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HomeMy WebLinkAboutBPMC Sept 25, 2015 1 of 2SaR&PBRADLEY LAKE PROJECT MANAGEMENT COMMITTEE REGULAR MEETING AGENDA Friday,Sept.25,2015 10:00 a.m.-12:00 p.m. Alaska Energy Authority's Board Room 813 West Northern Lights Boulevard,Anchorage,AK To participate by teleconference,dial 1-888-585-9008 and use code 467 050 126. CALL TO ORDER ROLL CALL FOR COMMITTEE MEMBERS PUBLIC ROLL CALL AGENDA COMMENTS /MOTION FOR APPROVAL PUBLIC COMMENTS APPROVAL OF MEETING MINUTES -July 30,2015 OLD BUSINESS A.AEG&T to MEA signed consent form Joe Griffith B.Resolution 14-11 -Mediation or dispute resolution process Kirk Gibson NEW BUSINESS A.Dynamic Scheduling update ML&P B.HEA proposed annual schedule and budget HEA C.Homer's Notice of Claims Kirk Gibson COMMITTEE REPORTS OPERATORS REPORT COMMITTEE ASSIGNMENTS MEMBERS COMMENTS NEXT MEETING DATE -Nov.17,2015 ADJOURNMENT ITEM6 BRADLEY LAKE PROJECT MANAGEMENT COMMITTEE MEETING REGULAR MEETING Alaska Energy Authority,Anchorage,Alaska July 30,2015 1.CALL TO ORDER Chair Borgeson called the regular meeting of the Bradley Lake Hydroelectric Project Management Committee to order at 9:30 a.m. 2.ROLL CALL (for Committee members) Cory Borgeson (Golden Valley Electric Association [GVEA]);Sara Fisher-Goad (Alaska Energy Authority [AEA]);Lee Thibert (Chugach Electric Association [CEA]);Joe Griffith (Matanuska Electric Association [MEA]);Mark Johnston (Anchorage Municipal Light &Power My John Foutziz (City of Seward);and Harvey Ambrose (Homer Electric.Association [HEA7.4 we ele RA Te be Poa,Sn wah.3.A "PUBLIC ROLL CALL,(for all others pes Scienzeeee,spree7 * .ineBryanCarey,J otelyn Gamer,Kelli Veech,Teri:Webster (AEA);Brian Bjorkquist (AttorneyGeneral's Office [AGO]);Brian Hickey,Burke Wick (CEA);Allen Gray (GVEA);Bob Day,Alan Owens (HEA);Kirk Gibson (McDowell Rackner:&Gibson),Mollie Morrison,J eff Warner(MLP);Ron Saxton,Bernie Sinith (Public);and Sunny Morrison (Accu-Type Depositions).4..AGENDA COMMENTS)MOTION FOR{AbPRovAL -:: The saewas approved as presented [\;::.P 5.pUBLICCOMMENTS \-,Le ka = None. 6.APPROVAL OF PRIOR MEETING MINUTES -May 29,2015 Chair Borgeson requested any reference to Mr.Lee in the minutes be corrected to Mr.Thibert. MOTION:Mr.Ambrose made a motion to approve prior meeting minutes of May 29, 2015 as amended.Motion seconded by Mr.Thibert. The motion passed. 7.OLD BUSINESS A.Battle Creek budget and project discussion Mr.Carey provided a detailed review of the one-page project status summary. DRAFT BPMC Minutes 7/30/15 Page 1 of5 Mr.Griffith inquired as to the anticipated nominal output.Mr.Carey noted an average annual energy of 37,000 MWh is stated on the application.Mr.Carey informed no additional funds are needed at this point in the timeline.Additional funding could be requested at the end of 2015 or early 2016 for design.The final design will not occur until after FERC provides responses regarding flow terms and conditions. Chair Borgeson requested the name of the major engineering contractor.Mr.Carey informed the original engineering work was completed by R&M Consultants.Dowl Engineering has been solely utilized since August 2014.Chair Borgeson inquired as to the reason for the change of the engineering consultant.Mr.Carey commented there was a loss of confidence in R&M Consultants from over-designing expense,compared to Dowl's focus on cost reduction alternatives. B.Long Term Financing options Mr.Johnston reported the Budget Committee met and unanimously decided to recommend the option of forward-funding the R&C Fund for FY1 6,meaning all payments for FY16 would be «madein the first six months of FY 16.This allows the cost of the SVCs to be funded through the'R&C Fund.Mr.J ohnston,described the Budget Committee S decision-making process forthisrecommendation.-a a :apammaTamas:Cc.AEG&T t MEA signed consenttforn SePRReeaaRte1camperMr.Gibson informed the drat document of the aassiignment of AEG&T's iinterest to MEA hasbeendistributed.After the opinion from MEA jisreceived,the consent forms will be sent to themembersforsignature.|”[2 feL a 5PeZMr.Griffith apolo sized and explained he Siigned the assighment document,as General Manager,without realizing an additional opinion from counsel was expected.Mr.Griffith requested Mr.Gibson discuss and obtain further verifications with MEA counsel David Pease.; 8.NEW BUSINESS A.Election of Vice-Chair Mr.Griffith nominated Mr.Thibert as Vice-Chair. MOTION:Mr.Johnston made a motion to close nominations for Vice-Chair,and elect Mr.Thibert as Vice-Chair.Motion seconded by Mr.Griffith. The motion passed. B.Resolving dispute discussion update (Res 14-11) Mr.Gibson informed he wrote a letter to Rick Baldwin of HEA,at the direction of the Chair,in an effort to restart the discussion between Committee members to resolve outstanding issues.A timely response was received,which expressed appreciation and the willingness to amicably resolve HEA's unchanged claims within the context of the litigation settlement proceedings. DRAFT BPMC Minutes 7/30/15 Page 2 of 5 Mr.Griffith requested a status update on the litigation before the courts.Chair Borgeson advised Mr.Gibson is not involved,and has not been directed to get involved,with that litigation.Chair Borgeson stated the Supreme Court has not decided on the stay requested by RCA.Chair Borgeson suggested the Committee,at a later date,discuss the option of requesting Mr.Gibson to provide his legal opinion or seeking outside counsel to assist the BPMC on these issues. Mr.Foutz asked for explanation of the purpose of the stay requested by RCA.Chair Borgeson explained the decision by Judge Corey stated the BPMC has the dispute resolution authority and the RCA does not have jurisdiction.Thus,the RCA Order 10 ruling was vacated.RCA disagreed and wants to issue the next order due in August. Chair Borgeson tasked Mr.Gibson to discuss with Mr.Bjorkquist regarding AEA opposition to BPMC's Resolution 14-11.Mr.Bjorkquist informed he will go through the rules of professional responsibility in order to discuss matters in litigation with Mr.Gibson. Ms.Fisher-Goad stated all members supported the BPMC decision months ago of the dispute resolution process under mediation.As that dispute resolution process evolved to a nonconsensual approach by vote under Resolution 14-11,AEA did not believe BPMC had the authority to take a nonconsensual,non-mediation position for the dispute resolution process. Mr.Griffith stated for the record he does not believe the dispute resolution process was amediationprocess,and no mediation effort was associated.He noted the BPMC made a findingandarulingthatresultedinResolution14-11. Mr.Bjorkquist restated his interest to have a discussion regarding AEA's position but will have to do this within the guidelines set for cases that are still in litigation. C.FY 2015 and FY 2016 Budget Amendments Mr.Johnston described the proposed amendments for the FY15 budget to increase the utility contributions by $520,414 due to an increase in debt service payment and an increase in capital purchases.The proposed amendment for the FY 16 budget is to increase the utility contributions by $582,008 due to an increase in the debt service payment and an increase in O&M operations. MOTION:Mr.Johnston made a motion to approve Amendment 3 to the FY 2015 Budget. Motion seconded by Mr.Thibert. A roll call was taken,and the motion passed. MOTION:Mr.Johnston made a motion to approve Amendment 1 to the FY 2016 Budget. Motion seconded by Mr.Foutz. A roll call was taken,and the motion passed. D.Local control of Bradley during islanded condition Mr.Thibert reported the conflict has been resolved on the local control of Bradley Lake while islanded during the ongoing transmission work.He believes the protocol and communications could have been better before the conflict occurred.Mr.Thibert requested,for the future,these DRAFT BPMC Minutes 7/30/15 Page 3 of 5 issues be addressed before they become a problem.The system is interconnected and no utility should act unilaterally. Mr.Day commented HEA has never taken dispatch control away from CEA at any time.Mr. Day informed the way in which CEA was dispatching the Bradley plant caused HEA to suffer frequency excursions,which threatened their system.HEA has required CEA to telephonically dispatch the plant almost every time islanding occurred since January 1,2014,and was operating on what HEA believed was the agreed upon methods.Mr.Day provided members with a copy of Section 8 of the Services Agreement,describing the duties of CEA to coordinate with HEA to minimize potential conflicts between operations.Mr.Day stated he believes the recent issues have been resolved. Mr.Foutz indicated Seward is also impacted by the decisions of the operations and the dispatch. Chair Borgeson expressed his appreciation for the resolution of the issues.Chair Borgeson commented he does not want to pay to divert the Bradley workforce to man the plant at night when CEA is responsible for the dispatch.Chair Borgeson encouraged CEA to complete the dynamic scheduling project.Mr.Wick noted that work will continue to move forward as soon as the islanding condition is concluded.Chair Borgeson noted the dynamic scheduling status will be placed on the next agenda. 