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Susitna-Watana Hydroelectric Project Document
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Title:
Waterbird migration, breeding, and habitat use study, Study plan Section
10.15 : Final study plan SuWa 200
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Alaska Energy Authority
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Final study plan
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Susitna-Watana Hydroelectric Project document number 200
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[Anchorage : Alaska Energy Authority, 2013]
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July 2013
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Study plan Section 10.15
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17 p.
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Susitna-Watana Hydroelectric Project
(FERC No. 14241)
Waterbird Migration, Breeding, and Habitat Use
Study
Study Plan Section 10.15
Final Study Plan
Alaska Energy Authority
July 2013
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10.15. Waterbird Migration, Breeding, and Habitat Use Study
On December 14, 2012, Alaska Energy Authority (AEA) filed with the Federal Energy
Regulatory Commission (FERC or Commission) its Revised Study Plan (RSP), which included
58 individual study plans (AEA 2012). Section 10.15 of the RSP described the Waterbird
Migration, Breeding, and Habitat Use Study. This section focuses on aerial surveys of water
bodies during spring and fall migration, a study of diurnal and nocturnal migration using visual
and radar sampling, breeding-pair surveys, stream surveys for Harlequin Ducks, and brood-
rearing surveys. RSP 10.15 described the goals, objectives, and proposed methods for data
collection on waterbirds.
On February 1, 2013, FERC staff issued its study determination (February 1 SPD) for 44 of the
58 studies, approving 31 studies as filed and 13 with modifications. RSP Section 10.15 was one
of the 13 studies approved with modifications. In its February 1 SPD, FERC recommended the
following:
FWS recommends that the study be modified to clarify that visual observations (b oth diurnal and
nocturnal) to be conducted along each of the four transects would done by a separate observer
during each sampling session. In other words, four observers would be used to collect data
during each sampling session. FWS also recommends that the study be modified to clarify that
the maximum number of possible 1-hour radar sampling sessions would be conducted each night
because the start and stop time is not currently specified in the study plan.
AEA states in the study plan that the migration study (which also will provide data for the
Landbird and Shorebird Migration, Breeding and Habitat Use Study [study 10.16]) would
require a crew of four biologists working day and night shifts over a period of 120 days in 2013.
While AEA’s study plan suggests that it plans to conduct the study as recommended by FWS, the
plan is not explicit. Using four biologists to concurrently document birds observed in each
direction would ensure better correlation and interpretation of visual observations with radar
data. Although the study plan does not explicitly state the start and stop times for radar sampling
sessions, the plan is clear as to the sampling framework and that efforts are intended to
maximize sampling sessions.
We recommend that AEA implement the study with FWS’ proposed modification for clarifying
the use of four observers during visual observations. No modification of the study plan is needed
regarding maximizing the number of radar sessions because AEA’s study plan already provides
for maximizing the number of radar sessions.
In accordance with the February 1 SPD, AEA addressed the recommended modifications in this
Final Study Plan for Section 10.15.
10.15.1. General Description of the Proposed Study
The Waterbird Migration, Breeding, and Habitat Use Study will be conducted over two years
(2013 and 2014) and will include aerial surveys of water bodies during spring and fall migration,
a study of diurnal and nocturnal migration using visual and radar sampling, breeding-pair
surveys, stream surveys for Harlequin Ducks, and brood-rearing surveys. Waterbirds may use
lakes, ponds, rivers, and flooded wetland areas throughout the Project area to varying degrees
during spring and fall migration. Aerial surveys for staging and migration will follow a lake-to-
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lake pattern and will also parallel river courses. The migration study will employ intensive
monitoring of migrating birds during both daytime and nighttime hours at a site located near the
proposed dam and associated camp infrastructure. Surveys of breeding waterbirds (primarily
waterfowl) will use a combination of full-coverage lake-to-lake surveys in most of the study area
and breeding-pair transect surveys in the easternmost portion of the study area. Aerial surve ys
for Harlequin Ducks will focus on river and stream habitats during the pre-nesting and brood-
rearing seasons. Brood-rearing surveys will be conducted by surveying open water and shoreline
habitats of lakes and ponds in the study area.
Study Goals and Objectives
The goal of the Waterbird Migration, Breeding, and Habitat Use Study is to collect baseline data
on waterbirds migrating through and breeding in the Project area to enable assessment of the
potential impacts of the Project and to inform the development of appropriate protection,
mitigation, and enhancement measures. As used here, “waterbirds” is applied broadly to include
swans, geese, ducks, loons, grebes, cranes, cormorants, herons, gulls, and terns. Shorebirds
frequently are included in the general category of waterbirds, but they are addressed separately
for this Project under the Landbird and Shorebird Migration, Breeding, and Habitat Use Study
(Section 10.16) because the ground-based survey methods for shorebirds are similar to those
used for landbirds. This study plan includes breeding surveys for the Harlequin Duck, a species
of conservation concern that requires specific stream-survey techniques.
This study has three objectives:
Document the occurrence, distribution, abundance, habitat use, and seasonal timing of
waterbirds migrating through the Project area in spring and fall.
Document the occurrence, distribution, abundance, productivity, and habitat use of
waterbirds breeding in the Project area.
Review available information to characterize food habits and diets of piscivorous
waterbirds documented in the study area as background for the Mercury Assessment and
Potential for Bioaccumulation Study (Section 5.7).
The information gained from this study will be used to evaluate waterbird habitat loss and
alteration quantitatively, in conjunction with the separate Vegetation and Wildlife Habitat
Mapping Study and the Evaluation of Wildlife Habitat Use Study (see Sections 11.5 and 10.19,
respectively), and to estimate the number of migrating and breeding waterbirds that may be
affected by the Project.
