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Susitna-Watana Hydroelectric Project Document
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Title:
Geology and soils characterization study, Study plan Section 4.5 : Final
study plan SuWa 200
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Alaska Energy Authority
AEA-identified category, if specified:
Final study plan
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Series (ARLIS-assigned report number):
Susitna-Watana Hydroelectric Project document number 200
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Published by:
[Anchorage : Alaska Energy Authority, 2013]
Date published:
July 2013
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Date or date range of report:
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Study plan Section 4.5
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Pagination:
8 p.
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Notes:
All reports in the Susitna-Watana Hydroelectric Project Document series include an ARLIS-
produced cover page and an ARLIS-assigned number for uniformity and citability. All reports
are posted online at http://www.arlis.org/resources/susitna-watana/
Susitna-Watana Hydroelectric Project
(FERC No. 14241)
Geology and Soils Characterization Study
Study Plan Section 4.5
Final Study Plan
Alaska Energy Authority
July 2013
FINAL STUDY PLAN GEOLOGY AND SOILS STUDY 4.5
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 4.5-1 July 2013
4.5. Geology and Soils Characterization Study
On December 14, 2012, Alaska Energy Authority (AEA) filed with the Federal Energy
Regulatory Commission (FERC or Commission) its Revised Study Plan (RSP), which included
58 individual study plans (AEA 2012). Included within the RSP was the Geology and Soils
Characterization Study, Section 4.5. RSP Section 4.5 focuses on the methods for evaluating the
geology and soils and defining the existing geological conditions at the dam site, reservoir, and
access and T-line corridors. This is necessary for developing design criteria to ensure that the
proposed Project facilities and structures will be safe and adequate to fulfill their stated
functions. RSP 4.5 provided goals, objectives, and proposed methods for data collection
regarding this study.
On February 1, 2013, FERC staff issued its study plan determination (February 1 SPD) for 44 of
the 58 studies, approving 31 studies as filed and 13 with modifications. RSP Section 4.5 was one
of the 31 approved with no modifications. As such, in finalizing and issuancing Final Study Plan
Section 4.5, AEA has made no modifications to to this study from its Revised Study Plan.
4.5.1. General Description of the Proposed Study
The overall goals of this study are to conduct a geology and soils evaluation to define the
existing geological conditions at the dam site, reservoir, and access and T-line corridors, and to
develop design criteria to ensure that the proposed Project facilities and structures will be safe
and adequate to fulfill their stated functions. The general objectives of the study plan are as
follows:
• Identify the existing soil and geology at the proposed construction site, reservoir area,
and access and T-line corridors.
• Determine the potential effects of Project construction, operation, and maintenance
activities on the geology and soil resources (including mineral resources) in the Project
area including identification and potential applicability of protection, mitigation, and
enhancement (PM&E) measures.
• Identify known mineral resources and mineral potential of the Project area.
• Acquire soils and geologic information for the Project area for use in the preparation of a
supporting design report that demonstrates that the proposed structures are safe and
adequate to fulfill their stated functions.
The field investigation activities for each season will be coordinated with resource agencies and
ANCSA Corporation landowners. Geotechnical Exploration Program Work Plans (Work Plans)
will be developed that outline the field programs and information needed for submitting
applications and obtaining land access permits from applicable agencies and ANCSA
Corporation landowners. The Work Plans will identify known impacts to geology and soil
resources in the Project area, including the dam, reservoir, and access and T-line corridors.
FERC regulations require “evaluation of unconsolidated deposits, and mineral resources at the
project site” (18 CFR 5.6(d)(3)(ii)(A)). For the Exhibit E, AEA must provide a report on the
geological and soil resources in the proposed Project area and other lands that would be directly
or indirectly affected by the proposed action and the impacts of the proposed Project on those
resources. This study report will provide the basis of the information needed for the Exhibit E.