9.COMMITTEE REPORTS A.Budget Committee Mr.Johnston stated all information from the Budget Committee has been reported during the meeting.pS B.O&D Committee Mr.Griffith stated he spoke with the O&D Committee Chairman yesterday,and all of the information has been reported during the meeting. 10.OPERATORS REPORT Mr.Owens provided a detailed review of the operators report provided to the Committee.Mr. Day gave an update of the fish water screen debris included in the report and discussed the postponement of the Bradley Junction switch removal to next spring. 11.COMMITTEE ASSIGNMENTS Chair Borgeson assigned Mr.Gibson to work with Mr.Bjorkquist on AEA's position in the litigation,and for Mr.Gibson to provide the Committee with an opinion on whether the Resolution 14.11 process was mediation or the contractual agreed to dispute resolution. Chair Borgeson assigned Mr.Griffith to provide the signed consent form and opinion to AEG&T. DRAFT BPMC Minutes 7/30/15 Page 4 of 5 Mr.Griffith indicated he will advise the O&D Committee to develop a plan regarding the fish water issues. 12,MEMBERS COMMENTS Ms.Fisher-Goad expressed her appreciation to Mr.Day and Mr.Owens for their hospitality during her and Mr.Carey's recent visit to the site.She has a picture of the clogged fish water valve for members to view.Ms.Fisher-Goad informed she has a meeting with Voith before the NHA Regional meeting,and requested any concerns from HEA that need to be communicated to Voith be given to Mr.Carey.Ms.Fisher-Goad encouraged members to attend the NHA Regional meeting on August 18th and 19th. Ms.Fisher-Goad indicated,in an effort to save BPMC money,AEA met with DNR to request BLM lift the public land order on the federal land associated with the project in order for the state to receive title.FERC has changed those rules and the FERC land use fees should be lifted. The FY15 budget reflects payment of $180,000.The FY16 budget:reflects payment of$183,000.The FY17 budget will hopefully reflect no payment due.ae eo Chair Borgeson commented all but oone of his Board of Directors visited the Bradley project.HeexpressedhisappreciationtoMr.Day and Mr.Owens during the visit.Chair Borgesonencouragedmemberstotaketheirboardstoseetheproject.He believes it would be beneficialfor,the BPMC meeting to be heldat the Bradley facility oronce a year or once every two years.ChairBorgeson expressed his appreciation to the members for continued communication inresolvingissues.b 7 :7 f Dts': 13._NEXT.MEETING DATE \. Thennext meeting dateis set for September25th,2015.The schedule for meetings willremaineverytwomonths. 14.ADJOURNMENT There being no further business for the committee,the meeting adjourned at 11:48 a.m. BY: Cory Borgeson,Chair Attest: Sara Fisher-Goad Alaska Energy Authority,Secretary DRAFT BPMC Minutes 7/30/15 Page 5 of 5 ITEM8B To the BPMC: As required by the AGREEMENT FOR SALE OF TRANSMISSION CAPABILITY section 4(b),HEA's estimate for O&M expenses next 2016 calendar year is $100,000 for re-clearing work.This work will require frozen ground and schedule will be dependent on weather conditions. (b)0 &M expense.In addition to paying its share of theConstructionCosteachPurchasershallreimburseHEAineachmonth for a portion of HEA's actual expenses associated with operating,maintaining and repairing the Soldotna Segment (O &M expense)inaccordancewiththeformulasetforthinAttachmentC.Such ex- penses shall include but shall not be limited to all expenses re- lated to providing necessary voltage support,except expenses re-lated to capital improvements,for the Soldotna Segment installed at or between Bradley Junction and Soldotna Substation,and all taxes,if any,for which HEA may become liable as a result of thesaleoftransmissioncapability,Prior to the beginning of eachyearHEAshallsubmittotheProjectManagementCommitteeanan-nual schedule and budget of its proposed operation,maintenanceandrepairexpenses. As you can see we are required to notify the BPMC of these costs prior to January 2016 so the next meeting will be in plenty of time. Robert H.Day,PE Homer Electric Association Cell 907 399 1446 ITEM 8C PERKINSCO!e Br Riws o Ste a?Qo. Seave VS Db a { CEIVEDAugust27,2015 Thomas L Bocder RE TBoeder aperkinscoie com b +1 206359 8416 F +1 2063599416 pv:ups , Municipality of Anchorage John J.Burns,Attorney Dean Thompson,Attorney Golden Valley Electric Association,Inc!O)[>WKempple,Hufman &Ellis PC Burns &Associates,PC 255 E.Fireweed Lane,Ste.200 100 Cushman St.,Ste 310 Anchorage,AK 99503 Fairbanks,AK 99701 David Pease,In-House Counsel Mark K.Johnson,General Counsel Matanuska Electric Association,Inc.Chugach Electric Association,Inc. 163 E.Industrial Way 5601 Electron Drive Palmer,AK 99645 Anchorage,AK 99519-6300 Subject:Notice of Claims re:Coordinating Utilitics'Violation of Alaska's Restraint of Trade Act and Unfair Trade Practices Act Dear Sirs: A.Introduction This firm represents Homer Electric Association,Inc.and its subsidiary,Alaska Electric and Energy Cooperative,Inc.(collectively,"HEA”)in connection with the above-referenced matter. We have been retained by HEA to evaluate the merits of certain claims arising under Alaska's Restraint of Trade Act in connection with Chugach Electric Association,Inc.("CEA”),Golden Valley Electric Association,Inc.(*GVEA”),Matanuska Electric Association,Inc.("MEA”),and the Municipality of Anchorage d/b/a Municipal Light &Power ("ML&P”)(collectively,the "Coordinating Utilities”).These Coordinating Utilities have exerted their influence and control over the Bradley Lake Project Management Committee ("BPMC”)in a manner that is detrimental to the public's financial and competitive interests.Specific anticompetitive practices detrimental to the public interest include,without limitation,the following: e Priority dispatch of Bradley Lake energy over other uses of the transmission system; e Preclusion of HEA's ability to schedule firm delivery and sell power to other Railbelt Utilities;and e Subsidization of the Coordinating Utilities'use of HEA's transmission system.y The Coordinating Utilities'anticompetitive practices restrain,if not prohibit,HEA from selling its surplus power into a discernible generalized market.As a result.the customers of electric utilities are deprived of the potential benefits of such sales and pay inflated rates. LEGAL 127479743 2 Coordinating Utilities'General Counsel August 27,2015 Page 2 As interpreted and applied by the BPMC in Resolution 14-1],we have also reviewed theServicesAgreementandtheCapabilityAgreementrelativetoAS§45.50.574,which provides, in relevant part,that "a contract or agreement in violation of a provision of AS 45.50.562 - 45.50.596 is voidable by either party as to future performance by either party.”As so interpreted and applied,the Services Agreement and the Capability Agreement are voidable agreements pursuant to AS §45.50.574. We hereby put the Coordinating Utilities on notice that,based upon our review of the law and the facts as stated below,the actions of the Coordinating Utilities violate Alaska's Restraint of Trade Act and Alaska's Unfair Trade Practices and Consumer Protection Act.A prevailing plaintiff under either statute is entitled to recover treble damages plus costs and reasonable attorneys'fees for antitrust violations.Additionally,as interpreted and applied by the BPMC, the Services Agreement and the Capability Agreement unlawfully restrain commerce and are thus voidable as to future performance.A further discussion of our analysis of these issues is set forth below. B.Background: HEA is a rural electric cooperative in Alaska serving 22,892 member-owners within a 3,166 square-mile service area on the Kenai Peninsula.HEA is also a "public utility”under Alaska law and is regulated by the Regulatory Commission of Alaska ("RCA”),as are the Coordinating Utilities. In order to meet the resource needs of its customers,HEA owns and operates electric generation, transmission,and distribution facilities and periodically buys power from other Railbelt utilities. HEA is a participant in the 120 MW Bradley Lake Hydroelectric Project ("Project”).HEApurchasesBradleyLakeenergypursuanttothePowerSalesAgreement.HEA is also a signatory to the Services Agreement whereby CEA initially agreed to provide "wheeling,storage,and energy purchase services”over CEA's generation and transmission system to GVEA,MEA and ML&P.Lastly,pursuant to the Capability Agreement,HEA provides CEA,GVEA and ML&P a share of the capability of a transmission line known as the Soldotna Segment,which is used by these utilities to deliver Bradley Lake energy from the Project to the Soldotna Substation. The Project is owned by the Alaska Energy Authority ('AEA,”formerly the Alaska Power Authority).The Federal Energy Regulatory Commission issued a license for the Project in 1985. HEA has been involved in Project since early 1984.After extended negotiations,the above 'The Services Agreement and the Capability Agreement are two of the three agreements that generally referred to as the "Bradley Lake Agreements.”The Bradley Lake Agreements consist of the "Bradley Lake Hydroelectric Project Agreement for the Sale and Purchase of Electric Power the Power Sales Agreement”(the "Power Sales Agreement”),the "Agreement for the Wheeling of Electric