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Susitna-Watana Hydroelectric Project Document
ARLIS Uniform Cover Page
Title:
Site-specific seismic hazard study, Study plan Section 16.6 : Final study
plan
SuWa 200
Author(s) – Personal:
Author(s) – Corporate:
Alaska Energy Authority
AEA-identified category, if specified:
Final study plan
AEA-identified series, if specified:
Series (ARLIS-assigned report number):
Susitna-Watana Hydroelectric Project document number 200
Existing numbers on document:
Published by:
[Anchorage : Alaska Energy Authority, 2013]
Date published:
July 2013
Published for:
Date or date range of report:
Volume and/or Part numbers:
Study plan Section 16.6
Final or Draft status, as indicated:
Document type:
Pagination:
10 p.
Related work(s):
Pages added/changed by ARLIS:
Notes:
All reports in the Susitna-Watana Hydroelectric Project Document series include an ARLIS-
produced cover page and an ARLIS-assigned number for uniformity and citability. All reports
are posted online at http://www.arlis.org/resources/susitna-watana/
Alaska Resources Library & Information Services
Susitna-Watana Hydroelectric Project Document
ARLIS Uniform Cover Page
Title:
Site-specific seismic hazard study, Study plan Section 16.6 : Final study
plan
SuWa 200
Author(s) – Personal:
Author(s) – Corporate:
Alaska Energy Authority
AEA-identified category, if specified:
Final study plan
AEA-identified series, if specified:
Series (ARLIS-assigned report number):
Susitna-Watana Hydroelectric Project document number 200
Existing numbers on document:
Published by:
[Anchorage : Alaska Energy Authority, 2013]
Date published:
July 2013
Published for:
Date or date range of report:
Volume and/or Part numbers:
Study plan Section 16.6
Final or Draft status, as indicated:
Document type:
Pagination:
10 p.
Related work(s):
Pages added/changed by ARLIS:
Notes:
All reports in the Susitna-Watana Hydroelectric Project Document series include an ARLIS-
produced cover page and an ARLIS-assigned number for uniformity and citability. All reports
are posted online at http://www.arlis.org/resources/susitna-watana/
Susitna-Watana Hydroelectric Project
(FERC No. 14241)
Site-Specific Seismic Hazard Study
Study Plan Section 16.6
Final Study Plan
Alaska Energy Authority
July 2013
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 16.6-1 July 2013
16.6. Site-Specific Seismic Hazard Study
On December 14, 2012, Alaska Energy Authority (AEA) filed with the Federal Energy
Regulatory Commission (FERC or Commission) its Revised Study Plan (RSP), which included
58 individual study plans (AEA 2012). Section 16.6 of the RSP described the Site-Specific
Seismic Hazard Study. This study focuses on conducting deterministic and probabilistic seismic
hazard evaluations to estimate earthquake ground motion parameters at the Project site, assessing
the risk at the site and the loads that the Project facilities would be subject to during and
following seismic events, and proposing design criteria for Project facilities and structures
considering the risk level. RSP 16.6 provided goals, objectives, and proposed methods for data
collection regarding seismic hazards.
On February 1, 2013, FERC staff issued its study plan determination (February 1 SPD) for 44 of
the 58 studies, approving 31 studies as filed and 13 with modifications. RSP Section 16.6 was
one of the 31 studies approved with no modifications. As such, in finalizing and issuing Final
Study Plan Section 16.6, AEA has made no modifications to this study from its Revised Study
Plan.
16.6.1. General Description of the Proposed Study
16.6.1.1. Study Goals and Objectives
The goals of this study are to conduct deterministic and probabilistic seismic hazard evaluations
to estimate earthquake ground motion parameters at the Project site, assess the risk at the site and
the loads that the Project facilities would be subject to during and following seismic events, and
propose design criteria for Project facilities and structures considering the risk level. The intent
of the study is to fulfill specific objectives including, but not limited to the following:
• identify the seismic sources along which future earthquakes are likely to occur, including
the potential for reservoir-triggered seismicity;
• characterization of the degree of activity, style of faulting, maximum magnitudes, and
recurrence information of each fault;
• develop maps and tables depicting the spatial and geometric relations of the faults and
seismic source zones together with specific distance parameters to evaluate ground
motion parameters from each source;
• assemble available historical and instrumental seismicity data for the region, including
maximum and minimum depth of events;
• determine the distance and orientation of each fault with respect to the site;
• estimate the earthquake ground motions at the proposed dam site, updating previous
studies to include changes in practice and methodology since the 1980s;
• propose the seismic design criteria for the site;
• prepare a supporting design report that include the seismic criteria and results of dam
stability analysis under seismic loading (this will be addressed as part of the dam
analysis, not as part of the initial seismic characterization); and
• use a BOC for independent technical review and guidance during development of site-
specific studies.
