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HomeMy WebLinkAbout2020-10-28 AEA Agenda and docs 813 W Northern Lights Blvd., Anchorage, AK 99503 Phone:(907) 771-3000 Fax:(907) 771-3044 Toll Free (Alaska Only): (888) 300-8534 REDUCING THE COST OF ENERGY IN ALASKA AKENERGYAUTHORITY.ORG RGYAUTHORITY.ORG Alaska Energy Authority Board Meeting October 28, 2020 AGENDA Dial 1 (888) 585-9008 and enter code 624-926-808#. Public comment guidelines are below. 1.CALL TO ORDER 2.ROLL CALL BOARD MEMBERS 3.AGENDA APPROVAL 4.PRIOR MINUTES – September 16, 2020 5.PUBLIC COMMENTS (2 minutes per person) see call in number above 6.EXECUTIVE SESSION - Confidential matters related to Bradley Lake, Soldotna Quartz Line, and budget matters) 7.NEW BUSINESS – Presentation of 2020 AEA Audited Financial Report, Audit Report and Examination. 8.OLD BUSINESS – Soldotna Quartz Line A.Utilities Approval (Resolutions) B.Required Project Report (EEO) C.Permits Update D.S/Q Line Valuation 9.DIRECTOR COMMENTS A.Response to Board Questions (Baxter Senior Living) B.DOE Building Technologies – Grant Application C.BUILD 21 Grant Update D.C-Pace Update---Municipality of Anchorage E.Rural Update F.Denali Commission Update G.Renewable Energy Fund---Update H.Power Project Fund Dashboard and Loan Report I.Community Outreach Schedule J.Articles of Interest K.Next Regularly Scheduled AEA Board Meeting Wednesday, December 2, 2020 10.BOARD COMMENTS 11.ADJOURNMENT (Next Meeting December 2, 2020) Alaska Energy Authority Page 2 of 2 Public Comment Guidelines Members of the public who wish to provide written comments, please email your comments to publiccomment@aidea.org by no later than 4 p.m. on the day prior to the Board meeting, so they can be shared with board members before the meeting. When you call in, you will enter the teleconference muted. After board roll call and agenda approval, we will ask callers to press *9 on their phones if they wish to make a public comment. This will initiate the hand- raising function. We will unmute callers individually in the order the calls were received. When an individual is unmuted, you will hear, “It is now your turn to speak.” Please identify yourself and make your public comments. Alaska Electric and Energy Cooperative, Inc. 3977 Lake Street  Homer, Alaska 99603  (907) 235-8551 RESOLUTION 01.2020.13 APPROVAL OF FINANCING OF ALASKA ENERGY AUTHORITY PROPOSED TRANSACTION PURPOSE OF RESOLUTION This Resolution No. 01.2020.13 is being prepared for the governing Board of Alaska Electric and Energy Cooperative, Inc. (AEEC), a utility-member of the Bradley Lake Project Management Committee (BPMC), in order to: 1) confirm that the Proposed Transaction is based on sound economics from the perspective of AEEC; and 2) to approve the preliminary terms and conditions of the financing for the Proposed Transaction. BACKGROUND The Proposed Transaction: On May 22, 2020 Alaska Energy Authority (AEA), Homer Electric Association, Inc. for itself and in its capacity of the sole member of Alaska Electric and Energy Cooperative, Inc. (HEA), entered into a Letter of Intent containing the terms and conditions under which AEA would purchase and HEA would sell certain electric transmission facilities and properties that are currently used by HEA to provide electric service to Purchasers of the power generated by the Bradley Lake Hydroelectric Project (Proposed Transaction). The Proposed Transaction is comprised of the following components: 1. Acquisition of transmission capacity rights in the Soldotna to Sterling Transmission Line (subject to reservation for HEA’s native load requirements); 2. All of HEA’s property rights in the Sterling to Quartz Creek Transmission Line; 3. All of HEA’s property rights to 69kV Line; 4. Reimbursement of the costs incurred by HEA to restore the Sterling to Quartz Creek Transmission Line (Swan Lake Fire damages); and 5. Settlement of the ongoing litigation concerning Kenai Peninsula transmission issues. The assets acquired in the Proposed Transaction will become Project Assets of the Bradley Lake Hydroelectric Project (Project) and will be operated as part of the Project which is managed by the BPMC. REQUIRED WORK DETERMINATION It is a condition precedent to the Closing of the Proposed Transaction that the Proposed Transaction be deemed to be “Required Work” as that term is defined in the Power Sales Agreement1. If the Proposed Transaction is determined to be Required Work, the cost of the Proposed Transaction would be considered Project Costs and be paid from the Excess Payments to be made in the future under the Power Sales Agreement. The Department of Law for the State of Alaska (DOL) issued a Memorandum Opinion dated May 20, 2020 finding that the definition of Required Work set forth in the Power Sales Agreement could include the Proposed Transaction. The DOL Memorandum Opinion stated that additional analysis should be done with respect to whether the Proposed Transaction is consistent with sound economics and national 1Required Work is defined in the Power Sales Agreement to mean “…repairs, maintenance, renewals, replacements, improvements or betterments required by federal or state law, a licensing or regulatory agency with jurisdiction over the Project, or this Agreement, or otherwise necessary to keep the Project in good and efficient operating condition, consistent with ( 1) sound economics for the Project and the Purchasers, and (2) national standards for the industry.” See PSA at Required Project Work, Section 1(hh). Resolution 01.2020.13, APPROVAL OF FINANCING OF ALASKA ENERGY AUTHORITY PROPOSED TRANSACTION Page 2 of 4 Alaska Electric & Energy Cooperative, Inc. (907) 235-8551 standards. AEA deemed it appropriate for the BPMC’s O&D Committee (Bradley O&D) to perform the analysis to satisfy the requirement set forth in the DOL Memorandum Opinion. The Bradley O&D has reviewed the Proposed Transaction and concluded that the Proposed Transaction is based on sound economics for the Project and qualifies as Required Work as that term is defined in the Power Purchase Agreement. The BPMC has adopted the Bradley O&D Report in its Resolution No. 20-02 dated July 24, 20202. The BPMC considers the Proposed Transaction to be the foundation for future upgrades to the Railbelt Transmission System. The definition of Required Work requires a determination that the Proposed Transaction be necessary to keep the Project in good and efficient operating condition consistent with sound economics for the Project and the Purchasers. As noted above, the Bradley O&D has determined that the Proposed Transaction is based on sound economics for the Project. The economic result of the Proposed Transaction for each Purchaser of power generated by the Project is that there is a positive economic affect through increased reliability of the Project and transmission facilities of same as well as the significant long-term benefits garnered with the planned upgrading of the lines delivering power generated by the Project. The Proposed Transaction should eventually result in increased amounts of power from the Project being transmitted off the Kenai Peninsula thus reducing the cost of the unit of power and increasing the amount of power available; both economically sound results for HEA and AEEC. FINANCING OF THE PROPOSED TRANSACTION The BPMC is responsible for selection among alternative methods for funding Required Project Work that involves AEA. The Purchasers of the power generated by the Project are responsible for the cost of Required Work (in this case, the Proposed Transaction) under the terms of the Power Sales Agreement. AEA has been working with the Alaska Industrial and Development Export Authority (AIDEA) on financing the Proposed Transaction with Private Placement Funding under the Sustainable Energy Transmission and Supply (SETS) (AS 44.88.650 – 44.88.690). The BPMC gave its preliminary approval of the preliminary terms and conditions for financing the Proposed Transaction in its Resolution No. 20-03 dated July 24, 2020. The final approval of the BPMC is subject to the receipt of the requisite approval of the governing bodies of the individual BPMC Members. In its Resolution 20-07 dated August 5, 2020 the Board of Directors of the AEA reviewed the preliminary terms and conditions of the financing for the Proposed Transaction and approved the terms and conditions as well as stated support for the Proposed Transaction 3. In addition to the BPMC’s approval being conditioned on the requisite approval of the governing bodies of the individual BPMC Members, it will be a requirement of the financing that the governing boards of the individual Purchasing Utilities approve the Preliminary Terms and Conditions. 2 The Bradley O&D Report is Attached to this Resolution. 3 The Preliminary Terms and Conditions are attached to this Resolution. Alaska Electric & Energy Cooperative, Inc. 3977 Lake Street  Homer, Alaska 99603  (907) 235-8551 Alaska Electric & Energy Cooperative, Inc. (907) 235-8551 RESOLUTION 01.2020.13 APPROVAL OF FINANCING OF ALASKA ENERGY AUTHORITY PROPOSED TRANSACTION WHEREAS, Alaska Electric and Energy Cooperative, Inc. (AEEC) is a Purchaser of the power generated by the Project for the benefit of its member Homer Electric Association, Inc. (HEA); WHEREAS, AEEC is a Member of the BPMC which manages the Project; WHEREAS, On May 22, 2020 AEA, HEA entered into a Letter of Intent for the Proposed Transaction; WHEREAS, On July 17, 2020 the Bradley O&D issued its Report on the Proposed Transaction concluding that the Proposed Transaction: (i) is based on sound economics for the Project, (ii) is fully consistent with the meaning of “Prudent Utility Practice” as defined by the Power Revenue Bond Resolution, (iii) meets the national standards for the electric utility industry and (iv) is Required Work as that term is defined in the Power Purchase Agreement; WHEREAS, BPMC Resolution No. 20-02 dated July 24, 2020, adopted the Bradley O&D Report which contained the conclusion of the Bradley O&D that the Proposed Transaction is Required Work under the Power Sales Agreement; WHEREAS, The BPMC supports the Proposed Transaction subject to any required final approval of the governing bodies of the individual Members; WHEREAS, AEEC has reviewed and considered the Report on the Proposed Transaction prepared by the Bradley O&D and approved by the BPMC; WHEREAS, AEEC has concluded that the Proposed Transaction is based on sound economics from its perspective as a Purchaser; WHEREAS, The BPMC is responsible for selection among alternative methods that involve AEA for funding Required Project Work; WHEREAS, AEA has worked with AIDEA on financing the Proposed Transaction with Private Placement Funding under the Sustainable Energy Transmission and Supply (SETS) (AS 44.88.650 – 44.88.690); WHEREAS, The BPMC is responsible for selection among alternative methods that involve AEA for funding Required Project Work; WHEREAS, the BPMC has reviewed and approved the preliminary terms and conditions for financing the Proposed Transaction subject to certain identified changes and any required final approval of the governing bodies of the individual Members in its Resolution No. 20-03 dated July 24, 2020; Resolution 01.2020.13, APPROVAL OF FINANCING OF ALASKA ENERGY AUTHORITY PROPOSED TRANSACTION Page 4 of 4 Alaska Electric & Energy Cooperative, Inc. (907)235-8551 WHEREAS, the Members of the BPMC would like an indication from their respective governing boards whether the terms and conditions for financing the Proposed Transaction that AEA has worked out with AIDEA are acceptable to the individual utilities comprising the BPMC; and WHEREAS, it will be a requirement of the financing that the governing Boards of the individual Purchasing Utilities approve the Preliminary Terms and Conditions. THEREFORE, BE IT RESOLVED THAT the documents referenced above and attached hereto shall be made part of and incorporated in this Resolution No. 01.2020.13; BE IT ALSO RESOLVED THAT Board of Directors of AEEC have carefully reviewed and considered the cost and benefits of the Proposed Transaction; BE IT ALSO RESOLVED THAT the Board of Directors of AEEC supports the Proposed Transaction; BE IT ALSO RESOLVED THAT the Board of Directors of AEEC have reviewed the Report prepared by the Bradley O&D and finds that that the Proposed Transaction is based on sound economics from the perspective of AEEC, a Purchaser of power generated by the Project; BE IT ALSO RESOLVED THAT the Board of Directors of AEEC have reviewed the preliminary financing terms and conditions attached to AEA Resolution 2020-07; BE IT ALSO RESOLVED THAT the Board of Directors of AEEC approves the preliminary terms and conditions for financing the Proposed Transaction that were approved by the BPMC and AEA; and BE IT ALSO RESOLVED THAT the Management of AEEC be authorized to do all things necessary to effectuate the intent of this Resolution and support the Proposed Transaction. CERTIFICATION I, Ed Oberts, do hereby certify that I am the Secretary/Treasurer of Alaska Electric & Energy Cooperative, Inc., and that the foregoing resolution was adopted at a meeting of the Directors of Alaska Electric & Energy Cooperative, Inc., held on August 11, 2020, at which meeting a quorum was present. Ed Oberts, Secretary/Treasurer {00056322.2} Page 1 of 10 – Report of the Bradley O&D Committee: Proposed Transaction Bradley Lake Project Management Committee Report of the Bradley O&D Committee Review of the Proposed Transaction On May 22, 2020 Alaska Energy Authority (AEA) and Homer Electric Association, Inc. (HEA) entered into a Letter of Intent containing the terms and conditions under which AEA would purchase and HEA would sell certain electric transmission facilities and properties that are currently used by HEA to provide electric service to Project Purchasers (Proposed Transaction). The components of the Proposed Transaction are set forth in more detail in the Letter of Intent between AEA and HEA.1 Each component provides value for the Proposed Transaction. This Report focuses on the transmission facilities serving the Project; specifically, the Sterling to Quartz Creek Line (SSQ line). At the request of the Bradley Lake Project Management Committee (BPMC), the Bradley O&D Committee (Bradley O&D) has performed the review and analyses described below on the Proposed Transaction which confirms the Proposed Transaction is consistent with Prudent Utility Practice for the industry and is necessary to keep the Bradley Lake Hydroelectric Project (Project) in good and efficient operating condition and therefore qualifies as “Required Project Work” under the Agreement for the Sale and Purchase of Electric Power (Power Sales Agreement). The Proposed Transaction will allow more resources to be available for managing the scheduled and unscheduled maintenance on the SSQ line. The Proposed Transaction will be more in line with the utility practice of cost causer is cost payer with respect to the obligations and responsibilities associated with the SSQ line. The Proposed Transaction will also clear the way for future upgrades to the transmission facilities serving the Project. Based on the O&D analysis, upgrading the new line will save power and reduce utility system stress making the project more efficient and reliable. As explained in more detail later in this Report, the Proposed Transaction is 1 The Proposed Transaction is comprised of AEA paying HEA a total of $13,300,000.00 for: 1) all of HEA’s property rights in the SSQ line; 2) capacity rights in the Soldotna to Sterling Line (SS Line), subject to reservation for HEA’s native load requirements; 3) the ability for AEA to direct HEA to repair and upgrade the SS Line; 4) all of HEA’s property rights in the HEA’s 69kV Line; and, reimbursement of the costs incurred by HEA to restore the SSQ line (Swan Lake Fire). The price will be allocated for each component of the transaction accordingly. There is also some additional amounts being obtained to provide for some immediate maintenance issues and the cost of financing and transferring the assets. This Report concentrates its economic analyses on the SSQ line which is the source of much of the benefits. {00056322.2} Page 2 of 10 – Report of the Bradley O&D Committee: Proposed Transaction consistent with the definition of “Prudent Utility Practice” as that term is defined in the Power Revenue Bond Resolution. The SSQ line is operated at 115 kV and crosses land owned by private individuals as well as several government entities, including the Kenai National Wildlife Refuge. It should be noted that acquiring a new right of way in a national wildlife refuge requires an act of the US Congress. The transmission line utilizes wood pole construction over a combination of mountainous and swampy terrain. The line was originally constructed to interconnect HEA and Chugach Electric Association Inc. (Chugach) service territories and later was utilized to provide the pathway to access Project power by the northern utilities (located North of the Kenai Peninsula, i.e., Golden Valley Electric Association (GVEA), Matanuska Electric Association (MEA), and Anchorage Municipal Light and Power (ML&P), Chugach, City of Seward d/b/a Seward Electric System (SES)). The line is rated for 75 MW during normal operation and 85 MW during emergency operation such as Pending Spill at the Project. Because the Project is rated at 120 MW, the transmission line is not capable of transporting all participants full capacity share at the same time. Methodology To prepare this report, the Bradley O&D members sought to identify the economic benefits and applicable industry standards that apply to the Proposed Transaction generally, and more specifically, to the SSQ line. Bradley O&D members gathered SCADA, modeling and financial information for each utility receiving power from the Project. In addition to reviewing real time data, the following documents were reviewed. • National and Railbelt Reliability Standards • Power Sales Agreement (PSA) • Letter of Intent between the AEA and HEA, with Attachments (AEA/HEA Letter of Intent) • 2017 AEA Railbelt Transmission Plan and Economic Analysis • Definition of “Prudent Utility Practice” used in the Power Revenue Bond Resolution In order to establish the cost of the SSQ line operation, HEA, GVEA, ML&P, MEA and Chugach gathered and analyzed the information to determine the economic impact to the respective utilities during periods when the SSQ line is out of service. This information provided an estimate of the economic impact when the SSQ line is out of service. SCADA data and economic information gathered included: • Hourly power data at Sterling and Quartz Creek Substations • Generation Data {00056322.2} Page 3 of 10 – Report of the Bradley O&D Committee: Proposed Transaction • Fuel-related Data • Avoided Cost Data • Swan Lake Fire Impact Data Power Sales Agreement Under the PSA, work determined to be “Required Project Work” will be performed under AEA’s overview, and paid for by Bradley Participants, Section 4(c). “The Authority shall make or cause to be made all Required Project Work, provided that funds are legally available to the Authority for this purpose. The costs of Required Project Work shall be included in Annual Project Costs in the manner set forth in Section 8(a) (iv). The Authority shall give reasonable notification to all Purchasers prior to making or causing to be made any Required Project Work. Alternative methods (if any) of carrying out and funding Required Project Work shall be subject to approval by the Committee under rules of procedure to be adopted pursuant to Section 13.” See PSA at Required Project Work, Section 4(c) “Required Project Work means repairs, maintenance, renewals, replacements, improvements or betterments required by federal or state law, a licensing or regulatory agency with jurisdiction over the Project, or this Agreement, or otherwise necessary to keep the Project in good and efficient operating condition, consistent with ( 1) sound economics for the Project and the Purchasers, and (2) national standards for the industry.” See PSA at Required Project Work, Section 1(hh) Therefore, for the Proposed Transaction to be considered “Required Work” under the PSA the work must be intended to keep the project in good and efficient operating condition. The measures of this must: (1) be based on sound economics for the Project and the Purchasers, and (2) be consistent with national standards for the industry. AEA/HEA Letter of Intent AEA/HEA Letter of Intent proposes an AEA purchase price of $13.3 million dollars 2 in exchange for: • Capacity rights in the Soldotna to Sterling line (SS line) • Ability for AEA to direct HEA to repair and upgrade SS Line • All of HEA’s property rights in the SSQ line 2 There are also some additional monies allocated for financing and required repairs and maintenance. {00056322.2} Page 4 of 10 – Report of the Bradley O&D Committee: Proposed Transaction • All of HEA’s property rights in the 69 kV Line • Reimbursement of the cost to restore the SSQ line (Swan Lake Fire damage) Prudent Utility Practice The definition of “Prudent Utility Practice” used in the Power Revenue Bond Resolution provides that for purposes of the Power Revenue Bond Resolution "national standards for the industry" shall be deemed to be defined by Prudent Utility Practice. The Bradley O&D reviewed the definition of “Prudent Utility Practice” used in the Power Revenue Bond Resolution to ascertain whether the Proposed Transaction meets the requirements of the definition of “Required Work” as set forth in the PSA. Swan Lake Fire The impact of the Swan Lake Fire on the SSQ line started August 28, 2019 when the line was taken out of service for safety reasons at the request of the U.S. Forest Service. The SSQ line remained out of service until December 19, 2019, for a total of 123 days. The fire initially impacted the SSQ line in the south end but eventually impacted a larger section of the line extending into the mountains at the north end of the line. Because HEA owns the SSQ line and associated easements, ROWs, and access permits, it was their responsibility to work with the fire officials as well as ensure the line was ready to be placed back in service once the fire no longer impacted the SSQ line. This included making repairs to the line as needed. When the SSQ line was taken out of service, all the utilities north of the SSQ line (i.e., Chugach, ML&P, MEA, GVEA and SES) were unable to access their Project Power, substantially reducing the amount of water that could be used. The line outage also required the Bradley plant operate only a single unit. Due to above average water inflows in the months before the fire, as well as plant outages earlier in the year, the Bradley Lake water level was abnormally high. As a result, just hours after the SSQ line was taken out of service, the lake level reached 1175’ requiring the project dispatcher to declare “Pending Spill”. Pending Spill is a condition where the rules of water usage change. Under these rules any participant is allowed to exceed their percentage share of participation in the Project output if it is available to prevent water spill. HEA started utilizing as much water as practical in an attempt to prevent spill but it proved to be inevitable and water spill did occur. See Table 1 for the amount of water allocated during Pending Spill. {00056322.2} Page 5 of 10 – Report of the Bradley O&D Committee: Proposed Transaction Table 1(Acre-feet) The Project spilled a significant amount of water with the greatest amount in the month of September. See Table 2 below. In previous Pending Spill events, the Project Participants were able to increase their power usage. This is partly due to the transfer limit of the tie being increased to 85 MW when the Project enters Pending Spill. This was not possible with the SSQ line out of service. Table 2 16.9%25.9%12.0%30.4%13.8%1.0% GVEA ML&P HEA Chugach MEA SES August (2,193.43) (3,361.53) 11421.4 (3,945.58) (1,791.09) (129.79) September (5,009.58) (7,677.40) 26085.4 (9,011.31) (4,090.66) (296.42) October (5,761.31) (8,829.47) 29999.7 (10,363.54) (4,704.50) (340.91) November (5,159.53) (7,907.21) 26866.2 (9,281.05) (4,213.11) (305.30) December (3,377.28) (5,175.84) 17585.9 (6,075.11) (2,757.78) (199.84) Total (21,501.14) (32,951.45) 111958.6 (38,676.60) (17,557.14) (1,272.26) Water used by HEA under pending spill acft September GVEA ML&P HEA CEA MEA SES Totals Water at Risk 7,581.67 15,233.65 0.00 8,396.64 17,201.81 0.00 48,413.77 % of Risk 15.66%31.47%0.00%17.34%35.53%0.00%100.00% Allocation Volume 2,982.45 5,992.57 0.00 3,303.05 6,766.80 0.00 19,044.87 End of Month 4,599.22 9,241.08 0.00 5,093.59 10,435.01 0.00 29,368.90 acft October GVEA ML&P HEA CEA MEA SES Totals Water at Risk 4,573.37 9,201.48 0.00 4,714.66 10,413.92 0.00 28,903.43 % of Risk 15.82%31.84%0.00%16.31%36.03%0.00%100.00% Allocation Volume 52.49 105.60 0.00 54.11 119.52 0.00 331.72 End of Month 4,520.88 9,095.88 0.00 4,660.55 10,294.40 0.00 28,571.71 acft November GVEA ML&P HEA CEA MEA SES Totals Water at Risk 4,488.70 9,046.55 0.00 4,602.66 10,268.12 0.00 28,406.03 % of Risk 15.80%31.85%0.00%16.20%36.15%0.00%100.00% Allocation Volume 63.76 128.49 0.00 65.37 145.84 0.00 403.47 End of Month 4,424.94 8,918.06 0.00 4,537.29 10,122.28 0.00 28,002.56 acft December GVEA ML&P HEA CEA MEA SES Totals Water at Risk 4,391.99 8,867.56 0.00 4,478.01 10,095.37 0.00 27,832.93 % of Risk 15.78%31.86%0.00%16.09%36.27%0.00%100.00% Allocation Volume 682.81 1,378.61 0.00 696.18 1,569.50 0.00 4,327.11 End of Month 3,709.18 7,488.95 0.00 3,781.83 8,525.87 0.00 23,505.82 4,118.71 acftTotal Spill Volume 24,107.16 September Spill Volume 19,044.87 October Spill Volume 331.72 November Spill Volume 403.47 December Spill Volume 4,327.11 {00056322.2} Page 6 of 10 – Report of the Bradley O&D Committee: Proposed Transaction Table 2.1 Not having access to the Project Power costs $13.6 million for the 123 days of the outage related to the Swan Lake Fire and an additional cost of $2.2 Million in lost water. After the fire was contained, HEA hired EDM International, Inc. (EDM) to inspect the SSQ line and provide a report on the status of the transmission line. EDM identified 43 of 127 structures that had fire damage which included 5 structures that needed to be replaced immediately. HEA made all the needed repairs to put the line in service. However, this left 38 damaged structures in service and needing to be replaced. Southern Tie outages - Bradley Participants Economics Each Bradley Participant provided an estimate of their cost when the Southern Tie (i.e., the transmission line connecting the Kenai region to the South Central region of the Railbelt) is out of service. HEA established the Southern Tie is out an average of 28 days per year for scheduled and unscheduled maintenance. Each utility provided information on their average daily cost of alternate power and an estimate of the water spilled in the Swan Lake fire. The estimated cost impact of lost access to the Southern Tie averages $3.1 million annually. See Table 3. Utility Ac/ft Spilled Ac/ft Value Total Value GVEA 3,781.51 200.00$ 756,302.00$ MLP 7,605.28 65.00$ 494,343.20$ HEA - 77.70$ -$ CEA 4,118.71 71.68$ 295,229.13$ MEA 8,601.66 76.93$ 661,734.31$ SES - -$ Total 24,107.16 2,207,608.64$ Bradley Spilled Water 2019 {00056322.2} Page 7 of 10 – Report of the Bradley O&D Committee: Proposed Transaction Table 3 Loss Analysis If the SSQ line were to be upgraded, there would be additional benefits which would be a reduction in the losses on the line. HEA included data from 2015 through 2018 to perform the Loss analysis. 2019 was not used in the analysis due to the impact of the Swan Lake Fire. The analysis reviewed the losses and load at 115 kV and estimated the reduction in losses at 230 kV. It was assumed the construction would be consistent with the construction completed on the Northern part of the tie completed by Chugach. Improvement in losses were estimated based on basic electrical properties including the reduction of current, resistance, and reactance. The analysis estimates as much as 11,144 MWh per year could be saved if the line is upgraded. Based on the accepted average value of Project Power at the rate of $50/MWh this would be an additional $557,000/year of benefit to the utilities if the SSQ line was upgraded. See Table 4. Avg. Islanding Days Per Year 28 Utility Avg. Daily Cost Total Cost GVEA 35,000$ 980,000$ MLP 6,857$ 191,996$ HEA 34,242$ 958,776$ CEA 22,221$ 622,188$ MEA 12,000$ 336,000$ SES -$ Total 3,088,960$ Southern Tie Islanding Cost {00056322.2} Page 8 of 10 – Report of the Bradley O&D Committee: Proposed Transaction Table 4 Projected Loss Reduction 82.8% Actual Projected Loss S/Q Loss GVEA MLP CEA MEA SES S/Q Loss Reduction Jan 2015 1,332.06 8,387.00 10,196.00 12,334.00 5,599.00 406.00 229.11 1,102.95 Feb 2015 843.05 4,814.00 6,952.00 6,618.00 3,004.00 218.00 145.01 698.05 Mar 2015 644.20 4,138.00 2,349.00 13,293.00 6,034.00 437.00 110.80 533.39 Apr 2015 1,332.46 8,797.00 9,989.00 8,026.00 7,176.00 264.00 229.18 1,103.28 May 2015 1,267.15 8,239.00 8,160.00 8,773.00 7,770.00 289.00 217.95 1,049.20 Jun 2015 615.90 4,517.00 6,284.00 8,204.00 3,884.00 269.00 105.93 509.96 Jul 2015 742.83 4,131.00 5,540.00 7,209.00 3,071.00 237.00 127.77 615.07 Aug 2015 1,263.88 6,170.00 8,178.00 9,512.00 4,660.00 312.00 217.39 1,046.49 Sep 2015 2,047.49 10,007.00 11,947.00 15,433.00 8,519.00 507.00 352.17 1,695.32 Oct 2015 1,574.80 8,212.00 12,346.00 13,064.00 7,270.00 429.00 270.87 1,303.93 Nov 2015 2,448.95 10,619.00 14,959.00 14,244.00 8,652.00 468.00 421.22 2,027.73 Dec 2015 2,396.63 10,269.00 15,563.00 14,095.00 8,485.00 463.00 412.22 1,984.41 Jan 2016 1,525.15 8,420.00 11,169.00 8,141.00 6,389.00 267.00 262.33 1,262.83 Feb 2016 982.46 4,581.00 2,657.00 11,650.00 4,564.00 383.00 168.98 813.48 Mar 2016 2,160.11 9,090.00 7,417.00 23,034.72 5,272.00 756.56 371.54 1,788.57 Apr 2016 1,176.49 4,042.00 5,677.62 9,018.39 3,265.00 296.20 202.36 974.14 May 2016 186.56 - 1,945.00 3,896.00 35.00 149.00 32.09 154.47 Jun 2016 440.97 2,552.00 3,935.00 7,796.00 1,996.00 256.00 75.85 365.12 Jul 2016 732.82 4,988.00 6,335.00 9,276.00 3,167.00 305.00 126.05 606.78 Aug 2016 1,387.98 6,865.00 10,380.00 11,677.00 5,722.00 384.00 238.73 1,149.24 Sep 2016 1,707.87 9,627.00 11,855.00 9,140.00 9,033.00 300.00 293.75 1,414.11 Oct 2016 1,564.10 11,505.00 9,466.00 11,180.00 7,565.00 367.00 269.03 1,295.08 Nov 2016 1,174.98 7,426.00 8,410.00 9,766.00 6,357.00 318.00 202.10 972.89 Dec 2016 1,405.62 5,992.00 11,123.00 12,463.00 7,021.00 409.00 241.77 1,163.85 Jan 2017 1,359.29 5,067.00 10,459.00 13,232.00 7,149.00 435.00 233.80 1,125.49 Feb 2017 1,247.30 7,301.00 8,884.00 12,288.00 4,575.00 404.00 214.54 1,032.76 Mar 2017 70.56 83.00 - 6,970.00 55.00 229.00 12.14 58.42 Apr 2017 807.42 4,715.00 8,028.00 9,571.00 2,524.00 315.00 138.88 668.54 May 2017 819.46 5,898.00 7,542.00 9,941.00 3,779.00 362.00 140.95 678.51 Jun 2017 418.55 3,295.00 3,894.00 8,009.00 2,981.00 263.00 71.99 346.56 Jul 2017 728.66 4,179.00 7,258.00 9,812.00 4,434.00 322.00 125.33 603.33 Aug 2017 936.08 4,040.00 10,438.00 11,577.00 3,074.00 380.00 161.01 775.08 Sep 2017 1,212.54 4,698.00 12,758.00 12,831.00 3,459.00 421.00 208.56 1,003.98 Oct 2017 1,363.99 6,932.00 10,670.00 14,295.00 4,395.00 470.00 234.61 1,129.38 Nov 2017 1,408.74 8,590.00 10,333.00 12,888.00 4,708.00 423.00 242.30 1,166.44 Dec 2017 1,083.60 7,735.00 5,004.00 14,710.00 4,638.00 483.00 186.38 897.22 Jan 2018 1,010.41 6,661.00 8,738.00 11,287.00 3,900.00 371.00 173.79 836.62 Feb 2018 1,144.25 4,664.00 12,077.00 10,231.00 3,392.00 336.00 196.81 947.44 Mar 2018 1,075.87 4,372.00 11,477.00 12,855.00 4,048.00 422.00 185.05 890.82 Apr 2018 1,036.96 1,643.00 13,642.00 11,917.00 4,326.00 391.00 178.36 858.60 May 2018 828.66 1,242.00 11,093.00 11,625.00 3,889.00 382.00 142.53 686.13 Jun 2018 660.62 1,839.68 7,574.00 10,846.33 3,153.33 356.24 113.63 546.99 Jul 2018 573.56 2,149.79 6,068.13 10,015.06 3,050.91 328.94 98.65 474.90 Aug 2018 710.69 3,545.94 6,008.64 11,703.25 3,753.88 384.39 122.24 588.45 Sep 2018 725.22 6,844.54 3,771.60 10,301.00 3,626.13 316.00 124.74 600.48 Oct 2018 1,584.21 9,430.18 11,032.01 13,427.72 6,437.49 441.03 272.48 1,311.73 Nov 2018 908.90 6,647.00 5,793.00 11,059.75 4,377.00 363.25 156.33 752.57 Dec 2018 1,165.75 6,636.00 6,055.00 16,193.15 5,113.00 531.86 200.51 965.24 Totals 53,835.78 281,596.13 401,430.00 535,428.37 229,347.74 17,620.47 9,259.75 44,576.03 Ann. Avg.13,458.94 70,399.03 100,357.50 133,857.09 57,336.94 4,405.12 2,314.94 11,144.01 Bradley Use - Wheeling Utilities SSQ Line Losses & Projections {00056322.2} Page 9 of 10 – Report of the Bradley O&D Committee: Proposed Transaction Other Project Considerations The list of benefits of purchasing the SSQ line include: • The end users of the line will have more direct control of its maintenance • More resources can be focused on scheduled and unscheduled maintenance • The allocation of O&M costs will be more in line with utility practice of cost causer is cost payer. • Provides a pathway for the line to be upgraded to 230 kV • If the line is upgraded, the new line will save power making the Project more efficient. The disposition of the SSQ line has been part of a dispute for several years. Clearly owned by HEA, the involvement of the SSQ line as part of the Bradley Agreements has affected how the SSQ line is to be maintained and/or upgraded. The Proposed Transaction (including the SSQ line) will resolve these legal issues and resolves the dispute from further impacting the users of Project power. The SSQ line essentially does not serve HEA members; carrying power for the Northern Project Participants. As a result, when the line was out of service, those most vested in restoration lacked the authority to directly address the issue. The concept of the cost causer is the cost payer is consistent with Prudent Utility Practice. This is not the case currently with the SSQ line. The Proposed Transaction makes the Project responsible for the operation, maintenance and upgrade of the line. That change with the relationship of parties responsible for the SSQ line resulting from the Proposed Transaction will better reflect standard industry practices regarding such responsibilities. The SSQ line was built prior to the construction of the Project. The condition of the line has been a concern for years because of its age. The damage caused by the Swan Lake Fire clarified and accentuated the need for the upgrade of this line. The EDM report, prepared to analyze the damage of the Swan Lake Fire, identified 43 poles damaged with 5 recommended to be replaced prior to the line being re-energized. 