Power and for Related Services”(the "Services Agreement”),and the "Amendment to Agreement for the Sale of Transmission Capability”(the "Capability Agreement”). LEGAL 127479743 2 te eas Leahy? Coordinating Utilities'General Counsel August 27,2015 Page 3 referenced Bradley Lake Agreements were executed in December of 1987 (the Capability Agreement was amended and restated in 1989).AEA issued tax exempt bonds to finance a portion of cost of the Project.The Power Sales Agreement is a fifty-year "take or pay” commitment on the part of the Project participants that was critical to the initial financing of the Project. Wholesale power agreements between public utilities are generally subject to the jurisdiction of the RCA.AS §42.05.431(b).When the Bradley Lake Project was being developed,the RCA's authority to review and approve the Power Sales Agreement was thought to be a regulatory risk that jeopardized the availability of tax exempt financing for the Project.To address this supposed risk,in 1988 the Alaska state legislature authorized a narrow exemption to the Commission's jurisdiction to prevent the RCA from reviewing and approving a "wholesale agreement for the sale of power from a project licensed by the Federal Energy Regulatory Commission on or before January 1,1987,and related contracts for the wheeling,storage, regeneration,or wholesale repurchase of power purchased under the agreement.”See AS §§42.05.431(c)and (e).The Coordinating Utilities assert that this exemption divests the RCA of its jurisdiction over virtually all matters relating to the sale,dispatch,transmission and delivery of Bradley Lake energy.The Coordinating Utilities assert that the BPMC,and not the RCA,is responsible for the oversight and supervision of matters relating to the sale,dispatch, transmission and delivery of Bradley Lake energy pursuant to the terms and conditions of the Bradley Lake Agreements.We assume,arguendo,for purposes of this analysis that: (i)AS §§42.05.431(c)and (e)do divest the RCA of its jurisdiction to oversee and supervise the sale,dispatch,transmission and delivery of Bradley Lake energy,and (ii)the BPMC asserts and exercises independent authority to oversee and supervise the sale,dispatch,transmission and delivery of Bradley Lake energy. The BPMC is not a state agency.The BPMC is a creature of contract,created in 1988 pursuant to the Power Sales Agreement.The BPMC is comprised of the power purchasers and the AEA. The Power Sales Agreement gives the BPMC responsibility (a)for the management,operation, maintenance,and improvement of the Bradley Lake Hydroelectric Project;(b)to arrange for the scheduling,production,and dispatch of Project power;and (c)to develop dispute resolution procedures.The BPMC has adopted dispute resolution procedures for disputes arising under the Power Sales Agreement. The BPMC has addressed the scope of its own jurisdiction in Resolution 14-11.Among other things,the BPMC asserts that the "Services Agreement place[d]a broad range of rights and obligations upon the BPMC”including the authority to arrange for the "scheduling,production, and dispatch of Project power.”We further understand that the BPMC asserts that the Services Agreement and the Capability Agreement confer rights and authority to the BPMC that allow the BPMC to require HEA to transmit power from Bradley Lake through HEA's system without paying the cost of the service,and on a priority basis,and that such an assertion of rights effectively would enable the Coordinating Utilities to reserve all of the available transmission LFGAIL 127479743 2 PC iz) Coordinating Utilities'General Counsel August 27,2015 Page 4 capacity on the Anchorage tie line and thereby prohibit or at least restrain the sale of non- Bradley energy to other utilities.We further understand that the BPMC asserts that the Bradley Lake Agreements are to be interpreted and applied as a single integrated agreement and that the BPMC asserts that its dispute resolution authority extends to disputes arising under the Power Sales Agreement,the Services Agreement and the Capability Agreement. Cc.Legal Analysis Alaska's Restraint of Trade Act mirrors sections 1 and 2 of the Sherman Act and is construed consistently therewith.Compare AS §§45.50.562-596 with 15 U.S.C.§§1,2;see Sisters of Providence in Wash.v.A.A.Pain Clinic,81 P.3d 989,1000 (Alaska 2003);Alakayak v.B.C. Packers,Ltd.,48 P.3d 432,448 (Alaska 2002).A restraint of trade under Alaska's Section 1 requires proof of three elements:(1)an agreement or conspiracy among two or more persons or distinct business entities;(2)intent on the part of those persons or entities to harm or restrain competition;and (3)the agreement or conspiracy actually injured competition in the relevant market.AS §45.50.562;Sisters of Providence,81 P.3d at 1000.Alaska courts are "guided by federal Sherman Act cases in construing Alaska antitrust law.”Sisters ofProvidence,81 P.3d at 1000.Accordingly,because this case does not involve a per Se restraint,Alaska courts will apply the rule of reason to determine whether competition has actually been injured.Id.at 1000-01. As under federal law,prevailing plaintiffs recover treble damages plus costs and reasonable attorneys'fees for antitrust violations.AS §45.50.576.Additionally,any contracts evidencing a violation of the Restraint of Trade Act are voidable as to future performance.AS §45.50.574 ("a contract or agreement in violation of a provision of AS 45.50.562 -45.50.596 is voidable by either party as to future performance by either party.”). Based upon our review of the law and the facts and assumptions stated above,HEA has a strong claim for a violation of Alaska's Restraint of Trade Act.HEA can show proof of an agreement or conspiracy by virtue of the Coordinating Utilities'interest in the Project and the Bradley Lake Agreements and the Coordinating Utilities'membership and participation in the BPMC.HEA can also show that the Coordinating Utilities (1)agreed to enforce priority restrictions against HEA,(2)refused to pay for use of HEA's transmission system,and (3)prevented HEA from selling excess generation capacity.HEA can use this evidence to show the requisite intent necessary to harm or restrain competition. Moreover,HEA's inability to sell its economy energy and surplus power harms competition. The customers of other electric utilities are harmed because they pay higher prices.HEA customers are harmed because they are deprived of the benefit of revenues collected from sales of economy energy and surplus power.HEA customers suffer the further harm of bearing the financial burden of subsidizing the Coordinating Utilities'anticompetitive practices. LEGAL127479743.2 Coordinating Utilities'General Counsel August 27,2015 Page 5 Finally,the Coordinating Utilities contend that the Services Agreement and the Capability Agreement confer the authority to demand transmission on a priority basis and without compensating HEA for its services.As so interpreted and applied,these agreements evidence a violation of Alaska's Restraint of Trade Act and are voidable agreements pursuant to AS§45.50.574.? Although they are regulated utilities,a "state action”defense is not available to the Coordinating Utilities in this case.In order to qualify for antitrust exemption,any anticompetitive behavior must be clearly articulated and affirmatively expressed as state policy and this policy must be actively supervised by the Commission.See Chugach Elec.Ass'n,Inc.v.Regulatory Comm'n ofAlaska,49 P.3d 246,252 n.18 (Alaska 2002).The conduct in question is not in furtherance of a "clearly articulated and affirmatively expressed state policy.”Even if such a policy were to be identified,there is presently no active state supervision of the challenged conduct by the RCA or any other state entity.As the Coordinating Utilities have argued,and the Alaska Superior Courthasrecentlyagreed,'the RCA does not have jurisdiction to regulate this conduct;instead,thisauthorityis,based on the Superior Court's decision in 3AN-14-08890,°vested in the Coordinating Utilities themselves,acting through the BPMC.Yet active market participants are not allowed to regulate their own markets free from antitrust accountability. Moreover,this same conduct also violates Alaska's Unfair Trade Practices and Consumer Protection Act (UTPA),AS §§45.50.471 to 45.50.561.Modeled after section 5(a)oftheFederalTradeCommission(FTC)Act,®the UTPA broadly prohibits unfair methods of competition.The Alaska Supreme Court recognizes the potential for concurrent liability under Alaska's Restraint of Trade Act and the UTPA,while also acknowledging that the UTPA covers a broader range of conduct.Matanuska Maid,Inc.v.State,620 P.2d 182,185-86 (Alaska 1980). Accordingly,though not every violation of the UTPA also offends the Restraint of Trade Act,all conduct that violates the Restraint of Trade Act also offends the UTPA.Jd.;see also,e.g.,Union Circulation Co.v.Fed.Trade Comm'n,241 F.2d 652,656 (2d Cir.1957)("A violation of the ?If in fact,as the Coordinating Utilities contend,a court were to construe the Bradley Lake Agreements to be a single integrated contract,the implications of AS §45.50.574 could extend beyond the Services Agreement and the Capability Agreement.