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HomeMy WebLinkAboutAEA Power Cost Equalization Program Guide Updated August 2013ALASKA ENERGY AUTHORITY Power Cost Equalization Program Guide Updated August 2013 [=ALASKACE™ENERGY AUTHORITY We're on the web at: www.akenergyauthority.org Regulatory Commission of Alaska PCE Program Regulations 3 AAC 52.600 Applicability,purposes,and waiver. 3 AAC 52.610 Computation of power cost equalization. 3 AAC 52.620 Generation efficiency and line loss standards. 3 AAC 52.630 Standards for non-fuel costs. 3 AAC 52.640 Adjustments to power cost equalization. 3 AAC 52.650 Processing of power cost equalization requests. 3 AAC 52.660 Annual filing requirements. 3 AAC 52.670 Other requirements. 3 AAC 52.680 Effect on power cost equalization for non- compliance. 3 AAC 52.690 Definitions. 34 Section 42.45.160 Adjustments to power cost equalization. Section 42.45.170 Equalization assistance to unregulated utilities. Alaska Energy Authority PCE Program Regulations 3 AAC 107.200 Technical requirements;metering. 3 AAC 107.210 Overpayments. 3 AAC 107.220 Power cost equalization pro-rata reduction. 3 AAC 107.230 Exclusions from power cost equalization. 3 AAC 107.240 Reporting and recordkeeping requirements. 3 AAC 107.250 Power cost equalization and the commission. 3 AAC 107.260 Standards for customer eligibility. 3 AAC 107.270 Definitions. 33 Published by: Alaska Energy Authority 813 West Northern Lights Blvd. Anchorage,Alaska 99503 907-771-3000 907-771-3044 Fax 1-888-300-8534 (toll free in Alaska) akenergyauthority.org Throughout this publication,the following abbrevi- ations and terms are used: AEA:Alaska Energy Authority RCA:Regulatory Commission of Alaska kWh:Kilowatt-hour PCE:Power Cost Equalization PCE Level:Amount payable per eligible kWh,expressed in cents. Updated August 2013 State of Alaska Statute Power Cost Equalization Program Section 42.45.070 Power cost equalization endowment fund es-tablished. Section 42.45.080 Powers and duties of the commissioner of revenue. Section 42.45.085 Use of the power cost equalization fund. Section 42.45.099 Definition. Section 42.45.100 f ower cost equalization and rural electricund. Section 42.45.110 Entitlement to power cost equalization. Section 42.45.115 Exclusion from eligibility. Section 42.45.120 Notice to customers. Section 42.45.130 Cost minimization. Section 42.45.140 Customer petitions. Section 42.45.150 Definitions for AS 42.45.100-42.45.150 32 TRAINING Is training available to utilities participating in the PCE program or utilities that have previously participated but are currently in- active? AEA,may provide training to staff of a partici- pating utility and take part in workshops that address all aspects of the PCE program.Indi- viduals or utilities interested in training should contact AEA for further information. Are there other training opportunities avail- able through AEA? Yes.AEA participates in a variety of other training opportunities for rural utility bookkeep- ers,managers and operators.There are also training programs available to bulk fuel tank operators and hydro facility operators.Further information in these training programs can also be obtained from AEA. 31 Table of Contents Program Inception Program Funding/Endowment Fund Implementing Pro-Rata Reductions PCE Program Goal Eligible Utilities &Customers Roles of the State Agencies Alaska State Map Utility/Community Listing Participation in PCE Program Regulated vs.Unregulated Acceptable Costs of Utility Calculation of PCE Level Efficiency Standards Customer Rates/PCE Credit Community Facility Customers Approval of PCE Levels and Payments Filing Requirements Changes in PCE Levels Training Statutes and Regulations 19-23 23-26 27-28 28-29 29-30 30 31 32-34 PCE Program Inception The PCE program was established in 1985 as one of the components of a statewide energy plan, providing economic assistance to customers in rural areas of Alaska.Prior to the PCE program, there was the Power Production Assistance Pro- gram and the Power Cost Assistance Program. The PCE program provides economic assistance to communities and residents in rural areas of Alaska where,in many instances,the kilowatt- hour charge for electricity can be three to five times higher than the average kWh rate of 14.06¢ (7/13)in Anchorage,Fairbanks or Juneau. The PCE program was established to assist rural residents at the same time state funds were used to construct major energy projects to assist more urban areas.Most urban and road connected communities benefit from major state-subsidized energy projects such as the Four Dam Pool,Brad- ley Lake,and the Alaska Intertie. Rural communities not on the road system that are dependent on diesel fuel do not benefit from the large subsidized energy projects,and PCE is a cost-effective alternative to provide comparable rate relief to rural residents. Under what other situations may AEA with- hold PCE payments? 