30% of poles in service on the SSQ line remain damaged. Coupled with its age, the known damage makes repair of the line critical to the reliable operation of the SSQ line that provides access to Project power. Without this needed maintenance, it is reasonable to assume the line’s reliability will continue to degrade resulting in additional unplanned islanding events. Unplanned islanding events on the {00056322.2} Page 10 of 10 – Report of the Bradley O&D Committee: Proposed Transaction Kenai result in large frequency fluctuations causing the Project to utilize dividers that reduce the power output from the Project quickly. These unplanned islanding events cause stress on all the generation units online in the islanded Kenai region, including those in the Project. This is due to the substantial mass of these machines. Increasing or decreasing power quickly in these units results in significant stress and wear. Reducing the number of unplanned islanding events will reduce the stress and the damage it causes which is necessary to keep the Project in good and efficient operating condition. The existing Kenai National Wildlife Refuge right of way is a key part of this acquisition. Establishing a new right of way through a wildlife refuge is much more difficult and costly. A list of values received from the proposed transactions would not be complete without including existing right of way through the Kenai Wildlife Refuge as a part of the transaction. Transmission line right of ways are an essential part of every transmission line. Summary & Conclusion The Proposed Transaction brings the operation of the transmission facilities serving the Project more in line with utility practice of cost causer is cost payer and will also clear the way for the transmission facilities serving the Project to be upgraded and ultimately improve system reliability. These benefits, along with the opportunity for Project Purchasers to make considerable savings as a result of increased reliability with the Project being more efficient, support the determination that the Proposed Transaction is fully consistent with both the letter and intent of the meaning of “Prudent Utility Practice” and thus the Proposed Transaction meets the national standards for the electric utility industry as defined in the Power Revenue Bond Resolution. The economics for the Proposed Transaction are sound. Moreover, the Project will receive access to greater maintenance and repair resources and the alignment of cost responsibility for all of the Project Participants. The Proposed Transaction is consistent with Prudent Utility Practice and the national standards under which interconnected electric utilities operate; consequently, the Bradley O&D concludes that the Proposed Transaction of the SSQ line and associated facilities and properties is “Required Project Work” as that term is defined in the PSA. RESOLUTION PROPOSED ALASKA ENERGY AUTHORITY ASSET ACQUISITION WHEREAS, Chugach Electric Association, Inc. (“Association”) is a Purchaser of the power generated by the Bradley Lake Hydroelectric Project (“Project”); WHEREAS, the Association is currently in the process of acquiring substantially all of the assets of Municipal Light & Power (“ML&P”), including ML&P’s percentage interest in Project capacity and energy output under the Project Power Sales Agreement; WHEREAS, following the Association’s acquisition of ML&P’s interest in Project capacity and output, Chugach will be obligated to pay Project related costs associated with ML&P’s former capacity and output rights under the Project Power Sales Agreement; WHEREAS, the Association is a Member of the Bradley Lake Project Management Committee (“BPMC”) which manages the Project; WHEREAS, On May 22, 2020 Alaska Energy Authority (“AEA”) and Homer Electric Association, Inc. (“HEA”) entered into a Letter of Intent containing the terms and conditions under which AEA would purchase and HEA would sell certain electric transmission facilities and properties that are currently used by HEA to provide electric service to Purchasers of the power generated by the Project (“Proposed Transaction”); WHEREAS, On July 17, 2020 the Bradley O&D issued its Report on the Proposed Transaction concluding that the Proposed Transaction: (i) is based on sound economics for the Project, (ii) is fully consistent with the meaning of “Prudent Utility Practice” as defined by the Power Revenue Bond Resolution, (iii) meets the national standards for the electric utility industry, and (iv) is Required Work as that term is defined in the Bradley Lake Power Sales Agreement; WHEREAS, BPMC Resolution No. 2020-02 dated July 24, 2020, adopted the Bradley O&D Report which contained the conclusion of the Bradley O&D that the Proposed Transaction is Required Work under the Power Sales Agreement; WHEREAS, the BPMC supports the Proposed Transaction subject to final approval of the governing bodies of the individual BPMC Members; WHEREAS, Management has reviewed and considered the Report on the Proposed Transaction prepared by the Bradley O&D and approved by the BPMC; WHEREAS, Management has concluded that the Proposed Transaction is based on sound economics from its perspective as a Purchaser and has recommended approval to the Association Board of Directors; WHEREAS, AEA has worked with the Alaska Industrial Development and Export Authority (“AIDEA”) on financing the Proposed Transaction with Private Placement Funding under the Sustainable Energy Transmission and Supply (“SETS”) program (AS 44.88.650 – 44.88.690); WHEREAS, the BPMC is responsible for selection among alternative methods that involve AEA for funding Required Project Work; WHEREAS, in Resolution No. 2020-03 dated July 24, 2020, the BPMC reviewed and approved the preliminary terms and conditions for financing the Proposed Transaction; WHEREAS, the BPMC would like an indication from its Members’ respective governing boards whether the terms and conditions for financing the Proposed Transaction that AEA has worked out with AIDEA are acceptable to the individual utilities comprising the BPMC; and, WHEREAS, it will be a requirement of the financing that the governing boards of the individual Purchasing Utilities approve the preliminary terms and conditions of the Proposed Transaction. THEREFORE, BE IT RESOLVED THAT, the Association’s Board of Directors supports the Proposed Transaction; BE IT FURTHER RESOLVED THAT, the Association’s Board of Directors approves the preliminary terms and conditions for financing the Proposed Transaction that were approved by the BPMC and AEA; BE IT FURTHER RESOLVED THAT, assuming the acquisition of ML&P closes, the Association’s Board of Directors approves the Association undertaking ML&P’s obligations under the preliminary terms and conditions for financing the Proposed Transaction where appropriate; and, BE IT FINALLY RESOLVED THAT that the Chief Executive Officer be, and hereby is, authorized and empowered to take such further action and to execute and deliver (or delegate the execution and delivery of) all such further agreements, certificates, instruments and documents, in the name and on behalf of Chugach; to pay or cause to be paid all expenses; to take all such other actions as the Chief Executive Officer shall deem necessary, desirable, advisable or appropriate to consummate, effectuate, carry out, support, or further the Proposed Transaction and financing contemplated by this Resolution; and that any and all such actions heretofore or hereafter taken by the Chief Executive Officer hereby are, adopted, affirmed, approved, and ratified in all respects as the act and deed of Chugach Electric Association, Inc. CERTIFICATION I, James Henderson, do hereby certify that I am the Secretary of Chugach Electric Association, Inc., an electric non-profit cooperative membership corporation organized and existing under the laws of the State of Alaska: that the foregoing is a complete and correct copy of a resolution adopted at a meeting of the Board of Directors of this corporation, duly and properly called and held on the 23rd day of September 2020; that a quorum was present at the meeting; that the resolution is set forth in the minutes of the meeting and has not been rescinded or modified. IN WITNESS WHEREOF, I have hereunto subscribed my name and affixed the seal of this corporation on the 23rd day of September 2020. Secretary From: Cory Borgeson <cborgeson@cityofseward.net> Sent: Thursday, October 15, 2020 2:57 PM To: Curtis W. Thayer <cthayer@akenergyauthority.org> Cc: kirk@mrg-law.com; Stephen Sowell <ssowell@cityofseward.net> Subject: [ External Outside Email ] Seward's notice Curtis The City of Seward Electric Department does not have an objection to the pending SQ Line purchase by AEA. That non objection is premised on the SQ Line being Required Project Work that will reduce the Excess Payments the Utilities will owe under the Bradley Power Purchase Agreement. I have had significant discussion with BPMC attorney Kirk Gibson around this issue and have received his assurances that this is the case. I would like AEA to also acknowledge that the reason the effort was made to make the Transmission line Required Project Work was to insure the cost of the acquisition and all future maintenance and upgrades would reduce the Excess Payments owed to AEA under the Bradley Power Purchase Agreement. I would consider this a condition subsequent to the pending agreements. Consistent with the above scenario, the Utility Manager, with the approval of the City Manager can sign the required agreements. The Seward City Council will be briefed on the pending transaction. Please advise if you have any questions. Cory R. Borgeson, Interim Seward Electric Utility Manager 410 Adams Street P.O. Box 167 Seward, Alaska 99664 Direct (907) 224-4071 Cell (907) 362-1785 e-mail: cborgeson@cityofseward.net From: Cory Borgeson <cborgeson@cityofseward.net> Sent: Thursday, October 15, 2020 2:57 PM To: Curtis W. Thayer <cthayer@akenergyauthority.org> Cc: kirk@mrg-law.com; Stephen Sowell <ssowell@cityofseward.net> Subject: [ External Outside Email ] Seward's notice Curtis The City of Seward Electric Department does not have an objection to the pending SQ Line purchase by AEA. That non objection is premised on the SQ Line being Required Project Work that will reduce the Excess Payments the Utilities will owe under the Bradley Power Purchase Agreement. I have had significant discussion with BPMC attorney Kirk Gibson around this issue and have received his assurances that this is the case. I would like AEA to also acknowledge that the reason the effort was made to make the Transmission line Required Project Work was to insure the cost of the acquisition and all future maintenance and upgrades would reduce the Excess Payments owed to AEA under the Bradley Power Purchase Agreement. I would consider this a condition subsequent to the pending agreements. Consistent with the above scenario, the Utility Manager, with the approval of the City Manager can sign the required agreements. The Seward City Council will be briefed on the pending transaction. Please advise if you have any questions. Cory R. Borgeson, Interim Seward Electric Utility Manager 410 Adams Street P.O. Box 167 Seward, Alaska 99664 Direct (907) 224-4071 Cell (907) 362-1785 e-mail: cborgeson@cityofseward.net FINAL  1        September 1, 2017      September 8, 2020      Mr. David Lockard  Infrastructure Engineer  Alaska Energy Authority  813 West Northern Lights Blvd.  Anchorage, Alaska 99503    Subject: Opinion on Report of the Bradley Lake O&D Committee    Mr. Lockard:    Presented herewith is a summary of our analyses, investigations, studies and opinion with  respect to the Bradley Lake Project Management Committee’s Report on the findings and  conclusions of the Bradley O&D Committee regarding the Proposed Transaction.    Introduction     EES Consulting (EES), a GDS Associates Company, has been retained by Alaska Energy Authority  (AEA) to provide an independent opinion (Opinion) of the proposed transaction to purchase  certain transmission assets and associated property rights from Homer Electric Association, Inc.  (HEA) to be made part of the Bradley Lake Hydroelectric Project (Proposed Transaction).      The Proposed Transaction is for AEA to acquire from HEA:    1. Capacity Rights in the transmission line from Soldotna Substation to Sterling Substation  (SS Line) ‐ priority will be granted to native load requirements  2. Ability for AEA to direct HEA to repair and upgrade the SS Line  3. All of HEA’s property rights in the transmission line from Sterling Substation to Quartz  Creek Substation (SSQ Line)1  4. All of HEA’s property rights to the 69 kV line between Soldotna Substation and Quartz  Creek Substation (69 kV Line)2    1 Proposed Transaction includes a condition precedent for receipt of working permit E‐48‐KE. Transmission  upgrades to be defined by the Railbelt Reliability Council.    2 Proposed Transaction includes a condition precedent for receipt of working permit E‐47‐KE.  Transmission  upgrades to be defined by the Railbelt Reliability Council.  FINAL  2    The Proposed Transaction is for a total purchase price of $13.3 million. Reimbursement of the  costs incurred by HEA to restore the SSQ Line due to the Swan Lake Fire and settlement of current  litigation is included in the purchase price. This Opinion is EES’s professional opinion on the  Analysis and Findings of the Bradley O&D Committee (O&D Report).  In particular, this Opinion  addresses if the Proposed Transaction is of sound economics and national standards for prudent  utility practice.      This Opinion is Task 1 of AEA’s requested scope of work. Task 2 includes review of the power  sales agreement, the bond resolutions and the financial statements of the purchasing utilities  and AEA. Site Inspections are not a part of Task 1 or Task 2.      Power Sales Agreement     AEA is a public corporation and an agency of the state of Alaska.  AEA is the State’s energy  office. In December of 1987, AEA, at that time the Alaska Power Authority, entered into an  agreement for the sale and purchase of electric power (Agreement). The Agreement details a  disposition of energy from the Bradley Lake Hydroelectric Project (Project), in which AEA sells  the output to multiple municipals and cooperatives (Purchasers) through Alaska’s Railbelt  Region.  The Project is a 120‐megawatt hydroelectric project which provides 10 percent of the  Railbelt area’s energy needs.  