>AS §45.50.572(d)states that "AS 45.50.562 -45.50.596 do not apply to other services provided by public utilities that have been issued a certificate of public convenience and necessity under AS 42.05."The anticompetitive practices in question are not regulated services;the exemption applies only to the extent such activities are expressed as state policy and actively supervised by the Commission.See,e.g.,N.C.State Bd.of Dental Exam 'rs v.F.T.C., 135 S.Ct.1101,1110-11,191 L.Ed.2d 35 (2015). *See Order,May 28,2015 in Case No.3AN-14-08890 Cl°HEA believes the Superior Court's May 28,2015 decision was in error,and the decision is on appeal to the Alaska Supreme Court in Supreme Court Nos.S-15944/15973.®AS §45.50.545 ("In interpreting AS 45.50.471 due consideration and great weight should be given the interpretations of 15 U.S.C.45(a)(1)(§5(a)(1)of the Federal Trade Commission Act).”);State v.O'Neill Investigations,Inc.,609 P.2d 520,532-34 (Alaska 1980)(holding UTPA is not unconstitutionally vague because "saved by the Federal Trade Commission's interpretations of identical statutory language.''). LEGAL 127479743.2 MararsCoe LLP Coordinating Utilities'General Counsel August 27,2015 Page 6 Sherman Act,15 U.S.C.A.§|et seq.,is an unfair method of competition under the FederalTradeCommissionAct.”).! D.Conclusion The Coordinating Utilities'anticompetitive practices restrain,if not prohibit,HEA from selling its surplus power into a discernible generalized market.HEA is still assessing the harm to itself and its customers resulting from this illegal conduct and such further actions available to HEA for relief.Additionally,because the Services Agreement and the Capability Agreement are voidable agreements pursuant to AS §45.50.574,HEA is not bound by these agreements and has no obligation to perform any obligations arising thereunder. It has been and remains HEA's preferred alternative to resolve the issues in dispute with respect to the use of HEA's transmission system amicably.To date,the Coordinating Utilities have not indicated any interest in allowing HEA to operate its transmission system free from anticompetitive constraints.Absent a willingness on the part of the Coordinating Utilities to acknowledge HEA's right to fairly compete in the sale of power and to receive fair compensation for the use of its transmission system by other utilities,HEA will have no choice but to pursue all available legal remedies to prevent the Coordinating Utilities'ongoing violation of Alaska's Restraint of Trade Act and to recover for the damages caused by your clients'actions,including treble damages. Very truly yours, Thomas L.Boeder cc:Rick Baldwin 7 Courts are clear that businesses,as well as individuals,can take advantage of the UTPA's private right of action. AS $§45.50.531,.535;HW Star Trucks,Inc.v.Big lron Equip.Serv.,Inc.,101 P.3d 1047,1049-53 (Alaska 2004) (holding UTPA is not limited to consumer transactions,but also applies to transactions between businesses).Private parties can recover injunctive relief and mandatory treble damages.AS §$§45,50.531,535.In addition,prevailing plaintiffs recover full attorney's fees at the prevailing rate.AS §45.50.537. LEGAI 127479743 2 saree stun bhi ITEM9 ALASKA ENERGY AUTHORITY BRADLEY LAKE HYDROELECTRIC PROJECT 2015 4TH QUARTER REPORT REVENUES,EXPENSES &CHANGES IN SURPLUS REVENUES UTILITY CONTRIBUTIONS INTEREST INCOME EXPENSES OPERATIONS RENEWAL/REPLACE (R&C REPAYMENTS) R&C INTEREST APPLIED AS REPMT NON R&C CAPITAL PURCHASES -See A1 TRANSFER TO OPERATING RESERVE DEBT SERVICE (net of Capita!Reserve Reduction) TRANSFER TO ARBITRAGE CURRENT YEAR SURPLUS(DEFICIT) PRIOR YEAR SURPLUS (DEFICIT) BEGINNING SURPLUS (DEFICIT) COMMITTED CY EXP &DEBT SVC ENDING SURPLUS (DEFICIT) BALANCE SHEET ASSETS REVENUE FUND OPERATING FUND DUE FROM R&C RECEIVABLE PREPAID LIABILITIES &SURPLUS CURRENT LIABILITIES DUE TO R&C COMMITTED CY EXP &DEBT SVC PAYABLE TO UTILITIES O&M PAYABLE TO UTILITIES R&C OTHER INFORMATION OPERATING RESERVE MONTHLY CONTRIBUTIONS FY2014 FY2015 FY2015 ACTUALS AMENDED ACTUALS BUDGET 6/30/2015 16,260,994 18,094,728 18,094,728 1,879,404 1,859,550 1,856,550 18,140,398 19,954,278 19,951,278 4,142,938 5,420,502 3,977,749 1,048,829 1,365,856 1,146,123 313,408 -244,582 193,549 281,704 254,039 44,030 118,366 160,366 12,104,950 12,475,850 12,475,850 292,694 292,000 298,316 18,140,398 19,954,278 18,557,025 --1,394,253 :-(1,394,253) 678,142 -431,911 1,599,575 -1,852,035 279,247 -- 25,865 -520,416 6,205 -52,258 2,589,034 -2,856,620 1,175,401 -1,392,414 ->69,953 :-1,394,253 1,134,386 -- 279,247 -- 2,589,034 -2,856,620 965,734 1,084,100 1,084,100 1,404,594 1,507,894 1,507,894 ALASKA ENERGY AUTHORITY BRADLEY LAKE HYDROELECTRIC PROJECT Schedule A-1 FY14 FY14 FY15 FY15CAPITALPURCHASESNOTFUNDEDBYR&C FUND BUDGET |ACTUALS |BUDGET|ACTUALS Replace Office Furniture 10,000 7,327 -- Telephone/Network Upgrade 20,000 13,457 -- Accusonic Flow Meter Monitoring Unit Replacement -16,422 -- Replace Fish Water Valve Actuators 20,000 -20,000 - Utility Vehicles 7,500 5,500 -- Replace JEM meters with ION meters -23,154 -- Nuka Diversion Hut 75,000 5,636 -- Weather Stations 15,000 --- Roof ice Guards for Main Transfomer 28,000 --- DCS Security Interface for Data Access 125,000 --141,703 Generator Partial Discharge Monitor 145,000 107,012 -- Surveillance Cameras 30,000 15,040 -- Lube Oil Purification System --46,000 47,723 Replace 1998 Chevrolet Crew Cab Vehicle --37,000 32,306 Replace 1990 Ford Single Cab Vehicle --37,000 32,306 Total Non R&C Capital Purchases 475,500 193,549 140,000 254,039 Budget Items Being Reviewed by O&D FY14 FY14 FY15 FY15 (not approved at this time)PROPOSED|ACTUALS |PROPOSED]}ACTUALS Engineering Work to Design Bradley Junction Substation 300,000 System Studies for Bradley Operation 250,000 Diamond Ridge Breaker Mitigation 160,000 ALASKA ENERGY AUTHORITY BRADLEY LAKE OPERATIONS &MAINTENANCE SCHEDULE B BUDGET TO ACTUAL EXPENSES FOR THE PERIOD 07/01/2014 THROUGH 06/30/2015 FY 15 FY 14 Fy 15 Amended (Over)Under FY14 APPROVED Budget HEA Actual |CEA Actual]AEA Actual |Total Actual Budget BUDGET FY14 ACTUAL Summary by expense type 161,274 344,042 Labor &Benefits 1,986,848 1,443,752 269,688 i 1,713,440 273,408 1,545,880 1,353,077 Travel 35,410 13,053 2,476 *15,529 19,881 11,000 13,837 Training 38,731 26,568 :-26,568 12,163 -: Contractual 809,380 270,704 2,145 370,886 643,735 165,645 797,473 597,329 Supplies &Materials 435,919 94,964 129,332 :224,297 211,622 248,919 115,619 Other Costs 593,797 $5,562 32,570 137,580 225,712 368,085 858,897 489,641 i &Machinery 8,500 23,710 :i 23,710 (15,210)8,500 3,192 Maintenance Projects 143,530 -2,414 :2,414 141,116 95,790 22,013 [Administrative Costs 1,368,387 $2,121 30,000 1,020,223 4,102,344 266,043 1,100,937 1,204,190 5,420,502 1,980,435 468,625 1,528,689 3,977,749 1,442,753 4,828,670 4,142,940 FERC $35 -Operation Supervision &Engineering Operations Sup/Eng Bradley Lake Operating Labor &Benefits 291,632 282,780 :i 282,780 8,852 268,052 266,237 Travel 8,610 12,894 °-12,894 (4,284)8,200 11,861 Training 7,904 4,116 --4,116 3,788 :- Contractual 1,445 :°--1,445 9,349 10,339 Supplies &Materials 6,203 344 --344 5,859 6,203 390 Bradley Lake Operating Total 315,794 300,134 :300,134 15,660 291,804 288,827 FERC 535 -Operation Supervision &Engineering Total 315,794 300,134 -:300,134 15,660 291,804 288,827 FERC 537 -Hydraulic Expenses Hydraulic Expenses. Bradley Lake Operating Labor &Benefits 95,056 76,200 --76,200 18,856 91,400 74,298 Contractual 19,504 8,000 :-8,000 11,504 19,504 11,475 Supplies &Materials 2,608 ----2,608 2,608 918 Bradley Lake Operating Total 117,168 84,200 ::84,200 32,968 113,512 86,691 FERC 537 -Hydraulic Expenses Total 117,168 84,200 °-84,200 32,968 113,512 86,691 FERC 538 -Electric Expenses Electric Expenses Bradley Lake Operating Labor &Benefits 224,000 234,351 ::234,351 (10,351)]197,000 215,587 Training 30,827 18,383 :-18,383 12,444 -- Contractual 21,342 14,055 -°14,085 7,287 121,169 57,136 Supplies &Materials 6,232 2,184 *-2,184 4,048 6,232 498 Bradley Lake Operating Total 282,401 268,973 --268,973 13,428 324,401 273,191 FERC $38 -Electric Expenses Total 282,401 268,973 **268,973 13,628 324,401 273,191 FERC 539 -Misc.Hydraulic Power i Misc Hydro Power Exp Bradley Lake Operating Labor &Benefits 192,000 114,373 :-114,373 77,627 192,168 75,569 Training :4,070 --4,070 {4,070}-: Contractual 239,571 142,752 :-142,752 96,819 224,078 173,600 Supplies &Materials 94,878 18,473 :-18,473 76,405 94,878 $3,658 Bradley Lake Operating Total 526,449 279,668 :279,668 246,781 511,124 302,827 BRADLEY CIRCUITS/RADIO TO BERNICE LK Other Costs 30,000 28,740 :-28,740 1,260 90,000 90,000 BRADLEY CIRCUITS/RADIO TO BERNICE LK Total 30,000 28,740 --28,740 1,260 $0,000 90,000 BRADLEY CIRCUITS BERNICE LK TO ANCH Other Costs 30,000 *31,485 -31,485 (1,485)30,000 28,746 BRADLEY CIRCUITS BERNICE LK TO ANCH Total 30,000 :31,485 :31,485 (1,485)30,000 28,746 FERC 539 -Misc.Hydraulic Power Generation Expenses Total 586,449 308,408 31,485 bd 339,893 246,556 631,124 421,573 FERC 540 -Rents FERC Land Use Fee Bradley Lake Operating Other Costs 180,000 :-137,230 137,230 42,770 175,000 179,565 Bradiey Lake Operating Total 180,000 -:137,230 137,230 42,770 175,000 179,565 FERC 540 -Rents Total 180,000 :.137,230 137,230 42,770 175,000 179,565 FERC 541 -Maintenance Supervision &Engineering Maint Supervision/Eng Bradley Lake Operating Labor &Benefits 214,230 197,018 :id 197,018 17,212 171,510 206,626 Bradley Lake Operating Total 214,230 197,018 --197,018 17,212 171,510 206,626 FERC 542 -Maintenance Supervision &Engineering Total 214,230 197,018 .