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 2 July 2013
The FERC study request (FERC 2012) refers to assessing the stability of Project facilities during
seismic events and performing a dynamic analysis that identifies any damage caused by the
earthquake and shows that the dam can continue to resist applied static loading in the damaged
condition with any possible resulting loading changes. This aspect of dam engineering will be
carried out during the ongoing analytical phase and design process; it is not proposed that such
dam analyses form part of the initial seismic hazard analysis studies. While the seismic studies
are in progress, dam engineering analyses and design will also be in progress and the
requirements and initial dam analysis results will be incorporated into the seismic study to the
extent necessary before final designs are completed using the results of the seismic studies.
16.6.2. Existing Information and Need for Additional Information
Several geology and seismic characterization studies were conducted for the APA Project in the
1980s. The most important studies relating to the seismic characterization were
• site-specific seismic hazard evaluations, including fault trenching, geologic
mapping and age-dating, microseismic network operations, and ground motion
evaluations (Woodward Clyde Consultants 1980; and Woodward Clyde
Consultants 1982); and
• evaluation of reservoir induced seismicity (RIS) (Harza-Ebasco 1985).
Other associated geological studies of the region and site have included
• regional mapping of surficial deposits (rock and soil) using aerial photography
and geologic reconnaissance (Acres 1982a);
• studies of reservoir slope stability (Acres 1982a);
• subsurface explorations through geophysics, borings, test pits, and trenches
(USACE 1975; USACE 1979; Acres 1982a; Acres 1982b; Harza-Ebasco 1983,
Harza-Ebasco 1984;); and
• laboratory testing of physical and strength properties of rock and soil (USACE
1979; Acres 1981; Acres 1982, Harza-Ebasco 1983; Harza-Ebasco 1984).
These previous studies and site investigations represent a dataset of substantial magnitude that
will be beneficial to the proposed studies.
Despite the large amount of data, it is acknowledged that there are data gaps, and thus the
proposed studies essentially are an update and expansion of the studies carried out in the 1980s
by Woodward Clyde Consultants.
The following examples indicate topics or aspects of the region that will be addressed in the
proposed studies:
• Since the 1980s there has been a magnitude 7.9 earthquake on the Denali fault.
• Regional probabilistic seismic hazard maps by the USGS (e.g., Wesson 2007) and
the 2008 probabilistic seismic hazard analysis were prepared for the Port of
Anchorage.
• The USGS has opined that the Denali fault is fairly well studied, but the Broad
Pass fault, a pre-Quaternary thrust fault in the project area, has not been
extensively studied. The USGS recommends that information be gathered to
verify its existence and characterize its history.
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 3 July 2013
16.6.3. Study Area
The study area for the seismic hazard evaluation is necessarily large in order to include
potentially significant seismic sources throughout the region. The study area encompasses
subduction-related sources (plate interfaces between the North American and Pacific Plates,
which were the source of the 1964 earthquake, and intraslab sources within the down-going
Pacific Plate) and all applicable Quaternary crustal seismic sources within about 125 miles (200
kilometers) of the site (Figure 16.6-1). Crustal seismic sources beyond these distances are not
expected to provide significant ground motion contributions at the dam site relative to nearby
sources. A more focused study area will include the dam site and reservoir areas, and a
minimum area defined by an approximately 62-mile (100-kilometer) radius around the proposed
dam location. The focused study area will therefore include much of the Talkeetna block and
surrounding fault zones such as the Denali; Castle Mountain; Northern Foothills fold and thrust
fault zone; Talkeetna fault; and Broad Pass Fault.
16.6.4. Study Methods
16.6.4.1. General
The study methods shall generally be in accordance with Chapter 13 of the FERC Engineering
Guidelines for the Evaluation of Hydropower Projects. The site-specific seismic hazard
evaluation for assessing the seismic risks and developing the seismic design criteria in support of
licensing and detailed design will include of the following tasks:
• Update the understanding of geologic conditions and seismo-tectonic setting for the dam
site area;
• Identify and characterize the seismic sources, including detailed geologic studies and
lineament analyses;
• Identify whether a fault may be encountered beneath or adjacent to the dam and assess
the activity of the feature and, if active, the likelihood for potential fault displacement or
ground offset;
• Perform a deterministic and probabilistic seismic hazard assessment in order to define
earthquake ground motions for structural analyses;
• Evaluate the potential for Reservoir Triggered Seismicity (RTS);
• Assess risks to Project structures and operation associated with seismic loading
conditions; and
• Propose appropriate seismic design criteria.
