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Susitna-Watana Hydroelectric Project Document
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Title:
Paleontological resources study, Study plan Section 13.6 : Final study plan
SuWa 200
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Alaska Energy Authority
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Final study plan
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Series (ARLIS-assigned report number):
Susitna-Watana Hydroelectric Project document number 200
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[Anchorage : Alaska Energy Authority, 2013]
Date published:
July 2013
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Study plan Section 13.6
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8 p.
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Notes:
All reports in the Susitna-Watana Hydroelectric Project Document series include an ARLIS-
produced cover page and an ARLIS-assigned number for uniformity and citability. All reports
are posted online at http://www.arlis.org/resources/susitna-watana/
Susitna-Watana Hydroelectric Project
(FERC No. 14241)
Paleontological Resources Study
Study Plan Section 13.6
Final Study Plan
Alaska Energy Authority
July 2013
FINAL STUDY PLAN PALEONTOLOGICAL RESOURCES STUDY 13.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 13.6-1 July 2013
13.6. Paleontological Resources Study
On December 14, 2012, Alaska Energy Authority (AEA) filed with the Federal Energy
Regulatory Commission (FERC or Commission) its Revised Study Plan (RSP), which included
58 individual study plans (AEA 2012). Section 13.6 of the RSP described the Paleontological
Resources Study. This study focuses on locating, documenting, and evaluating paleontological
resources within the affected area. Information from these studies will be used to identify
appropriate protection, mitigation, and enhancement measures. RSP 13.6 provided goals,
objectives, and proposed methods for data collection regarding paleontological resources.
On February 1, 2013, FERC staff issued its study plan determination (February 1 SPD) for 44 of
the 58 studies, approving 31 studies as filed and 13 with modifications. RSP Section 13.6 was
one of the 31 studies approved with no modifications. As such, in finalizing and issuing Final
Study Plan Section 13.6, AEA has made no modifications to this study from its Revised Study
Plan.
13.6.1. General Description of the Proposed Study
AEA is undertaking studies to determine the effects of the proposed Project on paleontological
resources. Information from these studies will be used to identify appropriate protection,
mitigation, and enhancement measures to be proposed in the AEA License Application.
This study plan outlines the purpose and framework for evaluating the potential effects of the
Project on paleontological resources. The AHPA requires the ADNR to locate, identify, and
preserve information on paleontological resources. The AHPA also authorizes ADNR, prior to
the undertaking of public construction or improvements by a governmental agency of the State,
to survey the affected area for such resources and investigate and record information pertaining
to those resources found. In addition, the BLM assesses potential impacts to paleontological
resources for federal actions on public lands under the FLPMA and the NEPA.
The paleontological resources study plan outlines and describes AEA’s proposal to locate,
document, and evaluate paleontological resources within the affected area. The plan discusses
the nexus between paleontological resources and FERC’s licensing of the Project (see section
13.2.2 above), states the goals and objectives, identifies laws, regulations, and policies that may
apply to the paleontological resource investigations, and explains how the proposed work is
embedded within accepted scientific perspectives and practices.
Study Goals and Objectives
All work is intended to meet the requirements of the AHPA, FLPMA, NEPA, and their
respective regulations.
Thomas Bundtzen and Pacific Rim Geological Consulting (Fairbanks), under contract with AEA,
are currently performing a geologic literature review of the Project area, relying as much as
possible on the legacy records from the 1980s. With this information, AEA is developing a geo-
database of the likely locations of significant paleontological resources. The results of this initial
review will be completed by December 2012, and will be used to help make any appropriate
final refinements to the study plan and its implementation in 2013 and 2014.
Following the 2012 literature study, lands within the Study area will be classified into five
FINAL STUDY PLAN PALEONTOLOGICAL RESOURCES STUDY 13.6
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classes, using BLM’s Potential Fossil Yield Classification (PFYC) system
(http://www.blm.gov/pgdata/etc/medialib/blm/wo/Information_Resources_Management/policy/i
m_attachments/2009.Par.38537.File.dat/IM2009-011_att1.pdf). This system has five levels of
classes, from Class 1 (geologic units that are not likely to contain significant fossils) to Class 5
(geologic units that have a high potential to yield scientifically significant fossils on a regular
basis)
(http://www.blm.gov/wo/st/en/info/regulations/Instruction_Memos_and_Bulletins/national_instr
uction/20080/im_2008-009.print.html).