3 AAC 107.240 (f)states that "An eligible elec- tric utility shall make its records available to the authority and the commission within 60 days after receipt of a request to do so.” AEA may also withhold payment,at the request of RCA,if the utility has not submitted its annu- al update filing.Payment will resume when the required filing is received by the RCA. How doesa utility's PCE level change? A regulated utility must obtain RCA's approval to change any rate it charges to its customers. Its PCE level may be adjusted when a change to the utility's rates are approved by RCA. An unregulated utility does not have to have approval by RCA to change any of its rates.In addition to providing financial information to jus- tify changes in its PCE level,an unregulated utility must file information annually with RCA to support that its existing PCE level is correct. The utility is also required to send a fuel price change form to RCA by the prescribed due date set by RCA.The utility must also report to the RCA,any change in its rates,30 days prior to implementing the new rates. 30 must submit a copy of its monthly records sup- porting the eligible kWh usage.This back-up data documents in summary for each customer: the kWh consumption,gross billed,kWh eligi- ble for PCE credit;the dollar amount of PCE credit given,the net amount due for that month, payments made by the customer during that month and the total amount due. The information provided with the monthly re- port is used to verify compliance with the pro- gram requirements. What happens if a utility does not submit all the information needed by AEA to au- thorize payment? If a utility does not submit all the information in the monthly report required to authorize pay- ment,or if AEA believes there are reasons to question some of the information provided, AEA will work with the utility to resolve the problem.However,if the utility does not provide evidence to support its claim,AEA may sus- pend payment of PCE assistance in full or in part,as applicable,until the problem is re- solved. 29 PCE Program Funding Power Cost Equalization Fund and Rural Elec- tric Capitalization Fund: This fund is administered by the Alaska Energy Authority and is composed of: 1.Appropriations by the State Legislature. 2.Appropriations from the NPRA. 3.Gifts,bequests,and contributions from other sources. 4.Interest earned on the fund balance. PCE Endowment Fund: The PCE Endowment Fund was created and capi- talized in FY 2001 with Funds from the Constitu- tional Budget Reserve and the Four Dam Pool Project sale proceeds,and further capitalized in FY 2007 and FY 2012 with General Funds.The PCE Endowment Fund is an Alaska Energy Au- thority Fund managed by the Department of Reve- nue;it is invested to earn 7%over time.7%of the PCE Endowment Fund's three-year monthly aver- age market value may be appropriated to the PCE Rural Electric Capitalization Fund for annual PCE program costs. The June 30,2013 PCE Endowment Fund bal- ance was 840,214,875. PCE Program Funding (continued) Program cost and pro-rata reductions: 42.45.110 (i) The authority shall review the report required under (h)of this section.After review and ap- proval of the report,the authority shall,subject to appropriation,pay to each eligible electric utility an amount equal to the power cost equalization per kilowatt-hour determined un- der (a)and (c)of this section,multiplied by the number of kilowatt-hours eligible for power cost equalization that were sold during the preceding month to all customers of the utility under (b)of this section.Payment shall be made by the authority within 30 days after re- ceipt from the utility of the report required un- der (h)of this section./f appropriations that have been made for the purpose by July 1 of a fiscal year are insufficient forpayment in full,the amount paid to each electric utility shall be reduced on a pro rata basis. In making the pro rata reductions required by this subsection,the authority may not consider any potential supplemental ap- propriation until the appropriation has been enacted. Example: If the total kWh usage of all community facili- ties in one community is 5,000 kWh in one month, And there are 50 residents in the community. Then the utility would receive PCE for only 