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no.4033
GEDTECHNICAL EVALUATION :THE
SUSI'INA HYDIDELECI'RIC PROJEcr.
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GEOTECHNICAL EVALUATION
THE SUSITNA HYDROELECTRIC PROJECT
Prepared by Lawrence Katkin
Dynamic Research Corporation
December 10,1979
ARLIS
Alaska Resources
Library &Information Services
Anchorage,~~aska
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SCOPE OF THE REPORT
Originally,this report was to be an evaluation of the
Igeotechnicalportions of the three proposed f~asibility studies
for the Susitna Hydroelectric Project.
Since one of the three studies has already been decided
upon by the Alaska Power Authority,the original intent of this
report has been somewhat altered.
Because all of the proposed feasibility studies have based
their procedures and conclusions on previous studies performed or
contracted-out by the U.S.Army Corps of Engineers,this author
has researched all of the current studies dealing with the
Susitna Hydroelectric Project.He has,furthermore,evaluated
the conclusions reached by the U.S.Army Corps of Engineers as
well as the proposal introduced by Acres American Incorporated,
focusing attention on how well they address the potential geologic
hazards involved in this project.
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rif's GEOTECHNICAL OVERVIEW OF THE PROJECT
A geotechnical site evaluation of a project of this type
is basically concerned with two things:
1)The sUitability of the foundation
2)The existence of a sufficient quantity of
suitable construction materials which are
to be derived from the earth.
Some geotechnical parameters to be considered in the eval-
uation of the proposed foundation and reservoirs are:
~.
The parameters involved with the construction materials
to be derived from the earth are as follows:
1)
2)
3)
4)
5}
6)
1)
2)
3)
4)
The seismic activity of the area
The seismic stability of the rocks and soils
The porosity and permeability of the rocks and soils
Potentially hazardous geologic structures
Permafrost with thaw-unstable properties
Frost-Susceptible soil
Determine the existence of necessary quantities
Determine the quality of the material
Determine .the amou~of processing necessary
to produce the quality needed
Determine potential probl~ms involved with
excavation of materials.
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EARTHQUAKE EVALUATION OF THE SITE
The proposed sites lie in an area which has been determined
to be of considerable seismic activity.In order to accurately
calculate the hazards of earthquake potential in this area,a
thorough seismic history is necessary.
In 1971 the USGS set up a network of seismic stations in
southern Alaska which were effective in accurately determining
the location and magnitude of the epicenters in the proposed dam
sites.
The tectonics of the region are too poorly known at this
time to make a reliable prediction for the distribution of
events which may strongly shake the damsite (Kachadoorian,1975).
In addition,the Denali fault,which lies less than 80 km.North
of the proposed damsite,is a major strike-slip fault with
geologic evidence for a 3 cm.lyear average Holocene slip.This
fault could sustain an event of 8.0 magnitude on the Richter Scale
(Kachadoorian,1979).
The most recent report issued by the U.S.Army Corps of
Engineers (Supplemental Feasibility Report,Main Report 1979),
quotes a recent United States Geological Survey Report as saying:
"Reconnaissance of the proposed Devil's Canyon
and Watana Damsites and reservoirs did not uncover
evidence of recent or active faulting along any
of the known or inferred faults.Their studies
did not find any evidence of the Susitna Fault
which was previously thought to exist a short dis-
tance west of the Watana Damsite;therefore,they
were not able to confirm the existence of such a
fault."
After reading the same USGS Report ("Reconnaissance of the
Recent yeology of the Proposed Devil's Canyon and Watana Damsites
EARTHQUAKE EVALUATION OF THE SITE (Page 2)
Susitna River,Alaska"),I find that the conclusions drawn by
the U.S.Army Corps of Engineers are out of context and misleading.~
Under the section entitled "Procedures",the USGS authors
state:
"Our criteria for designating a fault as active
were constrained by the local geology.Much of
the area around the Devil's Canyon and Watana
Damsites is covered by late Wisconsin glacial
sediments."
When the USGS authors made the statement that they could
not find evidence of active faulting,they were making that
statement in regards to the specific technique of ground and
aerial observation,and based solely on that technique.
Although the potential hazard of earthquakes is somewhat
understated by the U.S.Army Corps of Engineers,the Acres
American proposal thoroughly addresses those potential hazards.