Locations in the study area classified as Class 3 (moderate or unknown potential), Class 4 (high
potential), and Class 5 (very high potential) may require field survey and testing by a qualified
professional paleontologist/geologist. Areas designated as having significant paleontological
potential will be revisited and mapped with survey-grade GPS and incorporated into the
paleontological geodatabase.
13.6.2. Existing Information and Need for Additional Information
The potential for Pleistocene as well as much earlier vertebrate faunal remains in the study area
needs to be reviewed, given that: a) Thorson et al. (1981) found approximately 29,000-year-old
mammoth remains at the confluence of the Susitna and Tyone Rivers, and b) significant
occurrences of dinosaur (Hadrosaur) fossils have been reported from the Talkeetna Mountains
(Pasch and May 1997). During 1973, the State Geological Survey (DGGS) discovered a new
Tertiary sedimentary basin that contained abundant plant flora in Watana Creek, Talkeetna
Mountains D-3 quadrangle (Smith, Lyle, and Bundtzen in Hartman (1974)). Much of the
Permian system at the stage level has been documented by fossil localities in the Clearwater
Mountains south of the Denali Highway in the Talkeetna Mountains D-2 quadrangle (Kline,
Bundtzen, and Smith (1990) and along the flanks of Mount Watana (Csejtey 1973; Csejtey et
al.1978).
13.6.3. Study Area
The study area for the initial paleontological literature study encompasses a broad region around
the Project area, which is co-terminus with the external boundary of the direct and indirect study
area for the Cultural Resource Study Plan (Section 13.5) (Figure 13.6-1). As a starting point, the
initial literature study will focus on lands within the study area that may contain fossil localities
and that may be covered by existing records. Non-fossil-bearing rock units, such as metamorphic
and igneous rocks, and some areas where bedrock is overlain by glacial till, will not be addressed
in existing records and therefore will not be considered as part of the literature study. Rock types
that are not fossil-bearing include: 1) Jurassic-to-Tertiary granitic plutons, which cover about 15
percent of lands within the study area; 2) high rank, regionally metamorphosed core complexes,
which cover about 10 percent of lands within the study area; and 3) thick glacial cover sequences
in broad valley basins, which cover about 20 percent of lands within the study area.
Once areas of moderate to very high (Class 3 to 5) potential landforms are determined based on
the literature study, these locations will be overlaid on the Project’s footprint. Areas identified as
moderate to high that could be directly impacted by the Project, i.e., lands within the reservoir,
dam and camp facilities area, borrow sites, and the three potential road and transmission
corridors (Chulitna, Denali, and Gold Creek corridors) (Figure 13.6-1) will be surveyed. Thus,
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FERC Project No. 14241 Page 13.6-3 July 2013
study area for further potential study (e.g., paleontological field survey) encompasses only those
areas: (1) where significant paleontological resources occur as surface outcrops; and (2) that may
be impacted by the construction and/or operation of the Project.
13.6.4. Study Methods
1. Identify potential impacts to paleontological resources. AEA will determine the geologic units that may be impacted by the proposed Project and the associated PFYC classes. Information about known localities and previous paleontological research will be consulted in making these determinations, requiring examination of mapped rock units and archived paleontological records at the USGS and other agencies.
Based on the PFYC class and additional resource information, AEA will evaluate the risk of
impacting significant paleontological resources.
2. Determine the need for field survey and monitoring efforts. Field surveys, on-site
monitoring, spot-checking during critical construction, and locality avoidance are all approaches
to address potential impacts to paleontological resources.
The proposed Project is expected to impact multiple geologic units with differing PFYC classes.
The need for field survey and monitoring efforts will vary by location and will be determined
largely upon the basis of the PFYC classification for the particular location, as follows:
• For areas that are designated PFYC Class 1 or 2 and contain no known
paleontological resources, no further assessment is typically needed.
• For areas designated PFYC Class 3a (moderate or unknown potential)—where
vertebrate and scientifically significant invertebrate or plant fossils are known to
occur intermittently, or where existing study data is lacking—further on-site
preliminary assessment by a qualified paleontologist may be appropriate.