3,500 kWh (70 kWh x 50 residents -3,500 kWh). The remaining 1,500 kWh are not eligible for PCE,and would be charged the full rate. What happens after RCA approves a PCE level? RCA notifies the utility and AEA of the PCE lev- el.Then the utility computes the customer's bill for the total electricity used during the month, subtracts the amount to be paid by the PCE program,and charges the customer the differ- ence.The PCE statute requires that the cus- tomer is notified of the PCE credit with every bill. How does the utility receive PCE payments from AEA? The utility files a PCE Utility Monthly Report with AEA which shows the kWhs eligible for PCE payments.This report also contains other utility data as required by AEA.The utility also 28 What is a community facility customer? The PCE statute defines a community facility as a water,sewer or charitable educational fa- cility,public outdoor lighting,or a community building whose operation is not paid for by the State or Federal government or by a private commercial organization.A community building is further defined as a community facility that is not operated for profit,and that is open to the general public.AEA determines the community buildings that may be included in this class of customers based upon information provided by the utility and the facility owner. Does a community facility customer receive PCE for all the kilowatt hours is uses? Yes,in most cases.For customers designated as community facilities,the statute sets a total limit on the number of kilowatt hours eligible for PCE within each community.The monthly limit for all community facilities in a community is calculated by multiplying the number of resi- dents in the community,determined by the De- partment of Community and Economic Devel- opment,by 70 kWh.In most communities,the group monthly limit is not reached. 27 Implementing a Pro-Rata Reduction in PCE Levels If there are not enough funds to pay for the cost of the program in a given fiscal year,the PCE levels must be reduced. AEA notifies RCA that it has been determined that there is not enough money to fund the program, identifies the pro-rata reduction needed,and when it must be implemented.The RCA then recalcu- lates the PCE levels for each utility in the pro- gram,applying the new funding level,and notifies the utilities of the change. For Example: In February,AEA determines that PCE mon- ies will not last through the fiscal year (June 30).It notifies RCA that,to keep some level of funding for the entire year for all partici- pating utilities,a reduction of 10%in all PCE levels must take place effective in May.RCA then recalculates the PCE levels and issues a notice to all participating utilities that in- cludes the new PCE level and its effective date. PCE Program Goal The program goal is to attempt to "equalize” high costs of electricity in rural communities with the lower costs in more urban areas. Communities in areas that are not served by road experience very high costs of producing electricity,usually by diesel,due to high trans- portation costs and high diesel prices.These high costs must be recovered from the limited number of customers with limited disposable income associated with generally low econom- ic development. PCE is the core element to ensure the finan- cial viability of centralized power generation in rural communities. Reliable lower cost energy enhances the quali- ty of life,standard of living and economic strength of the communities. Economic development and affordable power go hand-in-hand in the effort to grow healthy economies in rural Alaska. What part of a residential customer's bill is eligible for PCE credit? A residential customer will only receive PCE credit for up to 500 kWh per month. /example:\ If a customer used 400 kWh in one month,and the utility charges 50¢/kWh,and the approved PCE level is 35¢/kWh; Then the customer's bill would be calculated as follows: 400 kWh x 50 cents/kWh =$200.00 minus PCE credit: 400 kWh x 35 cents/kWh =$140.00 the customer pays $60.00 Another example is: If a customer used 800 kWh in one month,and the utility charges 50¢/kWh,and the approved PCE level is 35¢/kWh; Then the customer's bill would be calculated as follows: _800 kWh x 50 cents/kWh =$400.00 minus PCE credit: 500 kWh x 35 cents/kWh =$175.00 \the customer pays $225.00 / 26 Are all utility customers eligible to receive PCE credit?How much? The statute excludes from PCE,State and Fed- eral offices and facilities,as well as commercial customers,including schools.All other utility customers are generally eligible to receive PCE credits,within the