FINAL STUDY PLAN GEOLOGY AND SOILS STUDY 4.5
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 4.5-2 July 2013
4.5.2. Existing Information and Need for Additional Information
Extensive field investigations and studies were undertaken during the 1970s and 1980s for the
Watana Dam Site to characterize the geologic, seismic, and foundation conditions for a different
type of dam (earthfill embankment) with a much larger footprint and a higher normal mean
reservoir operating level.
These studies included the following:
• Regional mapping of surficial deposits (rock and soil) using aerial photography and
geologic reconnaissance (Acres 1982b).
• Studies of reservoir slope stability (Acres 1982a, 1982b).
• Subsurface explorations through geophysical surveys, borings, test pits, and trenches
(USACE 1975, 1979; Acres 1982b, 1982c; Harza-Ebasco 1983, 1984).
• Preliminary evaluations of borrow and quarry sites (USACE 1979; Acres 1982b, 1982c).
• In situ hydraulic testing and downhole geophysical surveys of rock and soil (Acres
1982b, 1982c; Harza-Ebasco 1983, 1984).
• Instrumentation (groundwater and ground temperature observations and monitoring
[USACE 1979; Acres 1982b, 1982c; Harza-Ebasco 1983, 1984]).
• Laboratory testing of physical properties of rock and soil (USACE 1979; Acres 1982b,
1982c; Harza-Ebasco 1983, 1984).
• Site-specific seismic hazard evaluations, including lineament, fault and ground motion
evaluations; monitoring of local seismic events (WCC 1980, 1982).
• Evaluation of reservoir induced seismicity (RIS) (WCC 1982).
• Geology and soil resources (Harza-Ebasco 1985).
In summary, the following geotechnical investigations and testing were performed prior to 1986
and in 2011–2012:
• Geologic interpretation (e.g., terrain unit mapping) and seismic source identification
using aerial photography and satellite imagery.
• Geologic mapping of dam site and reservoir areas.
• Drilling at the dam site, construction materials source areas, geologic features (i.e., relict
channel near dam site), proposed permanent camp/village, access road corridor, etc.
• Instrumentation monitoring (groundwater and ground temperature).
• Seismic refraction surveys, wih some electrical resistivity and ground-penetrating radar
(GPR) surveys.
• Test trenches and pits (Borrow Areas D, E, I, J).
• Site-specific seismic hazard investigations and evaluations.
• Trenching of lineaments and faults.
For this study, the existing information, coupled with new field investigations and studies,
geologic mapping, and Light Detection and Ranging (LiDAR) and Interferometric Synthetic
Aperture Radar (InSAR) imagery data, will provide specific information on the properties of
Project-site-specific rock and soil units that would be affected by the newly proposed Project.
FINAL STUDY PLAN GEOLOGY AND SOILS STUDY 4.5
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 4.5-3 July 2013
4.5.3. Study Area
The study area will include the dam site area, reservoir area, construction material sources,
tailwater downstream of the dam, access road and transmission line corridors, airport facilities,
and construction camp and permanent village sites (Figure 1.2-1).
4.5.4. Study Methods
The study of geology and soils resources for supporting licensing and detailed design will
include a number of components:
• Develop an understanding of geologic and foundation conditions for the dam site area
and specifically for each of the surface and underground components of the Project.
• Evaluate abutment stability.
• Develop an understanding and characterize the geology and soil resources in the Project
area (dam and reservoir areas and access and T-line corridors.
• Evaluate the mineral resource potential in the impoundement area, reservoir area up to
approximately elevation 2,075 feet, and dam and camp facilities area.
• Evaluate major geologic features, rock structure, weathering/alteration zones, etc. in the
dam site and reservoir areas.
• Delineate and characterize construction material sources for the dam and appurtenant
structures, access road, transmission line, and construction camp.
• Evaluate the surficial geology, mass wasting features, and potential thawing of localized
permafrost on reservoir slope stability.
