-has yet been reached, describe how we plan to arrive at a preferred plan. Schedule and Budget (a) Draft chapter (b) Edit/rewrite (c) Review Nan hours 100 30 12 Completion Date January 2 January 16 January 23 I I I I I I I I I I •• I I I I I I I I 5.9 -Chapter 9 -Susitna Hydroelectric Development ( i) Objective To provide a description of the selected Susitna Basin development plan. (ii) Apprpach .· This chapter will be widely read because it will present the concept . ' which is most likely to be analyzed in detail after the Governo~·s decision point and because it will reflect our current thinking on what project may ultimately be constructed. r~uch of the material contained in '- the Development Selection Report can be condensed and used in this chapter. Section descriptions are as follows: (a) 9.1 Introduction Note that Chapter 7 reviewed a range of alternatives and the process by which they were analyzed. Chapter 8 looked at how possible developments might best meet the needs of the Railbelt for electrical power and energy in the future. This Chapter describes the development initially selected for more detailed analysis.. Note that the selection is_:'preliminary and that various project features may be expected to ;evolve over succeeding months as parallel studies, particu}arly environmental and continuing technical field investigations,~-lead to changes which may better satisfy mitigation ,. requirement~_... and physical conditions. l' .;:;l. I I I I I I I I I I I I I I I I I I I (b) ' . ~ ~,·'' ·;,.; +·· "'J 9.2 The Selected Development (1) 9.2.1 Dam Selection (and tunnel, if appropriate) (8-10 pagest / Provide layouts for the selected pevelopment. Describe staging and the order in which various stages would be developed. ,_ .. Y--'~ { Describe d~, h_:_i~~!},· and briefly explain why t~ey were .~ C. chosen. . .. {2) 9.2.2 Spillways (2-3 pages) . ' ( 3) Describe purpose of spillways. Brierly describe the sp·i,.lway selected for each stage of development and th~ rgason it is preferred. 9.2.3 .Power Generation Facilities and Equipment (3~~r'Pages) Discuss location and type of powerhouse selected for each stage. Oe~~r~.~~·-·tyf>,e of l:Jnits to be used and capacity,. intakes, gates, etc. Note location of transformer gallery and ,___ ___________ _ switchyard. Provide elevations of selected powerhouses if they have been prepared by the time the chapter is due for completion. (If certain drawings are under preparation but are not yet ready, provide the editor with a brief note as to what m.aY be ava~lable by late February). - ... . ,. I I I I I J A.":-.. ~-~'·:~ I \,,-.,. I I I I I I I I I 'I I I . ~ ... - \. ' t) < . ~ .... . . . . . . . . .... '• • I (4) 9.2.4 Access Roads and Cofferdams (2-3 pages) ( S) ( 6) .:;; .. - t'<-... ~ '<;_,, Discuss the fact that these would be some of>·"lhe earlies::. ,.:"'' ·"" project features if a decision is fin.afly made to construct. Discuss _which access road route J:ras been selected (if selection has been made). If we are §1111 unde.cided as to V1e preferred access road, provide a mip showing routes now being considered and state that the .. ~:H1a 1 se 1 ect ion will take place . .,..._-ff. 0 . " Briefly introduce purpose cofferdams serve. Discussion should\} :, q¥~ 0 take into account project implications for cofferdam selection (e.g. length of diversion tunnel, ability to incorporate cofferdam into dam structure). 9.2.~ Construction Schedules (1-3 pages) Discuss approximate times when each -~tage~f the development is expected to .be completed. Note that later editions of the overview wi 1l provide more/detai 1 on schedules after the development concept i~_/more fully analyzed . ' ' l / .,(~ 9.2.6 Contract Package and Contracting Policies,(2-4 pages) ." Note differences between fast tr~_ack and de 1 i·berate approaches. -. .... . . . ·;;. ~·-' . ~--~ J\>'1\"~ ,. ·-- Briefly discuss considerat·i,ons applicable to alternative packages and policies. ·Note that this topic will be expanded in the final Phase I Overview. ,. -...~ I I I I I I I I I I I I I I I I I I .I )• ,· (7} 9.2.7 Cost Estimate (2-5 pages) f # !f.}·- Emphasize the very prelimina-ry nature of estimates now being # .r'- ,.~. used in the evaluation ~v6cess. State that a detailed estimate .i / wi 11 be made after th¢ development plan is selected. :t I' (8) 9.2 .. 8 Program of Expenditures (2-4 pages) Review study· costs to date, amounts budgeted to complete, and Phase II costs (as described in the POS). State any assumptions we are using to determine annual expenditnres during the construction period. Note that these assumptions l ''-' ., ~ \" will be modified and more definitive expenditure program would {} ~ i -~~~~ be derived after we determine cost estimates and schedules for \ '• . - the selected plan. '(9) 9.2.9 Analysis of Risks and Assessment of~Project Contingencies (2-3 pages) · Review what we plan to do in this area. Observe that this work is proceeding, but that detailed risk analysis for the selected 1 plan must necessarily follo~ from the plan itself. To the extent that risk types can be determined, it is appropriate to list major ones we are considering (risks of over or under- building, seismic, etc.) . I I I I I I I I I I I I I I I I I I I ~ l {c) 9.3 Review of Transmission Development Plan {Title only -no text) (1) 9.3.1 Transmission System Planning for the Railbelt (1-2 pages) P rov ide a map of current t ran smi ss ion system, i ntert i e route, Susftna route{s). {This map can then be referred to in para. 9.3.2 as well.) Briefly discuss current transmission system I and possible future expansions, including the 1ntertie. Note -when route selection will be made. {2) 9.3.2 Susitna ~roelectric Project Transmission Facilities (2-3 pages) Discuss the status of transmission studies as accomplished to date. State in particular what measures will be taken to improve transmission system reliability. (3) 9.3.3 Cost Estimate (1 page) Note that this estimate has not yet been completed. However, -;.. for planning purposes, we use the Corps Estimate, which, in 1980 dollars, is ----- (4) 9.3.4-Program of Expenditures (1 page) Briefly discuss how this will be derived in future studies. I I I I I I I I I I I I I I I I (iii) (d) : (5) 9.3.5 Analysis of Risks and Assessment of Projecf .Contingencies·(l page) See (6) 8.2.6 above. 