HomeMy WebLinkAboutSuWa298Alaska Resources Library & Information Services
Susitna‐Watana Hydroelectric Project Document
ARLIS Uniform Cover Page
Title:
SuWa 298
Report to the legislature 2016
Author(s) – Personal:
Author(s) – Corporate:
Susitna-Watana Hydroelectric Project
Alaska Energy Authority
AEA‐identified category, if specified:
Annual reports
AEA‐identified series, if specified:
Series (ARLIS‐assigned report number): Existing numbers on document:
Susitna-Watana Hydroelectric Project document number 298
Published by: Date published:
Anchorage, Alaska : Alaska Energy Authority, [2017] 2017
Published for: Date or date range of report:
Alaska Legislature 2016
Volume and/or Part numbers: Final or Draft status, as indicated:
Document type: Pagination:
14 pages
Related work(s): Pages added/changed by ARLIS:
Notes:
All reports in the Susitna‐Watana Hydroelectric Project Document series include an ARLIS‐
produced cover page and an ARLIS‐assigned number for uniformity and citability. All reports
are posted online at http://www.arlis.org/resources/susitna‐watana/
REPORT TO THE
LEGISLATURE
2016
1 SUSITNA-WATANA HYDRO REPORT 2016
TABLE OF CONTENTS
Letter from the Executive Director ................................................................................................................. 2
Status Summary ............................................................................................................................................. 3
History ............................................................................................................................................................ 4
Engineering .................................................................................................................................................... 5
Economics ...................................................................................................................................................... 6
Financing ........................................................................................................................................................ 7
Licensing ......................................................................................................................................................... 8
Summary of Project Funding ........................................................................................................................ 14
Susitna-Watana Hydro at a Glance
Licensing efforts started: 2011
Location: River mile 184, above Devils Canyon
Size: 705-foot-high dam
Reservoir: ~42 miles long, average width of 1
mile
Estimated Supply: About 50 percent of Railbelt
electrical demand
Estimated Cost: $5.655 billion (2014$)
Installed Capacity: 459 MW
Annual Energy: 2,800,000 MWh
Licensing: Federal Energy Regulatory
Commission (FERC)
Anticipated Project Life: 100+ years, providing
long-term, stable rates
Project closed down: 2016-2017
2 SUSITNA-WATANA HYDRO REPORT 2016
3 SUSITNA-WATANA HYDRO REPORT 2016
SUSITNA -WATANA HYDRO PROJECT
STATUS SUMMARY
At the end of 2016 the project is
nearing complete shut-down per
Governor Walker’s June 2016
directive.
The FERC Study Plan
Determination (SPD) is expected
March 10, 2017, followed by a
licensing abeyance.
The FERC SPD, licensing
abeyance, and careful
cataloguing of research, data,
and reporting, will preserve the
State’s investment.
The unobligated balance of
project funds after June 30, 2017
is estimated to be approximately
$1,002,273.
4 SUSITNA-WATANA HYDRO REPORT 2016
The hydroelectric potential of the Susitna River has been studied since the early 1950s. The first study was completed by
the U.S. Bureau of Reclamation and subsequent reviews were completed by the U.S. Army Corps of Engineers in the
1970s. Many Alaskans remember the efforts of the Alaska Power Authority (APA)—now the Alaska Energy Authority—to
develop a two-dam project on the Susitna River in the 1980s.
At that time, the APA submitted a license application to FERC in
1983 for the Watana-Devils Canyon Project on the Susitna River.
The license application was withdrawn in 1986, largely due to the
relatively low cost of gas-fired electricity in the Railbelt and the
declining price of oil throughout the 1980s and its impact on the
State budget. The APA concluded that the project’s
environmental impacts could be mitigated, but the project was
not financially feasible at that time.
In 2011, recognizing the potential of a hydroelectric project on
the Susitna River as a solution to the continued need for long-
term, stable sources of energy, the Alaska Legislature authorized
and funded the Alaska Energy Authority (AEA) to once again
explore project feasibility and move through the FERC licensing
process.
Over the last six years, AEA completed data gap analyses, building
on the quality data from the 1980s, and completed several
important milestones in the FERC Integrated Licensing Process.