The Agreement has a 50‐year term and each Purchaser has a  share in the energy generated by the facility. For the Purchasers to the north of the Project,  such energy shares are transferred from the Project to the Purchasers via a 115 kV transmission  line between Sterling and Cooper Landing on the Kenai Peninsula of Alaska (SSQ Line).      The Agreement contemplates that work will be needed during the 50‐year term to keep the  Project in efficient operating condition.  The Agreement addresses ongoing work for the Project  by breaking the work into two categories; (i) Required Project Work3; and (ii) Optional Project  Work.4    Required Project Work is defined as “repairs, maintenance, renewables, replacements,  improvements or betterments required by federal or state law, a licensing or agency with  jurisdiction over the Project, or this Agreement, or otherwise necessary to keep the Project in  good and efficient operating condition, consistent with (1) sound economics for the Project and  the Purchasers, and (2) national standards for the industry.”    Optional Project Work is defined as “Project repairs, renewals and replacements,  improvements, betterments, additions, or expansions that do not constitute Required Project  Work.”    The O&D Report determined that the Proposed Transaction is Required Project Work. EES  agrees that the Proposed Transaction is Required Project Work. Specifically, Required Project  3 Section 1 (hh), Agreement for the Sale and Purchase of Electric Power dated December 8, 1987  4 Section 1 (t), Agreement for the Sale and Purchase of Electric Power dated December 8, 1987  FINAL  3    Work includes work that is “…otherwise necessary to keep the Project in efficient operating  condition…”.   This work should be “…consistent with sound economics for the Project and the  Purchasers...” and “…national standards for the industry.”  EES addresses these two tests for  Project necessity separately as (1) Economics; and (2) Industry Standard.    Economics    The sound economics test for Required Project Work, extends to both the Project and the  Purchasers.  It is EES’s opinion that the Projected Transaction meets the economics test for  Required Project Work as further detailed in this Opinion.      Industry Standard    The Required Project Work definition includes any improvements or betterments required by  federal or state law plus an additional efficiency test that improvements are within industry  standard. In the contiguous United States, authority over generation and transmission siting  and reliability resides with Federal Energy Regulatory Commission (FERC).5 Section 215 of the  Federal Power Act, however, carves out Alaska and Hawaii.  In 2017, AEA signed a memo of  understanding (MOI) with certain Railbelt Utilities.  The MOI commenced the process to create  reliability standards that are similar to those required by FERC and are considered industry  standard in the lower 48 states.  These standards address transmission reliability, generation  ownership, operation and system vulnerabilities. It is EES’ opinion the industry standard for  generation and transmission reliability requires betterments and upgrades to the transmission  system such as those detailed in the Proposed Transaction. The betterments and upgrades are  consistent with Prudent Utility Practice (as that term is defined by the Bond Resolution) and  therefore should be considered Required Project Work as set forth in the Agreement.    Swan Lake Fire    As noted in the “Swan Lake Fire” section of the O&D Report, with the SSQ line out of service  none of the Project participants north of the SSQ line, which include Chugach Electric  Association (CEA), Municipal Light & Power (ML&P), Matanuska Electric Association (MEA),  Golden Valley Electric Association (GVEA) and the City of Seward (SES), could access Project  power. Because water levels were high the Project was operating under “pending spill” and  HEA utilized as much water as possible to limit spill. Table 1 of the O&D Report shows that HEA  used 111,959 acre‐feet of water while the Project was under pending spill. An acre‐foot of  water at Bradley Lake is approximately equivalent to a MWh. Even with the increased water  usage by HEA, a significant amount of water had to be spilled which adversely affected all of the  other Project Participants. Table 2.1 of the O&D Report shows that, in total, the other Project  participants spilled 24,107 acre‐feet in September through December.    5 https://www.ferc.gov/enforcement/enforce‐res/EPAct2005.pdf  FINAL  4    In order to calculate the value of the spilled water each of the participants provided a $/acre‐ feet value for spilled water. The $/acre‐feet values were determined by the cost of the  alternate generating units that had to be run to offset the power that was not received from  the Project but was otherwise delivered to Participants. The $/acre‐feet values provided by  ML&P, HEA, MEA and CEA, which serves SES, vary between $65 and $78/acre‐feet. The value  provided by GVEA is $200/acre‐feet or nearly three times greater than the average value  provided by the other Participants.    The relatively large difference between GVEA and the other participants’ values is due to the  cost of the alternate resources available to GVEA. The fuel costs associated with GVEA’s  alternate resources are significantly greater than the other participants. GVEA has no access to  natural gas and thus must use more expensive oil‐fired frame units to meet its load which  results in higher operating costs. The relatively high $/acre‐feet value provided by GVEA is due  to the fuel source and the heat rate of the units available to provide additional power when  power from the Project is not available. As noted above, the other Participants have access to  natural gas‐fired resources with lower heat rates and lower operating costs.     Even though HEA increased its use of water, the Project spilled a significant amount of water  due to the unavailability of the SSQ line. Table 2.1 of the O&D Report shows an estimated $2.2  million cost of spilled water for the four Participants that were forced to spill water due to the  unavailability of the SSQ line. This valuation seems reasonable based on the acre‐feet values  provided by the participants and the amount of water spilled in September through December.    EDM International, Inc. (EDM) determined that 43 of 127 structures were damaged by the fire.  Five of the 43 damaged structures needed to be replaced in order to put the SSQ line back in  service. Those five structures were replaced but 38 damaged structures still need to be  replaced. Since the SSQ line is owned by HEA it is HEA’s responsibility to make repairs. Since the  financial well‐beings of the four participating utilities located north of the SSQ line are at risk  when the SSQ line is out of service, from a risk management perspective it would behoove the  utilities to have an ownership stake in the line.  This risk management approach to ownership  stake is prudent utility practice and is the industry standard for facilities similar to the Project.      Southern Intertie outages/Bradley Lake Participants Economics   The “Southern Intertie outages/Bradley Lake Participants Economics” section of the O&D  Report, states that, on average, the Southern Tie is out of service 28 days per year for planned  and unplanned maintenance. Table 3 of the O&D Report shows that the financial impact of 28  days of outages is estimated to be $3.1 million. This is based on the estimated cost per day of  relying on alternate power provided by the five project participants, including HEA, and  multiplying the daily outage costs for each utility by 28 days.      GVEA calculated the average daily outage cost based on the average daily system operations  costs with and without the availability of Project energy. GVEA calculated $35,000/day for  outage costs based on the fuel costs associated with the alternative resources that were called  FINAL  5    upon to provide system energy while the SSQ Line was down. GVEA’s daily outage costs varied  between $25,000 and $50,000. It is our understanding that the other utilities calculated their  average daily outage costs using a similar methodology. However, the fuel costs associated with  the alternative resources that were deployed by the other participants were significantly less  than GVEA’s fuel costs  .   ML&P has roughly a 26 percent share of Project output and GVEA has approximately a 17  percent share. However, ML&P’s average daily outage cost is $6,857 while GVEA’s average daily  outage cost is $35,000. GVEA’s average daily outage cost is five times ML&P’s average daily  outage cost even though its share of project output is only 45 percent less than ML&P’s share.  The difference is in the cost of the alternate resources. The fuel costs associated with GVEA’s  alternate resources are significantly greater than ML&P’s. The Project is the only hydro  resource in GVEA’s portfolio. Aside from a small wind project the rest of GVEA’s resource  portfolio is fueled by oil, coal and diesel. ML&P’s resource portfolio includes the Eklutna hydro  project and eight natural gas projects.     Rather than calculating the participants’ average annual costs of SSQ line outages during a  normal year, as the O&D Report did in Table 3 of the report, it is more relevant to calculate the  participants’ costs of the SSQ line outage due to the Swan Lake fire. There were two periods of  time in which, due to the Swan Lake fire, the SSQ line out of service.  The first period was from  June 23rd to July 12th, and the second period was from August 18th to December 19th. Table 1  below shows the estimated cost of a 123‐day outage for GVEA, ML&P, CEA, HEA and MEA,  using the same average daily outage costs provided by the utilities in Table 3 of the O&D  Report.    Table 1  Estimated Cost of Alternate Power During 112 Day SSQ Line Outage due to Swan Lake Fire   Average Daily Cost of Outage (1) Daily Cost x 123 Days = Total Cost  GVEA $35,000 $4,305,000  ML&P $6,857 $843,411  HEA  $34,242 $4,211,766  CEA (2) $22,221 $2,733,183  MEA $12,000 $1,476,000  Total  $13,569,360  (1) Per Table 3 of the O&D Report.  (2) CEA provides all energy requirements to the City of Seward including the delivery of the city’s 1  percent share of Bradley Lake Project power.    While HEA did not lose its interconnection to the Project, HEA did incur incremental power  costs due to the SSQ line outage. While the line was out of service HEA was required to provide  spinning reserves equal to its’ largest contingency. This required running an additional  combustion turbine at minimum load. In addition, when HEA is operating as an isolated system,  one of the Project’s units must be shutdown to prevent the system from oscillating (system  stability). So, while HEA did have access to one generating unit at the Project, HEA needed to  run two combustion turbines to have adequate spinning reserve while it was cut off from the  FINAL  6    rest of the transmission grid and had to operate as an isolated system. Since the two  combustion turbines were not serving load but, rather, providing spinning reserves, they were  operating at very high, inefficient heat rates. This resulted in relatively high fuel costs. HEA’s  alternate resource costs shown above in Table 1 are the result of the need for additional  spinning reserves when operating as an isolated system with only one Project generating unit  operating. The alternate resource costs shown for the other utilities are the result of having to  run alternate resources to serve load due to the loss of Project generation.     As shown above the estimated cost of alternate power due to the loss of the SSQ line is roughly  $13.6 million. In our opinion, this is a more meaningful metric than the $3.1 million of outage  costs during an average year for all participants provided in Table 3 of the O&D Report.    The “Swan Lake Fire” section the O&D Report states that “not having access to the Project  Power costs $13.6 million for the 123 days of the outage related to the Swan Lake Fire”. We  were able to calculate the $13.6 million cost using the daily outage costs shown above in Table  1 and an assumption that the outage lasted 123 days.    Loss Analysis    The O&D Report analyzed the energy savings that could result from a reduction in line losses  through a comparison of losses and load at 115 kV to the losses and load at a 230 kV line.   Upgrading the transmission line would provide greater capacity to match the capacity of the  project and upgrading the line will increase reliability simply by using newer structures.  EES  believes this meets the definition of Required Project Work under the Agreement under both  tests, economics and industry standard.  The O&D Report quantified the value of improvement  based on basic electrical properties including the reduction of current, resistance and  reactance.  The O&D report estimated additional savings of $557,000/year based on the value  of Project Power at the rate of $50/MWh.  The SSQ Line Loss projections anticipate 82.8  percent reduction in line losses.  It is our understanding that these loss reductions were  projected by HEA. EES believes these projections are reasonable to EES. We also believe that  the practice of upgrading lines is prudent.     Other Project Considerations    Disputes over transmission and energy delivery can be costly and can place energy deliveries at  risk.  Forecasting the legal and delivery risk can be difficult; regardless, the Proposed  Transaction (including the SSQ line) will greatly reduce legal and delivery risk for the  Purchasers.  The ownership of the SSQ line is currently not aligned with delivery risk.  Essentially  HEA members do not see the same impact from a transmission outage as the Purchasers.  The  O&D Report addressed the industry standard of cost causation.  EES agrees that transferring  ownership to AEA is prudent and will better align with industry standard practices of cost  causation.  EES further agrees that the Proposed Transaction will reduce delivery risk and costs  overall to the Purchasers.      FINAL  7    The SSQ line was built prior to the Project and has right of way (ROW) value that is difficult to  quantify as it runs through the Kenai National Wildlife Refuge. EES is not aware if the ROW for  the SSQ line allows for an increase in the transmission line from 115 kV to 230 kV.  The value of  the Proposed Transaction would be diminished if AEA cannot upgrade the SSQ line due to ROW  limitations.  Even if the ROW is limited and does not allow for upgrading the SSQ line, the  ownership of ROW through the Kenai National Wildlife Refuge has significant value.      A cost that was not included in the report is the cost of additional wear and tear on the  generating units of the Participants’ other resources that had to ramp up quickly when the  intertie was lost. These generating projects also had to generate more power during the 123  days of the SSQ line outage. There is not enough information available to estimate these costs.  These costs would have to be determined by the utilities. We believe that the Proposed  Transaction will result in a reduction in wear and tear on these generating units.    Another  intangible cost that was not included in the report is the cost of increased CO2  emissions that resulted from the increase in natural gas, oil and diesel‐fired generation that was  required to serve load due to the loss of access to Project generation. While the state of Alaska  does not currently have a Renewable Portfolio Standard or a carbon policy, future state or  federal policies could increase the value of Project’s carbon‐free generation. If, due to the  passage of new legislation, the participating utilities were required to serve a percentage of  their load with renewable or carbon‐free resources and the Project was not available, the  participating utilities would have to purchase Renewable Energy Credits in order to make up for  the loss of Project generation. This is another cost risk that the four participating utilities  located north of the SSQ line are exposed to due to potential service disruptions of the SSQ line.  From a carbon cost risk management perspective, and thus prudent utility practice, it would be  appropriate for the utilities to have an ownership stake in the SSQ line.    