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Susitna-Watana Hydroelectric Project Document
ARLIS Uniform Cover Page
Title:
Watana Project, Briefing document on RCC considerations
SuWa 109
Author(s) – Personal:
Author(s) – Corporate:
MWH Americas Inc.
AEA-identified category, if specified:
Briefing and Technical Documents
AEA-identified series, if specified:
Series (ARLIS-assigned report number):
Susitna-Watana Hydroelectric Project document number 109
Existing numbers on document:
Published by:
[Anchorage, Alaska : Alaska Energy Authority, 2011]
Date published:
February 15, 2011
Published for:
[prepared for] Alaska Energy Authority
Date or date range of report:
Volume and/or Part numbers:
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Document type:
Pagination:
[6] p.
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Notes:
All reports in the Susitna-Watana Hydroelectric Project Document series include an ARLIS-
produced cover page and an ARLIS-assigned number for uniformity and citability. All reports
are posted online at http://www.arlis.org/resources/susitna-watana/
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Watana Project
Briefing Document on RCC Considerations
1. General
For the Watana dam on the Susitna River, the option of an RCC dam has been
suggested for consideration. In the immediate future, during the preparation of the
FERC Preliminary Permit application, and the Pre Application Document, a more
complete assessment will be drafted and forwarded to AEA with respect to the type of
dam to be constructed. This memo, requested by AEA, addresses some of the more
pertinent aspects of the choice of an RCC option, including precedence, seismic
performance, spillway, and project layout. Other matters of relevance that have not
been explored in this memo, but which will influence the choice of the dam type include
the availability of aggregate on site for RCC production, availability of cementitious
materials (cement and pozzolan), thermal considerations, and schedule comparisons.
2. RCC History
RCC includes the same ingredients as conventional concrete but in different ratios.
The technique has been developed based on engineers insight that most traditional
concrete dams using normal concrete were slow to construct and laborious because of
the multiple placing and moving of the required formwork. A technique was developed
(first at the remedial works for Tarbela Dam in Pakistan, but then more formally by the
US Army Corps of Engineers) for placing a very low slump concrete in a similar manner
to earth fill. Typically it is placed by dump trucks or conveyors, and spread in one-foot-
thick layers by bulldozers or special modified asphalt pavers. After placement it is
compacted by vibratory rollers.
The use of RCC in dams not only benefits the speed of construction, but in minimizing
the heat of hydration by lowering the cement content, it lowers material costs.
Ironically the very speed of construction aggravates the thermal challenges, because
the heat of hydration cannot dissipate.
For dam applications, RCC is placed lift-by-lift in successive horizontal layers resulting
in a downstream slope that resembles a concrete staircase. Once a layer is placed, it
can immediately support the earth-moving equipment to place the next layer.
The first RCC dam built in the USA was the Willow Creek Dam on Willow Creek, a
tributary of the Columbia River. It was constructed by the Army Corps of Engineers and
completed in 1983.
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Since 1983, there has been a rapid adoption of the technology all over the world for
new dams and for the remediation of old dams.
During the adoption of the technology, the various challenges associated with the
methodology have been addressed and a ‘standard practice” has developed for such
matters as upstream face, placement, crack inducement, downstream face, foundation
preparation etc.
After nearly 30 years, and the construction of more than 420 dams (or rehabilitation of
dams) using RCC, the technology can be regarded as mature. Of those 420, over 200
dams have been implemented as part of a hydro project.
3. Precedence for high RCC
The 700 ft high RCC dam currently proposed is a significant, high, dam – but as can be
seen in Table 1 below, is not beyond precedent for either a traditional concrete dam or
an RCC structure. Note the table also includes in red – for context - some examples of
the highest dams in the world, as well as the largest RCC dams in the USA at present.
There is considerable recent experience in the design and construction of RCC
structures above 500 ft, and one dam (Longtan in China), already in service, that is
marginally higher than the proposed Watana dam.
Current analytical methods used for dam design are sufficient for the analysis and
structural design of such a structure.
