HomeMy WebLinkAboutSuWa200sec13Alaska Resources Library & Information Services
Susitna-Watana Hydroelectric Project Document
ARLIS Uniform Cover Page
Title:
Cultural and paleontological resources, Study plan Section 13 Introduction :
Final study plan SuWa 200
Author(s) – Personal:
Author(s) – Corporate:
Alaska Energy Authority
AEA-identified category, if specified:
Final study plan
AEA-identified series, if specified:
Series (ARLIS-assigned report number):
Susitna-Watana Hydroelectric Project document number 200
Existing numbers on document:
Published by:
[Anchorage : Alaska Energy Authority, 2013]
Date published:
July 2013
Published for:
Date or date range of report:
Volume and/or Part numbers:
Study plan Section 13
Final or Draft status, as indicated:
Document type:
Pagination:
5 p.
Related work(s):
Pages added/changed by ARLIS:
Notes:
All reports in the Susitna-Watana Hydroelectric Project Document series include an ARLIS-
produced cover page and an ARLIS-assigned number for uniformity and citability. All reports
are posted online at http://www.arlis.org/resources/susitna-watana/
Susitna-Watana Hydroelectric Project
(FERC No. 14241)
Cultural and Paleontological Resources
Study Plan Section 13 Introduction
Final Study Plan
Alaska Energy Authority
July 2013
Final Study Plan Cultural and Paleontological Resources Introduction
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 13-1 July 2013
13. CULTURAL AND PALEONTOLOGICAL RESOURCES
13.1 Introduction
AEA is undertaking studies addressing the effects of the proposed Project on cultural and
paleontological resources. Information from these studies will be used to assist in identifying
appropriate protection, mitigation, and enhancement measures that will be proposed in the AEA
license application.
The Cultural Resources Study Plan (Section 13.5) outlines the purpose and framework for
evaluating the potential effects of the Project on “historic properties.” Historic properties are
prehistoric or historic districts, sites, buildings, structures, or objects – including properties of
traditional religious and cultural importance to an Indian tribe – that are distinguished from other
cultural resources in that they are included in or eligible for inclusion in the National Register of
Historic Places (National Register). Section 106 of the National Historic Preservation Act
(NHPA) requires the Federal Energy Regulatory Commission (FERC) to take into account the
effects of licensing a hydropower project on any historic properties in the Project’s Area of
Potential Effect (APE). Under Section 106, moreover, FERC must provide the Advisory Council
on Historic Preservation (ACHP) a reasonable opportunity to comment on the Project’s effects
on historic properties. To help ensure compliance with Section 106, FERC requires license
applications to include a report discussing cultural resources in the proposed Project’s APE that
may be affected by the proposed Project.
The Cultural Resources Study Plan proposes to identify, inventory, document, record, and
evaluate cultural resources within the proposed APE. “Cultural resources” is a more general term
than historic properties and includes both tangible and intangible aspects of cultural systems. A
cultural resource study plan typically investigates archaeological sites and objects from the past
that may lie within the proposed study area. Material cultural resources such as stone tool
artifacts are used to identify and evaluate sites. Non-material cultural resources such as
traditional place names and ethnogeography are important for identifying sites and especially for
evaluating site significance. Non-material evidence of past human activity is now unattainable in
vast regions of Alaska, but, in the Project study area, Alaska Native entities still have strong
contemporary and traditional ties to the land. As shown in Figure 13.1-1, Cook Inlet Region, Inc.
(CIRI) has extensive landholdings in the vicinity of the impoundment and the Chulitna and Gold
Creek corridors. Ahtna, Incorporated (Ahtna) holds land along the northern portion of the Denali
corridor near Cantwell. In addition to these large contiguous parcels, the two Native corporations
– created under the Alaska Native Claims Settlement Act (ANCSA) of 1971 – have also selected
smaller parcels under that act’s Section 14(h)(1) addressing traditional village and cemetery
sites. Much of the proposed Project area is located in the western portion of the traditional
territory of the Ahtna Athabascans, which included the upper Susitna River drainage upstream
from Talkeetna and the upper Nenana River. The study area also encompasses the periphery of
the traditional territory of the Dena’ina Athabascans, including part of the Talkeetna Mountains
and middle Susitna River (Kari and Fall 2003; de Laguna and McClellan 1981; Kari 2008). As
addressed further in the discussion of ethnogeographic resources (Section 13.5.2.2), linguistic
data from this area has been accumulating for over 30 years and will be incorporated into the
Cultural Resources Study Plan.