10.15.2. Existing Information and Need for Additional Information
Existing information on the distribution and abundance of waterbirds in the Project area during
the breeding and migration seasons is mostly based on studies conducted in 1980 and 1981 for
the Alaska Power Authority (APA) Susitna Hydroelectric Project (Kessel et al. 1982). Data from
those studies were used to quantify the level of use of water bodies by migrating and breeding
waterbirds. A relative “importance value” was determined for each water body surveyed in each
migration season, incorporating the number of species, the number of birds, and the density of
birds found on the water body in relation to the overall numbers and densities recorded on the
surveys (Kessel et al. 1982). Those study results provide a good knowledge base concerning
waterbird use of the Project area three decades ago; however, because the population numbers of
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numerous species have changed in the past 30 years, new waterbird surveys are needed to
elucidate the current distribution and abundance of breeding and migrating waterbirds in the
Project area.
More recent survey data on breeding waterbirds in the upper Susitna River basin has been
collected annually during U.S. Fish and Wildlife Service (USFWS) waterfowl breeding
population surveys (Mallek and Groves 2011a), but only a few transects of the Stratum 2–
Nelchina survey area (Mallek and Groves 2011b) are located in the Project area. Those transects
occur east of the proposed reservoir near the Oshetna River, an area of low topographic relief
where the density of lakes, ponds, and wetlands is relatively high.
The population of Trumpeter Swans is an example of a waterbird species whose population has
changed substantially in the last 30 years (Conant et al. 2007). A complete census of Trumpeter
Swans on their breeding grounds in Alaska began in 1968 and was repeated at 5 -year intervals
between 1975 and 2005 (Conant et al. 2007). Together, two survey areas (Unit 3–Gulkana and
Unit 5–Cook Inlet) include the entire Susitna River basin (Conant et al. 2007). The population of
Trumpeter Swans summering in Alaska has increased since 1975 and breeding has expanded into
peripheral habitat. No census was conducted in 2010, so information on the distribution and
abundance of Trumpeter Swans in the Project area is out of date and new surveys are needed.
Waterbird productivity was evaluated in 1981 using ground surveys of water bodies within
proposed impoundment areas and access routes associated with the APA Susitna Hydroelectric
Project. Those surveys provide historical data for the area 30 years ago, but need to be updated.
Current surveys addressing waterbird productivity need to be conducted in areas of proposed
facility locations, road and transmission corridors, and any areas affected by the Project within
and near the inundation zone.
No current information exists on the distribution and abundance of Harlequin Ducks in the
middle and upper Susitna River basin. The Harlequin Duck is a species of conservation concern
that nests and raises broods almost exclusively in mountain stream drainages. New surveys need
to be conducted to assess the distribution and abundance of Harlequin Ducks breedi ng in the
Project area.
10.15.3. Study Area
The study area for waterbirds will encompass lakes, ponds, rivers, streams, and flooded wetlands
within a 3-mile buffer area around the Project area (Figure 10.15-1). The 3-mile buffer includes
nearly all of the 65 water bodies surveyed for the original APA Susitna Hydroelectric Project in
the 1980s (Kessel et al. 1982), most of which occur in relatively discrete groupings (e.g., see Pre-
Application Document [PAD] Figure 4.6-16; AEA 2011). The study area boundary has been
extended farther than 3 miles in several places to include water bodies surveyed by Kessel et al.
(1982), such as Stephan Lake, Clarence Lake, and other unnamed water bodies south of the
Susitna River between Kosina Creek and the Oshetna River, but six large lakes surveyed
(Kessel’s numbers 131–136) between the mouths of the Tyone and Maclaren rivers will be
omitted because they are located well upstream from the area that may be affected by the Project.
Rather than specifying a minimum water body size to be surveyed for the lake-to-lake surveys,
the most efficient flight path through each water body group, and linking to other water body
groups, will be determined by an experienced waterbird biologist before the surveys begin, to
maximize the number of water bodies covered. That same route will be repeated on each
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migration and breeding-pair survey using Global Positioning System (GPS) navigation; brood
surveys will concentrate on the subset of those water bodies located within 1 mile around the
locations and alignments of proposed Project infrastructure, including access road and
transmission corridors. The survey route will be developed by reviewing U.S. Geological Survey
(USGS) 1:63,360-scale topographic maps and high-resolution aerial or satellite imagery, as
available, and a GPS route file will be created for navigational use during the survey. It is
anticipated that all water bodies 2 hectares (5 acres) or more in size will be surveyed, as well as
many smaller ponds located between those larger water bodies. This approach will provide more
complete survey coverage than selecting a random sample from all water bodies in the study
area. All water bodies sampled will be entered into a Geographic Information System (GIS)
database to permit measurement of their area for use in calculating waterbird density.
All rivers and streams flowing through the study area buffer will be surveyed for breeding
Harlequin Ducks. These stream surveys will extend outside the 3-mile study-area buffer where
necessary to cover suitable habitats farther upstream. Habitat suitability will be evaluated during
the first pre-nesting survey for use in planning the three subsequent surveys.
A rectangular area has been delineated east of the upper end of the reservoir inundation zone
(“transect block” in Figure 10.5-1) in an area of low topographic relief with a high density of
water bodies. The transect block will be sampled during breeding-pair surveys using a transect
sampling approach, rather than attempting to cover all of the water bodies completely in a lake-
to-lake pattern.