AEA’s studies have shown the project to still be technically, and
economically feasible. The 459-megawatt project would be
capable of producing 2,800 gigawatt hours of energy annually, or
about half of the Railbelt’s energy needs.
Today, AEA waits for the FERC Study Plan Determination (SPD)
expected in early March of 2017, the last action to be taken on
the project in this 2011-2017 period. Significant State budget
challenges prompted Governor Walker, in June 2016, to call for
the project to be shut down, though in such a way as to ensure
preservation of the State’s investment made to date. AEA spent
the second half of 2016 doing just that, and following the
anticipated move into abeyance status after FERC’s SPD, will
finalize all project activity by June 30, 2017.
Project History
5 SUSITNA-WATANA HYDRO REPORT 2016
In January 2015, Susitna-Watana Hydro completed the Engineering Feasibility Report, concluding the large majority of
engineering work necessary to file for a FERC hydropower license. This effort is the result of several years of
collaboration among engineering contractors, dam-safety experts, utilities, FERC and AEA to design a safe and cost-
effective project, as well as the results from: drilling and geotechnical investigations to test the quality of rock and
measure bedrock for a solid foundation; studies and modeling for maximum probable flood and seismic events; and
modeling to simulate the projected electrical generation to meet Railbelt demand.
The report is a critical milestone and concludes that the project is technically feasible. Noteworthy conclusions are
summarized below.
SAFETY
Active faults have not been found within the dam site. Drilling conducted during the summer of 2014 confirmed that
there is no “Watana lineament” along the Susitna River channel, supporting results from investigations conducted
during the 1980s licensing effort. In addition, the Alaska Division of Geological and Geophysical Surveys (DGGS)
conducted extensive geologic mapping in the Talkeetna mountains and found no active faults directly in the project
area. Further, the current dam design, once constructed, would be able to withstand a 50-year flood without having to
open spillway gates and pass the 10,000-year flood with one spillway gate inoperable.
DESIGN
The structure is designed as a curved gravity dam, constructed using Roller Compacted Concrete (RCC) methodology
with a straight gravity (thrust) section on each abutment. The height of the dam has been optimized to 705 feet above
bedrock, lowered from approximately 730 feet. The nominal crest elevation is 2,065 feet and the crest length is
approximately 2,810 feet. The reservoir would be approximately 42-miles long with an average width of 1.25 miles.
AEA worked with the Railbelt utilities to ensure that the generators are appropriately sized for Railbelt demand,
modeling potential operations and integrating into the Railbelt system to ensure maximum long-term benefits to the
Railbelt. As part of this effort, the overall nominal capacity rating of the three proposed turbines has been reduced to
459 megawatts while maintaining the same energy output of 2,800 gigawatt hours of annual power, or 50 percent of the
Railbelt’s current demand.
The potential access and transmission routes were narrowed down to two alternative north-south routes that extend
from the Denali Highway and the Gold Creek Route that runs east-west and would connect with the Alaska Railroad
(unconnected to the state highway system).
COST
The anticipated project cost is estimated to be $5.655 billion (2014$ and based on oil prices at $105 per barrel),
including licensing, design and construction, but excluding escalation and interest during construction.
Engineering & Safety Milestones
6 SUSITNA-WATANA HYDRO REPORT 2016
To understand the potential economic impacts from licensing, constructing and operating the Susitna-Watana Hydro
and future workforce needs, AEA worked with Northern Economics on the Benefit-Cost and Economic Impact Analysis.
The report, published in March 2015, concluded that, if constructed, the project would generate billions of dollars in
energy savings for the Railbelt and would be a significant, long-term benefit to the economy.
Based on the 2014 projection of natural gas prices,
the analysis estimated a total energy savings of $11.2
billion (2014$) during the first 50 years of the project,
an annual average of nearly $225 million. When
additional benefits of the dam were factored in,
including the retirement of older generation facilities,
reduction in greenhouse gas emissions and a
reduction in the frequency of power outages, the
energy cost savings surpassed $14 billion. The
benefit-cost ratio from the energy savings and
retirement of older, unneeded generation facilities
alone is 2.46.