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SEISMIC STABILITY OF THE SITE
The earthquake stability of the soil and rock in the damsite
area is equally as important as the frequency of magnitude of earth-
quakes in the region.
On March 27,1964,a major earthquake hit Alaska.This
tragic event yielded a wealth of information regarding the earth-
quake susceptibility of soils.
Some of the major damage to the Anchorage area was caused
by normally stable soils which liquefied,due to the severity of
shocks caused by the earthquake.Many of those soils which were
liquefied,caused stable soils above to float.
In Homer the vibrations of the earthquake caused large bodies,
of sand and gravel to consolidate,thus causing well pipes which
were flush with the gr()und,to protrude several feet above the
ground.
Inhabited places,however,which were located closer to the
epicenter,felt little or no effect because of their location
upon bedrock.
Thus,in order to properly evaluate the damsites,there
should be an intensive investigation to determine the location
and extent of any soil that is considered earthquake susceptible.
80ils that either settle or liquefy when acted upon by earthquakes
are considered earthquake susceptible .
The only discussion of earthquake hazards noted by the
U.8 ..Army Corps of Engineers is in the report ent i tIed "Earthquake
Assessment at the Susitna Project,Alaskan written by E.L.
Krinitzky of the U.S.Army Engineering Waterways Experiment
Station.
This report sufficiently addresses the problems that can
be caused by earthquakes,such as the plastic properties of rock
understrain,landslide activity along the fault,etc.But no
mention is made of liquefaction._
The Acres American proposed study does intend to investigate
liquefaction of areas along the transmission line and major
access routes.Although their study is limited to those areas,
just their mention is enough to note that they are aware of this
potential geologic hazard.
Note:R.Migliaccio,founder of the R &M Consultants,which
is the geotechnical subcontractor for Acres American,is an expert
in the field of earthquake susceptibility.Mr.Migliaccio was
instrumental in documenting and evaluating the damage which
occurred in the 1964 Alaska Earthquake.
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GEOLOGIC STRUCTURES
The one potentially hazardous geologic structure is the
existence of faults.
As previously stated,the study area lies in an area
of considerable seismic activity.Many of the previous
studies of the area have tried to correlate the relationship
of seismic activity to the faults.
According to Kachadoorian and Moore 1978,E.L.Krinitzkey
1978,it is difficult to correlate the relationship of seismic
activity to the faults due to a lack of accurate data.
Although there has not been any definite correlation
between the local faults and seismic activity,it is important
to note that there are a good number of faults.Table 1 on
the following page lists the faults in the study area.
Another potential problem could arise from the altitude
of some of the bedding planes.
The right abutment~of the proposed Devil's Canyon Site
exhibits bedding planes that strike approximately N70 0 E and
dip 600 E.The configuration of the bedding altitude and the
canyon alignment may result in the bedding planes corresponding
rather closely to the theoretical shearing plane formed by the
arch thrust at the abutment (U.S.Army Corps of Engineers,1976).
The left abutment of the Devil's Canyon Site exhibits
southernly··dipping beds on an overhanging cliff.In some cases
southernly dipping beds have resulted in large blocks separating
from adjacent bedrock.(U.S.Army Corps of Engineers,1976).
EARTHQUAKE INDUCED BY THE PRESENCE
OF THE DAM ITSELF
In addition to the naturally occurring earthquake.activity
in the region,there is also the hazard that filling a reservoir
may trigger a potentially dangerous earthquake (with as large a
magnitude as 6.0 on the Richter Scale)in the immediate vicinity
of the damsites (Lahr and Kachadoorian,1975).
In a recent USGS Report ("Reconnaissance of the Recent
Geology of the Proposed Devil's Canyon and Watana Damsites,
Susitna River,Alaska lf ),it is highly recommended by authors
Kachadoorian and Moore that continuous monitoring by a local
network of seismic stations in the region begin well in advance
of the filling of the reservoirs.Unless the natural seismic
level is established,an important opportunity to study induced
seismicity will be lost.
Both the U.S.Army Corps of Engineers and Acres American
have thoroughly addressed this potential problem.
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TABLE 1.*Inferred faults in the general area of the
Devil's Canyon and Watana damsites,Susitna
River,Alaska
Number
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
..II.
12.
13.
14.
15.
16.