9.4 Logistics, Transportation and Construction Facility Requirements (2-4 pages) Provide a brief description of logistics support for the study itself (the camp, helicopter use~ etc.). Include a photograph .. of camp facilities. State that more details as to construction camp size and location will follow after plan selection. (e) 9.5 Operating Costs and Replacement Expenditures (1 page) ~ Note parameters used in the screening process for these costs. Observe that more precise determinations will follow after plan selection. Schedule and Budget (a) Draft chapter Edit/rewrite Review Man hours 90 30 12 Completion Date January 2 January 16 January 23 ?.: I I I I I • I I I I I I I ~I I I I I I I 5.10 -Chapter 10 -Environmental Considerations (i) Objective To review the status of environmental studies, describe impacts as they ar~ currently known; to revi~w land status and impacts on Native people and organizations. ( i i) Approach · This chapter will contain two sections, and a number of.subsections. Good photographs of animals, vegetation, environmental data collection, . . etc. are encouraged. (a) 10.1 Environmental Impact on Recommended Development (Title only) To facilitate our presentation, a number of m_ajor categories have been selected fof discussion. In each category, the minimum required material should include a review of the entire Phase I program (based on the POS), a summary of the findings to date, an initial assessment of environmental impacts, a discussion of any mitigation measures we have begun to consider, and a brief overview I I I I I I I I I I I I I I I I I I I of the Phase II work which must follow license application. If any major problems which had not been expected are now known, these should be reported as well. Categories and page estimates are as follows: 10.1.1 Fisheries (6-10 pages) 10.1.2 Wildlife (6-lO·pages) 10.1.3 Vegetation (S-8 pages) 10.1.4 Recreation (4-6 pages) 10.1.5 Archeoloiical Issues (5-8 pages) ·10.1.6 ·other Impacts A number of questions were provided to APA by the Governor's Office. To the extent it is possible to answer these questions in our first Project Overview, responses (even very preliminary ones) should be provided: Environmental Quality (1) To what extent will the project affect the environmental health and/ or safety of the populace? vJhat is the extent of both short-term and long-term consequences of the project? -I I I -I I I I I I I I I I •• I I I I I (2) What is the extent of irretrievable resource loss or irreversible environmental consequences? (3) ~~hat are the provisions for environmental roonitoring? Surveillance? Quality control? ( 4) Wi 11 the project affect subsistence resources? (Change in migration patterns? Loss of species? Dislocation? Availability?) ( 5) \~i 11 the project affect designated or specifically defined wilderness, historic, watershed, recreational or scenic areas? ( 6) Will the project affect fish and wildlife populations or their ' habitat? How? Short-term vs. long-tenn effects? {b) 10.2 Lands Affected by Po.wer Generation and Transmission Facilities and Impacts·on Native People (4-8 pages) This is an initial review of the land status. Consider including a map showing the-extent of lands set aside as a power reservoir, lands owned by Native Corporations, BLM land, State land, par"k. land, etc. This section may be fairly short in the first Project Overview and may be expanded in later editions. I I I I I I I I I I I I I I I I I I I (iii) Schedule and Budget (a) Draft chapter (b) Edit/rewrite (c) Review Nan hours 80 20 8 Completion Oate January 2 January 16 January 23 I I I I I I I I I I I I I I I I I I I 5.11 -Chapter 11 -Analysis of Socioecuncmic Impacts (i) Objective To provide preliminary information on socioeconomic impacts of the Susitna Project. ( i i) Approach Four sections will be provided. This chapter should review the Phase I POS program for socioeconomics and should provide a status report on information assembled to date. To the extent that it 1s possible to address the following questions (furnished by·the Governor's Office to APA), they should be answered. Even ·preliminary or tentative responses are important: Socioeconomic (1) What changes would be generated in real per capit~. personal income for current resident Alaskans over the 1 ife of the project · (construction and operation a 1 phases?) I I I I I (2) What is the employment impact of the project? (a) What proportion of jobs are expected to be occupied by current Alaskans? (b) What are the-characteristics of these jobs (seasonality, skill I • level, occupational category, short-term, long-term?) I I I I I I I I I I I I .I fommunity Well-Being (1) What changes, if any, can be expected in the quality and/or ' availability of governmental goods, services and/or facilities? . . . What state and locally-financed services would be required? (Education? Health services? Transportation?. Social services? Utilities? Police protection?) (2) Is a change in housing conditions expected? (Availability? Price? Quality?) (3) \~hat local population changes can be expected? (Amount and rate of change? Characteristics of expected in-migrants?} Are population changes expected to cause significant value or 11festyl7 conflicts? Displacement from traditional occupations? (4) Do local growth management capabilities (land use plans, ordinances, revenue-generating mechanisms) exist? I I I I I I ·I I I I I I I I I I I This chapter should be organized so that impacts are viewed first from . the macro scale and then at successively lower levels. Sections include: (a) 11.1 Introduction (1-3 pages) (b) 11.2 State-Wide Impacts (3-5 pages) (c) 11.3 Regional Impacts (5-8 pages) (d) 11.4 Local Impacts (iii) Schedule and Budget (a) Draft Chapter (b) Edit/~ewrite (c) Review ( 6-10 pages) Mahours 40 15 8 Completion Oate December 19 December 31 January 9 I I I I I I I I- I I I I I I I I I :1 I 5.12 -Chapter 12 -Analysis of Economic Feasibility and Net Economic Benefits (i) Objective To determine the net economic benefits of proposed Susitna hydro power developments to the State of Alaska and to analyze the key determinants of net benefits, including energy cost escalation, discount rates, project economic life and capital costs. ( i i ) Approach . Two evaluation methodologies will be described: one based on generation expansion planning models and the other based on project-specific . comparisions of life-cycle costs associated with providing a given quantity of power and energy. Both approaches use economic parameters including shadow {opportunity) values of energy where appropriate, and exclude intra-state transfer payments {taxes and subsidies). As the system-wide economic evaluations must follow the cost of power analyses, these.results may not be