These tasks and the associated study methods will generally be as presented below.
16.6.4.2. Board of Consultants Review
As requested by FERC (FERC 2012), a BOC will be established for technical review of the dam
analyses and design. The BOC review will be primarily focused on appropriate aspects of the
Seismic Hazard Evaluation, the determination of response spectra, and the crafting of design
criteria. The BOC will meet and review study progress at appropriate intervals. The study
methods and tasks described herein may be subject to suggested modification by the BOC.
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 4 July 2013
16.6.4.3. Review of Project Documentation
A review will be conducted of the existing documentation, including all available previous
applicable Project reports, to characterize the geologic, geotechnical, and seismic conditions in
support of feasibility and licensing studies and detailed design so as to take maximum advantage
of the large body of knowledge that already exists for the site. Documentation will include work
from the studies performed in the 1970s and 1980s. A geologic and geotechnical database will
be developed in order to build upon the earlier studies as they pertain to the current Project
development.
16.6.4.4. Seismic Hazard Analysis
A deterministic and probabilistic seismic hazard evaluation will be undertaken to update the
seismic hazard studies from the 1980s in order characterize the seismic sources, to define the
earthquake ground motion parameters, and to develop seismic design criteria for the Project
structures. The methods follow general guidance defined according to Chapter 13 of the Federal
Energy Regulatory Commission’s Engineering Guidelines. Subtasks will include the following:
• Update evaluations of geologic, seismologic, and seismotectonic literature for the Project
study area to identify data gaps and uncertainties that may require further evaluations.
• Update seismicity catalogue for evaluation of seismicity rates, depths, magnitudes, and
focal mechanisms. This will include evaluation of recent and ongoing data collected by
the Alaska Seismographic Network and augmented by the additional seismic stations
installed in the Project area as part of the long term earthquake monitoring program.
• Develop a seismotectonic model that identifies and characterizes seismic sources of
engineering significance to the Project.
• Conduct geologic studies using newly acquired Light Detection and Ranging (LiDAR)
and Interferometric Synthetic Aperture Radar (IFSAR) datasets to aid in the identification
and evaluation of potential seismic sources and geohazards.
• Collect field geologic data for characterization of potential seismic sources and surface
displacement hazards.
• Perform surface fault displacement hazard analysis to evaluate the significance
(likelihood and amount) of potential ground surface displacement from faulting in the
area of the Project, including beneath the dam, if such a feature is present.
• Sensitivity studies will be performed on selected surface tectonic features, faults and
lineaments, identified and being considered as potential seismic sources of engineering
significance on the design of the Project.
• Monitoring and detection of local earthquakes to understand the seismic hazards in the
Project area.
• Conduct ground motion analyses and assessments to estimate the expected ground
motions at the Project facilities using a probabilistic seismic hazard analysis (PSHA) and
deterministic seismic hazard analyses (DSHA) based on the seismic source
characterization, and FERC guidelines.
• Develop seismic design criteria to develop appropriate seismic design parameters for use
in dam analyses and considerations for construction.
• Perform Dynamic Analysis of the dam (in other studies).
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 5 July 2013
Ground motion estimates from the PSHA and DSHA will be developed for a number of critical
seismic sources using weighted ground motion prediction equations (GMPE’s) appropriate for
each source in the analyses. Results from the PSHA analyses will consist of hazard curves for a
range of spectral response frequencies, uniform hazard spectra (UHS) for a range of return
periods, and deaggregation of seismic source contributions for design-specific return periods and
spectral frequencies. The purpose of the deaggregation is to provide parameters for the
development of Conditional Mean Spectra (CMS). CMS will be generated using the
methodology of Baker (2011). As recommended in FERC guidelines, the CMS will be extended
so that the envelope of the CMS for a given return period equals the UHS. The PSHA will then
be used to guide the selection of a deterministic event. Ultimately, the ground motion will be
estimated through a risk-based approach, and AEA will work with FERC and BOC to establish
the ground motion and criteria for the dam analysis.
Results of the site-specific seismic hazard assessment studies will be documented with Project
reports.
16.6.4.5. Long-Term Earthquake Monitoring System
A long-term earthquake monitoring system will be installed for the purpose of continuously
monitoring earthquakes that occur in the Project area, both pre- and post-construction, and to
record strong shaking of the ground at the Project site during moderate to strong earthquakes.
