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Susitna-Watana Hydroelectric Project Document
ARLIS Uniform Cover Page
Title:
Briefing memo on reservoir triggered seismicity (RTS)
SuWa 117
Author(s) – Personal:
Author(s) – Corporate:
MWH [i.e, MWH Americas Inc.]
AEA-identified category, if specified:
Briefing and Technical Documents
AEA-identified series, if specified:
Series (ARLIS-assigned report number):
Susitna-Watana Hydroelectric Project document number 117
Existing numbers on document:
AEA11-022
BM-02-0001-063011
Published by:
[Anchorage, Alaska : Alaska Energy Authority, 2011]
Date published:
June 30, 2011
Published for: Date or date range of report:
Volume and/or Part numbers:
Final or Draft status, as indicated:
Document type:
Briefing memo
Pagination:
6 p.
Related work(s):
Pages added/changed by ARLIS:
Notes:
All reports in the Susitna-Watana Hydroelectric Project Document series include an ARLIS-
produced cover page and an ARLIS-assigned number for uniformity and citability. All reports
are posted online at http://www.arlis.org/resources/susitna-watana/
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BRIEFING MEMO ON RESERVOIR TRIGGERED SEISMICITY (RTS)
1. General.
The issue of reservoir-triggered seismicity (RTS) has been controversial, and hotly debated, for
many decades. There has been general recognition by the dam engineering community of an
association between the impoundment of large reservoirs and seismicity since 1935, when it
was observed that the filling of Lake Mead behind Hoover Dam was related to several small
earthquakes in the surrounding area - the first documented case of RTS. Subsequent
observations of apparent relationships between the occurrence of earthquakes and reservoir
impoundments at different locations around the world precipitated increasing interest and
research into the issue. However, although the engineering community acknowledges that RTS
is a real phenomenon, much controversy surrounds various theories of causal mechanisms and
likelihood of occurrence.
As of this time, reservoir-triggered seismicity is described as earthquake events that are
triggered by the filling of a reservoir, or by water-level changes or fluctuations during operation
of the reservoir. It is believed that RTS primarily represents the release of pre-existing tectonic
strain, with the reservoir being only a perturbing influence (Yeats et al, 1997; USCOLD, 1997;
ICOLD, 2008). Thus, the reservoir does not cause or induce the seismicity, it merely triggers
the release of the accumulated, naturally occurring tectonic strain that already existed. In this
regard, the term “triggered seismicity” is currently preferred over “induced seismicity” (the
former terminology used until about the late 1980’s). RTS events occur only as a result of the
incremental effects of reservoir load and the build-up of pore water pressure to make them
happen.
Throughout the world, several thousand dams have been constructed and are safely
impounding reservoirs which are operating without any observed RTS. Compared to the
substantial number of operating large reservoirs, there are only a very few instances of possible
RTS cases. Out of some 11,000 worldwide “large” dams, only a small number have triggered
known seismic activity (USCOLD, 1997). Packer and others (1977) list 45 “accepted” and 12
“questionable” cases of reservoir-induced seismicity.
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The relation of reservoir earthquake activity and reservoir water level for the four strong
tectonic reservoir earthquake cases: Kremasta, Kariba, Hsinfengkiang and Koyna.
At those reservoirs where RTS has been suspected, the maximum reported earthquake
magnitudes for RTS events are primarily much less than M 6.0, and typically in the micro
earthquake, or small macro earthquake range (i.e., < M 4.0). These are nearly all below the
range felt by humans and are only detectable by special sensitive instruments.
The most significant aspect of the RTS record is the fact that of the verified RTS cases large
enough to be potentially damaging, only 4 events have exceeded magnitude 6 and only 13
events were in the range M 5.0 to M 5.9 (USCOLD, 1997; Yeats et al, 1997). The largest
reported RTS earthquake was the 1967, magnitude M 6.5, Koyna, India event. The other three
events were: Hsinfengkiang (China, 1962) M=6.1; Kariba (Zambia, 1963) m=6.0; and Kremasta
(Greece, 1966) M=6.3. The figures show time histories of seismicity and reservoir water level
for these projects.
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2. Causes of RTS.
Research into the causes of RTS, based on its nature, pattern, and geophysical and
geomechanical characteristics - as well as statistical and empirical evaluations of the
occurrence of RTS - have resulted in the identification of several physical, tectonic, and
geologic characteristics that appear to be common to observed RTS cases, and contribute to
the incidence of RTS (USCOLD, 1997). These characteristics include:
Reservoir Parameters. The filling history and the rate of filling appear to be important
regarding the potential for, and triggering of, RTS. RTS appears to be more likely where
a reservoir is filled rapidly. The maximum water depths, and the maximum reservoir
volume, appear to be the most significant factors in the generation of RTS. RTS is more
likely at deep reservoirs (i.e., greater than about 325 ft), than at shallower reservoirs,
and it is more likely where the reservoir volume is greater than about 1.0E10 cubic
meters. ICOLD guidelines recommend that RTS potential needs to be considered at the
outset for large dams over 325ft in height.
Geologic and Hydro Geologic Parameters. RTS appears to be more probable where
reservoirs are underlain by sedimentary rock sequences compared to metamorphic and
igneous bedrock. In addition, more permeable lithologies appear to be more susceptible
to RTS possibly because they may allow more effective pore-water pressure increases
at depth.
Tectonic Parameters. The presence of pre-existing active tectonics is important. Most,
if not all reported cases of RTS with earthquakes greater than magnitude M 5.0 had pre-
existing active faults in the area of influence of the reservoir. In addition, areas with
active extensional (e.g., normal-slip faults) or shear (e.g., strike-slip faults)
stress/tectonics are more likely to have RTS than areas with active compressional (e.g.,
reverse-slip faults) stress/tectonics. RTS is not likely to occur in areas lacking active
tectonics, and it is not likely to re-activate, faults that are inactive in their current tectonic
regimes.
