The URL can be used to link to this page

Home My WebLink AboutFunds Transfer - FSSLA 23, Ch 1, Sec 73, Pg 166, Lns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l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l7KHXQH[SHQGHGDQGXQREOLJDWHGEDODQFHRIWKHODUJHSDVVHQJHUYHVVHOJDPLQJDQG JDPEOLQJ WD[ DFFRXQW $6 RQ -XQH HVWLPDWHG WR EH LV DSSURSULDWHGWRWKHJHQHUDOIXQG P 7KH UHPDLQGHU RI WKH IHGHUDO UHFHLSWV UHFHLYHG IURP VHF 3/ 6XEWLWOH0²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