following statutory limits: e Residential customers are eligi- ble for PCE credit up to 500 kil- owatt hours per month per cus- tomer; e Community facilities,as a group,can receive PCE credit for 70 kWh per month multiplied by the number of residents in the community. All eligible customers,including community facili- ties,must pay to the utility at least *14.06¢for every kWh eligible for PCE credit,plus any difference between the PCE level!per kWh and the rate charged by the utility.Customers must also pay to the utility the full rate for all kWh used in excess of those eligible for PCE.Customers receiving donated or unbilled power are not eligible for PCE. *Base may vary on annual basis,per AS 42.45.110(c)(2). 25 Eligible Utilities The Railbelt electric utilities,the electric utility in Juneau and those utilities that receive electric power from the Four Dam Pool facilities (Ketchikan,Wrangell,Petersburg,Kodiak,Glen- nallen,and Valdez)are not eligible for PCE assis- tance. Eligible Customers e Aneligible residential customer may receive PCE credit on up to the first 500 kWhs con- sumed each month. e Community facilities are also eligible to re- ceive PCE credit on up to a maximum of 70 kWh per month x the community population. For example,a community of 100 would re- ceive credit on up to 7,000 kWhs for its com- munity facilities combined. e State and Federal customers,as well as com- mercial customers,including schools,are not eligible for PCE credit. Refer to page 25 for more details on eligible cus- tomers of the PCE program. State Agency Roles In the Administration of the PCE program The Regulatory Commission of Alaska determines the PCE level for each utility based on: e Fuel expenses such as the cost of fuel,trans- portation;and, e Non-fuel expenses such as salaries,insur- ance,taxes,parts and supplies,interest and other reasonable costs. The Alaska Energy Authority administers the PCE Fund based on: e Fiscal appropriation by the Legislature, e Monthly reports submitted by the participating utilities,and, e Determination of eligibility for residential and community facility customers. Different approaches to designing rates mean that two utilities with the same costs per kWh may charge different rates to their customers. Since PCE levels are based on a utility's rates or costs,whichever is less,two utilities with the same costs could receive the same PCE level for each kWh even if they had different rates. Some utilities charge all customers the same amount for each kilowatt hour sold. Example: Some utilities divide their customers into "classes,”such as residential and commer- cial,and charge different rates to each class. In some instances different rates are charged within a class. Utilities may further divide a customer class into subclasses,determined by electric us- age.However,each customer in each sub- class is charged the same rate. Ne yy 24 What assistance is available to a utility to meet these standards? Efficiency improvement assistance such as general engineering and technical support for system upgrades,including the analysis of sys- tems to determine appropriate efficiency im- provements is available through AEA.Funding may be available through the Power Project Fund,Rural Power System Upgrade &Bulk Fuel System upgrade programs or a variety of other programs.To receive more information on these programs,contact the Alaska Energy Authority. If the rate of one utility is higher than the rate of another utility,will their PCE levels be different? Probably,but not necessarily.In general,the higher the costs to produce electricity,the high- er the utility's rates.However,there are many different ways a utility may charge its custom- ers for electricity,and each utility's PCE level is calculated on reasonable and verifiable costs submitted to the Regulatory Commission of Alaska,along with generation and fuel infor- mation. 23 The following pages list the utilities/ communities that are currently,or have previously participated in the PCE Program. For specific information or current status,please contact AEA. E c ..roy)-a rf epet Hare 4 \a |canwo}..&og i 7.BYo=\'a iA 3 S /|a.cz fg:2.1 lg[o}€ue 2 ,3 ?3s tog ¢G4.3 S an an .§. RS a Fg dkG&".i gE a *.