Construction of the Susitna-Watana Hydro Project would also provide thousands of direct and indirect jobs for many
decades. The
project would
support an average
of approximately
200 non-
construction jobs
annually during
both pre-
construction and
construction phases
as well as an annual
construction
workforce of
approximately
1,200 people during
construction of the
project.
In addition, Susitna-Watana Hydro would generate more than $800 million (2014$) in local spending pre-construction
and a projected $2.6 billion (2014$) in local spending during construction. During operation of the project, an estimated
$26.5 million (2014$) would be spent annually for operations, significantly boosting local and regional economies.
Economic Milestones
Project
Spending
Category
Local
Spending
(million $)
Multiplier Effects
Business
Sales
(million $) Jobs
Labor
Income
(million $)
Licensing/Design;
Other Program
Costs
814.1 551.2 3,870 204.3
Construction 2,658.5 1,837.1 11,305 627.3
Operation 26.5 18.5 105 6.4
Table uses 2014 dollars
7 SUSITNA-WATANA HYDRO REPORT 2016
In 2014, AEA worked with PFM, an international financial advisory firm, to develop financing models for Susitna-Watana
Hydro. AEA received confirmation that Rural Utilities Service (RUS), a division of the U.S. Department of Agriculture that
provides low-cost financing for infrastructure improvements, could provide financing for 50 percent of the project costs.
AEA and PFM developed scenarios that included combinations of state investment, bonds and federal financing
programs (RUS) and private financing. In developing the scenarios, AEA kept three goals in mind: 1) provide affordable
power to Alaskans, 2) protect investments made by the State of Alaska and 3) investigate ways that the State would be
repaid its initial investment.
The scenario in which a combination of AEA Revenue Bonds (30 years, 5% interest, refinanced) and federal RUS
financing for the remainder of construction (35 years, 4% interest) resulted in a $0.066/kWh 50-year average real price
(2014$).
Financing Milestones
8 SUSITNA-WATANA HYDRO REPORT 2016
Following authorization in 2011 to advance the Susitna-Watana Hydroelectric Project, AEA determined the FERC
Integrated Licensing Process (ILP), the default licensing process, was the most appropriate process for the project. The
ILP is a front-loaded, iterative, milestone-driven process that provides a defined structure, including timeframes for
licensing activities, study plan development, formal study plan determination, reporting on study implementation,
stakeholder engagement and early National Environmental Policy Act (NEPA) scoping.
2016 licensing efforts effectively wrapped up the project as per Governor Walker’s June 2016 directive. Pending FERC’s
final Study Plan Determination, due in March 2017, the project will be put into abeyance, allowing the State to preserve
the investment already made, and no further movement toward licensing is planned at this time.
Susitna-Watana Hydro 2016 FERC Licensing Activities
March 22-30, 2016 AEA held Initial Study Report Meetings – 5 days
April 24, 2016 AEA filed ISR Meeting Summary
June 23, 2016 Participants filed comments/disagreements with meeting summary and
recommendations for modified or new studies
October 24, 2016 AEA filed responses to disagreements and recommendations for modified
or new studies
March 10, 2017 Updated Study Plan Determination (SPD) expected from FERC
Project is put into abeyance; no further action planned at this time
Licensing Milestones & Timeline
9 SUSITNA-WATANA HYDRO REPORT 2016
Between 2011 and 2017 AEA
will have moved the Susitna-
Watana Hydro project through
step 14, approximately two-
thirds of the way through the
ILP process.
Had the project not been shut
down, following the SPD
issuance in early 2017, next
steps for the project would
have been implementation of
the second study season;
preparation of the Updated
Study Reports; impact
assessment; preparation of the
Draft License Application;
development of protection,
mitigation and enhancement
measures; and preparation of
the Final License Application.
FERC Integrated Licensing Process (ILP)
10 SUSITNA-WATANA HYDRO REPORT 2016
2011 AEA reviewed existing information, identified potential natural resource issues, performed data gap
analyses and held preliminary discussions with agencies, Alaska Native entities and other
stakeholders.
In October, AEA filed the Preliminary Permit Application (PPA) with FERC, which provided AEA priority
status for licensing the project. The Integrated Licensing Process (ILP) was initiated with AEA filing the
Notice of Intent (NOI) and the Pre-Application Document (PAD) at the end of the year.