Designation
Zone of intense
shearing
Talkeetna Thrust
Near Watana Creek
Near Portage Creek
Chulitna River
North of VABM Sheep
West of VABM Sheep
Susitna Fault
Near"Clarence Lake
Near'VABM Windus
North of VABMs Grebe-
Mt.Watana
East of VABM Sumarti-
dason
Watana Creek
Along Portage Creek
North of Denali
Cretaceous to recent
shearing
Type
Thrust
Thrust
Thrust
Thrust
Thrust &
Vertical
Strike Slip
Strike Slip
Strike Slip
High Angle
High Angle
Thrust
Strike Slip
Normal
Thrust
Thrust
Complex
Remarks
Evidence is stratigraphic
and petrographic.
Evidence is stratigraphic.
Evidence is stratigraphic.
Evidence is stratigraphic.
Evidence is stratigraphic.
Right lateral with some
vertical displacement.
Two faults:left lateral &
right lateral.
Evidence is topographic lin-
eament;inferred to be righl
lateral from seismic data.
Displacement apparently verl
Displacement apparently verl
Evidence is apparently.str~
Evidence is questioned.
Evidence is stratigraphic.
Alternate trace for number l
Evidence is apparently stral
Evidence partly stratigraph:
*Abridged from "Reconnaissance of the Recent Geology of the Proposed
Devil's Canyon and Watana Damsites,'Susitna}.R.,Alaska"(Kachadoorian &
Moore ~1979).
POROSITY AND PERMEABILITY ..
A potentially serious hazard for any dam is its failure
due to uncontrolled seepage.Porosity (the volume of air space
in a rock or soil)and Permeability (which deals with the inter-,;0-
connections between these small airspaces)are two engineering
properties of soil and rock that cannot be overlooked.
In addition,the ponding of water (which could thaw perman-
ently frozen soils)could highly affect the permeability of rocks
and soils in the area.
Since permafrost does exist in the reservoir area of the """,
Watana site,these potential hazards should be carefully studied.
It has been mentioned that a deeply buried channel striking
east-west has been located on the Left Abutment Saddle Dam at
the proposed Devil's Canyon Site.This feature has higher perm-
eability than the surrounding rocks.It could be necessary to
-either seal this channel or else excavate and backfill with non-
pervious materials.
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PERMAFROST
The subject of potential hazards due to permafrost has
previously been mentioned in the section dealing with porosity
and permeability.
It should also be noted that many soils which are permanently
frozen are earthquake susceptible when in the thawed state.
Permafrost has been a subject of an intensive amount of
research.Both the U.S.Army Corps of Engineers and Acres
American are well aware of its characteristics and effects.
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MATERIALS
Recent investigations by the U.S.Army Corps of Engineers
have indicated that the gravel necessary to build the earthfill
dam at the proposed Watana Damsite does not exist in sufficient
quantities for the construction of the dam.
The Watana Dam design has been altered accordingly by
changing the gravel shell to a rock shell and by widening the
semipervious core.
Table 2-:lists the types and quantities of materials necessary
to construct the proposed Watana and Devil's Canyon Dams.
Although it is reasonable to substitute crushed rock for gravel
fill,a question arises as to whether the designers plan to
use processed rock to replace the aggregate'in the concrete,if
-sufficient quantities of gravel are not to be found.•
This is an important question as regards the quality and
cost of the proposed project and one which will eventually have
to be addressed.
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Type of Material
Concrete Requirements
Impervious Core
Semipervious Core
Filtle Filters
Coarse Filters
Pervious Rock Shell
Riprap
TABLE 2 *
Devil's Canyon Dam
(cu/yds)
2,600,000
Watana Dam
(cu/yds)
2,000,000
7,373,000
6,077,000
5,621,000
2,201,000
36,297,000
223,000
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*Data supplied by the U.S.Army Corps of Engineers,1979
CONCLUSIONS
This report has illustrated that the proposed Susitna Hydro-
electric Project poses several geotechnical problems as to its
feasibility.Most of the problems should be answered by
the study to be performed by Acres American Incorporated.
However,with the amount of data which has been collected to
date,it seems difficult to say whether the project is or is not
feasible.A more logical assessment of the situation could
be made upon gathering and compiling more extensive data.