available until after the first Project Overview. The nature of indirect costs and benefits will be identified, and the direction and possibly, the approximate magnitude of effects indicated. Detailed analysis of such secondary project costs and benefit~ will be in-process work at the time the first Project Overview is in preparation and hence, full results will be provided in subsequent Overview reports. As these evaluation tasks and results depend on the selected set of economic parameters, it is anticipated that the anulyses will be rerun as revised values of input parameters emerge. I I I I I I I I I •• I I I I I -I I I I (iii) Schedule and Budge~ (a) Draft Chapter (b) Edit/rewrite (c) Review Manhours 60 15 8 Completion Date January 6 J.anuar y 18 January 24 I I I I I •• I I I I I I I I I I I I I 5.13 -Chapter 13 -Power and Energy Marketing (i) Objective To provide an overview of alternative arrangements under which Susitna output can be sold to consumers in the Railbelt Region; to develop a basis for market·ing power and energy which provides the necessary degree of revenue assurance; to recorrmend in outline possible forms of power contract. { i i) Approach Three sections will be provided as follows: (a) Introduction (3 page·s) This wi 11 review the past arrangements adopted for marketing electrical power supplies in the Railbelt Reoion, explaining the relationship between the various supply entities and both wholesale and retail consumers. The re 1 at ion ship between power and energy sales revenue and financing of past development \'lill be reviewed. The Susitna Hydroelectric Project requires special consideration of supply contracts in relation to long-t~rm debt financing. The implications of such requirement will be examined. Any major differences applying to alternative means of supplying Railbe1t power and energy needs will be examined. I I I I I I I I I I I I I I I •• I I I (b) Supply Contract Arrangements (5 pages) Various modes of electrical power and energy sale appropriate to the Susitna Project will be examined. Consideration will be given to the 1 ikely economic trends through the 1 ife of the project, and implications of general inflation and esca1ati.on in operating costs will be examined. Current legislation and rules require certain tests be met if tax exempt bond fjnancing is to be allowed. Among these is an all important test regarding sales of project output to non-tax exempt purchasers. The prospects for such arrangement wilJ be reviewed but . it is acknowledged that the broader issue of tax exempt financing will be addressed elsewhere. (c) Cost of Service (3. pa9~s) This section \'lill examine· the cost of service implications for the Railbelt area under the various modes of marketing output which might apply. In this regard the potentially higher cost of ser·vice with the capital intensive hydroelectric .alternative will be recognized and ways and means examined of mitigating the effect of this on consumers. The revie~tl should lead to the identificati.on of options which would provide an acceptable basis for marketing the output· of the Susitna Project. I I ·I I I I I I I I I I I I I I ~I· I I (iii) Schedule and Budget (a) Prepare draft J (b) Edit/rewrite (c) Review Chapter Man hours Completion Date 40 December 13 15 December 23 draft 8 January 4 I I· I • I I I I I I I I I I I I I I I I 5.14 -Chapter 14 -Public Opinion and Perception of Project (i) Objective To review the Public Participation Program; to summarize public sentiment toward the proposed project; and to report the general level of p~blic awareness of the implications of~various means of meeting future electrical demands. . ... ( i i) Approach This chapter includes a minimum of three sections. Photographs are encouraged, particularly when they demonstrate public interest (views at ·public meetings, public participation staff at work, etc.). Specific . requirements include:· (a) 14.1 Public Participation Program (6-8 Pages) Discuss the nature and objectives of the program itself. Review public participation events which have occurred to date (what meetings have been held, attendance, how much correspondence, what questionnaires were distributed, what literature was produced, etc.). Discuss plans for continuation of the program throughout the remainder of Phases I and II --and beyond if pl~ns have been formulated. I I I I I I I I I I I I I I I I I I I (b) 14.2 Public Concerns (6-10 pages) Categorize and su'mmari ze the general nature of pub 1 ic con.:erns . expressed to date. Tabular information will be helpful here. State what specific changes have occurred, since the study began, to account for key concerns (e.g., commissioning a separate Alternative Study, revisions based on Tussing Report, introduction of a second decision point~ etc.). Sho~ how the next public meeting series will be oriented toward addressing principal concerns. (c) 14.3 Public Awareness of Implications of Various Means of Meeting Power/Energy Demand (5-8 pages). .o Assess the extent to which the public 1s aware of the major implications of a Susitna development and of meeting forecasted demands in other ways. Provide details as to how this awareness . will be improved ~s concurrent efforts by Acres and Batelle proceed. (iii) Discussion The descriptions offered above represent the minimum necessary information to provide a comprehensive, but concise, Project Overview. I I I I I I I I I I a I I I I •• I I I If, in the view of APA, this section should be expanded, this chapter can be lengthened without impacting other chapters in the document. (iv) Schedule and Budget Mahours Completion Date (a) Draft Chapter * December 12 (b) Edit Rewrite 40 January 2 (c) Chapter Review * january 10 *To be pr6vided by APA staff. I I I I I I I I I I. I I I I I I I I I 5.15 -Chapter 15 -Licensing and Permitting Procedures (i) Objective To review license .and permitting and to address steps taken to minimize regulatory conflicts. ( i i) Approach This chapter will be divided into five sections. Most of it should be derivative of the design transmittal earlier prepared for Subtask 10~02. (a) 15.1 Introduction (2-4 pages) Provide a brief introduction to let the reader Rnow what this chapter is about a1·1d to describe the laby·rinth;an course which must be followed if all requirements for 1 icens ing and permitting are to be met. (b) 15.2 Requirements Summaries A number of questions were furnished to APA by the Office of the Governor. Specific answers (even very preliminary ones) should appe·ar in the text of this