• For areas designated PFYC Class 4b (buried bedrock with high potential) or Class 5b
(buried bedrock with very high potential), possible impacts to bedrock units will be
assessed. If the protective layer may be removed, impacting the bedrock unit below,
pre-work field surveys and/or on-site monitoring during disturbance or spot-checks at
key times may be appropriate. If, however, the proposed Project activity will not
penetrate the protective soil or alluvial layer, such further actions may not be
necessary.
• For areas designated Class 4a (exposed bedrock with high potential) or Class 5a
(exposed bedrock with very high potential), in most situations pre-activity field
surveys of potentially impacted locations will be undertaken.
3. Field Surveys. As noted above, field surveys will generally be undertaken for Class 4 and 5
units, especially exposed bedrock areas (Class 4a and 5a). Class 3 units may or may not require a
survey. Local conditions, such as vegetated areas or pockets of bedrock exposure, may affect the
need and intensity of field surveys.
Discussions will be held with BLM and ADNR to determine where and to what extent
paleontological surveys will be required prior to ground-disturbing Project-related activity. If
surveys of areas likely to contain fossil remains are required, they will be conducted during 2013
and 2014.
FINAL STUDY PLAN PALEONTOLOGICAL RESOURCES STUDY 13.6
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Field investigations will be supported by helicopter and fixed wing aircraft. A team of two
geologists will visit existing sites and examine potential new sites using standard geological field
methods. The specialists will be guided by existing federal and state geological mapping of the
study area.
Sample locations will be plotted using GPS. To AEA’s knowledge, nearly all past fossil
localities were located prior to widespread use of GPS and GIS technology.
Samples will be bagged to prevent abrasion and damage. Depending on the type and quality of
fossil material present, splits of samples will be sent to appropriate university or private sector
paleontologists for identification and analysis. Where collection efforts are required on federal
public lands, permits under the Paleontological Resources Protection Act will be secured as
appropriate.
If paleontological resources discovered during construction could be affected by the continuation
of Project-related activity, appropriate consultation and other measures will be taken. Any
necessary mitigation for paleontological resources will be addressed on a case-by-case basis.
13.6.5. Consistency with Generally Accepted Scientific Practice
Field investigations will be consistent with generally accepted scientific practices. During his
career with ADNR, Dr. Bundtzen has made numerous fossil collections and has worked with the
USGS, universities, and the private sector to obtain fossil identifications, age estimates, and
interpretations. More than 100 of his fossil locales have been archived at the Museum of the
North in Fairbanks.
13.6.6. Schedule
Work performed in 2013-2014 will include the following components (Table 13.6-1):
• Applying the GIS-based classification scheme developed in 2012 within the study area.
• Systematic testing in areas of high potential indicated by the classification scheme in
2013-2014.
Study products to be delivered will include
• Initial Study Report (February 2014). An Initial Study Report will be prepared
and presented to the interested parties to provide initial results and information on
study progress. The Report will include up-to-date compilation and analysis of the
data and ArcGIS spatial data products.
• ArcGIS Spatial Products. Shapefiles of the 1980s and current paleontological
resources data will be compiled into a geodatabase for the study area. All map and
spatial data products will be delivered in the two-dimensional Alaska Albers Conical
Equal Area projection, and NAD83 horizontal datum consistent with ADNR
standards. Naming conventions of files and data fields; spatial resolution; and
metadata descriptions will meet the ADNR standards established for the Project.
• Updated Study Report (February 2015). An Updated Study Report will be
completed by early February 2015. The report will summarize the results of each field
season and will be presented to resource agency personnel and other licensing
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participants along with spatial data products. Reports will follow FERC and BLM
protocols and will follow professionally-accepted standards. The reports will be filed
with FERC to fulfill the study report requirements of 18 CFR section 5.15(c) and (f)
of the Commission regulations.
In 2014 and 2015, licensing participants will have opportunities to review and comment on the
study reports (Initial Study Report in early 2014 and Updated Study Report in early 2105).
Updates on the study progress will be provided during Technical Workgroup meetings which
will be held quarterly in 2013 and2014.