10.15.4. Study Methods
10.15.4.1. Spring and Fall Migration
10.15.4.1.1. Aerial Surveys
Waterbirds use a broad range of lakes, ponds, rivers, and flooded wetlands throughout the
Project area during migration. The most effective means of assessing the distribution and
abundance of waterbirds over such a large area is aerial survey. Because of the distribution of
water bodies in relatively discrete, irregularly spaced groupings in most of the study area, a lake-
to-lake survey pattern is the most efficient survey approach, in which each lake is circled to
count waterbirds in the water and on the shore. Waterbirds often use rivers and streams for
staging during early spring when lakes are covered by ice, so surveys will be flown parallel to
river and stream courses.
Aerial surveys of waterbirds in Alaska typically are conducted using either a fixed -wing aircraft
or a helicopter, with the choice of platform depending, in part, on the topography of the survey
area. Because of the canyons and mountainous terrain in the Project area, a small piston
helicopter (Robinson R-44) is the preferred waterbird survey platform to ensure good visibility,
survey efficiency, and safety in maneuvering.
To adequately characterize the period of migration and avoid missing migration peaks for
various species of waterbirds, surveys will be conducted at 5-day intervals during the spring (late
April to early June) and fall (mid-August to mid-October) migration periods, resulting in 10–11
surveys in spring and 13–14 surveys in fall, weather permitting. Each survey is expected to take
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approximately 2 days to complete. The spring migration surveys will transition directly into the
breeding-pair surveys with no break in timing, as is described below (Section 10.15.4.2.1).
A single, experienced observer will record all data on a hand-held digital recorder, which will be
transcribed later into a computer database for analysis. Data will be summarized by species,
species group, lake group or river segment, date of survey, and survey area. The survey results
will be used to evaluate species composition and the timing of migration and to identify water
bodies important to migrating waterbirds. Flight lines will be recorded on each survey using a
GPS receiver.
10.15.4.1.2. Migration Study
To acquire current information on the volume and flight directions of birds migrating through the
study area, an intensive study of bird migration will be conducted using a combination of visual
surveys and radar monitoring. The sampling site for the migration study will be established on
the benchland just northeast of the proposed dam site, in the vicinity of the proposed Project
camp. Although this study component is described here in the Waterbird Migration, Breeding,
and Habitat Use Study plan, it is important to note that the sampling design will also provide data
for the Landbird and Shorebird Migration, Breeding, and Habitat Use Study (Section 10.16).
Diurnal visual observations will be conducted during daylight hours (sunrise to sundown) from
late April to early June and from mid-August to mid-October. Using binoculars and spotting
scopes, four observers will record data simultaneously along visual transect lines (oriented in the
cardinal directions—north, east, south, west) during 25-minute sampling sessions, separated by
5-minute break periods during which weather data will be recorded. Data recorded for each bird
observation will include date, time, species (or taxon), flock size, transect crossed, distance
crossed (distance from observer), flight direction, flight behavior, minimal flight-altitude
category, and an estimate of actual minimal flight altitude.
A portable marine radar that functions in both surveillance and vertical modes will be set up at
the sampling site and will be powered by a portable generator. The radar (Furuno Model FR-
1510 MKIII; Furuno Electric Company, Nishinomiya, Japan) is a standard X-band marine radar
transmitting at 9.410 GHz through a 2-m-long slotted wave guide (antenna) with a peak power
output of 12 kW. The antenna has a beam width of 1.23° (horizontal) 25° (vertical) and a side
lobe of 10–20°. Range accuracy is 1% of the maximal range of the scale in use or 30 m
(whichever is greater) and bearing accuracy is 1°. This radar can be operated at a variety of
ranges (0.5–133 km) and pulse lengths (0.07–1.0 sec). A pulse length of 0.07 sec will be used
while operating at the 1.5-km range to sample the flight activity of small-bodied birds (e.g.,
songbirds). A longer pulse length (0.3 sec) will be used while operating at the 6-km range to
sample the flight activity of large-bodied birds (e.g., waterfowl, cranes, raptors). At shorter pulse
lengths, echo resolution is improved (giving more accurate information on target identification,
location, and distance); whereas, at longer pulse lengths, echo detection is improved (increasing
the probability of detecting a target). An echo is a picture of a target on the radar monitor; a
target is one or more birds (or bats) that are flying so closely together that the rada r displays
them as one echo on the display monitor. The radar has a digital color display with several useful
features, including true north correction for the display screen (to determine flight directions),
color-coded echoes (to differentiate the strength of return signals), and on-screen plotting of a
sequence of echoes (to depict flight paths). Because targets are plotted with every sweep of the
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antenna (i.e., every 2.5 sec) and because ground speed is directly proportional to the distance
between consecutive echoes, ground speeds of plotted targets can be estimated to the nearest 5
km/h with a hand-held scale.
Radar data will be collected in several 1-hour sampling sessions throughout the night (from
shortly after sunset to just before sunrise) and diurnal radar sampling sessions will be conducted
during the day (shifting 3-hour blocks from morning to evening). Each 1-hour radar sampling
session will consist of (1) one 10-min period to collect weather data and adjust the radar to
surveillance mode; (2) one 10-min period with the radar in surveillance mode (1.5-km range) for
collection of information on migration passage rates or small-bodied birds; (3) one 10-min
period with the radar in surveillance mode (1.5-km range) for collection of information on
ground speed, flight direction, tangential range (minimal perpendicular distance to the radar
laboratory), transect crossed (north, south, east, and west), and the number of individuals (if
known) of small-bodied birds; (4) one 10-min period with the radar in surveillance mode (6-km
range) for collection of information on both passage rates of large-bodied birds and information
on their groundspeed, flight direction, tangential range (minimal perpendicular distance to the
radar laboratory), transect crossed (north, south, east, and west), and the number of individuals
(if known); (5) one 5-min period to adjust the radar to vertical mode; and (5) one 15-min period
with the radar in vertical mode (1.5-km range) to collect information on flight altitudes and flight
behavior. All hours of radar data will be recorded using an automated image frame-grabber
device (Model VGA2USB, Epiphan Systems Inc., Ottawa, Ontario, Canada) that will enable
continuous collection of a record of high-quality lossless radar images, with a resolution identical
to that of the radar monitor.