chapter for these questions. c I I I I el I I I I I I •• I I I I I I I Permits and Licenses (1) What permits, licenses and/or governmental (state, local and/or federal) approvals are necessary? (2) What mitigation measures or conditions and stipulations can be identified to minimize the conflicts or problems identified above? (3) What interest and/or-r·esponsibi 1 ity does local government have in this project? (4) Are there external constraints (e.g., national or international) which figure prominently in the success or failure of the project? (Pat~tially ans\-'!ered here and part in other chapters. For example, impact of fuel use act appears in Chapter 7). To ensure that each question is addressed, this chapter will r~view the requirements by governmental category in Sections 15.2 through 15.4. Steps taken qr planned to satisfy all of the identified requirements will be addressed in Section 15.5 (see paragraph 5.15(ii)(c) below). I I I I I I I I I I I I I I I I I I I The requirements review stmuld be as concise and readable as possible. Detailed procedural matters should not be described. Rather, we should think in terms of letting the decision maker know that a very complex process is involved and numerous agencies have a piece of the actfon, but that the situation is v1ell in hand. A simplified flow chart would be helpful here and could provide an exce 11 ent overview of the process for the reader. The task of simplifying requires some. innovation! The text may then refer to various blocks on the flow diagram as the reader is walked through the process .. We should prepare the dia.gram in such a way that the. FERC process is the primary stream and other Federal, State, and Local requir~ments are possibly parallel streams w~th inputs to or .outputs from the FERC stream. Licensing and Permitting Requirements will be summarized by governmental category in the following sections: 15.2 Federal Energy Regulatory Commission (4-5 pages) 15.3 Federal Requirements (Excluding FERC) 3-6 pages) 15.4 State and Local Requirements 15.4.1 The Alaska Public Utilities Corrmission (1-2 pages) 15.4.2 State Environmental Aqencies (3-5 pages) 15.4.3 Local Requirements (1-2 pag~s) I I I I I I I I I I I I I I I I I I I ( ; i i ) (c) 15.5 Minimization of Regulatory Conflicts Describe steps taken or planned to minimize problems. Discuss our o~going coordination activities \'lith FERC, F~JS, ADF&G, etc. Describe the State's Master Permit Application and how it applies here. Briefly review certain points made in the POS (e.g., being prepared to work under new FERC regulations if received) and changes we have made to ensure we satisfy requirements (e.g., changing the recreation plannipg to ensure completion in Phase I). Schedule and Budget (a) Draft Chapter {b) Edit/Rewrite (c) Review Man hours 60 20 8 Completion Date December 12 January 2 January 16 I I I I I I I I I I I I I I I I I I I 5.16 -Chapter 16 -Financial Feasibility Analysis ( . ) \ 1 Objective To provide a preliminary assessment of the feasibility of financing~ under the auspices of the Alaska Power Authority, of the Susitna Hydroelectric Project. (ii) Approach This chapter will contain six sections with subsections as required (estimated at nine) to set out the services of the financial analysis procedure. This chapter will require close coordinatio~ with APA's finance advisors (and possibly bond counsel). It may not be possible., by Spring 1980, to be too specific regarding actual numerical analysis and the treatment will concentrate on a presentation of methodology and format of financial statements that ultimately will be used in the analysis. (a) !6.2· Alternative Financing Strateg·ies It is anticipated that there may have to be some constraint applied in outlining all alternative strategies for debate as it wi11 be in the interest of APA to examine initially tl-tose which are more favorable to the Authority of the State. Introductions of I I I I I I I I I I I I I I I I I strategies ·which are less favorable would follow only if circumstances so demand. In the process of preparing this section~ careful consideration would be given ·;n conjunction with APA and their financial advisors, to the ranking of preferred approaches and to their relative "worth" and significance. (b) 16.3 Basic Structure of Financial Feasibiljty Analysis ?·-------=--=----=--- ' The approach which is to be adopted for this analysis will be set out in some detail and the same structure defined in terms of a logic diagram. The output of the analysis will be period by period pro forma financial statement together with back-up details such as tax calculations and DCF returns on total project tnvestment. At the stage of project development reached in ,Spring 1980 analysis will be on the basis of full debt financing. A series of significant indicators will be devleoped such as average unit costs, . . financial rates and total debt service payments. The output will be arranged is such a manner to present a reliable basis for ranking of financing alternatives. (c) 16.4 Special Features of Financial Analysis ( 1) 16.4.1 Choice of Calculation Method At this time particular attention is being applied to the use· of financial planning model "FEZIBL 11 which is a program evolved from that used orig.inally in the late 1960's for the Churchill Falls Power Project. This program has, since then, . I I I I I I I I I I I I I I I ••• I I I been developed through several other varied applications to resource development app1ication to provide a ready tool for complex evaluations requiring a wide variation of report outputs. (2) 16.4.2 Quarterly and Annual Calculation The model offers the convenience of a switch from one interval to another in the course of the "run." Thus initial years can . be reported·quarterly and long-term results on an annual basis .. At the level of project description 1n Spring 1981~ it is likely that annual period reporting only will apply. (3) 16.4.3 Taxation Considerations It is recognized that taxation implications have a significant bearing on the viability of a hydroelectric power project such as Susitna.· Analysis of this aspect will have to proceed in close conjunction with review by financial advisors or bond counsel. It is anticipated that issues will not have been resolved by Spring 1980, and comment and comparative effects of taxation variabl~s will be presented only in general terms. The objective will be to present clearly the case for tax exempt bond financing . , (4) 16.4.4. Escalation/Inflation Treatment I I I I I I I I I I I I I I I I •• I I (d) A close conformity is vital between escalation/inflation treatment in economic and financial feasibility analysis. This. will receive special consideration in the current study of a project which it now appears will have to be viewed 1n the context of a continuing high inflation economy. 