=Q ]i Bi..os"!. i re2]a i mo y a ¥4f°)Sop Bg TAN Acnd|bw BENSg'a)CQ 3 via . a.. A we)CopperRiver/.Meeeejo 2 :Pe :,'Raa igeta/Lint 8 ¥poe,ag tAyd §:i '"KY 4 2 4 (a necn) i iaeqlhad\e 2 fh af :Baa°i SItLEditeuo23388Hospaneeefe,P|i.oe ,.,3OMBey,aea)fA Ot :>eeZ:o3 YF7rra8'2 '.a .areygDOSme"AtDEAReyesiadaNa7D>Me:,t}2,gM4 ,iat »aa aA \ * '_LowerYukon-Kuskokwim=*PCEEhgibieCornmunites=she Utilities/Communities Adak ElectricUtility Akhiok,City of Akiak,City of Akutan Electric Utility Alaska Power Company Allakaket/Alatna Klawock Bettles/Evansville Mentasta Chistochina Naukati Coffman Cove Northway/ Craig Northway Village Dot Lake Skagway Eagle/Eagle Village Slana Haines Tetlin Healy Lake Thorne Bay/Kassan Hollis Tok Hydaburg Whale Pass Alaska Village Electric Cooperative Alakanuk New Stuyahok Ambler Nightmute Anvik Noatak Brevig Mission Noorvik Chevak Nulato Eek Nunapitchuk Ekwok Old Harbor Elim Pilot Station Emmonak Pitka's Point Gambell Quinhagak Goodnews Bay Russian Mission 9 Alaska Village Electric Cooperative Grayling Savoonga Hooper Bay Scammon Bay Huslia Shageluk Kaltag Shaktoolik Kasigluk Shishmaref Kiana Shungnak Kivalina St.Mary's/Andreafsky Kobuk St.Michael Kotlik Stebbins Koyuk Teller Lower Kalskag Togiak Marshall Toksook Bay Mekoryuk Tununak Minto Upper Kalskag Mt.Village Wales Aniak Light &Power Arctic Village Electric Atka,City of Atmautluak Joint Utilities Beaver Joint Utilities Bethel Utilities Corporation Bethel/Oscarville Birch Creek Village Elec.Utilities Buckland,City of Central Electric,Inc. Chenga Bay IRA Village Council (D)1,000,000 -9,999,999 kilowatt-hours annually using diesel fuel,the minimum efficiency standard is 12 kilowatt-hours generated per gallon of diesel fuel consumed;or (E)10,000,000 kilowatt-hours or more annually using diesel fuel,the minimum efficiency standard is 13 kilowatt-hours generated per gallon of diesel fuel consumed. Minimum efficiency standards for a utility that uses diesel fuel to generate 80%or more of total kWhs generated,and that gen- erates: Less Than 100,000 to 500,000 to 1,000,000 to More Than 100,000 499,999 999,999 9,999,999 10,000,000 9.5 10.5 11.5 12.5 13.5 Minimum efficiency standards for a utility that uses diesel fuel to generate less than 80%of total kWhs generated,and that gen- erates: Less Than 100,000 to 500,000 to 1,000,000 to More Than 100,000 499.999 999,999 9,999,999 10,000,000 8.5 10.0 11.0 12.0 13.0 22 10.5 kilowatt-hours generated per gallon of diesel fuel consumed; (C)500,000 -999,999 kilowatt-hours annually us- ing diesel fuel,the minimum efficiency standard is 11.5 kilowatt-hours generated per gallon of diesel fuel consumed; (D)1,000,000 -9,999,999 kilowatt-hours annually using diesel fuel,the minimum efficiency standard is 12.5 kilowatt-hours generated per gallon of die- sel fuel consumed;or (E)10,000,000 kilowatt-hours or more annually using diesel fuel,the minimum efficiency standard is 13.5 kilowatt-hours generated per gallon of die- sel fuel consumed; (2)for a utility that uses diesel fuel to generate less than 80 percent of total kilowatt-hours gener- ated,and that generates (A)less than 100,000 kilowatt-hours annually us- ing diesel fuel,the minimum efficiency standard is 8.5 kilowatt-hours generated per gallon of diesel fuel consumed; (B)100,000 -499,999 kilowatt-hours annually us- ing diesel fuel,the minimum efficiency standard is 10 kilowatt-hours generated per gallon of diesel fuel consumed; (C)500,000 -999,999 kilowatt-hours annually us- ing diesel fuel,the minimum efficiency standard is 11 kilowatt-hours generated per gallon of diesel fuel consumed; 21 Utilities/Communities Chignik Electric Chignik Lake Electric Utility,Inc. Chitina Electric Inc. Circle Electric Utility Cordova Electric Co-op Diomede Joint Utilities Egegik Light and Power Elfin Cove Electric Utility False Pass Electric Association G&K Cold Bay Galena,City of Golovin Power Utilities Gustavus Electric Company Gwitchyaa Zhee Utilities Ft.Yukon Hughes Power &Light Igiugig Electric Company I-N-N Electric Cooperative Iliamna Nondalton Newhalen Inside Passage Electric Co-op Angoon Kake Chilkat Valley Klukwan Hoonah 10 Ipnatchiagq Electric Company Deering King Cove,City of Kipnuk Light Plant Kokhanok Village Council Koliganek Village Council Kotzebue Electric Association Koyukuk,City of Kwethluk,Inc. Kwig Power Company Kwigillingok Larsen Bay Utility Company Levelock Electric Cooperative Lime Village Electric Cooperative Manley Utility Company Manokotak Power Company McGrath Light &Power Middle Kuskokwim Elec.Co-op. Chuathbaluk Sleetmute Crooked Creek Stony River Red Devil Naknek Electric Association Naknek/South Naknek/King Salmon Utilities/Communities Napakiak Ircinrag Napaskiak Electric Utility Naterkaq Light Plant Chefornak Nelson Lagoon Electric Cooperative Nikolai Light &Power Nome Joint Utility System North Slope Borough Anaktuvuk Pass Point Hope Atqasuk Point Lay Kaktovik Wainwright Nuiqsut Nunam Iqua Electric Company Nushagak Electric Cooperative Dillingham Aleknagik