Nocturnal audiovisual surveys will be conducted during the first 2 hours of nocturnal radar
sampling in both spring and fall, and will include two sessions of visual sampling separated by
short periods during which weather data will be recorded. The sampling period will be adjusted
as daylength changes during the migration periods. The observers will use binoculars during
crepuscular periods and night-vision goggles during dark hours, aided by spotlights outfitted
with infrared filters to illuminate targets flying overhead. Four observers will record data along
visual transect lines (oriented in the cardinal directions—north, east, south, west) during each
sampling session. For each bird or flock of birds detected visually, the following data will be
collected: species or taxon, flight direction, flight altitude, and flight behavior. Weather data
recorded before each radar or visual sampling session will include wind direction, average wind
speed, cloud cover, ceiling height, light conditions, precipitation, air temperature, and barometric
pressure.
Data collected in this study on flight volume, altitudes, and directions among all species and taxa
will be compared with data collected in similar studies at Tok in the upper Tanana River valley
and Gakona in the Copper River valley (Cooper et al. 1991a, 1991b; Cooper and Ritchie 1995),
the Tanana Flats and Alaska Range foothills near Healy (Day et al. 2007; Shook et al. 2006,
2011), and Fire Island (Day et al. 2005), at minimum.
10.15.4.2. Breeding Season
10.1.1.1.1. Breeding-pair Surveys
Two different survey approaches will be used for breeding-pair surveys, depending on the
location of the water bodies being surveyed. In most of the study area, the same lake-to-lake
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survey approach will be used as during the migration surveys, with no break in timing between
the spring migration and breeding survey periods. In the designated transect survey block in the
easternmost portion of the study area, however, a sampling approach will be used to survey 400-
meter-wide strips along transects spaced at 1-mile intervals, providing sample coverage of
approximately 25 percent of the survey block.
Surveys for breeding waterbirds, primarily waterfowl, will generally follow standard USFWS
protocols (USFWS 1987; USFWS and CWS 1987). The survey lines in the transect block will be
aligned to cover the largest possible number of water bodies and wetlands. The placement of the
transect lines, which will be oriented systematically along the long axis of t he survey block, will
be determined before the survey using aerial imagery or topographic maps and GIS.
Breeding-pair surveys are typically conducted in a fixed-wing aircraft; however, it is likely that a
small piston helicopter will be used for all aerial surveys of waterbirds in this study. Flight
altitude will be low (125–200 feet above ground level, with the lower altitude being used for the
transect surveys) to permit observation of birds without having to rely on binoculars, although
binoculars will be used where necessary to confirm species identity. In the lake-to-lake surveys,
a single observer will record data over the entire area of the water bodies surveyed. In the
transect surveys, one observer will search for waterbirds in a 200-meter (656-foot) swath on each
side of the aircraft (total of two observers searching a total strip width of 400 meters, or 1,312
feet) while the pilot navigates the transect lines using a GPS receiver. Observations will be
recorded on hand-held digital voice recorders for later transcription and transfer to a computer
database for analysis. Survey data will be used to calculate the estimated densities of each
species of waterfowl and identify areas important to breeding waterfowl.
The timing of the breeding-pair surveys will be determined by evaluating the chronology of
break-up and spring melt conditions each year, which will be monitored throughout the spring
migration surveys. Breeding-pair surveys typically are flown in late May or early June,
depending on location and elevation, when pairs are present on territories but females are not yet
spending time on nests. Survey timing can affect results because the nesting phenology of
dabbling ducks is earlier than that of diving ducks, and some dabbling duck species can be
missed if the survey occurs too late, after the cryptically colored females are on nests and the
more brightly colored males have left the area. Two surveys, spaced about 10 days apart, will be
conducted to target the expected peaks of breeding for dabbling and diving ducks. The two
breeding-pair surveys will be timed to coincide with the peak presence of pairs and males of
dabbling ducks and diving ducks, respectively, to account for the differences in migration timing
and turnover of those two general categories of ducks. Each survey is expected to take
approximately two days to complete. Weather and visibility conditions will be recorded during
surveys to assess the quality of the information recorded, and surveys will not proceed unless
conditions are suitable. Standard protocols (USFWS and CWS 1987, Smith 1995) will be
followed to convert raw survey counts to indicated total population indices and species-specific
correction factors will be applied to the indices to derive population estimates of each species
detected in the transect strips for which correction factors are available.
10.1.1.1.2. Harlequin Duck Surveys
In inland areas of Alaska, Harlequin Ducks predominantly use mountain streams for foraging
and nest in adjacent shoreline habitats. Male Harlequin Ducks are only present on breeding
streams during a short period in spring while courting females. Accordingly, pre-nesting surveys
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to quantify the number of nesting pairs occupying a stream must be conducted in that short
timing window. After hatching, successful females are visible on streams with their broods, and
failed breeders often group together.