Final Study Plan Cultural and Paleontological Resources Introduction
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 13-2 July 2013
The Paleontological Resources Study Plan (Section 13.6) outlines a framework for evaluating the
potential effects of the Project on paleontological resources. The Alaska Historic Preservation
Act (AHPA) requires the Alaska Department of Natural Resources (ADNR) to locate, identify,
and preserve information on paleontological resources. The AHPA also authorizes ADNR, prior
to the undertaking of public construction or improvements by a governmental agency of the
State, to survey the affected area for such resources and investigate and record information
pertaining to those resources found. In addition, the Bureau of Land Management (BLM)
assesses potential impacts to paleontological resources for federal actions on public lands under
the Federal Land Policy and Management Act (FLPMA) and the National Environmental Policy
Act (NEPA). The framework outlined in the Paleontological Resources Study Plan meets these
requirements, ensuring that paleontological resources that may be affected by the proposed
Project are properly located, documented, and evaluated.
13.2. Nexus Between Project Construction / Existence / Operations
and Effects on Resources to be Studied
13.2.1 Cultural Resources
NHPA Section 106 requires FERC to take into account the effect that licensing a hydropower
project may have on any district, site, building, structure, or object that is included in or eligible
for inclusion in the National Register. These historic properties can include archaeological sites
and isolated finds (both precontact/prehistoric and post-contact/historic); properties of religious
and cultural significance to an Indian tribe (as defined at 36 CFR § 800.16(m)), including
traditional cultural properties (TCPs); and built environment resources (material resources of an
architectural or engineering nature). Because FERC’s licensing of a hydroelectric project is an
undertaking that may have an effect on historic properties, and because it is not always possible
to identify all project-related effects that may occur over the long term of a license, FERC
typically enters into a programmatic agreement (PA) with the state historic preservation officer,
which requires, in turn, license applicants to develop and implement a Historic Properties
Management Plan (HPMP) to guide the consideration and management of effects on historic
properties during the term of the license. The Alaska Historic Preservation Act (AHPA) requires
similar considerations for historic properties on state land.
The construction and operation of the Project is expected to have both direct and indirect effects
on cultural resources. Changes to the character or use of such resources may occur through
ground disturbance associated with construction of the dam and associated linear facilities (e.g.,
roads and transmission lines); through inundation within the impoundment; and (over the license
term) potentially through reservoir shoreline erosion and gradual development of recreational
facilities and trails. In addition, downstream impacts to historic properties are possible due to
Project-induced stream-flow variation. Changing patterns of subsistence and recreational land
use brought about by the Project also have the potential to affect historic properties.
Determining whether construction and operation of the proposed Project will affect any historic
properties requires: systematic inventory of cultural resources within the APE for the Project;
National Register eligibility determinations on cultural resources that may be affected by the
Project; and assessment of potential Project-related effects on all National Register-eligible
cultural resources. The 2013 and 2014 cultural resource investigations will continue the
inventory and evaluation process beyond that of 1978-1985 to include the revised geography of
Final Study Plan Cultural and Paleontological Resources Introduction
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 13-3 July 2013
the current Project’s direct and indirect APEs. All inventoried cultural resources that may be
affected by the proposed Project will be evaluated for National Register eligibility. Eligible
historic properties will be analyzed for potential Project-related effects. These investigations will
be conducted in consultation with the Alaska State Historic Preservation Officer (SHPO), ACHP,
federal land management agencies, Alaska Native entities, local agencies, and landholders.
Restricted consultation/distribution lists may be necessary to protect sensitive locational
information on cultural resources.
13.2.2 Paleontological Resources
Under FLPMA and NEPA, federal actions that may impact or result in a loss of paleontological
resources on federal public or split-estate lands are evaluated, and necessary mitigation is
identified.
The construction and operation of the Project may have both direct and indirect effects on
paleontological resources. Surface-disturbing activities could cause direct adverse impacts to
paleontological resources through the damage or destruction of fossils or the disturbance of the
stratigraphic context in which they are located. Indirect adverse impacts may be created from
increased accessibility to fossils, potentially leading to looting or vandalism activities. (BLM IM
2009-011).
Paleontological resources are protected in Alaska under the AHPA. (AS 41.35.010-41.35.240).
The AHPA states that it is the policy of the State to “preserve and protect the historic,
prehistoric, and archaeological resources of Alaska from loss, desecration, and destruction so
that the scientific, historic, and cultural heritage embodied in these resources may pass
undiminished to future generations.” (AS 41.35.010). To this end, the legislature has found and
declared that “the historic, prehistoric, and archaeological resources of the state are properly the
subject of concerted and coordinated efforts exercised on behalf of the general welfare of the
public in order that these resources may be located, preserved, studied, exhibited, and evaluated.”