Ouzinkie,City of Pedro Bay Village Council Pelican Utility Company Perryville,City of Pilot Point Electrical Platinum,City of Port Heiden,City of Puvurnaq Power Company Kongiganak Rampart Village Ruby,City of 11 Sand Point Electric Company St.George Muni.Elec.Utility St.Paul Muni.Electrical Utility Takotna Comm.Assoc.Utilities Tanalian Electric Cooperative Port Alsworth Tanana Power Company Tatitlek Electric Utility Tenakee Springs,City of Tuluksak Power Utility Tuntutuliak Comm.Sve.Assoc. Twin Hills Village Council Umnak Power Company Nikolski Unalakleet Valley Elec.Co-op. Unalaska Electric Utility Ungusraq power Company Newtok Venetie Village Electric White Mountain,City of Yakutat,City of The current standards established by regula- tion are: 3 AAC 52.620.Generation efficiency and line loss standards (a)Generation efficiency and line loss standards are established to encourage efficient and eco- nomical generation,transmission,and distribution of electricity.The standards represent the mini- mum acceptable level of performance by a partici- pating electric utility. (b)A line loss standard of 12 percent applies to all electricity sold,and is measured as all kilowatt- hours generated or purchased,from whatever source,minus kilowatt-hours sold,divided by all kilowatt-hours generated or purchased. (c)The following generation efficiency standards apply only to the utility's diesel generation,are measured in kilowatt-hours generated per gallon of fuel consumed,and are based on the annual number of kilowatt-hours of diesel generation: (1)for a utility that uses diesel fuel to generate 80 percent or more of total kilowatt-hours generated, and that generates (A)less than 100,000 kilowatt-hours annually us- ing diesel fuel,the minimum efficiency standard is 9.5 kilowatt-hours generated per gallon of diesel fuel consumed; (B)100,000 -499,999 kilowatt-hours annually us- ing diesel fuel,the minimum efficiency standard is 20 Are there established standards for utility expenses? Yes.RCA has established minimum generation efficiency standards.The standards require that a utility's fuel expense be calculated as if the generation system produced at least the mini- mum number of kWh for each gallon of fuel. As stated in regulations on the following pages, and demonstrated in the example below,the standards are based on size.Larger utilities that sell more kilowatt hours have higher stand- ards than smaller utilities that sell less kilowatt hours. For Example: For a utility that relies on all diesel generation that produced fewer than 100,000 kWh annually and produced 7.5 kWh for each gallon of fuel con- sumed:In calculating the PCE level for this utility, RCA would calculate fuel costs as if the utility generated 9.5 kWh for each gallon of fuel con- sumed.This means the PCE level would be lower than a level based on actual fuel costs because the utility did not meet the fuel efficiency standard set out in regulation. 19 Participation in the PCE Program How do electric utilities start participating in the PCE program? An electric utility sends a request to RCA to participate in the PCE program.If RCA deter- mines that a utility is eligible,the utility provides information to RCA for determination of the PCE level.RCA's staff assists the utilities in locating and identifying the required infor- mation. What information must a utility provide to RCA to determine the PCE level? The utility must provide the RCA its costs for a specific time period,usually a year.The utility must also report how many kilowatt hours have been generated and sold during the same time period,as well as how many gallons of fuel it took to produce the kilowatt hours generated, and the cost of that fuel. 12 What happens if a utility does not submit all the information needed by RCA to deter- mine the PCE level? If a utility does not submit all the information required to determine the PCE level,including Annual Filings and Fuel Price Changes,or if RCA believes there are reasons to question some of the financial information provided, RCA will recommend suspension from the pro- gram until the information has been received and processed by RCA. In the event that a utility fails to report a change in its rates to RCA,the utility's PCE level will become interim and refundable.Once RCA has recalculated the PCE level using the new rates,anew permanent PCE level will be es- tablished. If RCA approves a permanent PCE level that is lower than the Interim &Refundable PCE level, the utility will have to refund the excess PCE payments it received back to AEA.It is up to the utility as to whether