The long-term monitoring system will consist of four 6-component strong motion and broadband
seismograph station at the Watana Dam site area and two 3-component broadband seismograph
stations in the vicinity of the proposed dam site and reservoir area. The seismograph stations will
be operated as part of the Alaska Seismographic Network by the University of Alaska. These
stations will provide additional resolution on the seismicity rates and characteristics of
earthquakes in the Project area.
16.6.4.6. Reservoir Triggered Seismicity
The potential for RTS to occur during and after filling of the reservoir will be evaluated. This
examination of the potential for RTS will include information from the seismic hazard analysis
including the potential possibility of faults capable of being triggered close to the site. The
attributes that will be considered in evaluating the probability of RTS include reservoir depth;
reservoir volume; the tectonic stress state; and the rock type and structure underlying the
reservoir. The probabilities that are considered are conditional and represent the total chance for
RTS to occur as a result of reservoir filling and operation. Conditional probabilities will be
developed for each attribute, as well as for all attributes combined. For the multi-attribute
analysis, each attribute will be considered independently and also in a discrete-dependent model
focusing on depth and volume.
Additionally, a literature review, case study, and numerical analysis will be performed of RTS
based on other projects with large, deep reservoirs in order to develop an understanding of the
potential of RTS at the Susitna-Watana site.
The long-term earthquake monitoring system will provide a baseline of the rates and
seismological characteristics of local seismic events prior to the impoundment of the reservoir.
Seismicity data collected before and after installation of the long-term monitoring system will be
used to perform seismological analyses to help define local seismotectonic characteristics. Such
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 6 July 2013
analyses would include activities such as development of local velocity models, focal mechanism
and regional stress analysis, analysis of spatial patterns, and relationship of seismicity to
reservoir operation. The ultimate purpose of this study is to assure that possible RTS
earthquakes are accounted for by the dam seismic design parameters.
16.6.4.7. Reservoir Slope Stability Study
An assessment will be made of the reservoir rim stability based on the geologic conditions in the
reservoir area, particularly in the reservoir drawdown zone. Geologic information from the
previous study on reservoir slope stability (1982), as well as mapping, geotechnical
investigations, and instrumentation monitoring will be used to assess the stability concerns of the
reservoir rim not only under drawdown but also from seismic loads. Key factors in this study are
the planned reservoir level and anticipated range of drawdown, soil conditions, presence of
permafrost, topography and slope conditions.
16.6.4.8. Engineering Analysis
A dynamic analysis will be performed (separately under the engineering studies and design) to
identify the performance of the major hydraulic structures under earthquake loading conditions.
The analyses will optimize the design of the structures, assessing the potential damage that may
occur during an earthquake event, and verify that the dam can continue safe operation in a
damaged state until any necessary repairs are performed.
14.6.4.9 Reporting
Several technical reports will be prepared for each stage for the study for the BOC. A summary
report will be prepared for the Initial Study Report and Updated Study Report. AEA proposes to
submit technical reports and all supporting information for this study only to the BOC, FERC,
and the Alaska Department of Geological and Geophysical Surveys pursuant to FERC’s Critical
Energy Infrastructure Information (CEII) regulations, which are designed to ensure that critical
energy infrastructure is protected from security threats. Licensing participants who wish to
review this information can request it from FERC pursuant to FERC’s CEII regulations.
16.6.5. Consistency with Generally Accepted Scientific Practice
The seismic hazard analyses and development of seismic design criteria will be performed in
accordance with general industry accepted scientific and engineering practices, following the
guidance and procedures outlined in FERC Chapter 13. Recently, the industry has shifted
towards selection of ground motions and criteria based on risk. AEA will work with FERC and
BOC to establish the criteria for the dam analysis and ensure that each task complies with
accepted scientific practice.
Independent senior technical staff and industry consultants will review the appropriateness of the
field investigations and testing, seismic source characterization, deterministic and probabilistic
seismic hazard assessment, selection of appropriate ground motions at the site and determination
of critical seismic design criteria and decisions. Several working sessions and site visits will be
scheduled to review the results of the field investigations and testing, characterize the seismic
source, assess seismic hazards, select earthquake ground motions, perform a dynamic analysis,
and determine design criteria and assumptions.