Summary and Conclusion    We have identified three cost impacts for the four participants that were cut off from Project  power when the SSQ line was out of service.     Table 2.1 of the O&D Report shows an estimated $2.2 million cost of spilled water for  the four participants that were forced to spill water due to the unavailability of the SSQ  line. This estimate, which is based on the cost of alternative resources is reasonable.  Assuming that an acre‐foot is approximately equivalent to a MWh of Project generation,  the cost of alternate resources varies from $65/MWh to $77/MWh for ML&P, CEA and  MEA. These costs are in line with the operating costs of natural gas‐fired generating  plants. GVEA’s alternate resource cost is $200/MWh. While this is relatively high it is in  line with the expected operating costs of oil‐ or diesel‐fired generating projects.   EES estimated $13.6 million of alternate power costs incurred by the Participants due to  the SSQ line outage, as shown in Table 1.    A likely significant cost, but one that was not included in the O&D Report is the cost of  additional wear and tear on the Participants’ generating units that had to ramp up  FINAL  8    quickly when then intertie was lost and had to generate additional power during the 123  days of the SSQ line outage. There is not enough information available to estimate these  costs.    In general, the report would have benefited from additional supporting documentation. For  example, the alternate resources used to calculate the daily outage costs in Table 3 of the  report should have been identified. Providing the assumed heat rates, fuel costs and operation  and maintenance costs would make the O&D Report more comprehensive and defendable.     In addition, the O&D Report includes no information regarding how the $13.6 million of outage  costs cited on page 6 of the report was calculated. EES was able to back into that figure by  multiplying each utilities’ average daily cost (as shown above in Table 1) by 123 days.    EES has calculated the total quantifiable costs associated with loss of the SSQ line due to the  Swan Lake Fire to be $15.8 million. This includes the $2.2 million cost of spilled water and the  $13.6 million of alternate power costs discussed above. Although the Swan Lake Fire was an  extreme event, fires are a natural occurrence in a wildlife refuge, and it is not necessarily  reasonable to compare the cost of one event to the total cost of mitigation for future events. As  noted above there were additional unquantifiable costs associated with the Swan Lake fire,  such as the impact of increased wear and tear on other generating units. In addition, reducing  the risk of increased costs associated with an event like the Swan Lake fire is only one of the  financial metrics that should be considered when evaluating the benefits of the Proposed  Transaction. As well as reducing the risk of increased costs associated with events like the Swan  Lake fire the Proposed Transaction will a) be more in line with the cost causer is cost payer  principle with respect to the costs and benefits of the SSQ line, b) allow for future upgrades to  transmission facilities that serve the Project and c) make the Project more efficient and reliable.  EES’ believes that the quantified and unquantified benefits associated with the Proposed  Transaction are in excess of the cost of the Proposed Transaction and that the Proposed  Transaction is consistent with sound economics.      EES believes that the Proposed Transaction represents prudent utility practice and is within the  definition of Required Project Work. The Proposed Transaction is necessary to keep the Project  in efficient running conditions and is both economical and in accordance with industry standard  practices. Alaska is advancing reliability standards, similar to those required by FERC through  NERC in the lower 48 states. These standards will require greater transmission reliability in the  future and the Proposed Transaction will position AEA and the Purchasers to fully comply.      Very truly yours,        EES CONSULTING  813 West Northern Lights Boulevard, Anchorage, Alaska 99503 | P 907.771.3000 | Toll Free 888.300.8534 | F 907.771.3044 | WWW.AKENERGYAUTHORITY.ORG MEMORANDUM TO: Curtis Thayer THRU: Kirk Warren FROM: Betsy McGregor DATE: October 12, 2020 RE: SSQ Line Permitting Update Per the terms of the Letter of Intent for the purchase of the transmission lines from the Sterling Substation to the Quartz Creek Substation (SSQ Line), a Task Force, made up of representatives of HEA, AEA and MEA, was formed to work with relevant governmental authorities to accomplish the transfer of the right-of-way permits and authorizations and obtain any necessary approvals/authorizations for upgrading the transmission lines operated pursuant to the permits. The 39-mile 115-kV SSQ Line runs through federal, state, borough and private properties, while what remains of the 69-kV line is limited to portions of the Kenai National Wildlife Refuge (~16 miles) and three poles on Chugach National Forest. The Task Force has secured a continuous 100-foot wide ROW for the 115-kV line, which has been confirmed by the BPMC O&D as the width necessary for future upgrades of the line. Below is an update on the status of transferring or obtaining new ROW permits for the existing SSQ Lines. HEA will retain liability for sections of the ROW until the closing date or the date at which AEA obtains a final permit, whichever comes last. When a plan for upgrading the line is developed, AEA will need to apply for permit amendments with the various landowners at that time. US Fish & Wildlife Service (USFWS) – 22.94 miles The USFWS is in the process of amending HEA’s permits (Permit E-48-KE and Permit E-47-KE) to consolidate both the 115-kV and 69-kV Sterling Highway Segments into a single permit and provide a 100-ft wide ROW for the 115-kV line and to consolidate the remainder of HEA’s ROW for other lines into the other permit. Following completion of the amendments, the USFWS will hold a pre-application meeting with AEA to transfer the Sterling Highway Segment permit to AEA. The remaining 16 miles of the decommissioned 69-kV line will need to be removed and the USFWS will require the area to be restored. The BPMC O&D is developing a schedule for removal and restoration of the line. The initial annual land use fee is estimated to be $30,000-$35,000. The land will be appraised following transfer of the permit to AEA. US Forest Service (USFS) – 3.28 miles The USFS has prepared a draft permit which is currently under review by the Regional Manager. There are concerns regarding insurance and indemnification given the risks associated with the transmission of power. The task force is proactively engaged, along with the State Department of Law (DOL) in efforts to resolve these issues prior to consummation of the transaction. The USFS is reviewing if the land use fee can be waived for AEA under 36 CFR 251.57(b)(1). However, land use fees associated with utility corridors are not typically waived. Department of Natural Resources (DNR) – 0.16 miles The transfer of assignee from HEA to AEA has been completed. There is no land use fee. 813 West Northern Lights Boulevard, Anchorage, Alaska 99503 | P 907.771.3000 | Toll Free 888.300.8534 | F 907.771.3044 | WWW.AKENERGYAUTHORITY.ORG Mental Health Trust (MHT) – 0.13 miles The transfer of assignee from HEA to AEA has been completed. There is an annual land use fee of $1,250 beginning December 9, 2020. Kenai Peninsula Borough (KPB) – 6.08 miles Several KPB parcels are subject to the existing transmission line through a deed reservation, a ROW permit serialized as ADL 38269, or an easement dedicated by plat. For parcels where the ROW is a deed reservation or ROW permit, KPB has drafted a transfer of assignment to AEA per KPB 17.10.240(B). AEA is waiting for a response from KPB regarding land use fees. Cook Inlet Regional Incorporated (CIRI) – 3.90 miles CIRI has issued a letter of non-objection to the transfer of the Grantee rights from HEA to AEA for the ROW permit and is not charging a land use fee. Other Private – 2.55 miles The ROW on private lands are granted through a deed reservation, a right of way permit serialized as ADL 38269, or an easement dedicated by plat. These are transferrable and do not require a transfer of assignee for this transaction. There is no land use fee. 419 SW 11th Ave, Suite 400 | Portland, OR 97205-2605 Memorandum To: Curtis Thayer, AEA Executive Director Kirk Warren, AEA Director of Engineering – Owned Assets From: Kirk H. Gibson, Counsel to the BPMC Date: October 12, 2020 Re: Valuation of Proposed Transaction This Note has been prepared by Counsel to the Bradley Lake Project Management Committee. The purpose of the Note is to analyze the assets involved in the Proposed Transaction and recommend a reasonable allocation of value of the components which comprise the Proposed Transaction. This Note is being developed since AEA has requested data/information that would provide it with a better understanding regarding the relative values of the various components that are part of the Proposed Transaction. After a look at valuation generally and the three principal approaches to valuation, this Note will present the relative value of the components of the Proposed Transaction. OVERVIEW OF ANALYSIS The following analysis includes estimates. The nature of the various components being valued: some components are physical assets; some components have a relatively small current value but are being leveraged for the greater good which should result in considerable long-term value; some components involve hard cost easily identifiable; and another component is less finite because of the type of benefit received require different sources of background information and data. Moreover, the financial cost data available for the HEA assets must necessarily rely on system-based costs. HEA maintains its books and records on a utility system basis; no data is available for individual transmission lines. The Proposed Transaction poses a different set of circumstances for the appraisal of value. There are three types of assets where valuation methods work well (i.e., physical assets being purchased, restoration costs are being paid, transmission capacity access being acquired) and two types of assets that have very real value, but the value is less likely to be adequately captured Page 2 of 7 - Valuation of Proposed Transaction by traditional valuation methods (resolution of years long litigation and acquisition of a currently inoperable transmission line). VALUATION GENERALLY The terms appraisal and valuation are often used interchangeably. The valuation of machinery, equipment, and certain other business assets encompasses all of the following: A. Determining the value of property. B. Estimating the cost of a) producing new property; b) replacing existing property (by purchase or production of an equivalent); or c) reproduction of an existing property by purchase or production of an identical property. C. Determining nonmonetary benefits or characteristics that contribute to value, i.e., rendering judgments as to age, remaining life, or quality. D. Forecasting earning power. The term fair market value is the estimated amount, expressed in terms of money, that may reasonably be expected for a property in an exchange between a willing buyer and a willing seller, with equity to both, neither under a compulsion to buy or sell, and both fully aware of all relevant facts as of a specific date. APPROACHES TO VALUE There are three generally accepted approaches to value: cost, sales comparison, and income. These approaches are widely accepted by financial institutions, courts, government agencies, business, and society in general. These approaches also work to provide a systematic method to determining value. These approaches and how the approach is considered in the following analyses are:  Cost Approach (RCLD) – This approach, Replacement Cost Less Depreciation or RCLD, starts with the current replacement cost of the property (i.e., new facilities) being estimated and then a deduction is taken from that value for the loss in value caused by physical deterioration, functional and/or economic obsolescence of the asset being valued. The logic behind the cost approach is that a prudent buyer will not pay more for a property than the cost of acquiring an equivalent substitute property.  A cost range of approximately $800 thousand to $1 million per mile can be used to construct a new transmission line of similar in size and type in Alaska.  The cost associated physical deterioration is derived from HEA’s Annual Report filed with the Regulatory Commission of Alaska using system-wide data. Page 3 of 7 - Valuation of Proposed Transaction  Sales Comparison Approach – This approach considers the prices that have been paid for assets comparable to the asset being valued, equating the comparable properties to the subject. This approach often considers a premium paid over net book value (“NBV”).  Comparable sales takes the NBV of an asset and applies a multiplier of the premium paid over NBV for similar type assets.  The multipliers are found from the review of many like transactions over time.  When there is a willing buyer and willing seller, it is common for the electric utility industry to transfer electric utility assets for a price near a multiple of NBV approximating 2 to 2.5.  The range of multiples vary widely when one of the participants is unwilling and condemnation is employed (e.g., multiple ranging between 1.3 to 3.8 and above)  The NBV of the transmission lines is derived from HEA’s Annual Report filed with the Regulatory Commission of Alaska using system-wide data.  In that HEA uses system-wide costs for depreciation, depreciation amounts for individual lines must be derived by using the mileage of the line in comparison to HEA’s total transmission system to obtain an estimate of NBV.  Income approach – Determine the present value of the future economic benefits of owning the property.  The amount of income received for transmission services was calculated from current cost-based rates and potential market rates. This Note will identify all three methodologies where practicable and explain where such an approach can and should not be considered. THE PROPOSED TRANSACTION The amount to be exchanged for the Proposed Transaction is $13,300,000.00. The Proposed Transaction is comprised the following components: 1. Acquisition of transmission capacity rights in the Soldotna to Sterling Transmission Line (subject to reservation for HEA’s native load requirements) (hereinafter referred to as “SS Line”). 2. All of HEA’s property rights and obligations in the Sterling to Quartz Creek Transmission Line (“SSQ Line”). Page 4 of 7 - Valuation of Proposed Transaction 3. All of HEA’s property rights and obligations to 69kV Line (“69 kV Line”) . 4. An assignment of the permits granted to HEA (Permit E-48-KE and Permit E-47-KE) for authorization to use and occupy certain lands of the Kenai National Wildlife Refuge, as well as to support any upgrade to the line in the future. 5. Reimbursement of the costs incurred by HEA to restore the Sterling to Quartz Creek Transmission Line (“Swan Lake Fire damages”). 6. Settlement of the ongoing litigation concerning Kenai Peninsula transmission issues (“Litigation”). Each of the principal components will be addressed individually by type, then the Proposed Transaction will be addressed as a complete transaction VALUATION - TRANSMISSION ASSETS The following summary shows the results of some valuation methodologies that were examined when the purchase of the HEA transmission facilities was being considered with respect to the transmission-related physical assets. 