-197,018 47,212 171,510 206,626 ALASKA ENERGY AUTHORITY BRADLEY LAKE OPERATIONS &MAINTENANCE SCHEDULE B BUDGET TO ACTUAL EXPENSES FOR THE PERIOD 07/01/2014 THROUGH 06/30/2015 Fv 15 FY 14 FY 15 Amended {Over}Under FY14 APPROVED Budget HEA Actuat |CEA Actual]A€A Actual Total Actual Budget BUDGET FY14 ACTUAL FERC 542 -Maintenance of Structures Maintenance of Structures Bradley Lake Operating Labor &Benefits 96,200 75,264 :-75,264 20,936 120,000 74,462 Supplies &Materials 64,273 10,009 ::10,009 $4,264 64,273 23,138 Equipment &Machinery 8,500 10,769 .:10,769 (2,269)8,500 3,192 Maintenance Projects 6,000 --:-6,000 :+ Bradley Lake Operating Total 174,973 96,041 -:96,041 78,932 182,773 100,791 FERC $42 -Maintenance of Structures Total 174,973 96,041 °:96,041 78,932 182,773 100,791 FERC $43 -Maintenance of Reservoirs,Dams &Waterways Maint Res,Dams,WWays Bradley Lake Operating Labor &Benefits 49,950 42,309 ::42,309 7,641 10,750 276 Contractual 28,769 630 ::630 28,139 2,769 : Bradley Lake Operating Total 78,719 42,939 --42,939 35,780 13,519 276 BRADLEY NUKA REPAIR Supplies &Materials -787 .*787 (787):- Equipment &Machinery :12,942 :-12,942 (12,942):- Maintenance Projects 21,630 -::-21,630 21,630 463 BRADLEY NUKA REPAIR Total 21,630 13,729 :-13,729 7,901 21,630 463 BRADLEY POWER TUNNEL MAINT (Dam) Contractual :43,131 +*43,131 (43,131):: Maintenance Projects $6,000 --:+56,000 43,260 21,550 BRADLEY POWER TUNNEL MAINT (Dam)Total $6,000 43,131 id :43,131 12,869 43,260 21,550 BRADLEY POWER TUNNEL DRAIN CLN/INSP (P/House) Maintenance Projects 9,000 -::-9,000 -: BRADLEY POWER TUNNEL DRAIN CLN/INSP (P/House}Total 9,000 :-.-9,000 .- FERC 543 -Maintenance of Reservoirs,Dams &Waterways Total 165,349 99,799 --99,799 65,550 78,409 22,289 FERC S44 -Maintenance of Electric Piant Maintenance of Elec Plant Bradley Lake Operating Labor &Benefits 379,600 323,757 :.323,757 55,843 365,000 317,817 Travel 2,800 188 -:158 2,642 2,800 1,976 Contractual 61,849 33,765 -:33,765 28,084 31,849 7,905 Supplies &Materials 27,245 20,650 :-20,650 6,595 27,245 14,961 Bradiey Lake Operating Total 471,494 378,331 -:378,331 93,164 426,894 342,659 BRADLEY GOVERNOR PSSE MODEL Contractual 25,000 25,000 *-25,000 --- BRADLEY GOVERNOR PSSE MODEL Total 25,000 25,000 :°25,000 -:: FERC $44 -Maintenance of Electric Piant Total 496,494 403,331 :.403,331 93,164 426,894 342,659 FERC 545 -Maintenance of Misc.Hydraulic Plant Maint of Misc Hydr Plant Bradley Lake Operating Labor &Benefits 95,680 78,186 :-78,186 17,494 92,000 113,365 Contractual 3,900 170 °.170 3,730 3,900 : Supplies &Materials 71,281 40,220 -40,220 31,061 41,281 21,231 Bradley Lake Operating Total 170,861 118,576 i :118,576 $2,285 137,181 134,596 BRADLEY FISH WATER DSGN/MIDDLE FORK SHACK IMPR Maintenance Projects 30,900 -*>-30,900 30,900 - BRADLEY FISH WATER DSGN/MIDOLE FORK SHACK IMPR Total 30,900 :::-30,900 30,900 : FERC 545 -Maintenance of Misc.Hydraulic Plant Total 201,761 118,576 :.118,576 83,185 168,081 134,896 FERC S56 -System Control &Load Dispatching System Cnt!&Load Disp Bradley Lake Operating Labor &Benefits 48,000 19,514 :-19,514 28,486 48,000 8,871 Contractual 5,000 -:--5,000 35,500 16,131 Supplies &Materials 6,199 2,297 ::2,297 3,902 6,199 825 Bradley Lake Operating Total 59,199 21,811 --21,811 37,388 89,699 25,827 BRADLEY POWERHOUSE PC'S Contractual 30,500 3,201 -*3,201 27,299 fl *- BRADLEY POWERHOUSE PC'S Total 30,500 3,201 -:3,201 27,299 :: BRADLEY DISPATCH REGULATIONS Maintenance Projects 20,000 :---20,000 -- BRADLEY DISPATCH REGULATIONS Total 20,000 :-:*20,000 :: Snow Measurement Bradley Lake Operating Contractual 11,000 -:10,000 10,000 1,000 10,130 10,000 Bradley Lake Operating Total 11,000 --10,000 10,000 1,000 10,130 10,000 Seismic Service Bradley Lake Operating Contractual 60,000 -64,477 64,477 (4,477)56,500 $1,678 Bradley Lake Operating Total 60,000 ::64,477 64,477 {4,477)56,500 51,678 Strearmguaging Serv ALASKA ENERGY AUTHORITY BRADLEY LAKE OPERATIONS &MAINTENANCE SCHEDULE B BUDGET TO ACTUAL EXPENSES FOR THE PERIOD 07/01/2014 THROUGH 06/30/2015 FY 15 FY 14 FY 15 Amended (Over)Under Fy14 APPROVED Budget HEA Actual |CEA Actual]AEA Actual |Total Actuat Budget BUDGET FY14 ACTUAL Bradley Lake Operating , Contractuat 295,000 -.296,409 296,409 (1,409)282,725 259,065 Bradley Lake Operating Total 295,000 ::296,409 296,409 (1,409)282,725 259,065 Permits Bradley Lake Operating Other Costs 100 -:350 350 (250)200 250 Bradley Lake Operating Total 100 :.350 350 (250)200 250 FERC S56 -System Contro!&toad Dispatching Total 475,799 25,012 :371,236 396,248 79,551 439,254 346,820 FERC S62 -Station Expenses Station Expenses Bradley take Operating 161,274 344,042 Labor &Benefits 300,500 -269,688 :269,688 30,812 Travel 24,000 -2,476 2,476 21,524Contractual6,500 :2,145 :2,145 4,355 Supplies &Materials 157,000 :129,332 .129,332 27,668 Other Costs bd -1,085 :1,085 (1,085) Maintenance Projects --2,414 -2,414 (2,414) Bradley Lake Operating Total 488,000 bd 407,140 -407,140 80,860 161,274 344,042 FERC 562 -Station Expenses Total 488,000 °407,140 -407,140 80,860 161,274 344,042FERC$71 -Maintenance of Overhead Lines Maint of OH Lines Bradley Lake Operating Other Costs 353,697 26,822 --26,822 326,875 353,697 191,080 Bradley Lake Operating Total 353,697 26,822 :-26,822 326,875 353,697 191,080 BRADLEY JUNCTION SWITCH REMOVAL Other Costs +-:-:-210,000 : BRADLEY JUNCTION SWITCH REMOVAL Total >---:-210,000 * FERC $71 -Maintenance of Overhead Lines Total 353,697 26,822 -a 26,822 326,875 $63,697 191,080 FERC 920 -Administrative Expense AEA Bradley Fixed Admin Fees Bradley Lake Operating Administrative Costs 200,000 '200,000 200,000 *200,000 200,000 Bradley Lake Operating Total 200,000 --200,000 200,000 :200,000 200,000 Operating Committee Exp-Audit Bradley Lake Operating Administrative Costs 116,250 --15,500 15,500 100,750 15,200 14,750BradieyLakeOperatingTotal116,250 -:15,500 15,500 100,750 15,200 14,750 Operating Committee Exp-Legal Bradley Lake Operating Administrative Costs 25,000 --22,110 22,110 2,890 25,000 68,151 Bradley Lake Operating Total 25,000 :22,110 22,110 2,890 25,000 68,151 Operat Committee Exp-Arbitrage Bradley Lake Operating Administrative Costs 5,200 -*3,630 3,630 1,570 §,200 3,630 Bradley Lake Operating Total 5,200 -:3,630 3,630 1,570 5,200 3,630 Trust &Account Fees Bradley Lake Operating Administrative Costs 12,300 :-11,918 11,918 382 12,300 11,918 Bradley Lake Operating Totat 12,300 :11,918 11,918 382 12,300 11,918 FERC 920 -Administrative Expense Total 358,750 *:253,158 253,158 105,592 257,700 298,449 FERC 924 &925 -insurance Premiums insurance Premiums Bradley Lake Operating Administrative Costs 574,637 $2,121 -510,799 562,920 11,717 572,237 $19,471BradieyLakeOperatingTotal$74,637 $2,121 :510,799 562,920 11,717 572,237 $19,471 Risk Management Bradley Lake Operating Administrative Costs 35,000 -30,000 -30,000 5,000 a : Bradley Lake Operating Total 35,000 -30,000 -30,000 $,000 -: FERC 924 &925 -Insurance Premiums Total 609,637 $2,121 30,000 $10,799 592,920 16,717 572,237 $19,471 FERC 928 -vc Xp FERC Admin Fees Bradley Lake Operating Administrative Costs 250,000 -:150,819 150,519 99,481 200,000 204,998 Bradley Lake Operating Total 250,000 >a 150,519 150,519 99,481 200,000 204,998 FERC Related Prof Services Bradley Lake Operating Administrative Costs 150,000 ::105,747 105,747 44,253 71,000 181,272 Bradiey Lake Operating Total 150,000 ::105,747 105,747 44,253 71,000 181,272 FERC 928 -¥Ci Exp Total 400,000 *-256,266 256,266 143,734 271,000 386,270 Total Bradley Lake Budget $,420,502 1,980,435 468,625 1,528,689 3,977,749 1,442,753 4,828,670 4,142,940 BRADLEY LAKE R&C FUND DISBURSEMENTS AND REPAYMENTS SCHEDULE D Actuai Actual Actual Actual Actual Actual Actual Actual Fy12 TO REPAY Fv13 TO REPAY Fy14 TO REPAY @ 06/3015 TO REPAYDescriptionDisburse6/30/2012 Disburse 6/30/2013 Disburse 6/30/2014 Disburse 6/30/2018 R&C FUND PROJECTS jGovemor 0.00 2,779,953.51 58,252.20 2,838,205.71 586,125.63 3,424,331.34 627,738.80 4,052,070.14 }Replace RFLS 0.00 251,092.69 0.00 251,092.69 0.00 251,092.69 0.00 251,092.69ReplaceRunners0.00 1,946,732.79 0.00 1,946,732.79 0.00 1,946,732.79 0.00 1,946,732.79Replacecablefromdamtopowerhouse0.00 2,321 ,922.94 0.00 2,321 922.94 0.00 2,321 ,922.94 0.00 2,321,922.94 Replace power system stabilizer 447,531.38 591,444.40 27,760.70 619,205.10 9.00 619,205.10 0.00 619,205.10 Replace two RTUs 0.00 86,905.27 0.00 86,905.27 0.00 86,905.27 0.00 86,905.27CulvertRepairs0.00 675,966.79 0.00 675,966.79 0.00 675,966.79 0.00 875,966.79TowerRepairforJackFrostHeaves0.00 687,596.62 0.00 887,596.62 0.00 887,596.62 0.00 887,596.62ReplacePlantandSCADAControls1,008,298.67 1,008,298 67 336,384.38 1,344,883.05 0.00 4,344,683.05 0.00 1,344,883.05VibrationMonitoringSystem0.00 490.00 0.00 490.00 0.00 490.00 0.00 490.00 Fire Alarm System Replacement 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Battle Creek Diversion 0.00 0.00 479,657.87 479,657.87 471,070.61 950,728.48 43,605.35 994,333.83BradleyReplaceElectro-Mechanical Retays 0.00 0.00 499,893.38 499,893.38 777,303.68 1,277,197.06 0.00 1,277,197.06 Fishwater Screen Debris Removal 0.00 0.00 0.00 6.00 0.00 0.00 21,929.45 21,929.45 iTurbine Nozzel Repair 9.00 0.00 0.00 6.00 0.00 0.00 96,423.49 96,423.491,455,830.05]_10,550,403.88 1,401,048.53]_11,952,352.21 1,834,499.92]__13,786,852.13 789,697.09|_14,576,549.22 Current Year R&C Repayment (883,075.00 (1,536,319.00)(1,328,076.00)(1,146,123.009)IFY15 R&C repayment received in FY16 0.00 0.00 0.00 (219,731.00 ]interest in Fund Applied to Repayment (309,829.60 (372,914.96)(313,407.18)(244,$82.41) Net Transfer from Revenue Fund {1,192,904 60.