Surveys for pre-nesting and brood-rearing Harlequin Ducks will be flown in a helicopter with
two observers seated on the same side. Surveys generally will be flown in an upriver direction
with the helicopter positioned over the bank to provide an unobstructed view of the entire width
of the watercourse. Each survey is expected to take approximately two days to complete. Surveys
will follow the entire length of tributary streams where suitable nesting habitat is present, even if
it means flying outside of the 3-mile study area buffer. The extent of suitable habitat will be
defined during the first pre-nesting survey. Observations will be recorded on hand-held digital
recorders and with GPS waypoints for later transcription and transfer to a computer database for
analysis. Survey data will be used to calculate linear densities (ducks per kilometer) and to
identify streams used by breeding Harlequin Ducks.
To account for annual variability in the occurrence of peak numbers of breeding pairs and brood -
rearing females on a stream, two years of pre-nesting and brood-rearing surveys will be
conducted. Two pre-nesting surveys, spaced 7–10 days apart, will be flown in late May–early
June each year and two brood-rearing surveys, spaced 7–10 days apart, will be conducted in late
July–early August each year, with the exact timing to be determined using information on
environmental conditions and breeding phenology each year.
10.1.1.1.3. Brood Surveys
Information on waterbirds breeding in specific areas that may be affected by Project
infrastructure or activities will be collected by biologists conducting helicopter surveys of
suitable lakes, ponds, streams, and flooded wetland complexes. As with the other waterbird
surveys, the platform of choice will be a small piston helicopter. These surveys will be
conducted at least twice during the brood-rearing period, with the first survey occurring in mid-
July and the second approximately a week later, to record the presence of adults accompanied by
broods of juveniles. A third survey may be flown, depending on the developmental stages of
juveniles observed on the second brood survey. The brood surveys will focus on the water body
groups within 1 mile around the locations and alignments of proposed Project infrastructure,
excluding portions of the study area located farther than 1 mile away.
Two observers will circumnavigate water bodies in a small helicopter to search for waterbirds
with broods. All waterbirds seen will be recorded on field data sheets and brood ages for
waterfowl (primarily ducks) will be estimated by classifying them into one of seven age classes
based on chick plumage patterns. Survey data will be used to calculate densities of broods and to
estimate nest-initiation dates by back-dating (subtracting the estimated age of young and the
average incubation period). Any nest locations of piscivorous waterbirds will be recorded for
collection of feathers for analysis of baseline mercury levels for the Mercury Assessment and
Potential for Bioaccumulation Study (Section 5.7).
10.15.4.3. Information for Mercury Assessment
To provide tissue samples for laboratory analysis of mercury levels, feathers of piscivorous
waterbirds (e.g., loons, grebes, mergansers, terns) will be collected, after the nesting season,
from any nests of those species that are located during aerial surveys for this study or surveys for
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other Project studies. It is anticipated that some nests of loons, grebes, and Arctic Terns will be
found because of their selection of nest sites on islands or shorelines, but merganser nests are
unlikely to be found because they nest in tree cavities that would be difficult to locate without
radio telemetry. Therefore, to supplement the collection of feathers from nests, prey remains will
be collected from nest sites of Peregrine Falcons located in or near the study area. Peregrine
Falcons are predators of a variety of birds, including waterbirds, and examination of prey
remains is a commonly used technique to investigate their food habits. A permit will be required
from the USFWS to collect any migratory bird parts.
In addition to collection of feather samples for laboratory analysis, the scientific literature will be
reviewed to compile and synthesize information on the food habits and diets of piscivorous
waterbirds in freshwater aquatic systems to support the risk assessment being conducted as part
of the Mercury Assessment and Potential for Bioaccumulation Study (Section 5.7). This
information was recommended by USFWS in comments on the Pre-Application Document for
the Project (letter from USFWS to AEA dated May 31, 2012).
10.15.4.4. Reporting and Deliverables
Study products will include the following:
Electronic copies of field data. A geospatially referenced relational database will be
developed that incorporates all historic and current data, including nesting and brood-
rearing locations for each species. Naming conventions of files and data fields, spatial
resolution, map projections, and metadata descriptions will meet the data standards to be
established for the Project.
Study Reports. The Initial Study Report will be completed in February 2014 and the
Updated Study Report will be completed in February 2015. The Updated Study Report
will summarize the results for both years.
10.15.5. Consistency with Generally Accepted Scientific Practice
The Waterbird Migration, Breeding, and Habitat Use Study will be conducted using standard
waterfowl aerial survey techniques, including those described in the current USFWS Standard
Operating Procedures for Aerial Waterfowl Breeding Ground Population and Habitat Surveys in
North America (USFWS and CWS 1987). These same techniques have been used successfully to
survey for migrant and breeding waterbirds on other large-scale projects in Alaska (e.g., PLP
2011). Stream surveys of Harlequin Ducks by helicopter have been used effectively in numerous
studies in Alaska and Canada (McCaffery and Harwood 1994; Morgart 1998; Kneteman and
Hubbs 2000; Paton 2000; Savage 2000; MacDonald 2003; PLP 2011). The diurnal visual and
nocturnal radar techniques proposed in this plan have become standard methods for studying bird
migration (e.g., Gauthreaux 1980; Cooper et el. 1991a, 1991b; Gauthreaux and Belser 2003),
including in Alaska (Cooper et al. 1991a, 1991b; Cooper and Ritchie 1995; Day et al. 2005,
2007; Shook et al. 2006, 2011).
10.15.6. Schedule
The migration study using coordinated radar and visual sampling is proposed for the spring (late
April–early June) and fall (mid-August–mid-October) migration periods in 2013, with the
decision to conduct a second year of sampling being dependent on the results obtained in 2013.