1. Soldotna to Sterling Transmission Line (SS LINE) Transmission Capacity. Recognizing that the transmission capacity that will be allocated on the SS Line has real value (i.e., use of the capability of the transmission line). The reservation for native load has no real effect on the current value because all transmission needs can be met for the foreseeable future. Comparable Sales Approach: (NBV X 2.0 to 2.5 premium) = $120k X 2 = $240,000 Cost Approach (RCLD): 14.25 miles X $800k to $1 Million/mile = $11.4million to $14.3 million less Depreciation = $ 1.6 million $ 1.6 million Estimated Cost = $ 9.8 million to $12.7 million Income Approach: $0.3 – 0.7 million annually $0.3 - $0.7 million @ 3% for 20yrs. (14.878) = NPV of $4.5 million to $10.4 million SS Line Capacity Valuation Summary – Given there is no transfer is being made of the actual asset and HEA is reserving a 5 MW share above and beyond HEA’s Bradley Project Capacity Percentage, a lower multiple of 2.0 is warranted under the Comparable Sales Approach. However, the Comparable Sales Approach less applicable because of the use of system costs and the length of the transmission line at issue. Moreover, there is value in being able to mandate repairs and have the ability to upgrade the line in the future. The Page 5 of 7 - Valuation of Proposed Transaction Cost approach is useful because the users are effectively getting all the capacity they need. The income approach is the most directly correlated because it is a sale of the use transmission capability. SS Line Capacity - Suggested value = $4.5 million. 2. Sterling to Quartz Creek Transmission Line (SSQ Line). Recognizing that the entire transmission line asset will be transferred, there are a number of methodologies which can be used obtain a representative “value” of the utility asset. Comparable Sales Approach: (NBV X 2.0 to 2.5 premium) = $3.2M X 2.0 to 2.5 = $6.4 million to $8.0 million Cost Approach (RCLD): 39.9 miles X $800k to $1million = $31.9 million to $39.9 million less Depreciation = $ 4.6 million $ 4.6 million Estimated Cost = $27.3 million to $35.5 million Income Approach: $0.3 – 0.7 million annually $0.3 - $0.7 million @ 3% for 20yrs. (14.878) = NPV of $4.5 million to $10.4 million SSQ Line Valuation Summary – The Comparable Sales Approach is the method most directly correlated to this asset because the transmission line is being sold. Comparable utility assets when sold have a premium paid above NBV of 2.0 to 2.5 premium. The Cost Approach does show the value if the line needed to be built but we have an existing asset. The Income Approach is least relevant because the line will be owned by users and transmission service will be provided at cost. It is of substantial value to all of utilities purchasing power from the Bradley Lake Project that the resources of all utilities can be leveraged should another issue like the Swan Lake Fire occur. When the Sterling to Quartz Creek Transmission Line was taken out of service, all the utilities north of the Sterling to Quartz Creek Transmission Line (i.e., Chugach, ML&P, MEA, GVEA and SES) were unable to access their Project Power, substantially reducing the amount of water that could be used. Not having access to the Project Power cost those utilities approximately $13.6 million in additional fuel/power expenses for the 123 days of the outage related to the Swan Lake Fire and an additional amount of $2.2 Million in the value of lost water. The ability to concentrate the resources of the entire Railbelt (through the BPMC Member-Utilities) to assist in remedying any such issues in the future is very important to the ability to reduce and/or eliminate such costs. These intrinsic values call for a 2.5 + over NBV premium. SSQ Line Purchase - Suggested Value = $8.0 million. Page 6 of 7 - Valuation of Proposed Transaction 3. 69kV Line & Permits The true value of the 69 kV Line is found with the right-of-way HEA has secured and historically used for the transmission line. Utilizing the easements associated with the 69 kV line are a significant advantage for the plans to upgrade the transmission facilities delivering energy from the Bradley Lake Project. It should be noted that acquiring a new right-of-way in a national wildlife refuge requires an Act of the US Congress. Transferring the existing rights-of-way associated with the 69 kV Line is considerably more preferable than pursuing a new easement with Congress. While there is known value, the actual quantification is understandably difficult. Comparable Sales Approach: N/A; SSQ Line being acquired Cost Approach (RCLD): N/A; SSQ Line being acquired Income Approach: $0; inoperable (potential scrap value) 69 kV Valuation Summary – None of the traditional valuation methodologies apply to the 69 kV Line because the 69 kV Line is inoperable and is essentially being included in the Proposed Transaction because the permits that govern a part of the 69 kV Line are used and needed by the SSQ Line. The permits provide access to and through a Federal Lands. It is my understanding that such permits are very difficult to obtain. In this case, it appears that the permits can be transferred. The estimated costs to obtain similar permits if the 69 kV Line permits were not transferrable would require outside legal, environmental, and engineering services. It is conservatively estimated that such efforts would cost at least $500 thousand to $1 million. 69 kV Line – Suggested Value = $0.5 million VALUATION – OTHER ASSETS The purchase price includes other components which have value but do not necessarily lend themselves to traditional asset valuation methodologies and analyses. The following components fall into that category. 1. Cost Associated with Swan Lake Fire Damage There is no asset being acquired; rather, costs were incurred by HEA to restore the SSQ Line which the BPMC agreed to pay. Consequently, the Comparable Sales Approach and the Income Approach are not applicable. The Cost Approach is most directly aligned with the repayment of cost incurred. No depreciation and asset value need be reviewed. Actual cost works fine. HEA estimated that it incurred roughly $ 1 million in cost. The costs incurred for restoration of the SQ Line following the Swan Lake Fire are reflected in the final purchase price of the Proposed Transaction. Actual Cost Associated with Swan Lake Fire = $1.0 million Restoration of SSQ Line (Swan Lake Fire Damage) - Suggested Value = $1.0 million. Page 7 of 7 - Valuation of Proposed Transaction 2. Settlement of Litigation The Railbelt Utilities have been involved in litigation regarding Kenai Peninsula Transmission matters for over four years. After Closing, all claims and litigation by and between the various utilities are to be dismissed with prejudice as an integral component and condition of this Proposed Transaction. The settlement is a component that contributes considerable value to the Proposed Transaction, but which is very difficult to specifically attribute a value. The resolution frees up considerable resources of the Railbelt utilities that can be put to the best and highest use by each of the individual utilities involved in the litigation. As a key component of the Proposed Transaction, the settlement of the litigation provides significant value. The various methods for valuing assets are not applicable to this component of the Proposed Transaction. A review of potential savings can be substituted. It is my understanding that, as a whole, the utilities involved in the litigation spent conservatively roughly $500 thousand per year litigating the matters involved. This amount is anecdotal but appears realistic. There is no actual data available. I believe that without this resolution the litigation may have continued another two years. Value of Ending Litigation = $500 thousand - $1 million End Litigation – Suggested Value = $0.5 million CONCLUSION ON VALUATION The purchase price negotiated for consummating the Proposed Transaction appears to be well in-line with the value a reasonable person would expend for the assets involved. While the value of the individual components of the Proposed Transaction can be debated, there is no question that the real, long-term value received by AEA from this transaction far exceeds the $13.3 million cost. Indeed, the relative cost to build a comparable situation to the SSQ Line purchase and the access to the transmission capacity of the SS Line would be in the range of $38 to $45 million. This amount does not include the value of the other integral components. Page 8 of 7 - Valuation of Proposed Transaction A summary of the valuation of the individual components as recommended in this Note is as follows: SS Line Capacity - Suggested value = $ 4.5 million SSQ Line Purchase - Suggested Value = $ 8.0 million 69 kV Line – Suggested Value = $ 0.5 million Restoration of SSQ Line (Swan Lake Fire Damage) - Suggested Value = $ 1.0 million End Litigation – Suggested Value = $ 0.5 million Total Valuation = $ 14.5 million These amounts are purposely conservative and thus, would be easily be found to be reasonable and just. The value that can be gained by the planned upgrades to the transmission facilities that serve Bradley Lake Hydroelectric Project is substantial but not reflected in the above amounts. The value to be gained through future upgrades to the transmission lines at issue is not included in this analysis. Please do not hesitate to contact me should you have any questions or desire further information. _________________________ 813 West Northern Lights Boulevard, Anchorage, Alaska 99503 T 907.771.3000 Toll Free 888.300.8534 F 907.771.3044 REDUCING THE COST OF ENERGY IN ALASKA AKENERGYAUTHORITY.ORG RGYAUTHORITY.ORG MEMORANDUM TO: Alaske Energy Authority BOARD FROM: Curtis W. Thayer, Executive Director DATE: October 16, 2020 RE Baxter Senior Living – Response to Board Questions This memorandum is per your questions regarding Baxter Senior Living. Baxter Senior Living, LLC received $924,152.83 in loan funds to purchase and install five Yanmar natural gas-fired Combined Heat & Power (CHP) units which would produce heat and electricity for Baxter Senior Living. The CHP units would reduce long-term operating costs for the newly constructed 116-bed assisted living facility located at 4280 Baxter Road, Anchorage, Alaska which began operations in October of 2019. The CHP system would also provide redundancy to ensure that life support, elevators, and other critical equipment do not lose power during future blackouts or natural disasters. Baxter Senior Living, LLC is an independent Power Producer (IPP), and has completed all steps to execute an interconnection agreement with Chugach Electric Association (CEA). 813 West Northern Lights Boulevard Anchorage, Alaska 99503 T 907.771.3000 Toll Free 888.300.8534 F 907.771.3044 REDUCING THE COST OF ENERGY IN ALASKA AKENERGYAUTHORITY.ORG RGYAUTHORITY.ORG Department of Energy Building Technologies Proving Ground – Public Sector Field Validation Grant Application Executive Summary Funding Source. The Office of Energy Efficiency and Renewable Energy (EERE), on behalf of the Building Technologies Office (BTO), in cooperation with the State Energy Progran (SEP) released a funding opportunity announcement that allowed state, local, and tribal governments to seek funding to meet the Department of Energy (DOE) goals for high impact building technologies. Project Objectives. The Alaska Energy Authority (AEA) and its partner the University of Alaska Anchorage (UAA) is proposing to field-validate the energy efficiency of Combined Heat and Power (CHP) technology being integrated into the ConocoPhillips Integrated Science Bulding (CPISB). The intent is to measure and verify data, and provide education and training to support utilization of CHP technology in cold-climate regions heavily affected by long-term climate impacts. If successful, project will increase building energy efficiencies by reducing energy use and greenhouse gases. Another benefit is that this technology will increase resilience and provide redundancy to buildings’ electrical and heating systems. Potential Impact. Energy costs have been increasing in Anchorage due to deferral of renewal and replacement projects. UAA infrastructure has surpassed its useful life. Arctic locations can benefit from utilization of this technology and overall reductions in greenhouse gas emissions. The potential of this technology across the nation is 387 TBtu per year in energy savings. In spite of this, CHP technology, though relatively mature, has not been widely proven and therefore industry practitioners will benefit from this project through sharing data. This project can leverage data and increase technologies use. UAA, as an open access institution, is uniquely positioned to collaborate, research, create, and disseminate the knowledge gained through this project. This fact, directly tied to the UAA mission, creates the best possible impact by broader utilization of this technology. Major Participants. AEA is the prime grant recipient and will issue a sub award to UAA for the execution of the grant objectives. UAA will lead the project and be supported by departments within the University structure. Facilities and Campus Services, and the College of Engineering and along with the Institute of Circumpolar Health, will be key participants. AMC Engineers is a consultant hired to design and provide project support. Budget. UAA will provide the required 30 percent match for this project. Total request is $1 million Deparatment of Energy and $428,600 match. The grant is expected to last three years. AEA will enter into a reimbursable services agreement with UAA. Alaska Energy Authority Page 1 of  Alaska Cargo and Cold Storage Project Fact Sheet  Project Overview The project, known as Alaska Cargo and Cold Storage (ACCS), is a business partnership with AEA, Alaska-based McKinley Capital Management, LLC and Rocky Mountain Resources. The partnership, will construct a cargo storage, warehouse facility at the Ted Stevens Anchorage International Airport (ANC). This facility will be a state-of-the-art building that is exceptionally energy efficient. It will maximize use of available renewable and energy efficient technologies. The building will house administrative offices, temporary storage, and a climate- controlled warehouse capacity. This project has cleared ANC’s public process and has an Advance Limited Right of Entry to complete geotechnical drilling and soil contamination testing. ACCS and ANC are currently negotiating a 55-year lease agreement with projected lease completion by early summer 2020. ACCS will be the first cargo transfer and cold storage facility developed at ANC that will be utilizable by ANC’s high volume major air cargo carriers, which are individually able to support the development of their own similar cargo facility. While FedEx and UPS operate cargo facilities for their exclusive use at ANC, UPS, and FedEx combined account for only 22 percent of air cargo flown into Anchorage.  Phase 1 AEA has been awarded a $21 million Better Utilizing Investments to Leverage Development (BUILD) grant to complete the $87.9 million Phase I of the ACCS facility, a state-of-the-art, ~190,000 square foot high- efficiency cold storage and climate- controlled air cargo transfer facility. This project will be the first phase of a ~715,000- square-foot cargo transfer facility. Groundbreaking will likely occur in winter/ spring 2021. The facility will begin operations by the summer of 2022.  Phase 2 As a follow-on to Phase I, ACCS plans that Phase II will include up to 525,000 additional square feet of quick cargo transfer space and longer period air cargo storage. Wide- body aircraft parking may be added to the project during Phase II if final building configuration and FAA line of sight requirements are met. In total, $21 million of BUILD Funds will help catalyze the development of a ~$220 million facility that will be the cornerstone for ANC’s transformation to a global logistics hub. Alaska Energy Authority Page 2 of 2  Project Objective The project’s objective is to transform an optimally situated site at ANC into an energy-efficient and technologically- advanced cold storage and cargo transfer facility. By partnering with the AEA for BUILD funding, ACCS will significantly reduce development costs and benefit also from AEA’s expertise as it incorporates best- in-class energy efficiency in its facility.  