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 7 July 2013
16.6.6. Schedule
The proposed study plan includes a seismic source evaluation using recently acquired LiDAR
and INSAR data to delineate faults and lineaments in the study area, performing a paleoseismic
analysis, reconnaissance geologic mapping, installation of a long-term earthquake monitoring
system, assessment of slope stability for the proposed reservoir rim area, and conducting an
assessment of reservoir triggered seismicity in 2012. For 2013-14, a field program is envisioned
for investigating significant seismic sources or ground displacement features, updating seismic
source characterization, and continuing collection of microseismic and strong motion data with
the long-term earthquake monitoring system.
Deterministic and probabilistic seismic hazard assessment and engineering analysis will be
performed through the 2012-2014 time period. A summary of the studies and results will be
provided in the Initial Study Report in February014 and Updated Study Report in February 2015.
The primary activities and planned schedule is shown in Table 16.6-1.
16.6.7. Relationship with Other Studies
As depicted in Figure 16.6-2, the Site-Specific Seismic Hazard Study will use some information
from the Geology and Soils study related to basic geologic conditions and reference materials.
The outputs of this study will feed back into the Engineering studies to assist in designing Project
features to meet appropriate seismic design criteria.
16.6.8. Level of Effort and Cost
The level of effort for the studies outlined in this document, using a phased multiple year
approach is estimated to be in excess of 50 person-months or approximately $1.5 million.
16.6.9. Literature Cited
Acres. 1982b. Susitna Hydroelectric Project 1980-81 Geotechnical Report, Volumes 1 through 3.
Prepared for Alaska Power Authority.
Acres. 1982c. Susitna Hydroelectric Project, 1982 Supplement to the 1980–81 Geotechnical
Report. Prepared for Alaska Power Authority, Anchorage, Alaska.
FERC Engineering Guidelines for the Evaluation of Hydropower Projects.
Harza-Ebasco. 1983. Susitna Hydroelectric Project, Watana Development, 1983 Geotechnical
Exploration Program. Volumes 1 and 2.
Harza-Ebasco. 1984. Susitna Hydroelectric Project, 1984 Geotechnical Exploration Program,
Watana Dam Site. Final Report, Document 1734, Volumes 1 through 3.
Harza-Ebasco. 1985. Susitna Hydroelectric Project Draft License Application. Volume 12
Exhibit E Chapter 6. Geologic and Soil Resources.
U.S. Army Corps of Engineers (USACE). 1975. Hydroelectric Power and Related Purposes,
Southcentral Railbelt Area, Alaska Upper Susitna River Basin. Department of the Army,
Alaska District, Corps of Engineers. 12 December 1975.
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 8 July 2013
USACE, 1979. Hydroelectric Power and Related Purposes, Supplemental Feasibility Report,
Southcentral Railbelt Area, Alaska Upper Susitna River Basin. Department of the Army,
Alaska District, Corps of Engineers. February 1979.
Woodward-Clyde Consultants Inc. (WCC). 1980. Interim Report on Seismic Studies for Susitna
Hydroelectric Project. Prepared for Acres American Inc.
Woodward-Clyde Consultants. 1982. Final Report on Seismic Studies for Susitna Hydroelectric
Project. Prepared for Acres American, Inc.
16.6.10. Tables
Table 16.6-1. Schedule for implementation of the Site-Specific Seismic Hazard Study.
Activity 2012 2013 2014 2015
1 Q 2 Q 3 Q 4 Q 1 Q 2 Q 3 Q 4 Q 1 Q 2 Q 3 Q 4 Q 1 Q
Paleoseismic (Lineament) Analysis __ _____ _____ _____
Field Investigations __ _____ __
Seismic Source Characterization _____ _____ _____ _____
Long-Term Local Earthquake
Monitoring _____ _____ _____ _____ _____ _____ _____ _____ _____ _____
Reservoir Triggered Seismicity __ __ _
Initial Study Report Δ
Reservoir Slope Stability Analysis
PSHA __ _
Seismic Design Criteria
Updated Study Report ▲
Legend:
Planned Activity
----- Follow up activity (as needed)
Δ Initial Study Report
▲ Updated Study Report (end of 1Q15)
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
Susitna-Watana Hydroelectric Project Alaska Energy Authority
FERC Project No. 14241 Page 9 July 2013
16.6.11. Figures
Figure 16.6-1. Regional Faults (Csejtey et al, 1978; Plafker et al, 1994; Williams and Galloway, 1986).
FINAL STUDY PLAN SITE-SPECIFIC SEISMIC HAZARD STUDY 16.6
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FERC Project No. 14241 Page 10 July 2013
Figure 16.6-2. Interdependencies for Site-Specific Seismic Hazard Study.