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REFERENCES CITED
1.Anon.,1976,Southcentral Railbelt Area,Alaska
U.S.Army Corps of Engineers.Part 1
2.Anon.,1978,Southcentral Rai1belt Area,Alaska
U.S.Army Corps of Engineers.Appendix,Part 1:
Supplemental Feasibility Report.
3.Anon.,1979,Southcentral Railbe1t Area,Alaska
U.S.Army Corps of Engineers.Supplemental Feasibil~ty
Report,Main Report.
4.Kachadoorian and Moore,1979,"Reconnaissance of the
Recent Geology of the Proposed Devil's Canyon and
Watana Damsites,Susitna River,Alaska','.
5.Katchadoorian,Reuben,1974,Geology of the Devil's Canyon
damsite,Alaska,U.S.Geological Survey Open-file Report
74-40,17 p.
6.Lahr,John C.and Kachadoorian,Reuben,1975,"Preliminary
.geologic and seismic evaluation of the proposed Devil's
Canyon and Watana Reservoir areas,Susitna River,Alaska:
Informal report to the U.S.Army Corps of Engineers.
7.Krinitzky,E.L.,1978,"Earthquake Assessment at the Susitna .
Project,Alaska (U.S.Army Waterways Experiment Station,
Vicksburg,Mississippi)
Anon.,1979,"Susitna Hydroelectric Project:Plan of Study",
Acres American Incorporated.
8.Krinitzky and Chang,1977,"Specifiying Peak Motions for
Design Earthquakes,State-of-the-Art for Assessing Earth-
quake Hazards in the United States,MP S-73-l,Report 7,
Waterways Experiment Station,Vicksburg,Mississippi,34 p .....
,...."......
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DVNAMIC RESEARCH CORPORATION
THE ALASKAN THINK TANK
DATA GATHERING •ANALYSIS.RESEARCH •IDEAS
S.R.BOX 10612 -FAIRBANKS,ALASKA 99701 -PHONE (907)479·8107
PRELIMIARY EVALUATION OF THE GEOTECHNICAL
PORTIONS OF THE SUSITNA HYDROELECTRIC PROJECT PROPOSALS
PREPARED FOR THE.LEGISLATIVE AFFAIRS AGENCY OF
THE STATE OF ALASKA
SCOPE AND PURPOSE OF THIS REPORT
THIS REPORT HAS BEEN PREPARED AS "AN AID FOR THE EVALUATION
OF THREE PROPOSALS FOR THE ENGINEERING AND FEASIBILITY OF THE SUSITNA
HYDROELECTRIC PROJECT.
THE SCOPE OF THIS EVALUATION HAS BEEN LIMITED TO THE GEOTECHNICAL
<!!!!II"PORTIONS OF THE THREE PROPOSALS.
IT SHOULD BE NGTED THAT THE EVALUATION HEREIN CONTAINED IS
A PRELIMIARY EVALUATION PREPARED AS AID TO THE AGENCY AT THE ALASKA
POWER AUTHORITY HEARINGS IN ANCHORAGE TO HELD SEPT.27TH &28TH.
THE PURPOSE OF THE EVALUATION IS TO ISOLATE WEAK POINTS IN
THE PROPOSALS,NOTE THESE WEAK POINTS,AND PREPARE QUESTIONS FOR THE
HEARINGS THAT WILL EITHER ILLUSTRATE A PROBLEM,OR ALLOW THE CONTRACTORS
OF THE PROPOSALS A CHANCEIIBETTER CLARIFY THEIR POSTION ON THE RECORD.
"Ttl
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DIHECTED TO:
BACKROUND:
QUESTION:
QUESTION 1
THE ALASKA POWER AUTHORITY
THERE LIES IN EACH PROPOSALS AN INHERENT CONFLICT OF
INTEREST BETWEEN THE CONTRACTOR AND HIMSELF.FOR IF AT
POINT DURING THE STUDY THE CONTRATOR WERE TO CONCLUDE
THAT THIS PROJECT WERE NOT FEASIBLE THE CONTRACTOR WOULD
LOGICALLY CEASE THE STUDY.THIS PREMATURE TERMINATION
OF THE STUDY COULD COST THE CONTRACTOR AS MUCH AS
FIFTEEN MILLION DOLLARS IN GROSS INCOME.