Project Benefits Jobs and Spending – Construction during Phase I will generate 830 jobs producing $56.9 million in labor income and $147.6 million in total Alaska expenditures. Phase II is projected to generate an additional 1,245 jobs, $75.6 million in labor income, and $220.5 million in total Alaska expenditures. ACCS operations are expected to generate 115 permanent jobs and $9.1 million in total labor income following the completion of Phase I; Phase II operations are expected to generate an additional 190 jobs and $15.5 million in total labor income. Improved Efficiency for Air Cargo Carriers Utilizing ANC – ACCS will enable the transfer of goods and equipment between planes transported through ANC, thereby improving the efficiency of international and domestic cargo shipments. Alaska Food Security – Limited availability of cold storage has made Alaska vulnerable to supply chain disruptions. ACCS will improve Alaska’s food security and reduce dependency on WA-based cold storages. ANC Competitive Location – ACCS will provide ANC with a highly marketable facility that will allow air cargo operators to take advantage of ANC’s polar route location for time and fuel cost savings as well as a transfer point for southern delivery points. Value-Added Manufacturing – Alaska is the largest seafood producer in the nation, harvesting more seafood than all other states combined. In the 2017 and 2018 period, annual Alaska seafood harvests of approximately 2.5 million tons were worth $4.7 billion after processing. The opportunity exists for more of the state’s seafood processors to store seafood in Anchorage rather than WA. The proposed cold storage facility in Anchorage is favorably positioned to store seafood and value-added product from all over the state, and store it securely before delivering product to air carriers serving domestic and international markets.  Total Investment ACCS and financial partners will contribute and/or secure $62.9 million in funding for Phase I of ACCS. This represents 71.5 percent of total project costs. BUILD Funding will provide $21 million; this represents 28.5 percent of total project costs.  Permitting The Municipality of Anchorage, State, and Federal approvals are already in progress and must be obtained before commencement of final engineering. An appropriate construction permits will also be necessary before commencing construction. Board of Directors Memorandum AEA Involvement in implementation of ALASKA COMMERCIAL PROPERTY ASSESSED CLEAN ENERGY PROGRAM In August of 2017 the Alaska Legislature established the ALASKA C-PACE program. The program allows local governments to adopt and establish C-PACE Programs. The Governor and AA convene a group of interested Alaskan’s and outside the state experts familiar with C-Pace programs in other states and began a process that would develop forms, and educate local government officials on how they might implement a C-PACE program in their jurisdictions. To date AEA as the state’s lead agency involved with C-PACE has worked closely with a statewide advisory group. It also engaged a national firm universally regarded as the best C-Pace consultant on program implementation, participated actively in the crafting of documents and a program handbook and assisted the Municipality of Anchorage as it worked towards the adoption of a C-Pace program. On September 15th of this year the Anchorage Municipal Assembly took its first formal step towards implementing the law and the program in the state. It adopted a Resolution of Intent finding that adoption of the program in the municipality was in the public Interest. On October 13th a package of program ordinances will come before the body with the mayor’s recommendation for adoption. It is anticipated that the ordinance will be formally enrolled, that information will be provided and that the Assembly will ask for the matter to be brought before them at a work session. That work session will likely occur on October 21. The hope expressed by the Mayors senior advisors is that the implementing ordinance will then be brought before the assembly for adoption at its next regular meeting. Copies of the AEA sponsored Handbook including formal legal documents and the Municipalities draft ordinances can be made available to you on request or if you prefer to review the documents on line a link can be provided. The Alaska C-Pace Website where certain materials are presently available for review is: www.akcpace.com The City of Juneau and both the City of Fairbanks and the Fairbanks North Star Borough have also expressed interest in adopting the C-Pace program. AEA Staff will actively engage with these governments once the Municipality of Anchorage C-Pace effort is concluded. AEA Rural Projects Highlights Newtok September 2020, Newtok was able to restore power after a month long outage. In 2019 AEA transferred a genset and switchgear to the community to stabilize them until the larger larger ANTHC project to relocate the community to Mertarvik was completed. As a condition of the transfer the community had to have a contact to have the equipment installed as part of the relocation project. AEA had no further obligation to the project. In August of 2020 news of Newtoks power outage was received. It turns out that the AEA supplied equipment had never been installed by the community’s contractor. AEA provided coordination and technical assistance to assist the contractor in restoring the power. Gambell Barge Header Project – New barge fill headers were installed under a Denali Commission funded project. This allows the community of Gambell to be resupplied by barge rather than by plane. The result is a fuel cost savings of about 50%. Tuluksak Bulk Fuel Upgrade – The Tuluksak Native Corporation purchase two new bulk fuel dispensing tanks. AEA provided engineering and technical support. With our support, they were able to get a conditional approval from the State Fire Marshall to fill the tanks. These ‘new’ tanks will replace the existing dispensing tanks which are not safe to be used. The Native Corporation has hired a contractor to assist them with installing the necessary tank appurtenances. AEA will provide additional technical support and regulatory documents to meet the conditions set forth by the State Fire Marshall. RPSU Inventory and Assessment Update the Inventory and Assessment project, which we demonstarted at the last board meeting, is about 50% complete. AEA Active Rural Projects $20,407,022 $24,373,751 $4,718,857 $3,113,898 Active Projects Total Budgeted BFU RPSU Training Circuit Rider 15 52 8 85 Total Active Projects BFU RPSU Training Circuit Rider Award No Project Name DC Funding Perf. Period Beg Perf. Period Thru Actions Since Last Report Estimated Jobs Created 01349-09 RPSU - Togiak-Twin Hills Intertie 4,187,221 2/15/2011 9/30/2021 None 26 01432-09 BFU - Tatitlek 1,472,000 6/1/2013 12/31/2021 None 30 01473-06 RPSU - Clark's Point 2,819,700 6/16/2015 6/30/2020 In Close-out 26 01474-07 BFU - Chalkytsik 517,500 6/16/2015 12/31/2021 None 30 01485-04 START Communities Tech Asst 375,000 11/1/2015 6/30/2022 None 2 01492-08 BFU - Beaver 608,000 7/6/2016 12/31/2021 None 5 01500-06 Bulk Fuel Operator Training 1,010,000 9/1/2016 12/31/2021 None 3 01515-07 Circuit Rider Program 900,000 1/1/2017 12/31/2021 None 3 01516-07 RPSU - Maintenance & Improvement 748,776 10/1/2016 12/31/2022 None 20 01523-06 Miscellaneious Small M&I Projects 870,000 6/1/2017 12/31/2021 None 20 01524-03 RPSU - Port Heiden 1,250,000 7/1/2017 6/30/2020 In Close-out 30 01525-05 Power Plant Operator Training 647,514 8/15/2017 9/30/2021 None 3 01544-03 Itinerant Utility Training 500,000 3/1/2018 6/30/2021 None 3 01548-06 RPSU M&I - Statewide 2,550,000 5/1/2018 12/31/2021 None 20 01549-04 RPSU Inventory & Assessment - Statewide 300,000 4/18/2018 12/31/2021 None 20 01550-03 RPSU - Akhiok 1,500,000 5/1/2018 9/30/2021 None 26 01551-04 RPSU - Venetie 250,000 5/1/2018 12/31/2020 None 5 01557-02 Barge Headers and Fill Lines 3,976,820 10/1/2018 12/31/2022 None 60 01571-01 BFU - Nunapitchuk 1,852,546 8/15/2019 12/31/2022 None 30 01573-01 BFO In Community Training 40,000 8/15/2019 12/31/2020 None 2 01574-01 RPSU - Nikolai 351,050 8/1/2019 6/30/2021 None 5 01575-02 RPSU - Nelson Lagoon 135,455 8/1/2019 6/30/2021 None 5 01576-01 RPSU - Rampart 351,050 8/1/2019 6/30/2021 None 5 01577-03 RPSU - Napaskiak 335,455 8/1/2019 12/31/2021 Date Extended / Funds Added 26 01592-00 BFU - Scammon Bay 300,000 2/17/2020 3/31/2021 None 5 01600-00 VEEP - Statewide 500,000 6/15/2020 12/31/2021 None 3 01610-00 BFU - Ekwok 100,000 9/1/2020 6/30/2021 New Award 30 01611-00 Engineering Library 100,000 9/1/2020 6/30/2022 New Award 1 01618-00 Fivemile Creek Hydroelectric Project 2,880,000 9/1/2020 12/31/2022 New Award 65 Total Funding for Active DC Awards:31,428,087 Less Total Spending on Active DC Awards:(12,197,462) Total Funding Remaining on Active DC Awards:19,230,625 Active Denali Commission Awards As of 10/09/2020 Board Memorandum Renewable Energy Grant Fund Program On September 28 AEA received 21 submittals seeking grants of varying amounts for renewable energy projects. Attachment One to this memorandum identifies all grant applications received. In the processing of the applications there are stages of review. Stage One requires a determination of completeness, project and applicant eligibility, and timely submittal. If an application does not pass a Stage One review the applicant is notified. The applicant can appeal the determination but if no appeal is taken or if an appeal is not granted the application is eliminated from further consideration. As Attachment One indicates, three applications were untimely. At the time of preparation of this memo two applicants have appealed Stage One denials. Decisions on those appeals will be made by AEA’s Executive Director of AEA after relevant materials are presented to him by the Reconsideration Coordinator. An application for the Pilgrim Hot Springs Geothermal project (13009) has previously received funding and is at most eligible for $54,000 if it is selected for an award of funds during this round of consideration for grants. The applicant has asked to remain under consideration and will be scored. The application by The University of Alaska (13012) for support in connection with a geothermal project was voluntarily withdrawn. Attachment Two identifies the Applications that have successfully passed through a Stage One review and indicates the persons and firms responsible for further evaluation. The Renewable Energy Fund presently has a balance of $5,921,450 to distribute. The final decisions on how much and to which applications funds will be awarded will be made by the legislature after considering recommendations by AEA and the Renewable Energy Fund Advisory Committee. Attachment Three is a timeline for further processing of the applications received and advancing towards award of funds. The Renewable Energy Grand Fund program will sunset on June 30, 2023 unless it is reauthorized by the legislature. This year’s submittals still under active consideration collectively seek $10,853,351. The projects for which funding is sought include seven hydroelectric projects, four wind projects, three energy storage, one solar energy, one geothermal energy, one for heat recovery, and another for heat from biomass. With all projects in various stages of development some seek funding for feasibility analysis, some for project design, some for construction and some for two stages of a project. The largest amount sought is $2M sought for both feasibility and design of a hydroelectric project. The smallest request is for $98,000 for harnessing wind energy At the present time the applications for grant funding are under study by the Alaska Department of Natural Resources, contracted independent economists, and AEA technical and subject matter experts. All reviews are to be completed on or before December 18, 2020. INITIAL RECEIPT 2020 Renewable Energy Fund Round 13 Applications App Number Applicant Name Project Title Date Received: Time Received # Copies CD or THUMB DRIVE Shipping Method Verified at Opening by: 13001 Nushagak Electric & Telephone Cooperative Nuyakuk River Hydroelectric Project (Run of River Project)9/25/2020 3:31pm 1 Thumb Hand Delivered/Email KTS 13002 AVEC Goodnews Bay Wind Feasibility 9/28/2020 11:07am 1 Email KTS 13003 AVEC Kotlik Wind Feasibility 9/28/2020 11:11am 1 Email KTS 13004 University of Alaska Anchorage Building Integrated Technologies Potential in Alaska 9/28/2020 11:17am 1 Email KTS 13005 Naknek Electric Association, Inc. Naknek Service Area Wind and Solar Power Feasibility and Conceptual Design 9/28/2020 12:02pm 1 Email KTS 13006 Alaska Gateway School District Walter Northway School Wood Chip Heating System 9/28/2020 12:12pm 1 Email KTS 13007 City of Unalaska Department of Public Utilities City of Unalaska Wind Power Feasibility and Final Design 9/28/2020 1:45pm 1 Email KTS 13008 City of Chignik Chignik Hydroelectric Dam Project 9/28/2020 1:57pm 1 Email KTS 13009 Kawerak, Inc. Pilgrim Hot Springs Geothermal Power Plant Conceptual Design 9/28/2020 3:04pm 1 Email KTS 13010 Inside Passage Electric Cooperative Water Supply Creek Hydro Final Design - Hoonah, AK 9/28/2020 3:24pm 1 Email KTS 13011 City of Shungnak Shungnak Heat Recovery Expansion 9/28/2020 3:20pm 1 Email KTS 13012 University of Alaska Fairbanks Engineering Alaska's Geothermal Energy- HSBV, Akutan 9/28/2020 3:50pm 1 Email KTS 13013 Cordova Electric Cooperative, Inc.Cordova Hydro Storage Assessment 9/28/2020 3:57pm 1 Email KTS 13014 Puvurnaq Power Company Improved airfoil for wind turbines in Kongiganak 9/28/2020 4:00pm 1 Email KTS 13015 Burro Creek LLC Burro Creek Hydro Project 9/28/2020 3:45pm 1 CD Hand Delivered KTS 13016 Community of Elfin Cove Non-Profit Corporation, Elfin Cove Utility Commission Elfin Cove Hydro Final Permitting and Design 9/28/2020 3:45pm 1 CD Hand Delivered KTS 13017 Pedro Bay Village Knutson Creek Hydro Project 9/28/2020 3:45pm 1 CD Hand Delivered KTS 13018 Kotzebue Electric Association, Inc. Kotzebue Community-Scale Energy Storage System 9/28/2020 4:00pm 1 Email KTS 13019 City of Nenana Nenana Biomass And Washeteria 9/28/2020 4:30pm 1 Email KTS 13020 Akiachak Ltd & Subsidiaries Akiachak Reconnaissance Study 10/1/2020 10:57am 1 Printed Copy Hand Delivered KTS 13021 City of Port Heiden Port Heiden Reconnaissance Study 10/1/2020 10:57am 1 Printed Copy Hand Delivered KTS 21 TOTAL OF APPS RECEIVED, begin with 13001 1 of 1 10/15/2020 1:55 PM AEA LOAN DASHBOARD REPORT AEA POWER PROJECT LOAN FUND YEAR TO DATE 07/01/2020 LOAN ACTIVITY EARNINGS START DATE LOAN CATEGORY STARTING BALANCE FUNDS DISBURSED PAYMENTS RECEIVED ENDING BALANCE INTEREST RECEIVED LATE FEES RECEIVED INTEREST + LATE FEES 21 AEA POWER PROJECT FUND LOANS 27,560,262 364,846 (51,325) 27,873,783 59,139 1,468 60,607 TOTAL # OF PPF LOANS 1 LOAN PROGRAM SUMMARY # OF DELINQUENT PPF LOANS Outstanding Loans per Trial Balance 27,873,783.25$ 2,358.44$ Uncommitted Cash Balance 10,162,327.61$ LOANS DELINQUENT AMOUNT ($)Loan Commitments 598,445.23$ 0.008%Total Loan Program 38,634,556.09$ % OF DELINQUENT LOANS TO PORTFOLIO BALANCE 09/30/2020 END DATE FISCAL YEAR-TO-DATE LOAN PORTFOLIO ACTIVITY (07/01/2020 - 09/30/2020 ) Waterfall Creek Hydro - King Cove, Alaska Print Date: 10/23/2020 Page 1 of 2 AEA POWER PROJECT FUND LOANS BY ENERGY REGION & PROJECT TYPE OUTSTANDING BALANCES & NEW ACTIVITY ENERGY REGION AEA PPF LOAN BALANCE REMAINING LOAN COMMITMENTS NEW APPLICATIONS IN PROCESS # OF AEA PPF LOANS TOTAL ALEUTIANS 2,552,026 - 65,000 4 2,617,026 BERING STRAITS - - - - - BRISTOL BAY 456,312 - 514,500 2 970,812 COPPER RIVER/ CHUGACH - - - - - KODIAK 47,091 - - 2 47,091 LOWER YUKON- KUSKOKWIM 346,665 - - 2 346,665 NORTH SLOPE - - - - - NORTHWEST ARCTIC - - - - - RAILBELT 4,086,401 - - 3 4,086,401 SOUTHEAST 20,193,287 546,287 - 3 20,739,574 27893070.2 YUKON-KOYUKUK/ UPPER TANANA 192,001 52,158 4,083,114 5 4,327,273 10422145.37 58569.36 27,873,783 598,445 4,662,614 21 33,134,842 TOTAL BIOMASS $102,869 CONSERVATION $9,092DIESEL $944,267 HYDRO $24,592,941 SOLAR $793,226 TRANSMISSION $1,824,285 TANK FARM $2,258,829 WIND $2,609,333 AEA PPF LOANS BY PROJECT TYPE -NEW & OUTSTANDING BALANCE BIOMASS 1 CONSERVATION 1 DIESEL 5 HYDRO 7 SOLAR 1 TRANSMISSION 1 TANK FARM 1 WIND 4 AEA PPF LOANS BY PROJECT TYPE Print Date: 10/23/2020 Page 2 of 2 813 W Northern Lights Blvd., Anchorage, AK 99503  Phone: (907) 771-3000  Fax: (907) 771-3044  Email: info@akenergyauthority.org REDUCING THE COST OF ENERGY IN ALASKA AKENERGYAUTHORITY.ORG RGYAUTHORITY.ORG 2019/2020 AEA Community Outreach Schedule Last modified on October 16, 2020 # STATUS DATE ORGANIZATION AEA STAFF 1. Upcoming To Be Determined, 2020 Bethel Chamber of Commerce Curtis W. Thayer 2. Upcoming To Be Determined, 2020 Greater Palmer Chamber of Commerce Curtis W. Thayer 3. Past October 6, 2020 FY22 Budget Development Presentation to Governor Curtis W. Thayer 4. Past October 1, 2020 FY22 