16.4.6 16 .4. 7 ., 16.4.8 16.4.9 Sections 16.4.6 through 16.4.9 will all receive balanced treatment as elements of the financial feasibility. analysis. Each section will include appropriate brief text dealing with the approach to be used for the format of present at ion and will present the latest and/or most significant printouts produced by the time of the interim overview report (and the subsequent updates). 16.5 -Sensitivity Analysis As indicated in the POS, various leve 1 s of risk ana 1 ys is will be carried out o'n Susitna including (under 11.05) a Summary Risk I I I I I I I I I I I I I I I I I I I Analysis o An initial effort will have bEen undertaken by Spring 1980, to assess risks applying to various possible generation scenarios including Susitna. In addition, the financial feasibility analysis will be subjected to sensitivity tests on all significant parameters and inputs. Contingency planning and policy options will be suggested in a provisional, preliminary form in Spring 1980. (e) 16.6 Conclusions It will be appreciated that conclusions reached in Spring 1981 will be preliminary but the intent \vill be to present these interim views in a manner wt1ich can have a meaningful contribution to the decision process on whether or not to continue with study of the Susitna Project. (iii) Schedule and Budget (a) Prepare draft (b) Edit/rewrite {c) Review Chapter draft Man hours 60 20 8 Complet'ion Date December 19 January 6 January 18 I I I~ 'I I I I• I I I I I I I I I I .!: 5.17 -Chapter 17 -Security of Project Capital Structure (i) Objective To present an over a 11 assessment of the expost.!res 1 ike 1 y to be experienced by the Susitna Hydroelectric Project, affecting 1n particular the capital structure under which the project would be financed. The presentation is to address all the various contingency allowances, plans ~ and pol icy options wh1ch could serve to mitigate risks in the undertaking and financing of the project. ( i i ) Approach This chapter is planned to draw together the various assessments of risk and exposures and demonstrate that by adopt ion of proper measures, including contingency provision, completion guarantees, revenue assurance procedures, form of power contract and other contractual protection, the _Susitna Hydroelectric Project might be undertaken as a prudent venture for Alaska Power Authority. It is planned to have five sections within this chapter involving fifteen pages of text. (a) 17.1 Overall Risk Analysis and Contingency Provision This section will draw on other chapters to sunmarize the findings of the various risk analysis and feasibility analysis studies and to make an assessment of the order of magnitude qf prudent I I I I ¥1 I I I I I I I I I I I I , • . I contingencies in respect of capital cost) schedule, operating costs, va.riances in predicated escalation trends and other elements that have to be covered by adequate financing. The overview wi 11 address various ways and means that rni gh_t be employed to minimize overall risk and provide security of project capital structure. (b) 17.2 Completion Guarantee The basis of financing of the Project will determine whether or not a specific completion guarantee will be required. It is unlikely therefore that, by Spring 1980, the precise requirements will be clear. However, a discussion will be provided on alternative methods of dealing with this issue and on the significance to the Project. (c) 17.3 Revenue Assurance Requirements It is recognized that the main source of assurance in regard to revenue wi 11 come from the basic contract under which power and energy output from Susitna are sold. These sections of the chapter will deal with the relevant provisions of the power contract, the prospect for take -or pay (or take and Pay} obligations; minimum pa_tment obligation, guarantees and other sources of payment. ·. I I I I I I I I I I I I I I I I· I I I 5.18 -Chapter 18 -Organization and Management (i) Objective To review the organization and management structure for the Feasibility Study and to surnnarize organizational aspects which would apply if the project went to construction. ( i i) ~proach This chapter contains 10 sections. In this first edition of the Project . . Overview, discussions are primarily centered on the Study Organization. • The final version in Phase I may place more emphasis on changes which would apply in succeeding phases. (a) 18.1 Role of Alaska Power Authority in Development of Susitna Hydroelectric Power Project (1-2 pages) Keep in mind that Chapter 3 discussed APA in some detail. This section should simply establish APA as the agency to whom we report. It should also discuss how other State Agencies fit into the . org.anizational structure. A simplified 11 \'liring diagram" should be prepared so that this and subsequent sections can make referenee to it. Mention should be made of ways in which APA exercise<:; its . 'I I I I I I I I I I IJI I I I I· I I I I I management role (e.g., attendance at various meetings, review of monthly reports, use of project engineer, day to day coordination in Alaska through the Project Office). (b) 18.2 Project Management (3-5 pages) Refer to the organization chart. Discuss in particular the roles of various project team membe.rs down to Task ·level, the management of subcontractors, the project~ review panel, the internal review board, 0 and the working group. · (c) 18.3 Management of Engineering and Construction (1 page) State that if the project eventually goes to construction, it will go through a number of phases. In each such phase, the organi~ation " may be expected to change to accormmdate management needs at the time. Note that future editions of the Project Overview would describe this evolution as it takes place. (d) 18.4 Policies and Procedures: Management Information Systems Discuss the fact that Procedures Manuals have been prepared and that certain major sections are contained therein. Note that subs in turn have prepared similar manuals as appropriate. Briefly review various project reports (monthly progress, cost control system, invoices, design transmittals, subtask completion reports, POS revisions, etc.). .I I I -I I I. I I I I I I I I I I I I I (e) 18.5 External Boards of