13.6.7. Relationship with Other Studies
Study interdependencies for the Paleontological Resources Study are presented in Figure 13.6-2.
The paleontological resource investigations will produce data sets including information on site
nature and location. The study expects to utilize data from the Geology and Soils
Characterization Study (section 4.5) and the Geomorphology Study (Section 6.5) to further
develop and inform this study. To help protect the integrity of paleontological resources,
paleontological resources reports are expected to be of limited distribution and largely not shared
with other study groups. Figure 13.6-2 depicts the intended flow of data amongst related Project
programs.
13.6.8. Level of Effort and Cost
The work described above will take place primarily during 2013 and 2014, with the Updated
Study Report to be completed by early February 2015. It is estimated that 2013-2014 fieldwork
and pertinent reporting will cost approximately $70,000.
13.6.9. Literature Cited
Csejtey, Bela, 1973, Paleozoic island arc in Talkeetna Mountains, in, United States geological
Survey Program abstracts, U.S. Geological Survey Circular 683, page 45. (reports on
upper Paleozoic fossils)
Csejtey, Bela, Nelson, W.H., Jones, D.L., Silberling, N.J., Dean, R.M., Morris, M.S., Lanphere,
M.A., Smith, J.G., and Silberman, M.L., 1978, Reconnaissance geologic map of the
Talkeetna Mountains Quadrangle, the northern part of the Anchorage Quadrangle and the
southwest corner of the Healy quadrangle, Alaska: U.S. Geological Survey Open File
report, 78-558A, scale 1:250,000 60 pages. (Reports on numerous new fossil localities)
Kline, J.T., Bundtzen, T.K., and Smith, T.E., 1990, Preliminary geologic map of the Talkeetna
Mountains D-2 Quadrangle: Alaska Division of Geological and Geophysical Surveys
Public Data File Report 90-24, scale 1:63,360. (reports new Permian and Triassic fossil
localities)
Pasch, Anne D., and Kevin C. May. 1997. First Occurrence of a Hadrosaur (Dinosauria) from
the Matanuska Formation (Turonian) in the Talkeetna Mountains of South-Central
Alaska. Short Notes on Alaska Geology 1997, pp. 99-109, Alaska Division of Geological
and Geophysical Surveys, Anchorage.
FINAL STUDY PLAN PALEONTOLOGICAL RESOURCES STUDY 13.6
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Smith, T.E., Lyle, W.M., and Bundtzen, T.K., Newly Discovered Tertiary Sedimentary Basin
Near Denali, in, Hartman, D.C., 1974, 1973 Annual Report of the Department of Natural
Resources, Division of geological and Geophysical Surveys, page 19.
Thorson, Robert M., E. James Dixon, George S. Smith, and Allan R. Batten. 1981.
Interstadial Proboscidean from South Central Alaska. Quaternary Research 16:404-417.
Paleontological Legislation:
http://www.blm.gov/wo/st/en/prog/more/CRM/paleontology/paleontological_regulations.html
http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=200910&RIN=1004-AE13
Paleontological Classification systems:
http://www.blm.gov/wo/st/en/info/regulations/Instruction_Memos_and_Bulletins/national_instru
ction/20080/im_2008-009.html
13.6.10. Tables
Table 13.6-1. Schedule for implementation of the Paleontological Resources Study.
Activity 2012 2013 2014 2015
1 Q 2 Q 3 Q 4 Q 1 Q 2 Q 3 Q 4 Q 1 Q 2 Q 3 Q 4 Q 1 Q
Modeling and sample design
development
Pre-field preparation (logistics,
equipment, maps, safety,
training and aerial
reconnaissance of direct and
indirect APEs)
Paleontological Field studies –
(priority on the impoundment,
followed by corridors)
Initial Study Report
Δ
Additional modeling from 2013
field study results and develop
sample design for 2014
Pre-field preparation (logistics,
equipment, maps, safety
training)
Field studies – Continuation
from 2013 field season
Updated Model and Study
Report ▲
Legend:
Planned Activity
Δ Initial Study Report (due February 2014)
▲ Updated Study Report (due February 2015)
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13.6.11. Figures
Figure 13.6-1 Study Area for Paleontological Resources Study.
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Figure 13.6-2. Study interdependencies for the Paleontological Resources Study.