(1,909,233.96)(1,641 ,483.18 (1,610,436.41 Cumulative Prior Years R&C Repayments (7,890,873.12 (8,742,193.90)(9,884 ,350.26)(11,346,045.42 Due Back to Utilities 773,897.74 767,077.60 179,788.03 239,942.51 Adjust Due to R&C Actual (531,773.16)|(99,459.25);0.00 0.00 (7,848,748.54 (8,074,575.55))(9,704 562.23)(11,106,102.91 INET DUE TO R&c FUND 1,708,750.54 1,968 542.70 2,440,806.72 1,860,009.91 IR&C FUND CASH FLOW PROJECTION [Beginning investment Balance 3,872,242.58 4,671 ,504.45 4,827,751.16 3,015,716.76 mt year -A 1 (849,472.80 (572,732.26)(1,857 223.72)(766,797.23 Disbursements-prior year accrued (82,071.19)|(606,357.25)(820,216.26)}(177,276.20) Utilities'R&C Repayment 537,901.26 (773,897.74;(767,077.60)(179,788.03 iQue to R&C from revenue fund -debt service transfer 0.00 0.00 0.00 (69,953.03) Current year interest earings 309,829.60 372,914.98 313,407.18 244,582.41 Participants Contributions to R&C Fund 883,075.00 _____1,836,319.00 |___1,328.076.00 |__1,146,123.00| Ending Investment Balance 4,674 ,504.45 4,627,751.16 wee 215,718.76 |3,212,60768 Accrued Due to Utilities (773,897.74 (767,077.60)(179,788.03)(239,942.51) Accrued Due from Revenue fund (debt services transfer)69,953.03 Accrued Due from Revenue fund (debt services transfer)104,193.00 Accrued Due from Revenue fund (FY15 budget amend)115,537.99 R&C payable back to the revenue fund revised (99,459.25)(99,459.25 Accrued R&C vendor Payable at Year End (606,357.25)(829,216.26)revised (177,276.20 (22,899 84 less R&C excess cash at 7/1/05 PROJECTED NET OUE +ENDING INVESTMENT BALANCE §,000,000.00 eee :2 00,000.00 )§,000,000.00 5,000,000.00 REPAYMENT AMOUNT $238,606.15 X 25%4th yr 59,651.54 $954,181.78 x 25%ard yr 238,545.45 [4th yr 238,545.45 $756,665.11 x 25%2nd yt 189,166.28 [3rd yr 189,166.28 4th yr 189,166.28 5.1 ,455,830.05 x .25%1 st yr 363,957.51 [2nd yr 363,957.51 [3rd yr 363,957.51 4th yr 363,957.51 1$1,401,948.53 x 25%tst yr 350,487.43 [2nd yr 350,487.13 {3rd yr 350,487.13 $1,834,499.92 x .25%'ist yr 458,624.98 [2nd yr 458,624.98 789,697.09 x .25%ed 1st yr 197,424.27 851,320.78 emrsees 142,156.38 ]1,362,235.91 eee!370,493.90] Bradley Lake Budget to Actual Expense Report 7/1/2015 through 7/31/2015 Page 1 of 7 ALASKA ENERGY AUTHORITY BRADLEY LAKE HYDROELECTRIC PROJECT Schedule A-1 Expenses for the period 7/1/15 through 7/31/15 CAPITAL PURCHASES NOT FUNDED BY R&C FUND FY15 BUDGET FY15 ACTUALS Replace Office Furniture FY16 BUDGET FY16 ACTUALS Telephone/Network Upgrade Accusonic Flow Meter Monitoring Unit Replacement Replace Fish Water Valve Actuators Utility Vehicles Replace JEM meters with ION meters Nuka Diversion Hut Weather Stations Roof Ice Guards for Main Transfomer DCS Security Interface for Data Access 141,703 Generator Partial Discharge Monitor Surveillance Cameras Lube Oil Purification System 46,000 47,723 Replace 1998 Chevrolet Crew Cab Vehicle 37,000 32,306 Replace 1990 Ford Single Cab Vehicle 37,000 32,306 Total Non R&C Capital Purchases Page 2 of 7 140,000 254,039 ALASKA ENERGY AUTHORITY BRADLEY LAKE OPERATIONS &MAINTENANCE SCHEDULE B BUDGET TO ACTUAL EXPENSES FOR THE PERIOD 07/01/2015 THROUGH 07/31/2015 FY 16 FY is BUDGET % FY 16 Approved 07/01/2015 -(Over)Under FY 15 Amended Budget 07/31/2015 HEA Actual]CEA Actual |AEA Actual]Total Actual |Budget to Date Budget Total Actual [Summary by expense type Labor &Benefits 2,143,223 178,602 186,160 15,263 -201,423 {22,821}1,986,848 1,713,440 Travel 98,600 8,217 1,326 -:1,326 6,892 35,410 15,529 Training 38,731 3,228 4,187 -:4,187 (959)38,731 26,568 Contractual 1,180,859 98,405 56,126 >*56,126 42,279 809,380 643,735 Supplies &Materials 275,760 22,980 6,948 760 :7,707 15,273 435,919 224,297 Other Costs 451,746 37,646 2,395 2,601 °4,996 32,650 593,797 225,712 Equi &Machinery 33,130 2,761 188 :-188 2,573 8,500 23,710 {Maintenance Projects 37,900 3,158 ----3,158 143,530 2,414 Administrative Costs 1,321,817 110,151 4,406 -71,426 75,833 34,318 1,368,387 1,102,344 $,581,766 465,148 261,735 18,624 71,426 351,786 113,362 5,420,502 3,977,749 FERC 535 -Operation Supervision &Engineering Operations Sup/Eng Bradley Lake Operating Labor &Benefits 304,235 25,353 35,049 ::35,049 (9,696)291,632 282,780 Travel 9,500 792 813 ::813 (21)8,610 12,894 Training 7,904 659 1,222 :-1,222 (563)7,904 4,116 Contractual 1,445 120 :.:*120 1,445 - Supplies &Materials 6,203 $17 70 :-70 447 6,203 344 Bradley Lake Operating Total 329,287 27,441 37,154 --37,154 (9,713)315,794 300,134 FERC 535 -Operation Supervision &Engineering Total 329,287 27,441 37,154 -:37,154 {9,713)318,794 300,134 FERC 537 -Hydraulic Expenses Hydraulic Expenses Bradley Lake Operating Labor &Benefits 95,273 7,939 8,398 -*8,398 {459)95,056 76,200 Contractual 17,180 1,432 :-**1,432 19,504 8,000 Supplies &Materials 2,608 217 --+-217 2,608 : Bradley Lake Operating Total 115,061 9588 8,398 ::8,398 1,190 117,168 84,200 « RC 537 -Hydrautic Expenses Totat 115,061 9,588 8,398 :°8,398 1,190 117,168 84,200 FERC 538 -Electric Expenses Electric Expenses Bradley Lake Operating Labor &Benefits 257,107 21,426 27,534 ::27,534 (6,108)224,000 234,351Training30,827 2,569 2,965 -:2,965 (396)30,827 18,383 Contractual 3,342 279 ----279 21,342 14,055 Supplies &Materials 12,232 1,019 bd -:-1,019 6,232 2,184 Bradley Lake Operating Total 303,508 25,293 30,500 --30,500 (5,207)282,401 268,973 FERC 538 -Electric Expenses Total 303,508 25,293 30,500 -:30,500 {5,207)282,401 268,973 FERC 539 -Misc.Hydraulic Power Generation Expenses Misc Hydro Power Exp Bradley Lake Operating Labor &Benefits 189,473 15,789 15,330 --15,330 459 192,000 114,373 Training ----:.--4,070 Contractual 315,249 26,271 $5,393 :-$5,393 (29,122)239,571 142,752 Supplies &Materials 22,000 1,833 2,897 ::2,897 (1,064)94,878 18,473 Bradley Lake Operating Total 526,722 43,893 73,620 --73,620 (29,727)$26,449 279,668 BRADLEY CIRCUITS/RADIO TO BERNICE LK Other Costs 30,000 2,500 2,395 -:2,395 105 30,000 28,740 BRADLEY CIRCUITS/RADIO TO SERNICE LK Total 30,000 2,500 2,395 *.2,395 105 30,000 28,740 BRAOLEY CIRCUITS BERNICE LK TO ANCH Other Costs 28,746 2,396 :2,481 *2,481 {85)30,000 31,485 BRADLEY CIRCUITS BERNICE LK TO ANCH Total 28,746 2,396 a 2,481 -2,481 (85)30,000 31,485 FERC $39 -Misc.Hydraulic Power Generation Expenses Totat 585,468 48,789 76,015 2,481 -78,496 (29,707)586,449 339,893 FERC 540 -Rents FERC Land Use Fee Sradley Lake Operating Other Costs 183,000 15,250 :-::15,250 180,000 137,230 Bradiey Lake Operating Total 183,000 15,250 :---15,250 180,000 137,230 FERC 540 -Rents Total 183,000 15,250 *--:15,250 180,000 137,230 Page 3 of 7 ALASKA ENERGY AUTHORITY BRADLEY LAKE OPERATIONS &MAINTENANCE SCHEDULE B BUDGET TO ACTUAL EXPENSES FOR THE PERIOD 07/01/2015 THROUGH 07/31/2015 FY 16 FY 15 BUDGET % FY 16 Approved 07/01/2015 -(Over)Under FY 15 Amended Budget 07/31/2015 HEA Actual |CEA Actual |AEA Actual]Total Actual |Budget to Date Budget Total Actual FERC 541 -Maintenance Supervision &Engineering Maint Supervision/Eng Bradley Lake Operating Labor &Benefits 222,118 18,510 25,406 -25,406 (6,896)214,230 197,018 Bradley Lake Operating Total 222,118 18,510 25,406 25,406 {6,896)|214,230 137,230 FERC 541 -Maintenance Supervision &Engineering Tota!222,118 18,510 25,406 :25,406 (6,896)214,230 197,018 FERC $42 -Maintenance of Structures Maintenance of Structures Bradley Lake Operating tabor &Benefits 98,273 7,939 8,025 i 8,025 (86)96,200 75,264 Supplies &Materials 61,273 $,106 440 :440 4,666 64,273 10,009 Equipment &Machinery 11,800 958 188 .188 770 8,500 10,769 Maintenance Projects 4,000 333 ---333 6,000 - Bradley Lake Operating Total 172,046 14,336 8,654 -8,654 5,682 174,973 96,041 FERC 542 -Maintenance of Structures Total 172,046 14,336 8,654 -8,654 5,682 174,973 96,041 FERC 543 -Maintenance of Reservoirs,Dams &Waterways Maint Res,Dams,WWays Bradley Lake Operating Labor &Benefits 51,276 4,273 21,290 .21,290 (17,017)49,950 42,309 Contractual 5,200 433 :--433 28,769 630 Bradley Lake Operating Total 56,476 4,706 21,290 :21,290 (16,584)78,719 42,939 BRADLEY NUKA REPAIR Supplies &Materials .