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For the other study components described above, the same seasonal schedule will be followed in
both 2013 and 2014 (Table 10.15-1). The timing of some surveys, particularly in spring and
summer, will depend on ice break-up and the nesting phenology for the year. Approximately 10–
11 spring migration/breeding-pair surveys will be flown between late April (start date
determined by the timing of river break-up and lake moat formation each year) and mid-June at
intervals of 5 days. Two breeding-pair transect surveys will be flown in the first half of June. At
least two brood surveys (possibly three, depending on the developmental stages of juveniles on
the second survey) will be flown beginning in mid-July each year. Two pre-nesting surveys for
Harlequin Ducks will be flown in late May/early June and two brood-rearing surveys will be
flown in late July/early August. Fall migration surveys will begin in mid-August and will
continue until mid-October at intervals of 5 days. After each aerial survey, data will be
transcribed, reviewed, and entered into a database for final quality assurance/quality control
(QA/QC) review. Data analysis will be conducted progressively throughout summer and fall to
allow for rapid completion in November and December. The Initial Study Report will be
completed by February 2014 and the Updated Study Report will be completed by February 2015.
Study updates will be provided during Technical Workgroup meetings, which will be held
quarterly during 2013 and 2014.
10.15.7. Relationship with Other Studies
Except for current information each spring about river break-up conditions from the study of Ice
Processes in the Susitna River (Section 7.6), which will be used to help determine the start date
of spring migration surveys, the Waterbird Migration, Breeding, and Habitat Use Study will not
require specific information inputs from other studies, but will provide information to several
other studies (Figure 10.15-2). The various types of surveys conducted for this study will provide
information that will be used in the assessment of Project impacts and development of
appropriate protection, mitigation, and enhancement (PM&E) measures, which will be conducted
in 2015 for the FERC License Application. The ground-based visual and radar surveys during
spring and fall migrations in 2013 will be conducted concurrently with the Landbird and
Shorebird Migration, Breeding, and Habitat Use Study (Section 10.16) to document the nature of
migratory movements of a broad variety of birds near the proposed dam and associated facilities.
Information regarding habitat use and abundance among different habitats will be incorporated
into the habitat ranking matrix constructed for the Evaluation of Wildlife Habitat Use (Section
10.19), which will be used to assess the potential impacts and to develop PM&E measures, as
appropriate, for the FERC License Application. Information on the food habits and diets of
piscivorous waterbirds will be synthesized for use in the Mercury Assessment and Potential for
Bioaccumulation Study (Section 5.7), and nest locations of waterbird species found during
breeding-season surveys will be recorded to enable collection of feather samples (after the nests
are vacated) for baseline characterization of mercury levels by the Mercury Assessment and
Potential for Bioaccumulation Study (Section 5.7).
The primary impact mechanisms of the Project on waterbirds may include the following:
Permanent direct and indirect habitat loss and alteration.
Temporary direct and indirect habitat loss and alteration.
Direct behavioral impacts, such as attraction or avoidance, resulting from vehicular use,
noise, and increased human presence associated with Project construction or operation.
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Indirect behavioral impacts to wildlife, such as attraction or avoidance, resulting from
changes in vehicular use, noise, and increased human presence associated with increased
subsistence or recreational access that may be facilitated by Project development.
Mortality due to increased subsistence and recreational harvest that may be facilitated by
improvements in human access that result from Project development.
Changes in mortality due to predation that may result from changes in the abundance and
distribution of waterfowl predators, including both mammalian and avian carnivores.
Direct mortality due to strikes with vehicles, power lines, towers, or other Project
facilities; exposure to contaminants; and attraction to garbage and human activity.
Impacts associated with habitat loss and alteration, attraction and avoidance, and direct mortality
will occur primarily in the Project area, including the impoundment area, access and
transmission corridors, and other facility footprints. Impacts associated with increased harvest
and changes in predator abundance may occur over a larger area in which changes in both
competing mammalian predators and prey species abundance may occur.
During the impact assessment that will be conducted in 2015 for the FERC License Application,
data on the distribution, abundance, and productivity of and habitat use by waterbirds in the
study area will be used to assess Project impacts on these populations. Impacts of direct and
indirect habitat loss and alteration can be assessed through geospatial analysis. When plotted on
the wildlife habitat map developed by the Vegetation and Wildlife Habitat Mapping Study in the
Upper and Middle Susitna Basin (Section 11.5), the locations of breeding pairs, brood-rearing
groups, and staging birds will allow identification of high-value seasonal habitats for each
waterbird species. Using GIS software, the direct and indirect impacts of the Project can be
evaluated for each waterbird species by overlaying the reservoir impoundment, related
infrastructure areas, and access road and power transmission corridors onto the habitat map to
calculate loss of preferred or critical habitats.
Additional indirect impacts of habitat loss and alteration and behavioral reactions (such as
avoidance) can be estimated by applying various buffer distances, as determined from the
literature on the effects of similar projects. In this way, the GIS analysis will be combined with
information from the literature to estimate the geographic extent, frequency, duration, and
magnitude of Project effects on waterbird populations. Density estimates for breeding pairs and
brood-rearing waterbirds in each habitat and linear densities of Harlequin Ducks can be used to
estimate the number of birds potentially affected by habitat loss and alteration and by behavioral
reactions that may result in avoidance. Location data for each species can be used to assess risks
from power lines and other bird strikes for various Project alternatives. Industry standards and
best practices (e.g., APLIC and USFWS 2005; APLIC 2006) and other literature reviews (e.g.,
Evans et al. 2007; Longcore et al. 2008; Gehring et al. 2009) will be consulted when designing
and siting transmission lines and lighting Project facilities, to reduce the risk of attraction and
collision of birds with Project infrastructure, while still complying with other federal and state
requirements for facility lighting for aviation safety. Any necessary PM&E measures will be
developed, as appropriate, by examining the distribution and abundance of species among
habitats in relation to the geographical extent and seasonal timing of various Project activities.