• Seismic source characterization, site-specific ground motion evaluation, and probabilistic
seismic hazard assessment (see Section 16).
• Evaluate reservoir leakage and piping.
Study methods are discussed below.
Review of Project Documentation
The existing documentation from the 1970s and 1980s will be brought into geo-referenced,
geotechnical databases to build new information on the earlier studies in digital formats.
Regional Geologic Analysis and Mineral Resources Assessment
Existing published information, air photo interpretation and reconnaissance mapping, and new
LiDAR survey data will be used to: (1) update information about the geology at the proposed
Project and in the surrounding area, including surficial and bedrock geology, geologic structure,
seismicity and tectonics, mass wasting, and mineral resources; (2) determine siting of Project
components or structures; (3) identify geologic features of significance; and (4) assess potential
impacts and potential mitigation measures to address impacts (e.g., erosion) on geology and soil
resources and Project construction. A survey of the mineral resources will be performed to
assess proven and probable mineral resources potential and mining activity in the impoundment
area using existing data. The impoundment area is the area where access to mineral resources
may be affected by the Project. In addition to the impoundment area, the road and transmission
corridors will be evaluated for potential quarry and aggregate sites and known mineral deposits
to identify if access to mineral resources may be adversely or beneficially affected by the Project.
FINAL STUDY PLAN GEOLOGY AND SOILS STUDY 4.5
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 4.5-4 July 2013
The survey will entail mapping of known mineral deposits, identification of likely areas of
mineral resources, plus field reconnaissance of selected areas of high mineral potential, review of
area mining claims, and analysis of mineral potential from borings and other sampling work
done for the dam and other facilities ongoing geotechnical investigations. AEA will consult with
the Bureau of Land Management (BLM) and the U.S. Geological Survey (USGS) on this study
plan to determine that appropriate methods and evaluation techniques are used for the mineral
resource investigation.
Recently-acquired LiDAR and InSAR data in the region will be used to identify lineaments of
faults for evaluation of activity and Project significance. Field reconnaissance, geologic
mapping, and subsurface investigations, if necessary, will be performed and the data will be used
to update the seismic source characterization, site-specific ground motion evaluations, and
probabilistic seismic hazard assessment (PSHA) (see Section 16).
Geologic and Geotechnical Investigation and Testing Program Development
The development of a geologic and geotechnical exploration and testing program Work Plan for
completion of geologic field studies for final design and ultimately for construction will be
undertaken. Based on review of the existing data including previous geologic mapping,
subsurface investigations, and laboratory testing from the 1970s and 1980s, and recent studies
(2011–2012), additional investigations and testing will be conducted as described below:
• Delineate and characterize geology and soil resources including geologic features, rock
structure, weathering/alteration zones.
• Undertake physical and chemical testing, as well as petrographic analysis, to characterize
the geology and soils materials, as appropriate.
• Evaluate lineaments and faults relative level of activity and significance to site-specific
ground motion evaluations for the Project.
• Delineate and characterize construction material sources for the dam and appurtenant
structures, access road, and construction camp.
• Determine the effects of discontinuous permafrost on the dam foundation and abutments
relative to foundation treatment, grouting, and drainage, as well as reservoir slope
stability and access road and T-line construction.
• Evaluate the effect of Project features on permafrost and periglacial features (thawing of
permafrost), as well as the impact of these features on permanent structures, work camps,
temporary construction areas, road corridors, transmission lines, etc.
• Evaluate the need for, and potential sources of, borrow for ancillary facilities including
upland structures, access roads, and transmission lines.
• Evaluate potential waste stockpiles and storage sites including plans to help reduce the
impact of these facilities on adjacent areas.
• Evaluate plans and methods for the reclamation of borrow area and quarry sites.
• Evaluate the Project’s impact on access to geologic resources (mineral resources) by
reviewing existing state and federal databases, as well as readily available geologic maps
and surveys.