Review (1-2 pages) Discuss the purpose and current composition. Point out that the .first meeting has been held and prov.ide tentative schedule for others. Note the existence of two boards--an Acres external board and an APA externa-l. ·board. (f) 18.6 Quality Assurance (1-2 pages) Briefly review quality assurance procedures as they are applied to the proJect .. Give particular attention to how matters are handled· for various subcontractors. (g) 18.7 Public Participation and Info~mation Program (1-2 pages) Refer to Chapter 13 for "'full details on the program itself. Use this section to describe briefly how the study team interfaces with the public participation program. Note our involvement in public meetings, workshops, and action list program. (h) 18.8 Labor Relations (1-2 pages) Discuss in particular the Native Agreement and the ro 1 e of the Native Coordinator in APA. Note emphasis on Alaskan involvement. Point out that if the project actually goes to construction, this subject area becomes extremely important and the project staff must include capability in labor relations. I I I I I I I - I I I I I I I I I I I I (iii) (i) .18.9 Security (1-2 pages) Discuss the inventory system and procedures for accounting for APA property. Note that insofar as project information is concerned, all materials, files, etc. are available for A~A inspection an-d, aside ftom certain information which is proprietary to the various firms working on the project, all findings are made available for public review. Point out special procedures· for security instituted at the camp (firearms control, fire protec~ion). Observe that if construction .occurs, detailed security and safety plans must be prepared and implemented. (j) 18.10 Organization for Operating Phase (1 page} Point out that no plans have yet been made for organization fQr project operation. Even so, such plans should be drawn up initially in the detailed engineering phase to ensure that facilities and operating system components, controls and interfaces are compatible with planned organizational concepts. Schedule and Budget (a) Draft Chapter (b) Edit/Rewrite (c) Review Man hours 40 8 Completion Date January 2 January 16 I I I I I I I I I I I I I I I I I I I 1 5.19 -Chapter 19 -Implications of Proceeding with Study of Susitna Hydroelectric ?ower Development (i) Objective To set forth all of the maJor issues (or gaps) which have been identified to date; to address the advantages and disadvantages associated with a ·" decision ·to proceed with the study. (ii) Approach (15-20 pages) •" This chapter has purposely not been divided into.sections, for much of its content will evolve as other chapters are prepared. Even so, it is anticipated that some attention will be given to dis,:::ssion of the various "gaps 11 and "bridges" developed during the July 14, 1980, meeting with Dr. Nerrett, Economics Consulta.nt (copy of minutes is included as TAB 5 .19-1). For each issue (or 11 gapn) identified in this chapter, a response \'li11 be prepared to indicate how it is being resolved or what must be accomplished to ensure resolution. Internal reports prepared as inputs to Subtask 11.02 may be used to support these discussions and certain selected internal reports may appear in the Appendices to the Project Overview (see paragraph 5.20). To the extent that preliminary conclusions can be drav;;, regarding any of the_issues, they will be expressed in this chapter. I I I I I I I I I I I I I I I I I I I 0 Insofar as implication of proceeding are concerned, it must be stressed that no decision to construct a project can or should be made until much later, and certainly not until after the feasibility study is completed. Thus~ the implications of proceeding with the study must deal with such matters as the 11 Savings" associated with terminating the work, the loss of the investment to date if the study stops, the opportunity to acquire useful data which will be of value to the State regardless of whether the project is ever built: the lead time saved by getting a license even without a constructioi decision, the importance of keeping options open, etc. (iii) Schedule and Budgets Man hours Completion Date (a) Initial issues discussion 60 November 21 and feedback to appropriate coordinators of other chapters (b) Draft Chapter 40 January 23 (c) Review * * *To be accomplished as part of the draft report review (after individual chapters have been prepared, edited, and r.eviewed). I I I I I I I I I I II rJ I I I I I I· I . . TAB 5.19-1 ' . MINUTES OF TASK 11 MEETING} JULY 14) 1980 I· I 'I I I I I· I I I I "I I I I I I I I SUSITNA HYDROELECTRIC PROJECT Minutes of Task 11 Meetihg July 14, 1980 1. Attendance. A meeting was conducted in the Columbia, MD, office of Acres American Incorporated on July 14, 1980. Attendees included: Professor Tony Merrett~ Economics Consultcmt Or. Chris Chapman, Risk Analyst, AIMS J. G. Warnock J. D. Lawrence C • A • De be 1 i us A. Vircol S. Omkar P. H. Tucker (Part-time) 2. Purpose. The purpose of the meeting was to formulate an overall approach to the conduct of financing and marketing studies (Task 11). In particular, the focus was upon the project overview (Subtask lf.Ol) and a proposed set of internal reports (Subtask lt.02) \~hich together s.hould provide the Alaska· Power Authority (APA) with the necessary information. to present a reasoned and coherent case on the Susitna Project as various decision points are faced. If the Susitna Project is ever constructed it must be seen to be 11 robust" and the financial community as well as State and Feqeral decision makers must see that the case for it is based on sound facts; 3. Giant Project Strategy. Professor Merrett drew a pardllel with the long studied tunnel project which would connect England with mainland Europe. Some lessons learned may prove useful in the study of the Susitna Project: a. Early efforts should be applied to identification and analysis of potential gaps which must be bridged if the project is to succeed. The views of opponents and proponents alike must be considered and early preparation is necessary to ensure that later challenges can be adequately addressed when and i'f they occur .. b. An overall strategy should be formulated now to minimize any future surprises. Even if our studies lead to a later conclusion that construction of the project is in the best interests of the State of Alaska, it will still be necessary to demonstrate convincingly that the conclusion is valid. c. There is reason to believe the proposed project is in the national interest. It follows that the federal government may be a source of potential support. 