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10.15.8. Level of Effort and Cost
The bulk of the costs associated with this study are for the field sampling, data analysis, and
reporting; helicopter support costs have not been included in this estimate. The aerial survey
portion of the study will require an estimated minimum of 86 person-days, not including weather
delays or changes in study design, as indicated below:
Migration surveys = 20 person-days in spring; 26 person-days in fall
Breeding-pair surveys = 12 person-days (assuming two surveys per year)
Harlequin Duck pre-nesting surveys = 8 person-days
Harlequin Duck brood-rearing surveys = 8 person-days
Waterbird brood-rearing surveys = 12 person-days
The ground-based migration study employing diurnal visual and nocturnal radar and audiovisual
sampling (which also will provide data for the Landbird and Shorebird Migration, Breeding, and
Habitat Use Study, Section 10.16) will require a crew of four biologists working day and night
shifts over a period of up to 120 days (total for spring and fall fieldwork) and is estimated to cost
approximately $600,000 in 2013. The projected cost of the aerial-survey portion of the waterbird
study is approximately $300,000 annually. Hence, the total cost is estimated at $900,000 in 2013
and $300,000 in 2014, for a 2-year total of $1.2 million. The decision to continue the ground-
based migration monitoring task in 2014 will be based on the results obtained in 2013.
10.15.9. Literature Cited
AEA. 2011. Pre-Application Document: Susitna–Watana Hydroelectric Project FERC Project
No. 14241. December 2011. Prepared for the Federal Energy Regulatory Commission by the
Alaska Energy Authority, Anchorage, Alaska.
APLIC (Avian Power Line Interaction Committee) and USFWS (U.S. Fish and Wildlife
Service). 2005. Avian Protection Plan (APP) guidelines. Prepared by the Edison Electric
Institute’s Avian Power Line Interaction Committee and U.S. Fish and Wildlife Service.
APLIC. 2006. Suggested practices for avian protection on power lines: the state of the art in
2006. Edison Electric Institute, APLIC, and the California Energy C ommission,
Washington, DC, and Sacramento, CA.
Conant, B., J. I. Hodges, D. J. Groves, and J. G. King. 2007. Alaska Trumpeter Swan status
report, 2005. U. S. Fish and Wildlife Service, Juneau. 49 pp.
Cooper, B. A., and R. J. Ritchie. 1995. The altitude of bird migration in east-central Alaska: a
radar and visual study. Journal of Field Ornithology 66: 590–608.
Cooper, B. A., R. H. Day, R. J. Ritchie, and C. L. Cranor. 1991a. An improved marine radar
system for studies of bird migration. Journal of Field Ornithology 62: 367–377.
Cooper, B. A., R. J. Ritchie, B. A. Anderson, and L. C. Byrne. 1991b. Alaska Over -the-Horizon
Backscatter Radar System: a synthesis of the Avian Research Program, 1987–1990. Report
to the Arctic Environmental Information and Data Center, Anchorage, and the U.S.
Department of the Air Force, Hanscom Air Force Base, Massachusetts, by Alaska Biological
Research, Inc., Fairbanks. 309 pp.
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Day, R. H., R. J. Ritchie, J. R. Rose, and A. M. Wildman. 2007. Avian studies along the
proposed Northern Intertie powerline project, 1999–2000 (2007 compilation). Report
prepared for Golden Valley Electric Association, Inc., Fairbanks, by ABR, Inc.—
Environmental Research & Services, Fairbanks. 172 pp.
Day, R. H., R. J. Ritchie, J. R. Rose, and G. V. Frost. 2005. Bird migration near Fire Island,
Cook Inlet, Alaska, spring and fall 2004. Report prepared for Chugach Electric Association,
Inc., Anchorage, by ABR, Inc.—Environmental Research & Services, Fairbanks. 128 pp.
Evans, W. R., Y. Akashi, N. S. Altman, and A. M. Manville, Jr. 2007. Response of night-
migrating birds in cloud to colored and flashing light. Report to the Communications Tower
Working Group. 25 pp.
Gauthreaux, S. A. 1980. Direct visual and radar methods for the detection, quantification, and
prediction of bird migration. Clemson University, Clemson, SC. 67 pp.
Gauthreaux, S. A., and C. G. Belser. 2003. Radar ornithology and biological conservation. Auk
120: 266–277.
Gehring, J., P. Kerlinger, and A. M. Manville, Jr. 2009. Communication towers, lights, and birds:
successful methods of reducing the frequency of avian collisions. Ecological Applications
19: 505–514.
Kessel, B., S. O. MacDonald, D. D. Gibson, B. A. Cooper, and B. A. Anderson. 1982. Susitna
Hydroelectric Project environmental studies, Phase I final report—Subtask 7.11: Birds and
non-game mammals. Report by University of Alaska Museum, Fairbanks, and Terrestrial
Environmental Specialists, Inc., Phoenix, NY for Alaska Power Authority, Anchorage.
149 pp.
Kneteman, J., and A. Hubbs. 2000. Harlequin Duck monitoring in the northern east slopes of
Alberta: 1998–2000 preliminary results. Alberta Sustainable Resource Development.
Fisheries and Wildlife Management Division, Alberta Species at Risk Report No. 11,
Edmonton, AB. 18 pp.
Longcore, T., C. Rich, and S. A. Gauthreaux, Jr.. 2008. Height, guy wires, and steady-burning
lights increase hazards of communication towers to nocturnal migrants: a review and meta-
analysis. The Auk 125: 485–492.