Table 1 – High Concrete (RCC) dams
* under construction
Dam Location Type Height (m) Height (ft)
Nurek Tajikestan Embankment 300 984
Grand Dixence Switzerland Concrete Gravity 285 935
Oroville USA Embankment 235 770
Hoover USA Concrete Grav/Arch 221 726
Longtan China RCC Gravity 216.5 710
Watana Alaska Emb. or RCC 213 700
Guangzhao China RCC Arch 198 649
Miel Colombia RCC Gravity 188 616
Guanyinyan China RCC Gravity 168 551
Urayama Japan RCC Gravity 156 512
Jinanqiao China RCC Gravity 156 512
Miyagase Japan RCC Gravity 155 509
Ralco China RCC Gravity 155 509
Murum * Malaysia RCC Gravity 141 463
Takizawa Japan RCC Gravity 140 459
Son La * Vietnam RCC Gravity 139 456
Bureiskaya Russia RCC Gravity 136 446
Ban Ve Vietnam RCC Gravity 135 441
Dahuashui China RCC Arch 134.5 441
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Yewa Myanmar RCC Gravity 135 441
Yunlonghe China RCC Gravity 135 441
Gomal Zam Pakistan RCC Gravity 133 436
Shapai China RCC Arch 132 433
Jiangya China RCC Gravity 131 430
Baise China RCC Gravity 130 427
Ban Chat * Vietnam RCC Gravity 130 426
HongKou China RCC Gravity 130 427
Olivenhain USA RCC Gravity 97 318
Upper Stillwater USA RCC Gravity 91 299
Spring Hollow USA RCC Gravity 74 243
4. Seismic Performance
It can be seen from the list of projects that a number of RCC dams – including the
Olivenhain dam in Southern California – have been completed in highly seismic areas.
Of note are those in excess of 500 ft in Japan, and the dams in seismic regions of
China. We have examined the report on “RCC Dam cost evaluation”, dated November
2009 and agree that an RCC dam at Watana could be designed to resist the seismic
conditions expected at the site in accordance with FERC requirements for stability. The
exact cross section required would be the subject of Finite Element Modeling studies
after an updating of the seismic hazard evaluation for the region.
FERC has published guidelines for dam analysis and seismic risk evaluation. These
are published in “Engineering Guidelines for the Evaluation of Hydropower Projects”
and would be included, with other applicable criteria, in the detailed design criteria for
the project.
5. Dam Failure Experience
The International Commission on Large Dams (ICOLD) has determined that the three
major categories of dam failure are:
1) overtopping by floods,
2) foundation defects, and
3) piping.
Earth fill embankments are susceptible to all three types of failure, but concrete dams –
including RCC dams - are only susceptible to foundation failure.
There has been an example of the foundation of a small RCC dam failing (in Brazil) but
the design of major dams such as Watana routinely include extensive studying, drilling
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and testing of foundations, which highlights any foundation treatment required to
eliminate the risk of foundation failure. Much of the required investigation and analysis
for Watana has already been performed during the studies in the 1980s.
According to ICOLD bulletin Number 109, since 1930, (and excluding Russia and
China) there have been1500 concrete gravity dams built higher than 30 m (100 ft), and
there have been no failures. Prior to 1930, there were a number of failures of concrete
dams, including the St Francis dam in California in 1928. However there were some
notable successes, such as the Lower Crystal Springs dam in California, which –
though only 800 ft from the San Andreas Fault – survived the 1906 San Francisco
earthquake with no damage at all.
At Watana, the foundation is diorite, a strong rock, and favorable for the construction of
a concrete structure. If an RCC structure is chosen, and in fact for any type of dam,
considerable effort in the design process will be focused on the performance of the
dam/rock interface and the grouting necessary to address joints and lineaments that
are in the rock structure.
It should be noted that although conservative criteria will be adopted for the spillway
performance, a concrete structure has an additional built in safety factor against flood
damage, being able to withstand overtopping.