The temporal distribution of RTS following impoundment of the reservoir has shown two types
of response. At some reservoirs, seismicity has begun almost immediately on first filling, while
at others, increases in seismicity are not observed until several seasonal filling cycles have
passed. These differences in response are postulated to correspond to two fundamental
mechanisms by which a reservoir may influence the earth’s crust. In the first case, that of rapid
response, the reservoir water load is directly transmitted by the crustal material as it responds
to increased loading. This additional load affects the tectonic stress regime causing triggering
of earthquakes on existing seismogenic faults. In the second case - that of delayed response -
the filling of the reservoir probably increases the pore pressure, which is slowly transmitted to
the underlying crust. Transmission of pore pressure is a diffusion process controlled by the
joints within the rock. Depending upon the continuity of the joints and their degree of openness,
transmission of pore pressure may take some time. Although the pore pressure is uniform in all
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directions, it reduces the strength of the crustal material and so may also trigger earthquakes
on seismogenic sources.
The current consensus in the engineering community is that impoundment of a reservoir can
cause triggering of seismic activity only if favorable pre-existing tectonic conditions have
already developed and that the seismogenic fault that could produce the energy release is
already near to failure. Another contributory factor is how the reservoir is operated. Rapid
fluctuations in reservoir level are known to increase the occurrence of event triggering. In
addition, the seismogenic source of the RTS has to be in the vicinity of the impoundment so
that the influence of the reservoir can be transmitted either by direct loading or by pore pressure
increase.
Evaluation of the potential for RTS at Watana and computation of the resulting ground motions
is included in the approach and methodology for determination of the earthquake design
parameters that will be derived for design of the dam and other project features.
3. Earthquake Resistant Design and Monitoring.
The Watana dam will be designed correctly - in accordance with current ICOLD and other
internationally accepted practices - for the seismic hazards pertaining to the site, and will be
able to withstand the maximum RTS event. Further, the largest RTS event will not exceed the
maximum design earthquake for which the dam will be designed anyway. Therefore RTS is not
a direct safety issue.
For projects where RTS is considered a possibility (e.g. large and/or deep reservoirs, location in
an active tectonic environment), it is good practice to provide adequate monitoring prior to,
during, and after impoundment. This will help distinguish naturally occurring events
(background seismicity) from those that could be attributed to the filling and operation of the
reservoir.
4. Evaluation of the Probability of RTS.
As described, the attributes that are considered in evaluating the probability of RTS include:
reservoir depth, reservoir volume, the tectonic stress state, and the rock type underlying the
reservoir. The probabilities that are considered are conditional and represent the total chance
for RTS to occur as a result of reservoir filling and operation. Conditional probabilities are
developed for each single attribute, as well as for all the attributes combined. For the multi-
attribute analysis, they are considered independently, and also in a discrete-dependent model
that focuses on the reservoir depth and volume attributes.
The Watana Dam Project reservoir has characteristics that make it somewhat susceptible to
RTS:
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• Its maximum reservoir depth is significant at 700+ ft (215 meters), although its total
volume is relatively small at 4.3 million acre feet (5 billion cubic meters),
• It is within an active tectonic region.
The mean probability of RTS was previously estimated as 37% and 46% depending on the
model used. As part of the investigation undertaken in future studies for this project, the
probability of RTS will be estimated based upon the work performed for previous studies and
updating with current research.
However, if RTS were to occur at the Watana Project, it would be on an active fault.
Earthquake sources, magnitude and associated distance, which are under consideration for the
seismic design of the dam are listed below.
.
Source Distance miles Magnitude (M)
Denali Fault 45 7.9
Susitna Glacier Fault 40 7.2
Castle Mountain Fault 60 7.1
Mega thrust Zone 90 9.2
Wadati-Benioff Zone 30 7.5
Susitna Seismic Zone 25 7.4
Random Unknown Local Fault 6.2
The reservoir is anticipated to be 39 miles long (63 km) by two miles wide (3 km). The Denali
Fault lies to the north and the Castle Mountain Fault to the south. The Wadati-Benioff Zone lies
approximately 50 km below the site based upon the focal depth of recent earthquakes, and the
megathrust zone lies to the south. With the exception of the “unknown” local faults, the
earthquake sources do not lie within the zone potentially influenced by reservoir filling. Thus
RTS can be precluded from occurring on the more distant larger faults, both by their being
outside the zone of influence and by the observation that the largest earthquake associated
with RTS is the Koyna 1967 M 6.5 earthquake.
This would be verified by further investigation. A thorough examination of remote sensing data
(including photographs, geophysical surveys, LIDAR) and fieldwork should be performed to
exclude the possibility of faults capable of generating strong or major earthquakes close to the
site. The upcoming investigation will therefore verify that possible RTS earthquakes are
encompassed by the dam seismic design parameters.
The increased frequency of moderate to strong earthquakes due to RTS will be incorporated
into the probabilistic hazard assessment by assigning the RTS activity to the local earthquakes
sources and including in the computation. The deterministic analysis will (by definition)
incorporate the RTS effects as the earthquake magnitudes are based upon the physical
capacity of the individual sources to generate earthquakes.
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5. Conclusion.
RTS will be considered in the derivation of the seismic design parameters for all project
features – including the Watana dam – and given the tectonic scenario at, and surrounding, the
Watana site, will not be the governing seismic criteria. This is consistent with design practice
worldwide.