WHAT INCENTIVES AND SAFEGUARDS ARE INCORPORATED IN THE
PRESENT CONTRACTUAL STRUCTURE TO INSURE THAT THE CONTRACTOR
WILL NOT OVERLOOK ANY ITEMS THAT MAY RESULT IN EXCESS
COST TO THE STATE,OR OVERLOOKING ANY ITEMS THAT MAY LEAD
TO THE CONSTRUCTION OF A PROJECT THAT MAY TURN OUT TO
BE 'HAZARDOUS?
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DIRECTED TO:
BACKROUND:
QUESTION 2
EICO
THE OTHER TWO CONTRACTORS (ACRES &HARZA )BOTH
SEEM TO BE SPENDING SUBSTANTIALLY MORE ON THE
GEOPHYSICAL PORTION OF THE PROJECT.
ACRES HARZA EICO
GEOTECHNICAL EXPLOR.
SEISMIC STUDIES
DRILLING PROGRAM
3,620,500 2,167,000
1,174,000 984,000
(UNDET.)979,000
2,590,000
562.000
1,000,000
QUESTION:~YOUR SEISMIC STUDIES ~SO BARE,ESPECIALLY
.SINCE YOU NO'!i THE $300,000 of the $562,000 IS TOWARD
INSTRUMENTS?
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QUESTION 3
DIRECTED TO:ALL CONTRACTORS
BACKROUND:
QUE:STION:
IT HAS BEEN NOTED BY DR.OSTERKAMP A SPECIALIST IN PERMAFROST
AND ICE PHYSICS AT THE UNIVERSITY OF ALASKA GEOPHYSICAL
INSTITUTE J THAT THE PRODUCTION OF A THERMAL MODEL OF
THE ENTIRE DAM SITE AND RESERVIOR IS ESSENTIAL TO THE
PLANNING OF THE SUSITNA HYDROELECTRIC PROJECT.
CONSIDERING THE IMPORTANTS OF HAVING A THERMAL MODEL
OF THE DAM SITE J WHAT WAS YOUR REASONING FOR OMITTING
-THIS TASK FROM YOUR PROPOSALS.
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DIRECTED TO:
BACKROUND:
QUESTION:
QUESTION 4
ALL CONTRACTORS
SINCE IT IS BELIEVED THAT A DRILLING PROGRAM IS THE
BACKBONE OF A GOOD GEOTECHNICAL STUDY,COULD THE
CONTRACTORS BE A LITTLE MORE SPECIFIC IN REGARDS TO
THEIR DRILLING PROGRAMS.
APPROXIMATELY HOW MANY HOLES DO YOU EXPECT TO DRILL?
APPROXIMATELY WHAT AREAS WILL YOU BE CONCENTRATING YOUR
PROGRAM ON.APPROXIAMTELY HOW DEEP WILL YOUR HOLES BE.
ALTHOUGH THESE ???ARE VERY SPECIFIC AND FAIRLY TECHNICAL !'>"
FOR THIS PARTICULAR TIME YOUR COST ESTIMTES ON YOUR
DRILLING PROGRAM HAD TO BE BASED ON SOMETHING.
i!I\ISOFORTHERECORDC~YOU GIVE US SOME SPECIFICS ON YOUR
DRILLING PROGRAM?
DVNAMIC RESEARCH CORPORATION
THE ALASKAN THINK TANK
DATA GATHERING •ANALYSIS.RESEARCH.IDEAS
S.R.BOX 10612 -FAIRBANKS,ALASKA 99701 -PHONE (907)479-8107
MEMORANDUM
TO:
FR0M:
Representative Brian Rogers
House Committee on Aternatives To Susitna
Larry Katkin
Geotechnical Consultant
The Acres American In.Propsal
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SUBJ:
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I have briefly reviewed the Acres American proposal
for any defects in the geotechnical portion of the
proposal.
The proposal covers such a vast number of areas that
each area or portion is presented in a very general
manner.It is therefore difficult to unfold·any tech-
nical defects that are of a specific nature.
The only noteable defect I see in this proposal is the
omission of any procedure investigating the permeabilty
of rocks in the ponding areas.Acres failed to mention
permeabilty as a potential hazard in their list of
potential hazards presented at the APA hearing in Anch.
Although the proposal ~s general the geotechnical port-
ions illustrate procedures sufficent to produce a fair-
ly accurate study.