2012 Public scoping meetings were held in Anchorage, Wasilla, Glennallen, Talkeetna, Cantwell and
Fairbanks.
AEA jumpstarted the licensing process by initiating 18 studies designed to gather critical
environmental data, and to help inform the scope and methods of the proposed licensing studies.
A significant amount of the 2012 licensing effort was spent developing the study plan with
stakeholders for FERC’s approval. The study plan is a key part of the licensing process and outlines the
studies that will be conducted to provide a better understanding of the Susitna Basin to assess
potential impacts and develop protection, mitigation and enhancement measures.
AEA performed extensive public outreach with resource agencies, Alaska Native entities, non-
governmental organizations and other stakeholders, holding 34 days of technical meetings to develop
the study plan.
The Proposed Study Plan was submitted to FERC in July. Following further collaboration with
stakeholders, AEA submitted an Interim Revised Study Plan and finally, in December, a Revised Study
Plan, consisting of 58 studies, to FERC for approval.
2013 FERC approved the Susitna‐Watana Hydro environmental study plan with a Study Plan Determination
(SPD), which included 58 studies in resource areas such as geology and soils, water quality,
geomorphology, groundwater, ice processes, instream flow, fish and aquatic, wildlife, botany,
recreation, cultural resources, subsistence, socioeconomics, transportation, and safety.
AEA consulted with stakeholders and prepared and provided all supplemental information as ordered
by FERC in its SPD. AEA also filed 29 technical reports summarizing results from the 2012 studies.
AEA commenced the implementation of the Susitna‐Watana Hydro study plan, an unprecedented
environmental study of the Susitna Basin, with an estimated 350 biologists, engineers, hydrologists,
archeologists, and scientists of many other disciplines in the field gathering data.
AEA held 22 days of technical meetings from June through December 2013, keeping licensing
participants up-to-date on the results of the 2012 studies and the licensing studies as they were being
implemented.
Licensing activities and all documents were made publicly available via the project website and more
than 100 public meetings and presentations about Susitna-Watana Hydro were held, demonstrating
the commitment of an open, accurate and collaborative approach to managing stakeholder
expectations.
Susitna-Watana Licensing Activities 2011-2017
11 SUSITNA-WATANA HYDRO REPORT 2016
2014 The next important step in the FERC ILP was submittal of the Initial Study Report (ISR), which serves as
a progress report on the implementation of each of the 58 studies and accounts for any variances
from the approved plan; describes plans and schedule for the second year of study; and describes
AEA’s proposed modifications of the FERC-approved plan. As part of the Initial Study Report process, a
series of meetings were held to discuss the findings and requested modifications, by both AEA and
other stakeholders, in order to lead to a Study Plan Determination by FERC.
However, budgetary constraints precluded AEA from being able to provide a schedule for completing
the second year of study and finalizing AEA’s proposed modifications to the study plan. Accordingly,
AEA adhered to the existing FERC ILP schedule at the time, and filed a Draft ISR in February 2014,
which described the 2013 implementation of the FERC-approved study plan, any variances and
presented results. Once the FY15 capital budget was approved, AEA was able to prepare and file the
8,600-page Final ISR in June 2014, which included AEA’s proposed study modifications and plans to
complete the second year of study for each of the 58 studies, per the FERC regulations. In October
2014, AEA held 6 days of ISR Meetings with stakeholders to review the ISR.
In the spring, AEA reached a critical land‐access agreement with Cook Inlet Region Inc. and six Cook
Inlet village corporations (CIRWG), allowing AEA access to CIRWG-owned land in order to further
Susitna-Watana Hydro licensing studies.
2014 marked another year of intensive and specific research involving more than 200 field scientists.
Data collection efforts were prioritized based on the level of funding received, relative importance of
the study, sequencing of interrelated studies, and need for continuous data collection with the goals
of preserving the value of the work completed to date and maintaining as tight a licensing timeline as
possible. Prior to initiating field work, AEA held 12 days of technical meetings with stakeholders to
describe AEA’s plan for 2014 activities and to consult with resource agencies on AEA’s proposed
modifications to the FERC-approved study plan.