Budget Development Presentation to Office of Management & Budget Curtis W. Thayer 5. Past September 23, 2020 2020 Virtual Southeast Conference Annual Meeting: Energy Committee Curtis W. Thayer 6. Past September 2, 2020 Congressman Don Young Visits AIDEA & AEA Office Curtis W. Thayer 7. Past August 31, 2020 Lower Kuskokwim 2020 Vitural Power Pledge Challenge Taylor Asher 8. Past July 28, 2020 Fairbanks Economic Development Corporation: Energy for All Alaska Task Force Curtis W. Thayer 9. Past July 22, 2020 Fairbanks Chamber’s Energy, Environment & Natural Resources Committee Kirk H. Warren 10. Past June 12, 2020 Commonwealth North’s Energy Action Coalition Curtis W. Thayer 11. Past June 11, 2020 (Postponed*) Seward Chamber of Commerce Curtis W. Thayer 12. Past May 6, 2020 (Postponed*) Kenai/Soldotna Chamber of Commerce Curtis W. Thayer 13. Past April, 21, 2020 (Postponed*) Homer Chamber of Commerce Curtis W. Thayer 14. Past March 10, 2020 Greater Fairbanks Chamber of Commerce Curtis W. Thayer 15. Past February 20, 2020 Greater Wasilla Chamber of Commerce Curtis W. Thayer 16. Past February, 11, 2020 Community & Regional Affairs Committee Curtis W. Thayer 17. Past February 10-14, 2020 Alaska Forum on the Environment AEA Team: 17a. Past - Welcome Remarks during Keynote Event: Alaska Beyond Oil Panel T.W. Patch 17b. Past - Renewable Energy & Rural Alaska Powerhouse Panel Bill Price 17c. Past - Bulk Fuel Tank Farm Updates: Construction, Training, & Regulations Panel Bill Price *These presentations’ date/time have been postponed due to COVID-19 until a later date/time can be determined. Alaska Energy Authority Page 2 of 2 # STATUS DATE ORGANIZATION AEA STAFF 17 Past February 10-14, 2020 Alaska Forum on the Environment continued… AEA Team: 17d. Past - The Shines in Alaska: Solar Power Projects on the Railbelt Panel Tom Benkert 17e. Past - Harvesting Energy from Wood & Waste: Biomass & Landfill Gas Fuels in Alaska Panel Taylor Asher 17f. Past - Electric Vehicles Panel Betsy McGregor 17g. Past - Solar Power in Rural Alaska Panel David Lockard 17h. Past - The Low-Hanging Fruit of Energy Savings Panel Rob Jordan 17i. Past - New Hydropower Energy for Alaska Panel Bryan Carey 17j. Past - Rooftop Solar in your Alaskan Community Tom Benkert 17k. Past - Capturing the Wind Across Alaska: Large Scale Wind Projects Panel Kirk H. Warren 17l. Past - Clean Energy Financing Panel Tom Benkert 18. Past February 5-7, 2020 National Association of State Energy Officials Curtis W. Thayer 19. Past February 4, 2020 Southeast Conference Mid-Session Summit Curtis W. Thayer 20. Past January 30, 2020 Senate Community & Regional Affairs Committee Curtis W. Thayer 21. Past January 30, 2020 House Subcommittee Curtis W. Thayer 22. Past January 29, 2020 Senate Special Committee on the Railbelt Electric System Curtis W. Thayer 23. Past January 29, 2020 Alaska Power Association’s Legislative Conference Curtis W. Thayer 24. Past January 10, 2020 Commonwealth North’s Energy Action Coalition Curtis W. Thayer 25. Past December 18, 2019 Chugiak-Eagle River Chamber of Commerce Curtis W. Thayer 26. Past December 9, 2019 Anchorage Chamber of Commerce Curtis W. Thayer 27. Past December 5, 2019 BIA Tribal Providers Conference Curtis W. Thayer 28. Past November 21, 2019 Alaska Municipal League Annual Conference Jeff Williams 29. Past November 18, 2019 Alaska Municipal League Annual Conference Tom Benkert AlaskaRemote Areas of Affordable and Reliable Options for Meeting Energy Needs and Reducing Emissions A Report to Congress as Directed by the Alaska Remote Generator Reliability and Protection Act Prepared by the U.S. Environmental Protection Agency in Consultation with the U.S. Department of Energy September 2020 Acknowledgements This report was made possible thanks to the input and review provided by the following: John Ashley and Melanie King, U.S. Environmental Protection Agency, Office of Air and Radiation; Lucita Valiere, Geoffrey Glass, Dave Bray, and Kelly McFadden, U.S. Environmental Protection Agency, Region 10; Sherry Stout, U.S. Department of Energy, National Renewable Energy Laboratory; Lizana Pierce, U.S. Department of Energy, Office of Indian Energy; Jennifer DeCesaro and Aaron Ng, U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy; David Lockard and Taylor Asher, Alaska Energy Authority; Steve Stassel, Gray Stassel Engineering; Nathan Wiltse, Bruno Grunau, and Jack Hebert, Cold Climate Housing Research Center; David Messier, Tanana Chiefs Conference; Thomas Wolf, Denali Commission; Jim Plosay, Alaska Department of Environmental Conservation; and Brian Hirsch, Deerstone Consulting. ii Cover and Acknowledgements page photos courtesy of John Pavitt, U.S. EPA Region 10, Alaska Operations Office More than 190 communities in remote areas of Alaska are scattered over long distances and are not connected to population centers by road and/or power grid. For purposes of this report, remote areas are generally those areas that are not accessible by the Federal Aid Highway System (FAHS), or whose only connection to the FAHS is through the Alaska Marine Highway System. Remote areas also include those that are connected to 1 Introduction The Alaska Remote Generator Reliability and Protection Act, Public Law 116–62 (October 4, 2019), requires the U.S. Environmental Protection Agency (EPA) to submit a report assessing options for the federal government to assist remote areas of Alaska with meeting the energy needs of those areas in an affordable and reliable manner using existing emissions control technology or other technology that achieves similar emissions reductions. This report fulfills that mandate. In this report, an overview of energy generation in remote areas of Alaska and potential energy- saving and emission control measures is provided. Those measures include replacement of older diesel generators with lower-emitting generators, fuel switching, add-on emission controls for diesel generators, installation of renewable energy generation, energy efficiency, new electric transmission interties, and community collaboration. This report also provides a discussion of ways that the federal government can assist in implementing those measures. Several federal government programs already provide assistance, including programs overseen by EPA, U.S. Department of Energy (DOE), Denali Commission, U.S. Department of Agriculture (USDA), and the U.S. Department of the Interior, Bureau of Indian Affairs (BIA). Continued support of those programs likely provides the best pathway for assisting the remote areas of Alaska. This report is submitted in consultation with the DOE, as required by the Alaska Remote Generator Reliability and Protection Act. Energy Needs and Generation in Remote Areas In Summary These resources facilitate the production of affordable and reliable electricity in remote areas of Alaska while also promoting the reduction of emissions: Measures • Diesel generator replacement • Fuel switching • Add-on emission controls • Renewables • Energy efficiency • New electric transmission interties • Community collaboration Agencies and Programs • EPA: Diesel Emissions Reduction Act Grants • DOE: Office of Indian Energy, Tribal Energy Loan Guarantee Program, Weatherization and Intergovernmental Programs Office, Grid Modernization Laboratory Consortium - Alaska Microgrid Partnership • USDA: Rural Energy for America Program, High Energy Cost Grant • BIA: Energy and Mineral Development Program Grant, Tribal Energy Development Capacity Grant • Denali Commission the FAHS but have an isolated grid that is not connected to the statewide Alaska Railbelt Grid, which runs from Fairbanks through Anchorage and the Kenai Peninsula. A map of Alaska showing the FAHS and Railbelt Grid as of 2012 is shown in Figure 1. According to data from the Alaska Department of Labor and Workforce Development Research and Analysis Section, the population size of remote communities varies between seven and 8,100, with 75 percent of communities having a population of less than 500.1 Many of the communities in these areas are in severe sub-arctic and arctic environments. The U.S. Energy Information Administration (EIA) reports that while Alaska’s total energy consumption is among the 10th lowest by state, its per capita consumption of energy is the fourth highest, due in part to its harsh winters.2 The communities in remote areas typically face higher energy costs as compared to the rest of the United States. According to the EIA, prices for retail electricity in remote areas of Alaska can be 3 to 5 times higher than rates in urban areas.3 Remote areas of Alaska correspond roughly to the communities that are eligible for the Power Cost Equalization (PCE) Program, a state-run program which reduces the cost of electricity for eligible customers in rural Alaska. PCE serves 83,000 residents in 194 communities.4 The power generation ownership in remote communities is usually either tribal, municipal, electric cooperative, or investor-owned utility. Most utilities are nonprofits. Many power plants are not continuously staffed, and operators have minimal technical training. The communities in remote areas primarily rely on generators powered by diesel engines. According to the Alaska Energy Authority’s (AEA) fiscal year (FY) 2019 Power Cost Equalization report, 79 percent of kilowatt- hours (kWh) in rural Alaska are generated with diesel.5 Only two communities use generators powered by natural gas. In 2010, a statewide energy policy was enacted setting a goal for 50 percent of Alaska’s electricity to come from renewable sources by 2025.6 Renewable Figure 1: Alaska’s Federal Aid Highway System (FAHS) and Railbelt Grid (2012). 2 This section discusses available emission control and pollution prevention technologies that could be deployed in remote areas of Alaska. If available, information on the availability and cost of the technologies is provided, as well as the expected emissions reductions that can be achieved. As discussed in this section, many of these technologies already have a history of being successfully installed in Alaska, in some cases through the funding mechanisms described in the next section. Replacement of Older Diesel Generators with New Tier 3 Diesel Generators One option to reduce emissions that is already in use is the replacement of older diesel generators with generators powered by newer, lower emitting engines certified to meet “Tier 3” emission standards required for new stationary diesel engines.7 Improvements in engine design, such as high-pressure common rail fuel injection, electronic governors, exhaust energy resources that have been deployed in remote areas include hydroelectric, wind, solar, and geothermal. Many of the best opportunities for renewable energy projects in remote areas of Alaska were developed after 2008 with grants from the Renewable Energy Fund, which was created and administered by the AEA. The AEA is the statewide energy office and has a mission of reducing the cost of energy in Alaska. It also has a long history of constructing bulk fuel tank farms and powerhouses in remote areas of Alaska. Many of the AEA’s powerhouse design innovations, such as using marine manifolds to increase output from heat recovery systems, have provided benefits in terms of reduced fuel use and emissions. In recent years, the AEA has assisted numerous rural villages in obtaining EPA Diesel Emissions Reduction Act (DERA) funds to replace older, less-efficient, and high-emission diesel engines in rural powerhouses with cleaner new engines. The AEA is involved in Alaska energy issues that range from potential nuclear development to biomass boilers for space heating and power generation. It owns the largest hydropower project in Alaska, Bradley Lake Hydro, as well as the Alaska Intertie, a 170-mile transmission line that transmits power from the southcentral region to Fairbanks. Photos courtesy of Dave Messier, Rural Energy Coordinator for Tanana Chiefs Conference Before (top) and after (bottom) of the Chalkyitsik Power Plant Tribal DERA generator replacement project. The two new generators are painted white. 3 Emission Control Technologies and Pollution Prevention Alternatives FOR IMMEDIATE RELEASE September 14, 2020 Alaska Delegation Welcomes $21 Million BUILD Grant for Anchorage International Airport WASHINGTON, D.C. – U.S. Senators Lisa Murkowski and Dan Sullivan, and Congressman Don Young (all R - Alaska) today thanked Secretary of Transportation Elaine Chao for awarding a $21 million Better Utilizing Investment to Leverage Development (BUILD) grant to the Alaska Energy Authority to construct a 190,000 square foot climate-controlled cold storage facility at Ted Stevens Anchorage International Airport (TSAIA). The Alaska congressional delegation wrote a letter to Secretary Chao in May advocating for TSAIA to receive the BUILD grant. “As a member of the Senate Appropriations Committee, I’ve worked hard to secure funding to support the BUILD Grants program. The positive impacts it has had on Alaska over the years are significant. I join the rest of the Alaska Delegation in applauding today’s announcement and thank Secretary Chao for investing in the future of our state,” said Senator Murkowski. “This new transfer facility will improve shipping capabilities, strengthen Alaska’s supply chain security, and provide much-needed jobs for Alaskans. With Ted Stevens Anchorage International Airport having recently been recorded among the busiest in the world —this news could not be more timely.” “The COVID-19 pandemic has shown us just how important it is for our country to have secure and reliab le supply chains, and Ted Stevens Anchorage International Airport has served as an indispensable link in these global chains for decades,” said Senator Sullivan. “To better meet the needs of our nation and the expected demands of global commerce, this critical piece of infrastructure is due for a dramatic expansion in storage capacity, particularly the ability to store cold freight during all seasons. I thank Secretary Chao and the Transportation Department for recognizing the benefits of having TSAIA serve as more than a ‘gas and go’ hub, which will help us better secure America’s distribution networks and grow jobs and economic opportunities for Alaskans.” “I am very pleased to report that the Department of Transportation is making critical investments i n the State of Alaska,” said Congressman Young. “Our state is geographically unique, and Alaskans know how important it is to ensure that temperature-sensitive goods, foods, and other items can safely and effectively make their way to Alaska and our rural communities. In April, the Anchorage Airport was recorded as the busiest in the world, which makes reliable cold storage facilities even more important for the global movement of cargo. I am proud to have worked with Senators Murkowski and Sullivan in support of this project, and am grateful to the Department of Transportation and Secretary Chao for listening to us and making this significant investment in our state. As former Chairman of the Transportation and Infrastructure Committee, I am acutely aware o f Alaska’s infrastructure needs. In Congress, I will continue advocating so that Alaskans can utilize safe and reliable infrastructure for generations to come.” Background Ted Stevens Anchorage International Airport is one of the busiest cargo airports in the world due, in large part, to its central position on the shortest flying routes between the United States and the Far East. Air cargo carriers are able to transport freight more efficiently and cost-effectively by stopping along this route to refuel at TSAIA. Although roughly two-thirds of cargo freighters and half of the total cargo flown between the U.S. and Asia transit through TSAIA, only a small fraction of the cargo ever leaves the aircraft for storage or sorting at the airport itself. Anchorage currently has limited capacity for cold storage, causing many carriers to depend on other states for such facilities. The proposed cold storage facility, and other planned expansions, would increasingly enable air cargo carriers to both refuel at TSAIA and store or sort freight for shipment directly to more destinations, rather than adding a stop for sorting at a second domestic airport. The cold storage facility is the first phase of a planned 715,000 square -foot cargo transfer and storage facility at TSAIA. # # #