6. Spillway Design and Considerations
The current conceptual design of Watana dam shows a stepped spillway. Inclusion of a
stepped spillway has become a standard feature of many RCC dams, because of the
ease with which such a spillway can be incorporated, but their use must always be very
carefully considered. Stepped spillways are most efficient if unit discharges (cubic ft
per foot of spillway) are low – a condition that occurs when there is substantial reservoir
routing that attenuates the peak inflow of floods (to reduce the outflow) and/or if there is
a long spillway crest length. High unit discharges- which are a feature of gated
spillways and/or reservoirs with little inflow attenuation - are less competently handled
by a stepped spillway. At high unit discharges, the energy dissipation associated with
the steps can be “overwhelmed” by the flow, and the spillway tends to behave as a
chute with a rough surface, with the consequent, unfavorable, transfer of energy
dissipation from the steps to the stilling basin.
As with normal chute spillways, aeration of the flow on a high stepped spillway is vital to
prevent damage at higher velocities, and designers – particularly Chinese designers -
have tended to rely on aeration from the ends of unmodified steps. This is appropriate
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for spillways of low unit discharge, but examination of model results - both
Computational Fluid Dynamics (CFD) models and physical models – shows that higher
dams, and increased unit discharges, benefit tremendously from normal positive
aeration.
Watana combines a very high dam with large inflow floods. However, the spillway crest
length of 550 ft in the current proposal appears to result in unit discharges that could,
theoretically, be within precedence for a stepped spillway. The 1980s design of
Watana, in contrast, proposed a gated spillway and a traditional “smooth” chute.
At the present time, though MWH will continue to evaluate a stepped spillway, we are
concerned that there is a lack of operational experience of high stepped spillways.
Relatively few major floods have been recorded on this type of spillway. MWH believe
that adopting a stepped spillway would significantly extend precedence in height of
stepped spillways, and the need for engineering prudence - together with the benefits
on layout discussed below – lead us to conclude that the traditional gated chute
spillway should be retained in the study options.
7. Project Layout
The project layout shown in the “RCC Dam cost evaluation”, dated November 2009
needs significant optimization. A straightforward comparison between an RCC dam
and an embankment dam for a large hydro power complex often does not result in the
RCC option being the most economic, particularly when (as in this case) the critical
path for construction will almost certainly flow through the manufacture and installation
of the generating units. The economic benefits of the use of an RCC option are
considerably enhanced if as many of the required structures (i.e. intake, penstocks,
spillway and powerhouse) as possible can be included within the dam footprint.
MWH will examine the option of placing the hydraulic passages within the dam, the
powerhouse downstream of the dam, and the spillway over the dam (as shown, but
perhaps straighter and narrower as a traditional gated chute). Such an arrangement
limits work outside the footprint to the diversion tunnels, and - based on our experience
elsewhere - promises an excellent chance to minimize the cost of an RCC alternative
and render it the favored option.
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8. Other Factors – Thermal conditions
Of the other factors noted in paragraph 1 of this memo, the most significant, and the
one that will drive much of the analysis, material testing and mix selection for an RCC
structure, is the thermal performance of the dam.
Temperature control of RCC is vital to prevent or control cracking caused by excessive
tensile strains resulting from differential cooling of the concrete. Cracking can be
controlled by methods that limit the peak temperature to a safe level, so that the tensile
strains developed as the concrete cools to a state of equilibrium are less than the
tensile strain capacity. Construction methods and mixes that avoid post placement
cooling are, of course, preferable.
During the design of an RCC structure at Watana, it will be necessary to verify that
strain induced by temperature changes in the concrete during and after construction will
not exceed the strain capacity of the concrete. Key aspects are the differential
temperature between the interior of the concrete and the surface, both during summer
and winter conditions, the effects of the relatively stable temperatures in the abutment
foundation, and the “shock” load of the cold water upon the upstream face during
reservoir filling, which will reorient the isotherms in a relatively short time.
Computer models will be needed that reflect the expected conditions throughout
construction and the possible mixes and placement schedule as well as the near term
project operation during and after reservoir filling.