• Conduct a preliminary evaluation of the effect of soils composition in the Project area on
construction, operation, and maintenance of the proposed Project.
• Evaluate potential reservoir leakage on the right abutment just upstream of the dam site
(e.g., relict channel).
FINAL STUDY PLAN GEOLOGY AND SOILS STUDY 4.5
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 4.5-5 July 2013
• Establish seismic monitoring stations in the Project area to augment the stations in the
Alaska Earthquake Information Center network to monitor and detect any local
earthquakes.
Field Geologic and Geotechnical Investigations
Geologic and geotechnical field investigations will be carried out in phases (2011–2015) with
portions of that work contributing to the report on geology and soils in 2013 and updates in 2014.
The geotechnical investigations and testing undertaken as part of the Project feasibility and
design effort will include geologic mapping, drilling, sampling and in situ testing, test trenches,
pump tests, test adit, laboratory testing, instrumentation monitoring, etc. Initial and limited
geologic exploration and testing programs were undertaken in the 2011–2012 seasons to
investigate the dam foundation and a new quarry site for concrete aggregate material, installation
and monitoring of geotechnical instrumentation, and reconnaissance geologic mapping.
Reservoir-Triggered Seismicity
Seismic evaluations are being undertaken for the Project under a separate study (see Section 16)
and will include installation of a long-term earthquake monitoring system. The Geology and
Soils and Seismic Characterization Studies would contribute information to that study.
Reservoir Slope Stability Study
An assessment will be made of reservoir rim stability based on the geologic conditions in the
reservoir area, particularly in the reservoir drawdown zone. Geologic information from the
previous study on reservoir slope stability (Acres 1982a) as well as LiDAR imagery, geologic
mapping, field investigations, and instrumentation monitoring will be used to assess the stability
concerns of the reservoir rim area. Key factors in this study are the planned reservoir level and
anticipated range of drawdown, rock and soil type and conditions, presence of permafrost,
topography, and slope aspect and conditions.
Geologic and Engineering Analyses
The analysis will identify and evaluate construction material sources to provide adequate
quantities for construction, suitable alignments and foundation design for the access road,
construction, permanent camps, and transmission lines; and identify re-use of excavated
materials and/or disposal areas. The study will also assess the soil erosion potential along the
transmission and road corridors, along with other effects of design and construction on geology
and soils, and identify the suitability of measures to reduce and mitigate impacts.
Additionally, a number of geologic, seismic, and engineering analyses will be undertaken to
develop the geologic model and to assess foundation design, abutment stability, seepage and
piping potential, slope stability, ground motion evaluations, and site-specific probabilistic
seismic hazard assessment for the dam site area. The study will also identify impacts and
measures to mitigate impacts to geology and soil resources.
4.5.5. Consistency with Generally Accepted Scientific Practice
Studies, field investigations, laboratory testing, engineering analysis, etc. will be performed in
accordance with general industry accepted scientific and engineering practices. The methods
FINAL STUDY PLAN GEOLOGY AND SOILS STUDY 4.5
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 4.5-6 July 2013
and work efforts outlined in this study plan are the same or consistent with analyses used by
applicants and licensees and relied upon by FERC in other hydroelectric licensing proceedings.
4.5.6. Schedule
The proposed study includes a limited field investigation program in 2012 for interpretation of
digital imagery, reconnaissance geologic mapping, drilling, paleoseismic or lineament analysis,
installation of a long-term earthquake monitoring system, assessment of slope stability for the
reservoir rim, and reservoir triggered seismicity study. For 2013–2015, comprehensive
investigations will focus on the dam site, reservoir area, and access road and transmission line
corridors. Initial and Updated Study Reports explaining actions taken and information collected
to date will be issued within 1 and 2 years, respectively, of FERC’s Study Plan Determination
(i.e., February 1, 2013). Updates on the study progress will be provided during Technical
Workgroup meetings which will be held quarterly in 2013 and 2014.