By the end of the 2014 season, data collection was completed for 13 of the FERC-approved studies.
AEA filed 33 technical memoranda describing 2014 study implementation, proposed study
modifications for consideration in FERC’s Study Plan Determination, and additional information as
requested during the October ISR Meetings.
In addition to technical meetings, AEA presented information gathered as part of the environmental
field effort and provided updates on the licensing status during regular meetings with CIRWG; public
meetings in the communities of Wasilla, Fairbanks, Glennallen, Kenai, Anchorage and Talkeetna; and
to numerous professional groups, associations and NGOs.
2015 Administrative Order 271, issued by Governor Walker in December 2014, halted discretionary
spending on the Susitna-Watana Hydro, and to comply, AEA essentially pressed pause in the midst of
the Initial Study Report process in early 2015. FERC granted AEA’s request for an abeyance from the
licensing process. In July 2015, AEA received clarification on discretionary spending from the Office of
Management and Budget director, which allowed existing funds to be used to complete the ISR
process and advance to the next ILP milestone, the FERC Study Plan Determination, as a logical point
to pause licensing.
In August, AEA filed a request with FERC to lift the licensing abeyance and to submit additional Initial
Study Reports covering all work completed to-date for consideration in FERC’s Study Plan
Determination, and proposed a new schedule. AEA’s plan was supported by members of CIRWG,
12 SUSITNA-WATANA HYDRO REPORT 2016
Railbelt utilities, the Alaska Department of Fish and Game, Alaska Department of Natural Resources,
and the Alaska Ratepayers.
Following public comments from both proponents and opponents of AEA’s plan, FERC ultimately
ordered that the vast amount of material filed from 2013 through 2015 in the form of numerous
technical memoranda and Initial Study Reports met the ILP requirements for the Initial Study Report
and that AEA satisfactorily provided a roadmap linking the reports for each study; and therefore, the
reports would collectively be considered the Initial Study Report for purposes of the ILP and FERC’s
Study Plan Determination.
The 2015 study implementation was limited to finishing studies near completion; continuing surveys
of collared moose, caribou and other animals; completing analysis of data already gathered; and
removing field equipment installations where possible.
At the end of 2015, AEA filed more than 8,000 pages of reports summarizing implementation of the
FERC-approved study plan during 2014 and 2015 in the form of Study Completion Reports for studies
that had been completed or 2014-2015 Study Implementation Reports for incomplete studies. AEA
also filed an Initial Study Report for each of the 58 studies, summarizing the status of implementation,
all variances and AEA’s proposed modifications to the study plan and referencing/linking all related
documents.
2016 Project emphasis in 2016 was to advance the licensing process to FERC’s Study Plan Determination
and shut down the project while preserving the State’s investment.
In March 2016, AEA held 5 days of Initial Study Report Meetings with FERC and stakeholders,
reviewing all of the technical memoranda and Initial Study Reports filed by AEA between 2013 and
2015 for each of the 58 studies, describing implementation of the FERC-approved study plan, any
variances, AEA’s proposed modifications, and steps to complete the study.
As the next step of the ILP, stakeholders may file comments with FERC on the Initial Study Reports
and can make recommendations for modifications to the FERC‐approved study plan or request new
studies. In June, nearly 1,600 pages of comments and recommendations for modifications to the
Study Plan or requests for new studies were filed with FERC. Of note, the State of Alaska resource
agencies supported the FERC-approved study plan, AEA’s implementation of the study plan and AEA’s
proposed modifications to the study plan.
As part of the ILP, AEA responded to all commenters and on October 24, 2016 filed over 1,000 pages
refuting the vast majority of the requested study plan modifications or new studies. The estimated
cost of implementing all of the modifications and new studies requested by stakeholders would add
between $262 million and $370 million to the cost of completing the environmental studies in the ILP
process. Some of the recommendations had been previously submitted to FERC during the study
planning phase and had already been considered by FERC in approving the licensing study plan. Some
recommendations would be extensive and costly, such as expanding studies into the lower river
downstream to Cook Inlet, extending the number of years of study, and modeling climate change and
including it as a future without-project scenario for impact assessment. AEA presented evidence
refuting the necessity of these study plan modifications.