or not they collect back from its customers,any overpayment that was made. 13 How is the PCE level determined? PCE is computed on a kWh basis for each rate schedule.Different classes of customers,such as residential and community facilities,may have different PCE levels. e A formula is used to determine PCE levels: 95%of a utility's costs between *14.06¢/ kWh and $1.00/kWh are used to calculate the PCE level.If costs are below *14.06¢/ kWh,they are not eligible for PCE.If the eligible costs are more than $1.00/kWh,the maximum PCE level is 81.64¢/kWh $1.00 -*14.06¢/kWh =85.94¢/kWh 85.94¢/kWh x 95%=81.64¢/kWh *Base may vary on annual basis,per AS 42.45.110(c)(2). EXAMPLE OF COST BASED PCE LEVEL: RCA has approved the following cost for a utility thatsold300,000 kWh during the reporting period. The PCE calculation would look something like this: Fuel Cost for 25,000 (gal)x $2.90 =$72,500.00 Non-Fuel cost of the utility =$70,000.00 $142,500.00 $142,500 +300,000 kWh Sold =47.50¢/kWh 47.50¢-*14.06¢=33.44 x 95%=31.77¢PCE Level A Rate based PCE level is set if the Average ClassRate(Residential Rate minus 14.06¢)is less than theCostbasedrate. 18 What does RCA consider to be reasonable costs when it determines the PCE level? The PCE level is determined by using only nec- essary and reasonable costs that can be veri- fied by RCA.The program statutes require the RCA to eliminate any duplicative or unneces- sary costs from the PCE level calculation.The utility's profit is not included when determining the PCE level. There are two categories of costs used in de- termining the PCE level: e Fuel expenses:the costs of fuel,including transportation. e Non-fuel expenses:costs such as salaries, insurance,taxes,power plant parts and supplies,interest and other reasonable costs. For Example: A utility may not include in its eligible costs,depreciation expenses on facilities unless those facilities have been purchased by the utility.If a utility has been provided with a generator purchased with grant money,the depreciation expense for that generator is not allowed to be included in the calculation of the PCE level for that utility. Ne 17 If a utility receives other kinds of assis- tance,is the PCE calculation affected? Yes.The program legislation requires that if a utility receives other assistance that reduces its rates on a kWh basis,the cost calculation to determine the PCE level will be reduced by that amount. Are there other requirements that a utility must meet in order to participate in the PCE program? An electric utility is required to install and main- tain necessary metering equipment.The statute also requires a utility to use energy conserva- tion measures when and where possible,and to determine if it can generate electricity with fuel other than diesel. 3 AAC 107.240 (E)states that "An eligible elec- tric utility shall organize and maintain,in ac- cordance with standard accounting practices, the accounts of its electric fund as a separate accounting entity in a self-balancing set of ac- count that includes the assets,liabilities,bal- ance,revenue,and expenses of the electric fund.” 14 Additional requirements that a utility must meet in order to be in the PCE program? The utility must file monthly reports with AEA in order to receive payment;it must maintain good administrative practices and keep records of its costs and revenues,and upon request,the rec- ords of the utility are to be made available to AEA and RCA. lf a utility participates in the PCE program, does this mean RCA will also regulate the rates the utility charges its customers? Not necessarily.If a utility has annual revenues of more than $50,000,it may be subject to rate regulation.Non-regulated utilities are not sub- ject to rate regulation.Both regulated and non- regulated utilities will need a Certificate of Pub- lic Convenience and Necessity from RCA in order to operate and charge customers for its services. 15 Are regulated and unregulated utilities treat- ed the same when calculating the PCE lev- els? The procedures followed by RCA to establish PCE levels for regulated or unregulated utilities are comparable. e Fora regulated utility,the costs allowed to determine the PCE level are the same,ex- cept for profit,as those used to determine the utility's rate. e Foran unregulated utility,RCA does not establish the utility's rates.However,to de- termine the PCE level,it allows expenses comparable to those included in rates of regulated utilities. Reporting requirements vary between regulated and unregulated utilities and more information about this topic can be obtained from RCA. 16