The primary activities and planned schedule are shown in Table 4.5-1.
Table 4.5-1. Schedule for implementation of the Geology and Soils Study.
Activity 2012 2013 2014 2015
1 Q 2 Q 3 Q 4 Q 1 Q 2 Q 3 Q 4 Q 1 Q 2 Q 3 Q 4 Q 1Q
Geo-Reference 1980s Investigations _____ _____ _____ _____
Regional Geologic and Mineral Assessment
Field Investigations
Geology and Soils Mapping ___ _
Reservoir Slope Stability Analysis
Initial Study Report Δ
Follow-on Investigations as Needed
Updated Study Report ▲
Legend:
Planned Activity
----- Follow-up activity (as needed)
Δ Initial Study Report
▲ Updated Study Report
4.5.7. Relationship with Other Studies
The Geology and Soils Study will provide information that will be used in several other studies,
as shown in Figure 4.5-1. The geology and soils mapping will be important to complete in 2013
to provide the baseline spatial data to the cultural and botanical resources studies. The reservoir
slope stability analysis will take place in 2013, which will then feed into the geomorphology
study using the initial reconnaissance-level information as input into the geomorphology
analysis.
FINAL STUDY PLAN GEOLOGY AND SOILS STUDY 4.5
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 4.5-7 July 2013
4.5.8. Level of Effort and Cost
The study plan will involve a phased, multiple-year approach that will include field
investigations from 2012 through 2015 with associated studies and engineering analysis. The
estimated level of effort is estimated to be in excess of 4,500 hours plus expenses. The total cost
of the study will be between an estimated $1,000,000 and $1,500,000. This work is part of a
much larger geotechnical investigation program for the Project that will be undertaken through
the engineering design activities.
4.5.9. Literature Cited
Acres. 1982a. Reservoir Slope Stability and Erosion Studies, Closeout Report. Final Draft.
Prepared for Alaska Power Authority.
Acres. 1982b. Susitna Hydroelectric Project 1980–81 Geotechnical Report, Volumes 1 through
3. Prepared for Alaska Power Authority.
Acres. 1982c. Susitna Hydroelectric Project, 1982 Supplement to the 1980–81 Geotechnical
Report. Prepared for Alaska Power Authority, Anchorage, Alaska.
Harza-Ebasco. 1983. Susitna Hydroelectric Project, Watana Development, 1983 Geotechnical
Exploration Program. Volumes 1 and 2.
Harza-Ebasco. 1984. Susitna Hydroelectric Project, 1984 Geotechnical Exploration Program,
Watana Dam Site. Final Report, Document 1734, Volumes 1 through 3.
Harza-Ebasco. 1985. Susitna Hydroelectric Project Draft License Application. Volume 12
Exhibit E Chapter 6. Geologic and Soil Resources.
USACE (U.S. Army Corps of Engineers). 1975. Hydroelectric Power and Related Purposes,
Southcentral Railbelt Area, Alaska Upper Susitna River Basin. Department of the Army,
Alaska District, Corps of Engineers. December 12, 1975.
USACE. 1979. Hydroelectric Power and Related Purposes, Supplemental Feasibility Report,
Southcentral Railbelt Area, Alaska Upper Susitna River Basin. Department of the Army,
Alaska District, Corps of Engineers. February 1979.
WCC (Woodward-Clyde Consultants Inc.). 1980. Interim Report on Seismic Studies for Susitna
Hydroelectric Project. Prepared for Acres American, Inc.
WCC. 1982. Final Report on Seismic Studies for Susitna Hydroelectric Project. Prepared for
Acres American, Inc.
FINAL STUDY PLAN GEOLOGY AND SOILS STUDY 4.5
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FERC Project No. 14241 Page 4.5-8 July 2013
4.5.10. Figures
Figure 4.5-1. Interdependencies for Geology and Soils Study.