MacDonald, R. 2003. Harlequin Duck breeding pair and brood surveys, Togiak National
Wildlife Refuge, Alaska, 1998–2002. U.S. Fish and Wildlife Service, Togiak National
Wildlife Refuge, Dillingham, AK. 40 pp.
Mallek, E. J., and D. J. Groves. 2011a. Alaska–Yukon waterfowl breeding population survey.
U.S. Fish and Wildlife Service, Fairbanks and Juneau, AK. 30 pp.
Mallek, E. J., and D. J. Groves. 2011b. Map of transects within Stratum 2 (Nelchina) of the
Alaska–Yukon Waterfowl Breeding Population Survey [map of Interior Alaska portion of
the survey]. 1 p.
McCaffery, B. J., and C. M. Harwood. 1994. Distribution and relative abundance of Harlequin
Ducks in the southwest Kuskokwim Mountains. U.S. Fish and Wildlife Service, Yukon
Delta National Wildlife Refuge, Bethel, AK. 13 pp.
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Morgart, J. R. 1998. Kilbuck Mountains Harlequin Duck breeding-pair survey. U.S. Fish and
Wildlife Service, Yukon Delta National Wildlife Refuge, Bethel, AK. 18 pp.
Paton, D. 2000. Harlequin Duck surveys of Oldman River Basin, 2000. Alberta Sustainable
Resource Development. Fisheries and Wildlife Management Division, Alberta Species at
Risk Report No. 20, Edmonton, AB. 37 pp.
PLP (Pebble Limited Partnership). 2011. Pebble Project Environmental Baseline Document,
2004 through 2008. Pebble Limited Partnership, Anchorage, A K. Available online:
http://www.pebbleresearch.com/ (accessed June 16, 2012).
Savage, S. 2000. Harlequin Duck stream survey, Alaska Peninsula/Becharof National Wildlife
Refuge, Alaska, July 2000. U.S. Fish and Wildlife Service, Alaska Peninsula/Becharof
National Wildlife Refuge Complex, King Salmon, AK. 36 pp.
Shook, J. E., R. H. Day, and R. J. Ritchie. 2006. Monitoring interactions of birds with the
Northern Intertie powerline, Interior Alaska, spring and fall 2004–2005. Report prepared for
Golden Valley Electric Association, Inc., Fairbanks, by ABR, Inc.—Environmental
Research & Services, Fairbanks. 46 pp.
Shook, J. E., J. H. Plissner, L. B. Attanas, R. H. Day, and R. J. Ritchie. 2011. Avian migration
studies at the proposed Eva Creek windfarm: spring and fall migration 2010. Report
prepared for Golden Valley Electric Association, Inc., Fairbanks, by ABR, Inc.—
Environmental Research & Services, Fairbanks. 79 pp.
Smith, G. W. 1995. A critical review of the aerial and ground surveys of the breeding waterfowl
surveys in North America. U.S. Fish and Wildlife Service, Biological Science Report No. 5.
USFWS (U.S. Fish and Wildlife Service). 1987. Trumpeter and Tundra Swan survey protocol
update. U. S. Fish and Wildlife Service Memorandum, Juneau, AK.
USFWS and CWS (Environment Canada, Canadian Wildlife Service). 1987. Standard operating
procedures for aerial breeding-ground population and habitat surveys in North America.
Migratory Bird and Habitat Research Laboratory, Patuxent Wildlife Research Center,
Laurel, MD.
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10.15.10. Tables
Table 10.15-1. Schedule for implementation of the Waterbird Migration, Breeding, and Habitat Use Study.
Activity
2013 2014 2015
1 Q 2 Q 3 Q 4 Q 1 Q 2 Q 3 Q 4 Q 1 Q
Spring migration surveys (ground-based
visual & radar monitoring)
Spring migration aerial surveys,
transitioning to breeding-pair surveys;
Breeding-pair transect surveys;
Pre-nesting surveys for Harlequin Ducks
Brood surveys in water bodies;
Harlequin Duck brood surveys in streams
Fall migration surveys (ground-based
visual & radar monitoring)
Fall migration aerial surveys
Data QA/QC and analyses
Initial Study Report Δ
Updated Study Report ▲
Legend:
Planned Activity
Δ Initial Study Report
▲ Updated Study Report
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10.15.11. Figures
Figure 10.15-1. Waterbird Migration, Breeding, and Habitat Use Study area.
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STUDY INTERDEPENDENCIES FOR WATERBIRD STUDY
Aerial surveys
during spring
& fall
migration
Aerial surveys
for breeding
pairs & broods
Harlequin Duck
stream surveys
(prenesting,
brood-rearing)
Evaluation of Wildlife Habitat
Use (Section 10.19)
Locations & numbers
of pairs & broods in
study area streams
(3Q–2013 & 3Q–2014)
Species, numbers &
density of broods in
study area
waterbodies
(3Q–2013 & 3Q–2014)
Species, numbers &
density of breeding
pairs in study area
waterbodies
(3Q–2013 & 3Q–2014)
Timing, volume,
directions, & altitudes of
migration in vicinity of
dam & camp facilities
area (4Q–2013 &
possibly 2014)
Species occurrence,
numbers & density in
study area waterbodies
(4Q–2013 & 4Q–2014)
Migration
surveys using
ground-based
visual & radar
observations
Mercury Assessment &
Potential for Bioaccumulation
Study [feather samples &
dietary characterization]
(Section 5.7)
Ice Processes in the Susitna
River (Section 7.6)
Information on timing of ice
break-up & open water in
spring (2Q–2013 & 2Q–2014)
Figure 10.15-2. Study interdependencies for the waterbird study.