---:-.787 Equipment &Machinery 21,630 1,803 ---1,803 21,630 12,942 BRADLEY NUKA REPAIR Total 21,630 1,803 ::-1,803 21,630 13,729 BRADLEY POWER TUNNEL MAINT (Dam) Maintenance Projects 20,000 1,667 :-:1,667 56,000 43,131 BRADLEY POWER TUNNEL MAINT (Dam)Total 20,000 1,667 ::-1,667 56,000 43,131 BRADLEY POWER TUNNEL DRAIN CLN/INSP (P/House} Supplies &Materials -:1,004 *1,004 (1,004)9,000 - Maintenance Projects 9,000 750 :*:750 :: BRADLEY POWER TUNNEL DRAIN CLN/INSP (P/House)Total 9,000 750 1,004 :1,004 (254)9,000 - FERC 543 -Maintenance of Reservoirs,Dams &Waterways Total 107,106 8,926 22,294 -22,294 (13,368)165,349 99,799 FERC $44 -Maintenance of Electric Plant Maintenance of Elec Plant Bradley Lake Operating Labor &Benefits 381,093 31,758 31,515 :31,515 243 379,600 323,757 Travel 3,500 292 513 -$13 {221)2,800 188 Contractual 91,443 7,620 733 -733 6,887 61,849 33,765 Supplies &Materials 27,248 2,270 1,010 -1,010 1,260 27,245 20,650 Bradiey Lake Operating Totat $03,281 41,940 33,771 33,771 8,169 471,494 378,331 BRADLEY GOVERNOR PSSE MODEL Contractual ----.a 25,000 25,000 BRADLEY GOVERNOR PSSE MODEL Total *::°a -25,000 25,000 FERC 544 -Maintenance of Electric Plant Total 503,281 41,940 33,771 :33,771 8,169 496,494 403,331 FERC 545 -Maintenance of Misc.Hydraulic Plant Maint of Misc Hydr Plant Bradley Lake Operating Labor &Benefits 9S,273 7,939 12,841 :12,841 (4,902}95,680 78,186 Contractual 3,900 325 ::.325 3,900 170 Supplies &Materials 43,000 3,583 1,527 -1,527 2,056 71,281 40,220 Bradley Lake Operating Total 142,173 11,847 14,369 :14,369 (2,522)170,861 118,576 BRADLEY FISH WATER OSGN/MIODLE FORK SHACK IMPR Maintenance Projects 24,900 2,078 :--2,075 30,900 + BRADLEY FISH WATER DSGN/MIDDLE FORK SHACK IMPR Total 24,900 2,075 **-2,075 30,900 * FERC 545 -Maintenance of Misc.Hydraulic Plant Total 167,073 13,922 14,369 .14,369 (447)201,761 118,576 Page 4 of 7 ALASKA ENERGY AUTHORITY BRADLEY LAKE OPERATIONS &MAINTENANCE SCHEDULE B BUDGET TO ACTUAL EXPENSES FOR THE PERIOD 07/01/2015 THROUGH 07/31/2015 FY 16 FY 15 BUDGET % FY 16 Approved 07/01/2015 -(Over)Under FY 15 Amended Budget 07/31/2015 HEA Actual]CEA Actual}AEA Actual{Total Actual |Budget to Date Budget Total Actual FERC 556 -System Control &Load Dispatching System Cntl &Load Disp Bradiey Lake Operating Labor &Benefits 49,000 4,083 770 -:770 3,314 48,000 19,514 Contractual 8,500 708 >*.:708 $,000 : Supplies &Materials 6,199 $17 :---$17 6,199 2,297 Bradley Lake Operating Total 63,699 $,308 770 -:770 4,539 $9,199 21,811 BRADLEY POWERHOUSE PC'S Contractual $0,000 4,167 ::bd -4,167 30,500 3,201 BRADLEY POWERHOUSE PC'S Total 50,000 4,167 --:+4,167 30,500 3,201 BRADLEY DISPATCH REGULATIONS Maintenance Projects -:.-..-20,000 - BRADLEY DISPATCH REGULATIONS Total >:-:.-id 20,000 : Snow Measurement Bradley Lake Operating Contractual 10,000 833 -:id Md 833 11,000 10,000 Bradley Lake Operating Total 10,000 833 :---833 11,000 10,000 Seismic Service Bradley Lake Operating Contractual 62,000 5,167 -::-5,167 60,000 64,477 Bradley Lake Operating Total 62,000 5,167 --::5,167 60,000 64,477 Streamguaging Serv Bradley Lake Operating Contractual 296,000 24,667 :::-24,667 295,000 296,409 Bradley Lake Operating Total 296,000 24,667 :a :*24,667 295,000 296,409 Permits Bradley Lake Operating Contractual 100 8 ::::8 100 350 Bradley Lake Operating Total 100 8 >:::8 100 350 FERC 556 -System Control &Load Dispatching Total 481,799 40,150 770 --770 39,381 475,799 396,248 FERC 562 -Station Expenses Station Expenses Bradley Lake Operating Labor &Benefits 251,852 20,988 -18,263 :15,263 $,725 300,500 269,688 Travel 26,000 2,167 :-:.2,167 24,000 2,476 Contractual 6,500 542 ---.$42 6,500 2,145 Supplies &Materials 95,000 7,917 :760 :760 7,187 157,000 129,332 Other Costs .--120 -120 (120):1,085 Maintenance Projects -:--:---2,414 Bradley Lake Operating Total 379,352 31,614 :16,143 >16,143 18,472 488,000 407,140 FERC 562 -Station Expenses Total 379,352 31,614 -16,143 -16,143 15,471 488,000 407,140 FERC 571 -Maintenance of Overhead Lines Maint of OH Lines Bradley Lake Operating Labor &Benefits 166,320 12,193 -7 --12,193 -= Travel $4,600 4,550 --:-4,550 .. Contractual 90,000 7,500 --.*7,500 :bd Other Costs --*:->353,697 26,822 Bradley Lake Operating Total 290,920 24,243 --:24,243 353,697 26,822 SRADLEY JUNCTION SWITCH REMOVAL Other Costs 210,000 17,500 -:.-17,$00 :ha BRADLEY JUNCTION SWITCH REMOVAL Total 210,000 17,500 +-:-17,500 -> MARKER BALL REPLACEMENT Labor &Benefits 4,929 411 ----411 :: Travel 5,000 417 :--:417 -- Contractual 200,000 16,667 :-::16,667 -: AARKER BALL REPLACEMENT Total 209,929 17,495 :-:-17,495 '* |rerc 571 -Maintenance of Overhead Lines Total 710,849 59,238 --:-59,238 353,697 26,822 Page S of 7 ALASKA ENERGY AUTHORITY BRADLEY LAKE OPERATIONS &MAINTENANCE SCHEDULE B BUDGET TO ACTUAL EXPENSES FOR THE PERIOD 07/01/2015 THROUGH 07/31/2015 FY 16 FY 15 BUDGET % FY 16 Approved 07/01/2015 -(Over)Under FY 15 Amended Budget 07/31/2015 HEA Actual |CEA Actual |AEA Actual}Total Actual |Budget to Date Budget Total Actual FERC 920 -Administrative Expense AEA Bradley Fixed Admin Fees Bradley Lake Operating Administrative Costs 200,000 16,667 :-16,667 16,667 it)200,000 200,000 Bradley Lake Operating Totat 200,000 16,667 :-16,667 16,667 0 200,000 200,000 Operating Committee Exp-Audit Bradley Lake Operating Administrative Costs 116,250 9,688 :*:=9,688 116,250 15,500 Bradley Lake Operating Total 116,250 9,688 >-:-9,688 116,250 15,500 Operating Committee Exp-Legal Bradley Lake Operating Administrative Costs 25,000 2,083 :-4,428 4,428 (2,345)25,000 22,110 Bradley Lake Operating Total 25,000 2,083 --4,428 4,428 (2,345}25,000 22,110 Operat Committee Exp-Arbitrage Bradley Lake Operating Administrative Costs 3,630 303 --3,630 3,630 (3,327)5,200 3,630 Bradley Lake Operating Total 3,630 303 ::3,630 3,630 {3,327)5,200 3,630 Trust &Account Fees Bradley Lake Operating Administrative Costs 12,300 1,025 -.5,959 5,959 (4,934)12,300 11,918 Bradley Lake Operating Total 12,300 1,025 :-5,959 5,959 {4,934)|12,300 11,918 FERC 920 -Administrative Expense Total 357,180 29,766 *:30,684 30,684 (918)358,750 253,158 FERC 924 &925 -Insurance Premiums Insurance Premiums Bradley Lake Operating Administrative Costs 574,637 47,886 4,406 :40,743 45,149 2,737 574,637 $62,920 Bradley Lake Operating Total 574,637 47,886 4,406 -40,743 45,149 2,737 $74,637 $62,920 Risk Management Bradley Lake Operating Administrative Costs -:*:--.35,000 30,000 Bradley Lake Operating Total ::-:::-35,000 30,000 FERC 924 &925 -Insurance Premiums Total 574,637 47,886 4,406 .40,743 45,149 2,737 609,637 592,920 FERC 928 -latory Commi p FERC Admin Fees Administrative Costs 210,000 17,500 *:-a 17,500 250,000 150,519 Bradiey Lake Operating Total 210,000 17,500 ---:17,500 250,000 150,519 FERC Related Prof Services FERC Part 12 Inspection Administrative Costs $5,000 4,583 :--.4,583 -: Contractual Engineer-FERC license issues Administrative Costs 125,000 10,417 -::-10,417 150,000 105,747 Bradley Lake Operating Total 180,000 15,000 ::-:15,000 150,000 105,747 FERC 928 -LF yc fi Total 390,000 32,500 --:-32,500 400,000 256,266 Total Bradley Lake Budget $,581,766 465,148 261,735 18,624 71,426 351,786 113,362 5,420,502 3,977,749 Page 6 of 7 BRADLEY LAKE R&C FUND DISBURSEMENTS AND REPAYMENTS SCHEDULE D Expenses for the period 7/1/15 through 7/31/15 1,142,156.38 1,362,235.91 1,370,493.90 Actual Actual Actual Actual Actual Actual Actual ActualFY13TOREPAYFY14TOREPAYFY1STOREPAYasof7/34/16 TO REPAYipDisburse6/30/2013 Disburse 6/30/2014 Disburse 6/30/2015 Disburse 6/30/2016 R&C FUND PROJECTS Governor $8,252.20 2,838,205.71 $86,125.63 3,424,331.34 627,738.60 4,052,070.14 0.00 4,052,070.14 Replace RFLS 0.00 251,092.69 0.00 251,092.69 0.00 251,092.69 0.00 251,092.69ReplaceRunners0.00 1,946,732.79 0.00 1,946,732.79 0.00 1,946,732.79 0.00 1,946,732.79Replacecablefromdamtopowerhouse0.00 2,321 922.94 0.00 2,321 ,922.94 6.00 2,321,922.94 0.00 2,321 922.94 Replace power system stabilizer 27,760.70 619,205.10 0.00 619,205.10 0.00 619,205.10 0.00 619,205.10ReplacetwoRTUs0.00 86,905.27 0.00 86,905.27 0.00 86,905.27 0.00 86,905.27CulvertRepairs0.00 675,966.79 0.00 675,966.79 0.00 675,966.79 0.00 675,966.79TowerRepairforJackFrostHeaves0.00 887,596.62 0.00 887,596.62 0.00 887,596.62 0.00 887,596.62ReplacePlantandSCADAControls336,384.38 1,344 683.05 0.00 1,344,683.05 0.00 1,344 683.05 0.00 1,344,683.05VibrationMonitoringSystem0.00 490.00 0.00 490.00 0.00 490.00 0.00 490.00 Fire Alarm System Reptacement 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Battle Creek Diversion 479,657 87 479,657.87 471,070.61 950,728.46 43,605.35 994,333.83 44,319.31 1,038,653.14 Bradley Replace Electro-Mechanicat Relays 499,893.38 499,893.38 777 303.68 1,277,197.06 0.00 1,277,197.06 0.00 1,277,197.06 Fishwater Screen Debris Removal 0.00 0.00 0.00 0.00 21,929.45 21,929.45 0.00 21,929.45 Turbine Nozzel Repair 9.00 0.00 0.00 0.00 96,423.49 96,423.49 111,816.85 208,240.34 1,401,948.53 I 11,952,352.24 1,834 ,499.92 I 13,786,852.13 789,697.09 I 14,576,549.22 156,136.16 L.14,732,685.38 Current Year R&C Repayment (1,536,318.00;(1,328,076.00 (1,146,123.00 FY15 R&C repayment received in FY16 0.00 0.00 (219,731.00) Interest in Fund Applied to Repayment 72,914.96 (313,407.18)(244,582.41NetTransferfromRevenueFund(1,909,233.96 (1,641,483.18)](1,610,436.41 Cumulative Prior Years R&C Repayments (8,742,193.90 (9,884 ,350.26)(11,346,045.42)} Due Back to Utities 767,077.60 179,788.03 239,942.51 Adjust Due to R&C Actual (99,459.25)|0,00 0.00 (8,074,575.55)(3,704 ,562.23;(ft,106,102.91 INET DUE TO R&C FUND 1,968,542.70 2,440,.806.72 1,860,009.91 R&C FUND CASH FLOW PROJECTION Beginning Investment Balance 4,671 504.45 4,827,751.16 3,015,716.76 Disbursements-current year -Accrual ($72,732.26 (1,657 ,223.72)(766,797.23) Disbursements-prior year accrued (606 357.25)(829,216.26 (977,276.20) Utilities'R&C Repayment (773,897.74.