77JB s-: l'J-I ••• I • I I I I I I I I I I I I I I I I I Minutes of Task 11 Meeting., July 14~ 1980 -2 d. One particularly difficult problem is that the project is likely to be heavily loaded at the front end. Government support (State and Federal) may be important.in resolving this issue. e. We should recognize realistically that our task is to prepate an "advocate's brief" based on the objective view that our case is right. Some discussion ensured regarding the fact that' Acres has intended from the start to be totally objective. It is inappropriate for us to be advocates unless we are ourselves convinced that the project should be built. Now that the study of alternatives has been removed from the Acres work~ however, it appears our mission has changed to that of identifying the most viable Susitna Basin development which would meet future generation needs in the Railbelt., Recomilendations as to whether a Susitna project should be built in lieu of some othe~ alternatives will now be made by others. 4. Gaps. Or. Chapman observed that it is important to understand all of the potential reasons for which the project might not be constructed, as \vell as to address each such reason in a project overview report. His thoughts paralleled those of Professor Merrett's regarding gaps. The following list of gaps was compiled 'and discussed (economic issues underlined}: 1. Capital Costs 2. Low Cost Fuels 3. High Front End Loading 4. Need for Project 5. Vulnerability 6. Environmental Hazards 7. Native Land Ownership 8. Political Decisions -Alaska Undisturbed 9. Safety 10 . Re 1 i ab i 1 it y 11. Federal constraints 12. Tax exempt bond issue 13. "Bigness" of Project (Socioeconomic issues) 14. Fixation of Alaska Political Decision 5. Bridges. The group discussed some of the ways in which potential gaps may be spanned. Professor Merrett asserted that if the case for Susitna is found to be clear and overwhelmingly sound, the project will be in the best interests of the State and Federal Governments. At that point, a position of advocacy would be synonomous with patriotism. Identified bridges include: 1 Federal fue1 constraints • National oii ·dependence • Resource conservation • National ·emergency • Quality of H. E. Oev. site • Environmental credits • Power portability {hydrogen) • Basic need for utter reliability of supply ·~ I' I I I I I I I I I -I I I I I ••• I Minutes of Task 11 Meeting, July 14, 1980 --3 6. Observations. A number of random observations were made by various group members: a. Professor Merrett suggested that we use a computer program to find those parameters which might lead to minimization of the front end loading problem. b. The Fuel Use Act of 19.78 and the way in which it is implemented in Alaska is an important consideration. J. D. Lawrence has requested an analysis in this area. (The memorandum has been prepared in draft form by P. Mo Hoover, Coordinator for Task 10.} c. J. G. Warnock stated that one of the proposed internal reports in Subtask 11.02 will address front end loading~ He also suggested that we must take the \-Jorld energy situation into account as well as that for the Nation and the State. The total demand for Alaskan resources must . I be considered and the overall future economic climate must be carefully evaluated. 7. Procedure. Professor Merrett addressed some procedures \'lhich might be considered: a. We should define the "optimal commercia.l project". Such a project might have long term commercial viability and yield a 30% rate of return. Though it might be found, it would probably be politically vulnerable and might not provide bridges for all the identified gaps. i b. Assuming that an "optimal commercial project" exists, we should attempt to find the 11 maximally viable project". This latter would be one which clearly could survive on all issues, has a reasonable rate of return (possibly 15% or so), may be appt"'Opriate to a low demand scenario, and is not politically vulnerable. c. If a 11 maximally viable project" exists, we could move up from it step by step as more facts become avai 1 able to bridge gaps. d. The "maximally viable project" might be found through trial and error on an appropriate computer program which takes into account cash flow, rates of return, etc. A program previously written by Alan Sykes and Pratt Keeping is available in Toronto and should be checked out. J. G. Warnock wi 11 secure a copy of the program manual. Once \'le are able~ to satisfy the basic economic issues, we should then check the remaining gaps. e. Criteria for the maxima 11 y vi·ab l e project estab 1 i shes its economic "robustness 11 • Such criteria might include: {1) Satisfaction of bond holders (2) Acceptable economic return {>12%) {3) Ability to finance {and cope with front end load) (4} No major economic problems (e.g~, failing to need consumer demands and acceptab1e to utilities. I· I I I I I I Minutes of Task 11 Heeti ng, July 14, 1980 · -4 8. Front End Load ReJ:....:rt. J. G~ Warnock led a discussion of the contents of .the internal report (Subtask 11.02) which might be prepared. Contents would have to cover such items as: • Capita 1 Costs • Schedules • Cash flows • Escalation trends t Differential fuel escalation • Demand projections • Susitna capacity • Alternative energy cost and availability • Risk asessments • Sensitivity analysis • Cost of Money • Operation and Maintenance Costs • State incentives (describe'ways. in which State could mitigate the front end load problem) • Long term benefits \'Jhich the State might enjoy I .g. Adjournment. The meeting adjourned at 3:30 p.m. 'I I I I I I I I I I I Distribution: 1 each participant Project fi 1 es I I I I I I I I I I I I I I I I I I I 5.20 -Chapter 20 -Appendices as Required (i) Objective To provide a vehicle for more comprehensive coverage of particular subject areas. ( i i) Approach It is anticipated that appendices to the Project Overview will be gathered and bound as a second limited distribution volume. Examples of candidates for this volume include internal reports prepared under Subtask 11.02, laws establishing APA, executive summaries of certain technical reports, etc. Chapter coordinators will be expected to nominate materials for inclusion as appendices. (iii) Schedule To be established as chapters are completed. ,. I I I ' I .I I .. .. ' I I I·· 6 -DUTIES OF KEY PERSONNEL I . ... 1- I ,. I I I " I -I I I I I I I I I I I I -I I I I I I . . 