( Id.). Under the regulations implementing the AHPA, “historic, prehistoric and archaeological
resources” are defined to include paleontological resources.” (11 AAC 16.900(24)). AS
41.35.070 requires, among other things, that:
• ADNR locate, identify, and preserve information regarding historic and
prehistoric archaeological sites, locations, and remains
• Prior to any public construction or public improvement by the State, a
governmental agency of the State, or a private person under contract with or
licensed by the State or governmental agency of the State, the Department may
survey the affected area to determine if the area contains historic, prehistoric, or
archaeological values
• Upon a determination that historic, prehistoric, or archaeological sites, locations, or
remains will be adversely affected by public construction or improvement, the proposed
undertaking may not be commenced until the Department has performed the necessary
investigation, recording, and salvage of the site, location, or remains (with such work to
be performed expeditiously so as not to unduly impair, impede, or delay the project)
• Upon the discovery of any prehistoric, historic, or archaeological sites, locations,
remains, or objects during the undertaking of public construction or improvements, the
Department must be notified and its concurrence requested so that the construction or
Final Study Plan Cultural and Paleontological Resources Introduction
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 13-4 July 2013
improvement may continue, the Department shall survey the area to determine whether
there is data that should be preserved in the public interest, and, if so, the Department will
collect and preserve the data
If any known or previously undiscovered paleontological resources are encountered during
construction or operation, the SHPO and a qualified paleontologist will be contacted to
determine appropriate actions.
Determining whether construction and operation of the proposed Project will affect any
paleontological resources requires appropriate studies within the area affected by the Project.
13.3 Resource Management Goals and Objectives
Federal, state, and borough agencies, as well as Alaska Native entities, have formal laws,
regulations, and/or policies that may be relevant to analysis of Project impacts on cultural
resources and inform the development of a HPMP. Other laws, regulations, and/or policies are
relevant to the analysis of Project impacts on paleontological resources.
Federal Laws include:
• Historic Sites Act of 1935 (16 U.S.C. § 1982)
• National Historic Preservation Act of 1966 (as amended in 2006) (16 U.S.C. § 470)
• National Environmental Policy Act of 1969 (42 U.S.C. §§ 4321-4347)
• Archaeological Data Preservation Act of 1974 (16 U.S.C. § 469)
• American Indian Religious Freedom Act of 1978 (42 U.S.C. § 1996)
• Archaeological Resources Protection Act of 1979 (16 U.S.C. §§ 470aa – 470ll)
• Native American Graves Protection and Repatriation Act of 1990 (25 U.S.C. § 3001
et seq.)
• Federal Lands Management Policy Act (43 U.S.C. §§ 1701 – 1784)
• Paleontological Resources Preservation Act (16 U.S.C. §§ 470aaa – 470aaa-11)
Federal Regulations include:
• 18 CFR Part 5: FERC Integrated License Application Process
• 18 CFR Part 380: Regulations Implementing the National Environmental Policy Act
• 36 CFR Part 60: National Register of Historic Places
• 36 CFR Part 79: Curation of Federally-Owned and Administered Archaeological
Collections
• 36 CFR Part 800: Protection of Historic Properties
• 43 CFR Part 7: Protection of Archaeological Resources
• 43 CFR Part 10: Native American Graves Protection and Repatriation Act
Federal Executive Orders (E.O.) include:
Final Study Plan Cultural and Paleontological Resources Introduction
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 13-5 July 2013
• E.O. 11593: Protection and Enhancement of the Cultural Environment (1971)
• E.O. 13007: Indian Sacred Sites (1996)
Federal Agency Guidance includes:
• Bureau of Land Management IM 2009-011, Guidelines for Assessment and
Mitigation of Potential Impacts to Paleontological Resources (2009)
State Laws include:
• AS 41.35: Alaska Historic Preservation Act
State Regulations include:
• 11 AAC 16.010 – 11 AAC 16.900: Alaska Historic Preservation Act
13.4 Summary of Consultation with Agencies, Alaska Native Entities
and Other Licensing Participants Regarding Revised Study
Plan Development
The Proposed Study Plan (PSP) for cultural and paleontological resources was developed using
input from Technical Workgroup meetings with agencies and licensing participants, and was
then posted to the AEA Susitna-Watana website for comment by all parties. Four Technical
Workgroup meetings were held during the months leading up to November 14, 2012 (August 8,
September 7, September 24, and October 17), and several dozen telephone calls and emails were
exchanged with interested parties including in particular BLM, SHPO, and Matanuska-Susitna
Borough. Topics included elements of the PSP as well as matters pertaining to the 2012
investigations and arrangements for site visits. Summary tables of comments and responses from
formal comment letters filed with FERC through November 14, 2012 were provided in the
Revised Study Plan (RSP) Appendix 1 filed December 14, 2012. Copies of the formal FERC-
filed comment letters were included in RSP Appendix 2. In addition, a single comprehensive
summary table of comments and responses from consultation, dated from PSP filing (July 16,
2012) through release of Interim Draft Revised Study Plans, were provided in RSP Appendix 3.
Copies of meeting summaries from release of the PSP through the interim draft RSP were
included in RSP Appendix 4, organized chronologically.
Consultation subsequent to the filing of the Revised Study Plan (RSP) is described within each
Final Study Plan (FSP).