(767,077.60)(179,788.03) Current year interest earnings 372,914.96 313,407.18 (69,953.03) Participants Contributions to R&C Fund 1,$36,319.00 1,328,076.00 244,582.41 Ending Investment Balance 3,015,716.76 3,212,607 .68 ee) Accrued Due to Utilities (767,077.60 {179,788.03}(239,942.51 Accrued Due from Revenue fund (debt services transfer)69,953.03 Accrued Due from Revenue fund (debt services transfer)104,193.00 Accrued Due from Revenue fund (FY15 budget amend)115,537.99 R&C payable back to the revenue fund revised {99,459.25 (99,459.25) Accrued R&C Payable at Year End (829,216.26)revised (177.276209 (22,899.84)- jess R&C excess cash at 7/1/05 PROJECTED NET DUE +ENDING INVESTMENT BALANCE a 9,008,000.00 J 5,000,000.00 |5,000,000.00 |es REPAYMENT AMOUNT $984,181.79 x 25%4th yr 238,545.45 $756,665.11 x .25%Md yr 189,166.28 [4th yr 189,166.28 i$1,455,830.05 x .25%2nd yr 363,957.51 [3¢d yr 363,957.51 [4th yr 363,957.51 $1 401,948.53 x 25%Ist yr 356,487.13 [2nd yr 350,487.13 [3rd yr 350,487.13 [4th yr 350,487.13 $1 834,499.92 x 25%ist yr 458 624.98 [2nd yr 458,624.98 [3rd yr 458,624.98 $789,697.09 x .25%'ist yr 197,424.27 J2nd yr 197,424.27 tet yr 39,034.04 1,045,570.43 Page 7 of 7 ITEM10 Unit Statistics: Bradley Lake BPMC September 25th,2015 Operators Report Generation Unit 1 (MWhrs)Unit 2 (MWhrs)Total (MWhrs) August 2015 12,461 23,765 36,226 Hydraulics Avg.Lake Level (ft)Usage (ac ft)Fishwater (ac ft) August 2015 1,161.7 26,639 6,078 Lake Level -September 22 -1,159.8',attached graph provided by Burke Wick Projects:1)Nozzle Refurbish,Unit #1 -The project began on July 15"and was completedonAugust16".Unit #1was returned to service on August 17".Overall the project was 33 days and included over 3,990 man hours.The original schedule was 6 days/week at 10 hours per day.Due to additional work scope the project was expanded to include two and 2 weeks of 12 hour days/7 days per week. Unit #1 Additional work scope hours and repair costs post inspection: $54,000 A.Nozzle piston rod refurbish (Alaska Roteq) $37,174 B.Additional work scope hours,parts,and tools Part preparation and manufacturing ($2,274) Additional spiral case corrosion repair ($12,800) Runner dye penetrant ($10,700) Runner pit and needle body coal tar coating ($11,400) $29,117 Unit #1 contractor cost adjustment if approved $120,291 Total unit #1 additions Unit #2 Estimated additional work scope hours and repair costs: $54,000 A.Nozzle piston rod refurbish (Alaska Roteq) $37,174 8B.Additional work scope hours,parts,and tools $82,602 Unit #2 contractor cost adjustment if approved - $173,776 Estimated total unit #2 additions $120,291 Unit #1 additions $173,776 Unit #2 additions (Estimated) $294,067 Total estimated additions ($115,000)Budgeted contingency money remaining $179,067 Total nozzle project costs above estimates (Unit #1 and Unit #2) Bradley Lake Operator Report Page 1 A.Nozzle piston rod refurbish -($54,000)Alaska Roteq of Wasilla removed the failed chrome coating and applied a Nickel Alloy coating that is more durable and more corrosion resistant than Chrome.The process involved removing the damaged chrome and applying a Hi-Velocity Oxygen Fuel (HVOF)Nickel- Chrome Alloy coating.The coating is then ground and sanded to achieve proper dimensions and finish.They have a significant amount of experience utilizing this process to repair pumps and shafts used in highly abrasive processes throughout Alaska. B.Additional work scope,parts,and tools (Total $37,174) e Parts preparation and manufacturing -($2,274) e Spiral case corrosion repair -($12,800)108 additional man hours,(3 men, 3/12 hour days)-Removing the nozzles from the spiral case wall enabled the case to be completely drained,dried,and inspected.Several areas of corrosion and coating damage were located.The corrosion was removed and the areas recoated with a two-part epoxy paint that is more durable than the original painted coating. e Runner dye penetrant -($10,700)90 man hours (3 men,2.5/12 hour days). The runner was inspected with dye in 2012.Some rock pings were found and since the nozzles were out of the way and the spiral case coating was in progress the remaining crew preceded with a complete dye test of the runner.No cracks or problems were located. e Runner pit and needle body additional coal tar coating -($11,400)96 additional hours (4 men,2/12 hour days)It was anticipated that all thenozzles,dividers,and approximately 10 ft?of runner pit wall would need recoated with coal tar coating to prevent future corrosion.Removal of old coal tar and wall preparation to find a suitable mating surface exposedapproximately20ft?of wall that needed to be coated.Additionally the needle bodies had significant corrosion on coated surfaces.NAES crews applied over 25 gallons of coal tar to properly prevent corrosion on the needle bodies and runner pit walls. Bradley Lake Operator Report Page 2 Operations and Maintenance: 1)Tie line trip August 21.Both Bradley Units entered into divider mode due to high system frequency during the tie line trip event.(refer to the attached graph). 2)MWH bradley management audit -Stanley Hayes and Stephen Baughn of MWHwereonsiteAugust25".Due to the compressed time schedule they did not visually view the road or dam facilities.Supporting documentation was provided regarding Bradley stationary and rolling equipment.Job duties,staffing,work management,and site logistics were reviewed. 3)Annual vibration testing and inspections -Reggie May of Associated Services wasonsiteAugust24"to conduct annual equipment vibration testing.Unit load was varied to allow for testing of the turbine/generators.One depression air fan demonstrated slightly higher vibration.The rubber coupling will be inspected during the unit #2 nozzle outage. 4)Annual crane inspections -Washington Crane inspected and certified all site cranes and hoists August 18-21. 5)EERC inspection -Glenn Koester and Bryan Carey were on site August 27"to conduct a facility inspection.A pre-inspection report including all maintenance and inspections was provided to the inspector.The only recommendation from FERC was to remove brush from one small section of the spillway/rock embankment.This work is complete. Bradley Lake Operator Report Page 3 BRADLEY LAKE LEVEL September 21,2015 with target level 1190 1180 1170 +s 1160 =-_-™S™1 ny Mane190 NS1130fVA-S -™--96-'971120S-LZ - ™"™.oman Average1110BAASwN.Spill 1100 we Minimum 1090 Nr 15-16 1080 +-----aan ene aaa1070Minimumoe 1060 20-11-Jul1-Aug 22-12-3-Oct 24-14-5-Dec 26-16-6-Feb 27-20-10-1-May 22- DATE Jun Aug Sep Oct Nov Dec Jan Feb Mar Apr May Divider 8-21-15 -HSR 8/21/2015 11:02:33.000 AM The dividers traveled from 89%to 7.9% In about 2 seconds.Then it took al- most 4 seconds to open them back up 1PH-GEN-MWT-SM.UNIT{@NEU1 M WATTS SMOOTH 13.189 MW Scale:72.000 -72 Actual Value 9 I chan2PH-GEN-MWT-SM.UNIT1@NEU2 M WATTS SMOOTH 7.451 MW Scale:72.000 "72 Actual Value |*°42%.\have some control changesSON-XLN-FRQ.UNIT1@NETO SOLDOTNALN FREQ 59.190 Hz Scale:65.000 55.000 Actual Value |from Emerson to speed up the open-DRG-XLN-FRQ.UNIT{@NETO DIAM RDG LN FREQ 59.330 Hz Scale:65.000 55.000 Actual Value |a1ND1-POS-FOBK.UNIT1@NET U1 NEEDLE 4 POSITION FEEDB 15.772 %-Scale:100 0.000 Actual Vatue |ing time.!will implement those chang-2ND1-POS-FDBK.UNIT1@NET U2 NEEDLE 1 POSITION FEEDS 10.301 %Scale:100 0.000 Actual Vatue tod1DV-POS-FDBK.UNIT1@NETO U1 DIVIDER POSITION FEEDBA 74.651 %Scale:100 0.000 Actual Value |&S today.2DV-POS-FDBK.UNIT1@NETO U2 DIVIDER POSITION FEEDBA 71.513 %Scale:400 0.000 Actual Value 10:54:48 __-Divider 89%he _58.551NN)_utaas mw p Sassi U2-44 MW 64.066 -90.660 90.660 -90.66010:54:53 90.660 J Freq.61.14 eo U1-5.4MW_U2-5.2 MW -60.589 BE -60.589 55.792 55.792 =7.924 7.924 b-7.924 7.924 SK OSFreq-58.7 10:54:54 10:54:50 Divider -42% /Divider 7.9% ookFo ok ok oF ok oF OF ok oF of ok oF ot oFoeoFoFoFoFoFoFoFoFoFoFoFoFoFoFooFoFFFLFSFASosFF&RS FF oF LF AF SF LS.a:AS ...«.gS ge S §Pw ee OP SP OG FOSSFOSYFEOPPPPFSKSYRaos?oF io?S?ve?we?ww?OF 9 Pom. BLPP Nozzle Rebuild RFA Unit I Subsequent to start of work on Unit 1,contractor claimed a bid error in rate derivation for millwright craft labor.Billing at the rate named in their proposal would result in a direct loss to them of about $7 per man hour X 4,155 man-hours. No other cost element of the contract includes any overhead or profit.Contractor has requested an adjustment to the billing rate for Unit 1 work sufficient to cover their direct cost of expended labor for the affected craft.HEA analysis supports the claimed costs. Cost of craft labor per requested adjustment:$391,522.49 <Cost of craft labor at bid rates x actual hours>:<$362,405.35> Cost of requested adjustment:$29,117.14 Unit 2 Contractor has requested a further adjustment to millwright craft labor rate for work on Unit 2 that will correct the bid error and include allowance for overhead and profit.Contractor is willing to accept a Suspension of Work on Unit 2 until +/- June 2016 with no other cost impact.O&D Committee has passed a resolution in support of this suspension,recognizing additional costs would apply. Increase rates per request (4,155 m/h):ADD $_82,602.92 For reasons to be presented at the meeting,HEA is requesting the BPMC direct our course of action in responding to these RFAs. HEA |Maynard Smith 9/25/15