6-OUTIES·OF KEY PERSONNEL - 6.1 -Chapter Coordinator The chapter coordinator will be expected to accomplish the following: (a) . Review this manual within three days of receipt, paying particular attention to the content of-chapters assigned to him. (b) Make recommendations to the Editor (C •. Debelius) as soon as possible if it . appears that the chapter content should be changed. (This effort is particularly important s~nce each chapter coordinatot should have an opportunity to rnfer to other chapters as appropriate. We should publish addenda to this manual (if required) as early as·possible so that we minimize abortive efforts). (c) Determine what assistance is required and from whom in order to put together the draft chapter on schedule and with~n assigned manhour budgets. {d) Break down assigned chapter budget as necessary and provide designated assistants with sufficient manhours to complete their portions of the I I I •• I I "I I I I I I I I .I I I I I ,, chapter. Give each such assistant a sche~uled date when his material must be returned to you so that you can meet your schedule for submission of the completed draft chapt~r. (Note that manhour budgets do not include secretarial time. All secret~1·ial effort is charged to a sub-number in Task 00). (e) Give early consideration to appropriate illustrations--particularly photographs--so that such material can be assembled and submitted with the draft chapter. (f) Prepare and submit-assigned draft chapter in accordance with the general procedures in Section 3 of this manual and consistent with assigned chapter content as described in Section 5. ·. ' (g) Review the edited or rewritten version of your draft chapter in accordance with the assigned schedule to ensure that the contents correctly reflect study findings as they are then known. (Note that subsequent reviews by the Technical Study Director and the Project Manager are also scheduled. Thus, it is important that you accomplish your own review as quickly as possible to ensure that the entire Project Overview is completed and _published prior to ~he Gover~or's decision point). (h) Provide a memo to the Editor if at any t. ime subsequent to subm_itt ing your draft chapter there has been any change in your subject_area of sufficient importance to warrant a change in"the text to appear in the final"version of the Overview. ;I -I I' I I -I I . I I -1 I I I I I I I I . I 6.2 -Reviewers . Reviewers will recommend any changes which in their opinion are necessary to ensure our product is factual, concise, and that it reports results in an unbiased fashion. Remember that the Project Overview must present the APA case to the Governor. The quality of Acres performance must be evident in the professional ism of our approach, but we must not "beat our .own drum ... .... 6.3 -Editor The Editor will coordinate the preparation of the entire project. He will be responsible to the Project Manager for the timeliness and quality of the work. To the extent that it is necessary to ensure uniformity of style and comparable depth of coverage in various 'areas, he will rewrite initial draft materials as · necessary. I·· I .. 6.4 -APA Staff I I Assistance is sought from the APA staff in a number of areas: I I (a} Preparation of the draft chapter on Public Involvement (Chapter 14). I (b) I Providing information as requested by the Chapter 3 Coordinator to support accurate descriptions of•the Authority. I ~· (c) Reviews of sensitive material from time to time, and particularly revi:ew in a timely fashion of the proposed final draft. I I I I I ·I • . . .I I I I 'I. I I I I I I •• •• I I I -~-- •• •• I I ._····· . . I. .. • ' 7 -CONSOLIDATED BUDGET AND SCHEDUlE I • I I I I I I I. I I I I I I I I I I I 7 -CONSO~IDATED BUDGET AND SCHEDULE A draft schedule is provided at Figure 7 .1. It is important to note that we are faced with an absolute deadline of March, 1981, to get the completed report to the printers. Failure to meet this date can have disastrous consequences since one of our key objectives is to provide comprehensive information to the Office of the Governor before the end-March decis~on point. Thus, preceding individual chapter deadlines cannot ea~ily·be slipped. A tentative manhour budget and page estimate summary is presented in Table 7 .1 .. Keep in mind that budgeted manhours do not generally provide for 9riginal research. To the extent that such research is required, it should be \ . accomplished as a part of other subtasks.. The Project Ovev-view should draw upon work already completed or in progress and upon plans already made. It should be noted that our current expectation is that the number of pages (exclusive of figures and tables) is expected to decrease as the Project Overview evolves. Even so, neither the total chapter page estimates in Table 7.1 ncir the individual section page esti~ates contained in Section 5 of this . manual are fixed. If the complete message can be conveyed with fewer pages, chapter coordinators are encouraged to do so. If more are required, use them. Once the individual chapters are· assembled in the first draft report, an effort \..,ill be made to balance the level of detail from chapter to chapter. I I I I . I I I I I I I I ·I I I I I TABLE 7.1 PROJECT OVERVIEW PAGE ESTIMATES AND MANHOUR SUMMARY PREPARATION OF DRAFT ITEM CHAPTERS 1. Introduction 40 2. Sumnary 40 3. APA 40 4. Susitna Project 60 5. Econ. Parameters 60 6. Forecasts 60 7. Basin Studies (-.~~9J 8. Expansion Plan 100 9. Susitna qevelopment cJD . 10. Env i ronmenta 1 80 11. Socioeconomic 40 12. Econ. Feasibility 40 13. Marketing 40 1~. Public Opinion 15. License/Permits 60 16. Financial Feasibility 60 17. Security Capital . 40 18, Organ. & Manage 40 19. Implications 100 20. Appendices --- Subtotals 1,080 First Draft Report Final Draft Report Final Report TOTAL· 1,080 INCLUDES: . Hours Subtask 11.01 Budget ( 800) Hours ?5700.00 Budget (280) EDITING, REWRITE 15 30 30 30 30 30 20 15 15 15 15 20 20 15 300 100 80 60 540 . {280) (260) REVIEW B 8 8 8 8 12 12. 12 8 a· 8 8 ·a 8 8 .8 140 24 12 8 184 (144) ( 50} PAGE ESTIMATES 5 15 10 20 25 15 30 22 . 36 40 10 15 12 20. 16 12 10 10 15 322 300 275 250 _ ......... -- ---1----' . SCHEDULE SHEET (DRAFT) -FIGURE 7.1 CHA~GE NO P5700.11.01001 CLIENT ALASKA POWER AUTHORITY PRO~ECT,~~~~~~~~~~~~--------------------- p NOVEf.BER DESCRIPTION 1 7 13 19 25 --- LEGEND Reviewed Issues sent out Pri.nted JANUARY 18 ----' - SHEET....!._OF __!__ PREPARED ev_C:.;.A~D _____ OA~ .. :November 11. 1980 PRO~ECTAPPROVAL------~----------------- FEBRUA~Y 5 11 MARCH 23 1 7 13 19 25 31