Data gathered indicates that there is no need to expand the study program in the lower
Susitna River beyond the FERC-approved study plan because the project would likely cause
minimal or negligible effects on water levels, groundwater, ice conditions, and water quality,
as well as other environmental, recreational and socioeconomic resources in the Lower River.
13 SUSITNA-WATANA HYDRO REPORT 2016
The variability of hydrologic, water quality, geomorphic and fisheries data collected between
2011 and 2015 is sufficient, particularly when combined with the historic environmental data
collected in the 1980s, to understand the existing baseline and determine Project effects
without the need to collect additional years of data beyond the FERC-approved study plan.
AEA’s proposed approach to climate change capitalizes on FERC’s conventional hydrological
approach, the climate change study already conducted by AEA, and an assessment of future
trends based on planned sensitivity analyses and common sense. Thus, there is no need for a
modified or new study on climate change.
Limited data was collected in 2016, concerning only: ice thickness and water surface elevation to fill
data gaps for the ice processes model; final aerial surveys of collared moose, caribou and ptarmigan
and aquatic furbearers to finish those nearly complete studies; and final data acquisition and
maintenance/removal of hydrology equipment installations to support project shutdown.
To preserve the value of the State’s investment and provide the data in the most usable format for
future licensing, resource managers, researchers, developers of other projects, and the public,
analysis of all gathered data was completed and associated final reporting is underway.
Of the 58 studies in the environmental study plan, 19 have been completed as required by FERC, and
many study components or tasks of the remaining 39 studies have also been completed. In 2016, final
analysis was completed for 8 FERC-approved wildlife and botanical studies, three of which were
conducted by the Alaska Department of Fish and Game (moose, caribou, ptarmigan). Calibration and
validation reports are being prepared for each of the riverine physical process models, as well as a
model integration report, to support the feasibility of the approach in the FERC-approved study plan
for assessing project impacts and developing protection, mitigation and enhancement measures.
By October 2016, all field equipment installations had been removed from the field or transferred to
other State agencies. Removal of equipment adhered to all relevant permits, and where applicable,
sites were restored to pre-installation conditions. At the end of 2016, permit close-out reports had
been submitted for 16 of the 23 permits. All equipment has been inventoried and stored at the AEA
warehouse or transferred to other State agencies.
2017 FERC has been reviewing the ISR comments and AEA’s responses and is expected to issue an updated
Study Plan Determination (SPD) on March 10, 2017. As requested by Governor Walker in his August 4,
2016 letter to FERC, the licensing will be put into abeyance following FERC’s SPD. FERC’s SPD will
provide the State with certainty on what FERC believes is needed to file a defensible license
application should the project someday be restarted. The abeyance will allow the investment made to
date to be preserved.
By June 30, 2017, all work on the Susitna-Watana Hydro Project will have come to a full stop. All final
reports will be filed with FERC, and all research and data will be catalogued and stored in publicly
accessible databases on AEA’s project website, ARLIS and GINA.
14 SUSITNA-WATANA HYDRO REPORT 2016
Below is a summary of project funding as of Jan. 13, 2016 ($ in thousands)
Authorized Funds - State of Alaska Appropriations
FY2009 1,528.1
FY2011 9,644.7
FY2012 65,700.0
FY2014 95,200.0
FY2015 20,000.0
Total Authorized Funds - State of Alaska Appropriations 192,072.8
Expenditures to Date, Encumbered and Committed Funds (190,235.0)
Remaining Funds Required to Complete Essential Tasks (306.8)
Remaining Budget Estimate-
Direct & Indirect Personnel, Legal Support,
Contractual Support Services, Project Office
Costs through June 30, 2017
(528.7)
Estimated Balance of Authorized Funds 1,002.3
Summary of Project Funding
Information about the Susitna-Watana Hydroelectric Project is archived and publicly available:
www.susitna-watanahydro.org
www.gis.suhydro.org
www.arlis.org/susitnadocfinder/
This publication of the Susitna-Watana Hydroelectric Project status and financial condition is submitted by AEA in
accordance to AS 44.83.085. This document was designed and created in-house and distributed in electronic format.